We study the almost everywhere pointwise convergence of the Boussinesq operator along sequences {tn}∞n=1 with limn→∞tn=0 in one dimension. We obtain a characterization of convergence almost everywhere when {tn}∈lr,∞(N) for all f∈Hs(R) provided 0<s<12.
Citation: Dan Li, Fangyuan Chen. On pointwise convergence of sequential Boussinesq operator[J]. AIMS Mathematics, 2024, 9(8): 22301-22320. doi: 10.3934/math.20241086
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We study the almost everywhere pointwise convergence of the Boussinesq operator along sequences {tn}∞n=1 with limn→∞tn=0 in one dimension. We obtain a characterization of convergence almost everywhere when {tn}∈lr,∞(N) for all f∈Hs(R) provided 0<s<12.
The formal solution to the free Schrödinger equation
{i∂tu+Δxu=0,(x,t)∈Rn×R;u(x,0)=f(x),x∈Rn |
is defined by
eit△f(x)=1(2π)n∫Rnei(x⋅ξ+t|ξ|2)ˆf(ξ)dξ, |
where
ˆf(ξ)=∫Rne−ix⋅ξf(x)dx. |
Carleson [6] considered the following problem: Determine the optimal s for which
limt→0eit△f(x)=f(x),a. e. x∈Rn | (1.1) |
whenever f∈Hs(Rn), where Hs(Rn) is the L2-Sobolev space of order s, which is given by
Hs(Rn)={f∈S′:‖f‖Hs(Rn)=(∫Rn(1+|ξ|2)s|ˆf(ξ)|2dξ)12<∞}. |
In 1979, Carleson [6] first showed that the almost everywhere convergence (1.1) holds for any f∈H14(R). Dahlberg-Kenig [10] proved (1.1) fails for s<14 when n≥1. For the situation in higher dimensions, many researchers such as Carbery [5] and Cowling [9] considered this problem, and Sjölin [31] and Vega [38] proved independently that (1.1) holds when s>12 in any dimensions. The sufficient condition of (1.1) has been obtained in [1,2,7,11,13,15,20,21,23,28,29,30,37]. Bourgain [3] gave counterexamples demonstrating that (1.1) fails provided s<n2(n+1). The best sufficient condition was improved by Du-Guth-Li [14] and Du-Zhang [16] in general dimension n≥2. Hence, the Carleson problem was essentially solved except for the endpoint.
As a nonlinear variant of (1.1), the Boussinesq operator acting on f∈S(Rn) is given by
Bf(x,t)=(2π)−n∫Rnei(x⋅ξ+t|ξ|√1+|ξ|2)ˆf(ξ)dξ, |
which occurs in many physical situations. The name of this operator comes from the Boussinesq equation (cf. [4])
utt−uxx±uxxxx=(u2)xx, ∀(t,x)∈R2 |
modelling the propagation of long waves on the surface of water with small amplitude.
We are motivated by Section 1.1 and the similarity between the Schrödinger operator and the Boussinesq operator to study the pointwise convergence of Bf(x,t): Evaluate the optimal sc such that
limt→0Bf(x,t)=f(x),a. e. x∈Rn | (1.2) |
holds for any f∈Hs(Rn) with s>sc.
Cho-Ko [7] improved the convergence result on the Schrödinger operator to some generalized dispersive operators excluding the Boussinesq operator. Li-Li [22] proved that almost everywhere convergence (1.2) holds for any f∈H14(R) and Li-Li [22] also proved the condition s≥14 is sharp. Li-Wang [25] obtained almost everywhere convergence (1.2) holds for the optimal sc=13 when n=2.
In this paper, we are interested in a related problem: To study the pointwise convergence of Bf(x,tn), where {tn}∞n=1 is a decreasing sequence with limn→∞tn=0. One may expect less regularity on f is enough to obtain convergence in the discrete case. Let's review the convergence of the Schrödinger operator. When tn=1n,n=1,2,⋅⋅⋅, Carleson [6] proved that the convergence result holds provided that s>14 but fails for s<18 in one dimension. Indeed, it actually fails for s<14 by the counterexample in Dahlberg-Kenig [10]; see Lee-Rogers [21] for more details. Recently, this problem was further studied by [8,12,24,26,32,33]. In particular, under the assumption that {tn}∞n=1 belongs to Lorentz space lr,∞(N), 0<r<∞, i.e.,
supb>0br#{n∈N:tn>b}<∞, |
Dimou-Seeger [12] considered the fractional Schrödinger operator, which is defined by
eit(−Δ)a2f(x)=(2π)−n∫Rnei(x⋅ξ+t|ξ|a)ˆf(ξ)dξ, |
and obtained a characterization of convergence for all functions in Hs(R) when 0<s<min{a4,14} and a≠1. Li-Wang-Yan [26] and Cho-Ko-Koh-Lee [8] extended the result of Dimou-Seeger [12] to higher dimensions by different methods.
In this paper, we study the almost everywhere pointwise convergence problem of the sequential Boussinesq operator. The fractional Schrödinger operator and Boussinesq operator are different operators, and the result from Dimou-Seeger [12] cannot cover our work. We obtain a characterization of convergence almost everywhere for any f∈Hs(R) when 0<s<12. Our main results are as follows:
Theorem 1.1. Suppose 0<s<12. Let {tn}∞n=1 be a decreasing sequence with limn→∞tn=0, and suppose that {tn−tn+1}∞n=1 is also decreasing. Then the following four statements are equivalent.
(i) Let r(s)=s1−2s, the sequence {tn}∈lr(s),∞(N).
(ii) There exists a constant C1 such that for any f∈Hs(R) and for all sets B with diam(B)≤1, we obtain
‖supn∈N|Bf(x,tn)|‖L2(B)≤C1‖f‖Hs(R). | (1.3) |
(iii) There exists a constant C2 such that for any f∈Hs(R), for all sets B with diam(B)≤1, and for any α>0, we obtain
|{x∈B:supn∈N|Bf(x,tn)|>α}|≤C2α−2‖f‖2Hs(R). | (1.4) |
(iv) For all f∈Hs(R), we have
limn→∞Bf(x,tn)=f(x),a. e. x∈R. |
It is easy to see that (ⅱ)⇒(ⅲ). However, the opposite result (ⅲ)⇒(ⅱ) seems nontrivial, so we do not have a direct proof for it. Next, we introduce the outline of proving Theorem 1.1 briefly, as follows: We prove the following five statements: (ⅰ)⇒(ⅱ), (ⅰ)⇒(ⅳ), (ⅱ)⇒(ⅲ), (ⅲ)⇒(ⅰ), and (ⅳ)⇒(ⅲ).
Remark 1.1. We can drop the convexity assumption in Theorem 1.1. In fact, statements (ⅱ), (ⅲ), and (ⅳ) hold whenever tn is decreasing and {tn}∈ls1−2s,∞(N), see Proposition 2.1 for more details.
We also have a global version of the maximal function inequalities, as follows:
Theorem 1.2. Suppose 0<s<12. Let {tn}∞n=1 be a decreasing sequence with limn→∞tn=0, and suppose that {tn−tn+1}∞n=1 is also decreasing. Then the following three statements are equivalent.
(i) The sequence {tn}∈ls1−2s,∞(N).
(ii) There exists a constant C1 such that for any f∈Hs(R), we have
‖supn∈N|Bf(x,tn)|‖L2(R)≤C1‖f‖Hs(R). | (1.5) |
(iii) There exists a constant C2 such that for any f∈Hs(R) and for any α>0,
|{x∈R:supn∈N|Bf(x,tn)|>α}|≤C2α−2‖f‖2Hs(R). | (1.6) |
The proof of Theorem 1.2 is similar to that of Theorem 1.1. It suffices to prove the following three statements: (ⅰ)⇒(ⅱ), (ⅱ)⇒(ⅲ), (ⅲ)⇒(ⅰ).
Throughout this paper, we always use C to denote a positive constant, independent of the main parameters involved, whose value may change at each occurrence. The positive constants with subscripts, such as C1 and C2, do not change in different occurrences. For two real functions f and g, we always use f≲g or g≳f to denote that f is smaller than a positive constant C times g, and we always use f∼g as shorthand for f≲g≲f. We shall use the notation f≫g, which means that there is a sufficiently large constant C, which does not depend on the relevant parameters arising in the context in which the quantities f and g appear, such that f≥Cg. If the function f has compact support, we use suppf to denote the support of f. We write |A| for the Lebesgue measure of A⊂R. We use S(Rn) to denote the Schwartz functions on Rn. The notation diam(B) denotes the diameter of set B.
In this part, we have proved the boundedness of the maximal function provided {tn}∈ls1−2s,∞(N), which implies that (i)⇒(ii) and (i)⇒(iv) in Theorem 1.1. At the same time, we also obtain (i)⇒(ii) in Theorem 1.2.
Without loss of generality, we can suppose that tn∈(0,1) for all n∈N. Next, we study the frequency truncated operator
Bλf(x,t)=12π∫Rei(x⋅ξ+t|ξ|√1+|ξ|2)ˆf(ξ)χ(ξλ)dξ, |
where χ∈C∞ is a real-value, smooth function, suppχ⊂{12≤|ξ|≤1}. We can obtain the following result by [19], and the following conclusion will play a crucial role in our proof.
Lemma 2.1. Let J⊂[0,1] be an interval, then
‖supt∈J|Bλf(x,t)|‖L2(R)≤C(1+|J|14λ12)‖f‖L2(R). |
In order to prove Lemma 2.1, we review the following three lemmas first: Oscillatory integrals have played a key role in harmonic analysis. So we introduce the following well-known variant of Van der Corput's lemma:
Lemma 2.2. (Van der Corput's lemma [36]) For a<b, let F∈C∞([a,b]) be real valued and ψ∈C∞([a,b]).
(ⅰ) If |F′(x)|≥λ>0, ∀ x∈[a,b] and F′(x) is monotonic on [a,b], then
|∫baeiF(x)ψ(x)dx|≤Cλ(|ψ(b)|+∫ba|ψ′(x)|dx), |
where C does not depend on F, ψ, or [a,b].
(ⅱ) If |F″(x)|≥λ>0, ∀ x∈[a,b], then
|∫baeiF(x)ψ(x)dx|≤Cλ12(|ψ(b)|+∫ba|ψ′(x)|dx), |
where C does not depend on F, ψ, or [a,b].
Schur's lemma, which is described as follows, provides sufficient conditions for linear operators to be bounded on Lp(Rn).
Lemma 2.3. (Schur's lemma [18]) Assume that K(x,y) is a locally integral function on a product of two σ-finite measure spaces (X,μ)×(Y,ν), and let T be a linear operator defined by
Tf(x)=∫YK(x,y)f(y)dν(y) |
when f is bounded and compactly supported. Suppose
supx∈X∫Y|K(x,y)|dν(y)=A<∞, |
supy∈Y∫X|K(x,y)|dμ(x)=B<∞. |
Then the operator T extends to a bounded operator from Lp(Y) to Lp(X) with norm A1−1pB1p for 1≤p≤∞.
The following lemma is well known.
Lemma 2.4. (Lemma 2.4.2 [34] or [27]) Suppose that F is C1(R). Then, if q>1 and 1q+1q′=1,
supu∈[1,2]|F(u)|q≤|F(1)|q+q(∫21|F(u)|qdu)1q′(∫21|F′(u)|qdu)1q. |
Proof of Lemma 2.1. Let us take the first λ>1. The proof follows from the idea of Kolmogorov-Seliverstov-Plessner method. By linearizing the maximal operator, that is, let x→t(x) be a measurable function and t(x)∈J. It suffices to prove
‖Bλf(x,t(x))‖L2(R)≤C(1+|J|14λ12)‖f‖L2(R), |
where the constant C does not depend on t(⋅) and f. Denote
Bλf(x,t(x))=12π∫Rei(x⋅ξ+t(x)|ξ|√1+|ξ|2)ˆf(ξ)χ(ξλ)dξ:=λTλ[ˆf(λ⋅)](x), |
where
Tλg(x)=12π∫Rei(λx⋅ξ+t(x)|λξ|√1+|λξ|2)g(ξ)χ(ξ)dξ. |
Since ‖ˆf(λ⋅)‖L2(R)=λ−12‖f‖L2(R), our goal translates into proving the following inequality:
‖Tλ‖L2→L2≲|J|14+λ−12, |
which can further transform into demonstrating
‖Tλ(Tλ)∗‖L2→L2≲|J|12+λ−1. | (2.1) |
We use the idea of TT∗ to complete the proof. After some computation, the kernel of Tλ(Tλ)∗ is
Kλ(x,y)=12π∫Rei(λ(x−y)⋅ξ+(t(x)−t(y))|λξ|√1+|λξ|2)χ2(ξ)dξ. |
Denote
Φλ(ξ):=λ(x−y)⋅ξ+(t(x)−t(y))|λξ|√1+|λξ|2=λ(x−y)⋅ξ+(t(x)−t(y))λξ√1+λ2ξ2, |
where ξ>0. Thus,
Φ′λ(ξ)=λ(x−y)+λ(t(x)−t(y))1+2λ2ξ2√1+λ2ξ2,12≤ξ≤1. |
On the one hand, if |x−y|≥100λ|t(x)−t(y)|, we have
|Φ′λ(ξ)|≥λ|x−y|−λ|t(x)−t(y)|1+2λ2ξ2√1+λ2ξ2≥λ|x−y|−λ|t(x)−t(y)|1+2λ2√1+λ2≥λ|x−y|−4λ2|t(x)−t(y)|≥2425λ|x−y|. |
The first inequality follows from 1+2λ2ξ2√1+λ2ξ2 is increasing on [12,1], and the second inequality follows from λ>1.
Therefore, we have
|Kλ(x,y)|≲(λ|x−y|)−N. |
By the definition of Kλ(x,y), we have
|Kλ(x,y)|≲1. |
Since |Kλ(x,y)|≲(λ|x−y|)−N when |x−y|≥100λ|t(x)−t(y)|, we have
|Kλ(x,y)|≲(1+λ|x−y|)−N | (2.2) |
when |x−y|≥100λ|t(x)−t(y)|.
On the other hand, if |x−y|≤100λ|t(x)−t(y)|, we have
|Φ″λ(ξ)|=|λ(t(x)−t(y))3λ2ξ+2λ4ξ3(1+λ2ξ2)32|≥λ|t(x)−t(y)|32λ2+14λ4(1+14λ2)32≥λ|t(x)−t(y)|14λ4(4λ2)32=132λ2|t(x)−t(y)|≥λ3200|x−y|. |
The first inequality follows from the fact that 3λ2ξ+2λ4ξ3(1+λ2ξ2)32 is increasing on [12,1]. And the second inequality follows from λ>1.
Using Lemma 2.2, we obtain
|Kλ(x,y)|≲λ−12|x−y|−12. | (2.3) |
The case ξ∈[−1,−12] is similar to case ξ∈[12,1], and we neglect the details here. (2.2) and (2.3) imply that
∫R|Kλ(x,y)|dy≲∫|x−y|≲λ|t(x)−t(y)|λ−12|x−y|−12dy+∫|x−y|≫λ|t(x)−t(y)|(1+λ|x−y|)−Ndy≲∫|x−y|≲λ|J|λ−12|x−y|−12dy+∫R(1+λ|x−y|)−Ndy≲|J|12+λ−1, |
which implies that
supx∈R∫R|Kλ(x,y)|dy≲|J|12+λ−1. |
By symmetry, we have the same upbound for supy∈R∫R|Kλ(x,y)|dx. By Lemma 2.3, we obtain the desired conclusion (2.1).
The case λ≤1 follows from Lemma 2.4. By Lemma 2.4, we obtain
supt∈J|Bλf(x,t)|2≤|Bλf(x,t0)|2+2(∫J|Bλf(x,t)|2dt)12(∫J|∂tBλf(x,t)|2dt)12. |
By Hölder's inequality, we have
‖supt∈J|Bλf(⋅,t)|‖L2(R)≲‖Bλf(x,t0)‖L2(R)+‖‖Bλf(x,t)‖L2x(R)‖12L2t(J)‖‖∂tBλf(x,t)‖L2x(R)‖12L2t(J). |
Plancherel's theorem implies that
‖supt∈J|Bλf(⋅,t)|‖L2(R)≲‖f‖L2(R)+|J|14‖f‖12L2(R)|J|14‖f‖12L2(R)=‖f‖L2(R)+|J|12‖f‖L2(R)≲‖f‖L2(R)≲(1+|J|14λ12)‖f‖L2(R), |
where we use J⊂[0,1] in the second inequality.
Proposition 2.1. Let {tn}∈lr,∞(N) be decreasing. Then
‖supn∈N|Bf(⋅,tn)|‖L2(R)≤C‖f‖Hs(R),s=r1+2r. | (2.4) |
Moreover, Bf(x,tn)→f(x), a. e. x∈R whenever f∈Hκ(R) for κ≥min{14,r1+2r}.
Proof of Proposition 2.1. We use the idea of [12] to complete the proof of Proposition 2.1. We use a standard inhomogeneous frequency decomposition, that is, ∑k≥0Pkf=f, where
^P0f(ξ)=1[−12,12](ξ)ˆf(ξ),^Pkf(ξ)=(1[2k−1,2k](ξ)+1[−2k,−2k−1](ξ))ˆf(ξ),k≥1. |
Obviously, PkPk=Pk.
For each integer l≥0, we define
nl:={n∈N:2−(l+1)21+2r<tn≤2−l21+2r}. |
Since {tn}∈lr,∞(N), there exists C>0 such that
#nl≤C2l2r1+2r=C22ls, | (2.5) |
where s=r1+2r.
According to the frequency, we divide our proof into three parts, that is,
supn|Bf(x,tn)|≤A1(x)+A2(x)+A3(x), |
where
A1(x):=suplsupn∈nl|∑k<l1+2rBPkf(x,tn)|,A2(x):=suplsupn∈nl|∑l1+2r≤k<lBPkf(x,tn)|,A3(x):=suplsupn∈nl|∑k≥lBPkf(x,tn)|. |
By the definition of #nl, we have
tn∈Jl:=[0,2−l21+2r], |
where n∈nl.
Firstly, we consider the term ‖A1‖L2(R). By Minkowski's inequality, we obtain
‖A1(x)‖L2(R)≤‖suplsupn∈nl∑k<l1+2r|BPkf(x,tn)|‖L2(R)≤∑k≥0‖supl>k(1+2r)supn∈nl|BPkf(⋅,tn)|‖L2(R). |
For n∈∪l>k(1+2r)nl, tn lies in an interval of length O(2−2k), that is, Jl(k) with l(k)=⌊k(1+2r)⌋. We use Lemma 2.1 and take J=Jl(k) and λ=2k. Thus
‖supl>k(1+2r)supn∈nl|BPkf(⋅,tn)|‖L2(R)≲(1+2k2|Jl(k)|14)‖Pkf‖L2(R)≲‖Pkf‖L2(R). |
The last inequality follows from the fact that 2k2|Jl(k)|14≲1. Therefore, we obtain
‖A1(x)‖L2(R)≲∑k≥0‖Pkf‖L2(R)≲∑k≥0‖^Pkf‖L2(R)=∑k≥0‖(χ[2k−1,2k]+χ[−2k,−2k−1])ˆf‖L2(R)=∑k≥0‖χ[2k−1,2k](|ξ|)ˆf(ξ)‖L2(R)=∑k≥0‖χ[2k−1,2k](|ξ|)(1+|ξ|2)−s2(1+|ξ|2)s2ˆf(ξ)‖L2(R)≲∑k≥02−ks‖(1+|ξ|2)s2ˆf(ξ)‖L2(R)≤C(s)‖f‖Hs(R),s>0. |
Secondly, we study the term ‖A2‖L2(R). For simplicity of notation, we take the change of variables k=l−j. By Minkowski's inequality, we have
A2(x)=suplsupn∈nl|∑0<j≤2r1+2rlBPl−jf(x,tn)|≤(∑l≥0(∑0<j≤2r1+2rlsupn∈nl|BPl−jf(x,tn)|)2)12≤∑j>0(∑l≥j1+2r2rsupn∈nl|BPl−jf(x,tn)|2)12. |
Since l≥j1+2r2r, we have
|Jl|14212(l−j)=2−l12(1+2r)212(l−j)≥1. |
By Minkowski's inequality and using Lemma 2.1 again with J=Jl and λ=2l−j, we then obtain
‖A2(x)‖L2(R)≤∑j≥0‖(∑l≥j1+2r2rsupn∈nl|BPl−jf(⋅,tn)|2)12‖L2(R)≤∑j≥0(∑l≥j1+2r2r‖supn∈nl|BPl−jf(⋅,tn)|‖2L2(R))12≲∑j≥0(∑l≥j1+2r2r[(1+|Jl|14212(l−j)‖Pl−jf‖L2(R)]2)12=∑j≥0(∑l≥j1+2r2r[(1+212(l−j)2−l12(1+2r)‖Pl−jf‖L2(R)]2)12≲∑j≥0(∑l≥j1+2r2r[212(l−j)(1−11+2r)2−j12(1+2r)‖Pl−jf‖L2(R)]2)12=∑j≥02−j12(1+2r)(∑l≥j1+2r2r[2s(l−j)‖Pl−jf‖L2(R)]2)12≲‖f‖Hs(R), |
where s=12(1−11+2r)=r1+2r.
Finally, we consider the estimate ‖A3‖L2(R). We also make the change of variable k=l+m. By Minkowski's inequality, we have
A3(x)≤∑m≥0(∑l≥0supn∈nl|BPl+mf(x,tn)|2)12. |
By Minkowski's inequality and Plancherel's theorem, we obtain
‖A3‖L2(R)≤∑m≥0(∑l≥0‖supn∈nl|BPl+mf(⋅,tn)|‖2L2(R))12≤∑m≥0(∑l≥0∑n∈nl‖BPl+mf(⋅,tn)‖2L2(R))12≤∑m≥0(∑l≥0#(nl)‖Pl+mf‖2L2(R))12. |
From (2.5), it follows that
‖A3‖L2(R)≲∑m≥0(∑l≥022sl‖Pl+mf‖2L2(R))12=∑m≥02−ms(∑l≥022s(l+m)‖Pl+mf‖2L2(R))12≲‖f‖Hs(R). |
We are ready to combine all our ingredients and finish the proof.
‖supn∈N|Bf(⋅,tn)|‖L2(R)≤‖A1‖L2(R)+‖A2‖L2(R)+‖A3‖L2(R)≲‖f‖Hs(R), |
which means that the maximal inequality (2.4) is established. For any f∈S(R), we have limt→0Bf(x,t)=f(x) for all x∈R. By [22], it holds
‖supt∈[0,1]|Bf(x,t)|‖L2(B)≤C‖f‖H14(R). | (2.6) |
Since Schwartz functions are dense in Hκ(R), by (2.4) and (2.6), we obtain
limt→0Bf(x,t)=f(x),a.e.x∈R, |
whenever f∈Hκ(R),κ≥min{14,r1+2r}.
In this part, we use ideas from Nikishin-Stein theory to prove necessity in Theorems 1.1 and 1.2; that is, we obtain the following statements: (ⅲ)⇒(ⅰ), (ⅳ)⇒(ⅲ) in Theorem 1.1, and (ⅲ)⇒(ⅰ) in Theorem 1.2.
Firstly, we introduce the following proposition:
Proposition 3.1. Suppose that for all f∈Hs(R), the limit limn→∞Bf(x,tn) exists for almost every x∈R. Then for all compact sets K⊂R, there exists a constant Ck, such that for any α>0,
|{x∈K:supn∈N|Bf(x,tn)|>α}|≤CKα−2‖f‖2Hs(R). |
We postpone the proof of Proposition 3.1 here, and the details will be shown in Section 3.3.
Secondly, we also need the following key lemma, which is proved in [12].
Lemma 3.1. [12] Let {tn} be a sequence of positive numbers in [0,1], let 0<r<∞, and suppose that
supb>0br#({n:b<tn≤2b})≤A. |
Then {tn}∈lr,∞(N).
Thirdly, we are now ready to prove the necessity of the lr,∞(N) condition in Theorems 1.1 and 1.2. In fact, we summarize the necessity of the lr,∞(N) condition into the following Proposition 3.2 which plays a key role in this paper.
Proposition 3.2. Suppose that {tn}∞n=1 is a decreasing sequence such that {tn−tn+1}∞n=1 is decreasing and limn→∞tn=0. For 0<s<12, let r(s)=s1−2s.
(i) If s<14 and
|{x∈[0,1]:supn∈N|Bf(x,tn)|>12}|≤C‖f‖2Hs(R) | (3.1) |
holds for any f∈Hs(R), then {tn}∈lr(s),∞(N).
(ii) If s<12 and the global weak type inequality
|{x∈R:supn∈N|Bf(x,tn)|>12}|≤C‖f‖2Hs(R) | (3.2) |
holds for any f∈Hs(R), then {tn}∈lr(s),∞(N).
We will prove Proposition 3.2 in Section 3.2. We are now ready to combine all our ingredients and finish the proofs of Theorems 1.1 and 1.2.
Proof of Theorem 1.1. By Proposition 2.1, we can prove the implications of (ⅰ)⇒(ⅱ) and (ⅰ)⇒(ⅳ). By Tshebyshev's inequality, we have the result (ⅱ)⇒(ⅲ). By the first part of Proposition 3.2, we obtain the implication (ⅲ)⇒(ⅰ). Finally, using Proposition 3.1, we obtain the conclusion (ⅳ)⇒(ⅲ). Thus, the four statements (ⅰ), (ⅱ), (ⅲ), and (ⅳ) are equivalent.
Proof of Theorem 1.2. From Proposition 2.1, we have the implication (ⅰ)⇒(ⅱ). It is easy to obtain the implication (ⅱ)⇒(ⅲ) by Tshebyshev's inequality. From the second part of Proposition 3.2, we see the implication (ⅲ)⇒(ⅰ). Thus, the three statements (ⅰ), (ⅱ), and (ⅲ) are equivalent.
We can divide the proof of part (ⅱ) of Proposition 3.2 into two cases: s<14 and 14≤s<12. Furthermore, since (3.2) yields (3.1), we have (ⅰ) implies (ⅱ) when s<14. So we only need to consider 14≤s<12 when we prove part (ⅱ).
We use a contradiction argument. Assume that {tn}∉lr(s),∞(N), while (3.1) holds for s<14 or (3.2) holds in the case 14≤s<12. By Lemma 3.1, we obtain
sup0<b<12br(s)#({n:b<tn≤2b})=∞. |
Thus, there exists an increasing sequence {Kj}∞j=1 with limj→∞Kj=∞ and a sequence of positive numbers with limj→∞bj=0, such that
#({n:bj<tn≤2bj})≥Kjb−r(s)j. | (3.3) |
We choose another sequence Lj≤Kj with limj→∞Lj=∞ so that in the case where s<14
2Ljb1−4s2−4sj≤12. | (3.4) |
In the case 14≤s<12, we let Lj=Kj.
Using the idea originally proposed by Dahlberg-Kenig [10], we complete the construction of a counterexample. We introduce a family of Schwartz functions that are used to test (3.1). Take a C∞ function g with suppg⊂[−12,12] so that ∫Rg(ξ)dξ=1 and g(ξ)≥0 and study a family of functions fλ,ρ, where λ is a large number ρ≪λ, and λ,ρ will be given later. fλ,ρ is defined via the Fourier transform by
^fλ,ρ(η)=ρ−1g(η+λρ). |
Thus, supp^fλ,ρ belongs to an interval of length ρ≪λ contained in [−2λ,−λ2]. By the definition of fλ,ρ, we obtain
‖fλ,ρ‖Hs(R)≲λsρ−12. | (3.5) |
We now study the property of B on fλ,ρ. We have
|Bfλ,ρ(x,tn)|=|12π∫Rei(x⋅η+tn|η|√1+|η|2)ρ−1g(η+λρ)dη|=|12π∫ReiΦλ,ρ(ξ;x,tn)g(ξ)dξ|, |
where
Φλ,ρ(ξ;x,tn):=x(ρξ−λ)+tn(λ−ρξ)√1+(λ−ρξ)2. |
For x in a suitable interval Ij⊂I, and for suitable choices of λj,ρj and n(x,j), we obtain
|Bfλj,ρj(x,tn(x,j))|≥∫Rg(ξ)dξ−12π∫R|eiΦλj,ρj(ξ;x,tn(x,j))−1|g(ξ)dξ≥1−max|ξ|≤12|eiΦλj,ρj(ξ;x,tn(x,j))−1|. | (3.6) |
In order to prove |Bfλj,ρj(x,tn(x,j))|≥12, we only need to demonstrate that
max|ξ|≤12|eiΦλj,ρj(ξ;x,tn(x,j))−1|≤12 |
for our choices of x,n(x,j) and (λj,ρj).
From the definition of Φλ,ρ(ξ;x,tn), it follows that
Φ′λ,ρ(ξ;x,tn)=ρ[x−tn1+2(λ−ρξ)2√1+(λ−ρξ)2],Φ″λ,ρ(ξ;x,tn)=tnρ2(λ−ρξ)3+2(λ−ρξ)2(1+(λ−ρξ)2)32,Φ‴λ,ρ(ξ;x,tn)=−3tnρ3(1+(λ−ρξ)2)52. |
By Taylor expansion, we obtain
Φλ,ρ(ξ;x,tn)=Φλ,ρ(0;x,tn)+Φ′λ,ρ(0;x,tn)ξ+Φ″λ,ρ(0;x,tn)2!ξ2+12!∫ξ0Φ‴λ,ρ(t;x,tn)(ξ−t)2dt=−λx+tnλ√1+λ2+ρ[x−tn1+2λ2√1+λ2]ξ+12tnρ2λ3+2λ2(1+λ2)32ξ2+12!∫ξ0−3tnρ3(1+(λ−ρt)2)52(ξ−t)2dt:=−λx+tnλ√1+λ2+I+II+III. | (3.7) |
Noting that terms −λx+tnλ√1+λ2 do not depend on ξ, we have terms −λx+tnλ√1+λ2 do not affect our integral. We may neglect the terms −λx+tnλ√1+λ2 and only need to consider the last three terms I–III. We consider tn with tn≤bj2 and let ϵ be such that ϵ<1100. We choose
λj=Ljb−12−4sj,ρj=ϵb−1−2s2−4sj=ϵb−12j. |
Firstly, we study the upper bound of |I|. We consider x in the interval
Ij:=[0,bj21+2λ2j√1+λ2j]. |
Observe that in the case s<14, by (3.4), we obtain
bj21+2λ2j√1+λ2j≤2bjλj=2Ljb1−4s2(1−2s)j≤12, |
which implies that Ij⊂[0,12] in this case. Each x∈Ij implies x∈(1+2λ2j√1+λ2jtn+1,1+2λ2j√1+λ2jtn] for a unique n, which we label n(x,j).
We now claim that
tn−tn+1≤2L−1jb1−s1−2sj, | (3.8) |
where tn≤bj.
We can see this as follows: Since {tn−tn+1}∞n=1 is decreasing, for tn≤bj, by (3.3), we obtain
tn−tn+1≤min{tm−tm+1:tm>bj}≤2bj#({n:bj<tn≤2bj})≤2bjKjb−r(s)j≤2bjLjb−r(s)j=2L−1jb1−s1−2sj. |
By (3.8), we have that
0≤tn(x,j)−tn(x,j)+1≤2L−1jb1−s1−2sj. | (3.9) |
By (3.9) and the definitions of λj and ρj, we obtain
|I|=|ρj[x−tn1+2λ2j√1+λ2j]ξ|≤1+2λ2j√1+λ2j(tn(x,j)−tn(x,j)+1)ρj≤4λjL−1jb1−s1−2sjρj=4ϵ. | (3.10) |
Secondly, we consider the upper bound of |II|. From the definitions of λj and ρj, it follows that
|II|=|12tnρ2jλj3+2λ2j(1+λ2j)32ξ2|≤14bjρ2jλj3+2λ2j(1+λ2j)3214≤1164bjρ2j=4ϵ2. | (3.11) |
Finally, we provide the estimate of the last term III. We obtain
ρjλj=ϵL−1jbs1−2sj≤ϵ. |
Using the change of variables t=ξs and the choices of λj,ρj, we obtain
|III|=|12!∫ξ0−3tnρ3j(1+(λj−ρjt)2)52(ξ−t)2dt|=32tnρ3jξ3|∫10(1−s)2(1+(λj−ρjξs)2)52ds|≤332bjρ3j|∫101(λj−ρjξs)2ds|=332bjρ3j1λj(λj−ρjξ)≤332bjρ3j1λj≤332bjρ2jϵ=332ϵ3. | (3.12) |
Since ϵ<1100, from (3.7) and (3.10)–(3.12), we obtain
max|ξ|≤12|eiΦλj,ρj(ξ;x,tn(x,j))−1|≤12, |
which implies that
supn∈N|Bfλj,ρj(x,tn)|≥1−max|ξ|≤12|eiΦλj,ρj(ξ;x,tn(x,j))−1|≥12, |
for x∈Ij=[0,bj21+2λ2j√1+λ2j]⊂[0,1]. By (3.1) or (3.2), we have
meas(Ij)≲‖fλj,ρj‖2Hs(R)≈λ2sjρ−1j, |
which implies that
bj21+2λ2j√1+λ2j≲λ2sjρ−1j. |
Since λj=Ljb−12−4sj, ρj=ϵb−12j, we have bj≲(Ljb−12−4sj)2s−1(ϵb−12j)−1, which implies that
ϵ≲L2s−1j. |
Since limj→∞Lj=∞, we have limj→∞L2s−1j=0 with 0<s<12, which leads to a contradiction. This means that if {tn}∉lr(s),∞(N), then (3.1) (and therefore (3.2)) fails if s<14 and (3.2) fails if 14≤s<12. Thus we complete the proof of the proposition.
Remark 3.1. We explain the choices of the parameters λj and ρj. We divide the estimate of Φλ,ρ(ξ;x,tn) into three terms I,II and III. From the estimate of |I|, we have
λjL−1jb1−s1−2sjρj=ϵ. | (3.13) |
From the estimate of |II|, we have
bjρ2j=ϵ2. | (3.14) |
From the estimate of |III|, we have
bjρ2j=ϵ2. | (3.15) |
We obtain (3.14), which is the same as (3.15). By (3.13) and (3.14), we obtain
λj=Ljb−12−4sj,ρj=ϵb−12j. |
We use Nikishin's theorem here, whose proof can be found in [17,35]. Nikishin's theorem asserts that if M:L2(Y,μ)→L0(Rn,|⋅|) is a continuous sublinear operator (with (Y,μ) an arbitrary measure space), then there exists a measurable function ω(x) with ω(x)>0 such that
∫{x:|Mf(x)|>α}ω(x)dx≤α−2‖f‖2L2(μ). |
Let MBf(x)=supn∈N|Bf(x,tn)| and TBng(x)=(2π)−1∫Rei(x⋅ξ+tn|ξ|√1+|ξ|2)g(ξ)dξ. We obtain
TBnˆf(x)=(2π)−1∫Rei(x⋅ξ+tn|ξ|√1+|ξ|2)ˆf(ξ)dξ=Bf(x,tn). |
Then TBn acts on functions in the weighted L2 space L2(μs), where dμs=(1+|ξ|2)sdξ. Define the maximal operator ˜MBg=supn∈N|TBng|. Since limn→∞Bf(x,tn) exists almost everywhere for every f∈Hs(R), we have ˜MBg<∞ almost everywhere for every g∈L2(μs). Then [17] implies that the sublinear operator ˜MB:L2(μs)→L0(|⋅|) is continuous. By Nikishin's theorem, we obtain
∫{x:|˜MBg(x)|>α}ω(x)dx≤α−2‖g‖2L2(μs) | (3.16) |
for some weight ω(x), with ω(x)>0 almost everywhere. Without loss of generality, we may further assume that ω is bounded.
Next, for f∈Hs(R), we obtain
˜MBˆf(x)=supn∈N|TBnˆf(x)|=supn∈N|Bf(x,tn)|=MBf(x), | (3.17) |
and
‖ˆf‖L2(μs)=‖f‖Hs(R). | (3.18) |
(3.16)–(3.18) imply that
∫{x:|MBf(x)|>α}ω(x)dx≤α−2‖f‖2Hs(R). |
Using the change of variables x→x−y, we have
∫{x:|MBf(x)|>α}ω(x−y)dx≤α−2‖f‖2Hs(R). | (3.19) |
We multiply both sides of (3.19) by h(y), where h is a strictly positive continuous function with ∫Rh(y)dy=1, we obtain
∫{x:|MBf(x)|>α}ω(x−y)h(y)dx≤α−2‖f‖2Hs(R)h(y). |
Then we integrate in y to obtain that
∫R∫{x:|MBf(x)|>α}ω(x−y)h(y)dxdy≤α−2‖f‖2Hs(R), |
which yields that
∫{x:|MBf(x)|>α}h∗ω(x)dx≤α−2‖f‖2Hs(R). | (3.20) |
Since h∗ω is continuous, it attains a minimum over any compact set. For every compact set K, by (3.20), we obtain
|{x∈K:supn∈N|Bf(x,tn)|>α}|=|{x∈K:|MBf(x)|>α}|=∫{x∈K:|MBf(x)|>α}dx≤CK∫{x∈K:|MBf(x)|>α}h∗ω(x)dx≤CKα−2‖f‖2Hs(R). |
Therefore, Proposition 3.1 is established.
In this paper, we study the almost everywhere pointwise convergence problem of the sequential Boussinesq operator. The fractional Schrödinger operator and Boussinesq operator are different operators, and the result from Dimou-Seeger [12] cannot cover our work. The Boussinesq operator along sequences {tn}∞n=1 with limn→∞tn=0 in one dimension is studied. We obtain a characterization of convergence almost everywhere when {tn}∈lr,∞(N) for all f∈Hs(R) provided 0<s<12.
Dan Li: Conceptualization, Methodology, Investigation, Writing – Original Draft; Fangyuan Chen: Writing – Review and Editing. All authors have read and approved the final version of the manuscript for publication.
The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.
The authors thank Professor Junfeng Li for helpful suggestions and discussions. Dan Li is supported by Mathematics Research Branch Institute of Beijing Association of Higher Education and Beijing Interdisciplinary Science Society (No. SXJC-2022-032) and the Disciplinary funding of Beijing Technology and Business University (No. STKY202308). Fangyuan Chen* (the Corresponding author) is supported by Young Elite Scientists Sponsorship Program by BAST (No. BYESS2023036) and Young Teachers Program of Beijing Institute of Fashion Technology (No. NHFZ20230100).
The authors declare they have no conflict of interest.
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