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Research article Special Issues

Gap solitons in periodic difference equations with sign-changing saturable nonlinearity

  • In this paper, we consider the existence of gap solitons for a class of difference equations:

    Lunωun=fn(un),nZ,

    where Lun=anun+1+an1un1+bnun is the discrete difference operator in one spatial dimension, {an} and {bn} are real valued T-periodic sequences, ωR, fn()C(R,R) and fn+T()=fn() for each nZ. Under general asymptotically linear conditions on the nonlinearity fn(), we establish the existence of gap solitons for the above equation via variational methods when tfn(t) is allowed to be sign-changing. Our methods further extend and improve the existing results.

    Citation: Zhenguo Wang, Yuanxian Hui, Liuyong Pang. Gap solitons in periodic difference equations with sign-changing saturable nonlinearity[J]. AIMS Mathematics, 2022, 7(10): 18824-18836. doi: 10.3934/math.20221036

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  • In this paper, we consider the existence of gap solitons for a class of difference equations:

    Lunωun=fn(un),nZ,

    where Lun=anun+1+an1un1+bnun is the discrete difference operator in one spatial dimension, {an} and {bn} are real valued T-periodic sequences, ωR, fn()C(R,R) and fn+T()=fn() for each nZ. Under general asymptotically linear conditions on the nonlinearity fn(), we establish the existence of gap solitons for the above equation via variational methods when tfn(t) is allowed to be sign-changing. Our methods further extend and improve the existing results.



    Difference equations represent the discrete counterpart of ordinary differential equations, and they are applied in various research fields, such as computer science, economics and biology [1,2,3,4]. Many authors have obtained excellent results for difference equations [5,6,7,8]. In this paper, we focus on the discrete nonlinear Schrödinger (DNLS) equations which are widely utilized to describe a multitude of physical and biological phenomena, such as nonlinear optics [9,10], biomolecular chains [11], the lattice dynamics of solids and the localization of electromagnetic waves in photonic crystals with a nonlinear response [12]. For more reviews on this theme, we refer to [13,14,15,16,17,18,19,20].

    In this paper, we consider the existence of discrete gap solitons for the following periodic (DNLS) equation

    Lunωun=fn(un),nZ, (1.1)

    where L is a second order difference operator given by

    Lun=anun+1+an1un1+bnun,nZ, (1.2)

    {an} and {bn} are real valued T-periodic sequences and ωR. fn()C(R,R), fn(0)=0 and fn+T(t)=fn(t).

    We are interested in the existence of gap solitons. This problem appears when we consider the standing wave solutions for the following DNLS equation

    i˙ψn=Δψn+Vnψnfn(ψn),nZ, (1.3)

    where Δψn=ψn+1+ψn12ψn is the discrete Laplacian in one spatial dimension, fn() is continuous from C into C and fn(0)=0 for every nZ. The sequence {Vn} of real numbers and the sequence {fn()} of functions are assumed to be T-periodic, i.e., Vn+T=Vn, fn+T()=fn(). The typical saturable nonlinearities are as follows:

    fn(t)=t31+lnt2

    and

    fn(t)=(1elnt2)t,

    where ln is a real valued T-periodic sequence. The saturable nonlinearities can describe optical pulse propagation in various doped fibers [21,22]. In Eq (1.3), we suppose the nonlinearity fn is gauge invariant, i.e.,

    fn(eiθt)=eiθfn(t),θR. (1.4)

    Spatially localized standing waves are often called breathers or solitons. Since solitons are spatially localized time-periodic solutions and decay to zero at infinity, ψn has the following form:

    ψn=uneiωt,limn±un=0, (1.5)

    where {un} is a real valued sequence and ωR is the temporal frequency. Then, Eq (1.3) becomes

    Δun+Vnunωun=fn(un),nZ,limn±un=0. (1.6)

    In Eq (1.1), the operator L is a bounded and self-adjoint operator in the space l2. The spectrum σ(L) has a band structure, i.e., σ(L) is a union of a finite number of closed intervals [23]. Thus the complement Rσ(L) consists of a finite number of open intervals called spectral gaps, two of which are semi-infinite. Generally, a soliton for Eq (1.3) with the temporal frequency ω belonging to a spectral gap is called a gap soliton. In this work, we fix one spectral gap by (,β) and consider exploring nontrivial solutions that are not equal to 0 identically for the case ω(,β).

    In 2006, Pankov [24] first studied the gap solitons for the periodic DNLS equation, Eq (1.3) with the function fn(t)=ln|t2|t given by the linking theorem in combination with periodic approximations. Since then, the DNLS equations with saturable nonlinearities have also been studied very intensively. These pioneering works have produced many novel and interesting results on the existence of solutions [21,25,26,27,28]. In 2008, Pankov and Rothos [25] considered Eq (1.1) with an=1 and bn=2 when the nonlinearity fn(t)=f(t) is saturable at . Pankov obtained the following result.

    Theorem 1.1[25]. Assume that the nonlinearity f(t) satisfies the following assumptions:

    (h1)f(t)=o(t) as t0;

    (h2)lim|t|f(t)t=l<;

    (h3)f(t)C(R) and f(t)t<f(t)t2 for t0;

    (h4)g(t)=f(t)lt is bounded.

    Assume ω<0 and l+ω>0. Then there exists a non-trivial ground-state solution ul2 of Eq (1.1).

    In 2010, Pankov [26] considered the existence of gap solitons for Eq (1.1) with saturable nonlinearities when ω belongs to a spectral gap (α,β) of the linear part and 0σ(L). The main method of the proof involves applying critical point theory in combination with periodic approximations of solutions.

    Theorem 1.2[26]. Assume the conditions (i)(iv) hold:

    (i) nZ, the function fn:RR is continuous, fn(t)=fn+T(t), fn(0)=0 and fn(t)=o(t) as t0;

    (ii)lim|t|fn(t)t=ln exists and is finite, and the function gn(t)=fn(t)lnt is bounded;

    (iii) For every r0>0, there exists δ0=δ0(r0)>0 such that

    12tfn(t)Fn(t)δ0,

    for |t|r0 and Fn(t)0 for tR.

    (iv)λ=minnZln>ˆθ, where ˆθ is the bottom of the positive part of σ(L).

    Then there exists a nonzero solution ul2 of Eq (1.1).

    Under the condition that the nonlinearity is saturable, Zhou and Yu obtained a new sufficient condition for the existence of homoclinic solutions of the system by using the mountain pass lemma in combination with periodic approximations in 2010 [27]. They proved that it is also necessary in some special cases.

    Theorem 1.3[27]. Assume that ω(,β), fn is continuous in t, fn(t)=fn+T(t) for any nZ and tR, fn(t)=o(t) as t0. And the following conditions hold.

    (H1)fn(t)t is strictly increasing in (0,+) and strictly decreasing in (,0). Moreover, lim|t|fn(t)t=dn<;

    (H2)tfn(t)2Fn(t) as |t|, and lim supt0f2n(t)tfn(t)2Fn(t)=pn<.

    If dn>βω for nZ, then Eq (1.1) has at least a nontrivial solution ul2.

    Other related gap solitons results can be found in the literature [17,18,19,28,29,30,31]. The existence of solutions for Eq (1.1) has been widely considered under the condition of various assumptions on the saturable nonlinearity fn(t). To prove the existence of solutions for Eq (1.1), the main required assumptions are (h1), (h3), (iii), (H1) and (H2) which are given in most papers [19,30,32]. The conditions (h1) and (h3) imply the condition (H1), that the function tfn(t)|t| is strictly increasing in (,0) and (0,+). According to (H1), it follows that tfn(t)2Fn(t)0 for all tR, that is, tfn(t) has an unchanging sign. We must point out that one essential assumption, (H1) must be used to prove the critical functional satisfying the Palais-Smale (P.S.) condition in many studies. Moreover, the assumption (H2), i.e., tfn(t)2Fn(t)+ need also be used during the proof in some studies, such as in Theorem 1.3 from [27]. In these situations, most of the authors established the existence of solutions for Eq (1.1); see [27,31] for examples. Regarding the case that tfn(t) is allowed to be sign changing, there seems to be only a few papers that apply this for the DNLS equations. For the case in which tf(t) is sign changing, we can find some results [19,33,34,35]. However, most of these papers deal with the nonlinearity in the sup-cubic case rather than the saturable nonlinearity at infinity.

    Motivated by the above works, in this paper, we further consider the gap soliton problems of Eq (1.1) with saturable nonlinearity fn(t) at infinity. Let δ=βω>0; we assume the following assumptions are satisfied:

    (F1) limt0fn(t)t=q uniformly for all nZ, where |q|<δ8;

    (F2)There exists a constant d>0 such that lim|t|fn(t)t=d<+ uniformly for all nZ and the function gn(t)=fn(t)dt is bounded for each nZ;

    (F3)There exists a constant γ(0,δ) such that tfn(t)4Fn(t)γt2, nZ.

    The term tfn(t) is allowed to be sign-changing based on the assumption (F3) and the assumption (F1) implies that the nonlinear term represents the mixed nonlinearities that can be superlinear or asymptotically linear at the origin. By using the mountain pass lemma in combination with periodic approximations, we establish the existence of gap solitons for Eq (1.1) in l2.

    Remark 1.1. Before proceeding further, we will first give a function that satisfies the conditions (F1)(F3), but not (h1): fn(t)=o(t) as t0. For all nZ, let fn(t)=t32t1+t2 for tR. (F1)(F2) are obvious, but the aforementioned function does not satisfy (h1). Since Fn(t)=t2232ln(1+t2), we can find a constant γ=5>0 such that tfn(t)4Fn(t)+5t2=4t4+t2+6(1+t2)ln(1+t2)(1+t2)0 and tfn(t)=t42t21+t2 is sign-changing.

    In order to establish the variational framework associated with Eq (1.1) and apply the critical point theory, we will give some basic notations and lemmas that will be used to prove our main results. In the Hilbert space E=l2, we consider the functional

    J(u)=12(Luωu,u)+n=Fn(un),

    where (,) is the inner product in l2, and Fn(t)=t0fn(s)ds, nZ. The corresponding norm in E is denoted by . Then JC1(E,R) and we can compute the Frećhet derivative as

    J(u),v=(Luωu,v)+n=fn(un)vn

    for all u,vE.

    Equation (1.1) is the corresponding Euler-Lagrange equation for J. Thus, the nonzero critical points of J are nontrivial solutions of Eq (1.1).

    Let S be the following set of all two-sided sequences:

    S={u={un}|unR,nZ}.

    Then, S is a vector space with au+bv={aun+bvn} for u,vS and a,bR.

    For any fixed positive integer k, we define the subspace Ek of S that consists of all kT-periodic sequences:

    Ek={u={un}S|un+2kT=unfornZ}.

    Obviously, Ek is the 2kT-dimensional Hilbert space. Ek can be equipped with the inner product (,)k and norm k as follows:

    (u,v)k=kT1n=kTunvnforu,vEk

    and

    uk=(kT1n=kT|un|2)12foruEk.

    We also define a norm k in Ek by

    uk=max{|un|:nZ}foruEk.

    Consider the following functional Jk in Ek:

    Jk(u)=12(Lkuωu,u)kkT1n=kTFn(un); (2.1)

    then,

    Jk(u),v=(Lkuωu,v)kkT1n=kTfn(un)vn (2.2)

    for all u,vEk, where Lk is the operator L acting in Ek. This is a C1-functional in a finite dimensional space and its critical points are exactly kT-periodic solutions of Eq (1.1).

    We notice that σ(Lk) is finite, σ(Lk)σ(L) and LkL for all kZ, as described in [23]. Furthermore, kZσ(Lk) is a dense subset of σ(L).

    Then, we have that

    (Luωu,u)δu2foruE. (2.3)
    (Lkuωu,u)kδu2kforuEk. (2.4)

    Let X be a real Banach space and JC1(X,R). A sequence {un}X is called a P.S. sequence for J if {J(un)} is bounded and J(un)0 as n. We say that J satisfies the P.S. condition if any P.S. sequence for J possesses a convergent subsequence in X.

    Let Br be the open ball centered at 0 of radius r in H, and Br denotes its boundary. The following lemma will play an important role in the proof of our main results.

    Lemma 2.1 (Mountain Pass Lemma [36]). Let H be a real Hilbert space, and assume that JC1(H,R) satisfies the P.S. condition if J(0)=0 and the following conditions hold.

    (G1) There exist constants ρ>0 and α>0 such that J(x)α for all xBρ, where Bρ={xH:x<ρ}.

    (G2) There exists eHˉBρ such that J(e)<0.

    Then c=infhΓsups[0,1]J(h(s))α is a positive critical value of J, where

    Γ={hC([0,1],H)|h(0)=0,h(1)=e}.

    If some of these conditions, i.e., (F1)(F3) are violated or changed, Eq (1.1) has no nontrivial solutions in l2. Thus, we have the following proposition.

    Proposition 3.1. Assume that the conditions (F1) and (F2) hold and δ+. Then, Eq (1.1) has no nontrivial solutions in l2.

    Proof. Arguing by contradiction, we assume that Eq (1.1) has a nontrivial solutions for ul2, then, u is a critical point of J that satisfies

    (Luωu,u)=+n=fn(un)un.

    Since (F1) and (F2) are satisfied, they imply that there exists a finite constant a1>0 such that |tfn(t)|a1|t|2 uniformly for all nZ and tR. By Eq (2.3), we have that

    δu2(Luωu,u)=+n=fn(un)un<a1u2.

    This is impossible from δ+.

    Remark 3.1. If we consider that the conditions (F1), (F2) and a1<βω are satisfied, Eq (1.1) still has no nontrivial solutions in l2(see[27]).

    We define the linear operator as

    ˜Lku=Lkudu,uEk.

    Let Gn(t)=t0gn(s)ds be the primitive functions of gn for all nZ. Then we can represent the functional Jk and its derivative in the following forms:

    Jk(u)=12(˜Lkuωu,u)kkT1n=kTGn(un) (3.1)

    and

    Jk(u),v=(˜Lkuωu,v)kkT1n=kTgn(un)vn (3.2)

    for all u,vEk.

    Lemma 3.1. Assume that the condition (F2) holds and ωσ(˜Lk); then, the functional Jk satisfies the P.S. condition.

    Proof. Let {u(j)}Ek be a sequence such that Jk(u(j)) is bounded and Jk(u(j))0 as j. Since Ek is finite dimensional, it is enough to show that the sequence {u(j)} is bounded.

    Let E+k and Ek be the positive spectral subspace and the negative spectral subspace of the operator ˜Lkω in Ek, respectively; then, Ek=E+kEk.

    Hence, we can find a positive constant η>0 such that

    ±(˜Lkuωu,u)kηu2kforuE±k. (3.3)

    For each jZ, we write u(j)=u(j)++u(j); then,

    ηu(j)+2k(˜Lku(j)+ωu(j)+,u(j)+)k=(˜Lku(j)ωu(j),u(j)+)k=kT1n=kTgn(u(j)n)u(j)+nu(j)+k+kT1n=kT|gn(u(j)n)||u(j)+n|. (3.4)

    In view of (F2), we can take ε=η2>0 and a sufficiently large M>0 such that

    0<|gn(t)t|<η2for|t|MandnZ. (3.5)

    We have that

    Q(j)k={n:|u(j)n|<M,nZ(kT,kT1)},R(j)k={n:|u(j)n|M,nZ(kT,kT1)}.

    Let M0=maxnQ(j)k{|gn(u(j)n)|}. Then

    kT1n=kT|gn(u(j)n)|2=nQ(j)k|gn(u(j)n)|2+nR(j)k|gn(u(j)n)|22kTM20+nR(j)kη24|u(j)n|22kTM20+η24u(j)2k.

    The above inequality implies that

    (kT1n=kT|gn(u(j)n)|2)122kTM0+η2u(j)k. (3.6)

    Combining Eq (3.4), the Cauchy-Schwartz inequality and Eq (3.6), we obtain the following inequality

    ηu(j)+2k(1+2kTM0)u(j)+k+η2u(j)ku(j)+k. (3.7)

    Similarly, we get

    ηu(j)2k(1+2kTM0)u(j)k+η2u(j)ku(j)k. (3.8)

    Since u(j)2k=u(j)+2k+u(j)2k and u(j)+k+u(j)k2u(j)k, by Eqs (3.7) and (3.8), we have that

    ηu(j)2k2(1+2kTM0)u(j)k+2η2u(j)2k.

    Hence, the sequence {u(j)} is bounded.

    In the following theorem, we will use Lemma 2.1 and Lemma 3.1 to prove the existence of the nonzero critical point u(k) of Jk in Ek.

    Theorem 3.1. Assume that the conditions (F1)-(F2) hold and ωσ(˜Lk). If d>βω, then Jk has at least one nonzero critical point u(k) in Ek. Moreover, u(k)k is bounded and there exist positive constants ξ and μ such that

    ξu(k)kμ. (3.9)

    Proof. The functional Jk satisfies the P.S. condition according to Lemma 3.1. Next, we need only to verify that Jk satisfies the conditions G1 and G2 in Lemma 2.1. In fact, Jk(0)=0; let ε=δ4q2>0; then, there exists some positive constant ρ>0 such that

    Fn(t)δ4t2fornZand|t|ρ. (3.10)

    Since ukuk, we have that kT1n=kTFn(un)δ4u2k for all uEk with ukρ; then,

    Jk(u)=12(Luωu,u)kkT1n=kTFn(un)δ2u2kδ4u2k=δ4u2k. (3.11)

    Taking α=δ4ρ2, we get Jk(u)α for all uBρ; hence, Jk satisfies the condition G1 of Lemma 2.1.

    Next, we will verify the condition G2.

    Let βk be the lowest point in σ(Lk). According to the spectral theory of periodic difference operators, endpoints of spectral gaps are either T-periodic or T-antiperiodic, eigenvalues of the difference operator L. Since β is one of endpoints, we see that either βk=β for all integers k1, or that β2k=β for all integers k1. Since ωσ(˜Lk) and d>βω, it is easy to verify that Ek for k1.

    We denote λ by the lowest positive point in σ(˜Lkω) in Ek. Let zkE+k be a unit eigenvector of ˜Lkω with the eigenvalue λ. We can find that y0 in Ek. Let u=zk+τyyk, where τR. We have that

    Jk(u)=Jk(zk+τyyk)=12((˜Lkω)zk,zk)k+12((˜Lkω)τyyk,τyyk)kkT1n=kTGn(un)λ2η2τ2kT1n=kTGn(un). (3.12)

    By (F2), |Gn(t)| has, at most, linear growth for all nZ; we have that

    Jk(u)λ2η2τ2+Cuk=η2u2k+Cuk+λ+η2asuk. (3.13)

    Thus, we can choose τ0R such that u0k=1+τ20>ρ and Jk(u0)=Jk(zk+τ0yyk)<0.

    All of the assumptions of Lemma 2.1 have been verified; then, Jk possesses a critical value cka with

    ck=infhΓksups[0,1]Jk(h(s)),

    where

    Γk={hC([0,1],Ek)|h(0)=0,h(1)=u0=zk+τ0yykEkBρ}.

    Given that a critical point u(k) of Jk corresponds to ck in Ek, u(k) is nonzero as ck>0. We denote hΓk as h(s)=s(zk+τ0yyk) for s[0,1]; then,

    Jk(u(k))sups[0,1]Jk(s(zk+τ0yyk)). (3.14)

    In fact,

    Jk(s(zk+τ0yyk))λ2s2ητ202s2+C1+τ20sλ2+C1+τ20. (3.15)

    Hence,

    Jk(u(k))λ2+C1+τ20=M1. (3.16)

    Let 0γ<δ. We see from (F3), Eq (2.1) and (2.2) that

    M1Jk(u(k))=kT1n=kT(12fn(u(k)n)u(k)nFn(u(k)n))=kT1n=kT(14fn(u(k)n)u(k)n+γ4(u(k)n)2Fn(u(k)n))+14kT1n=kT(fn(u(k)n)u(k)nγ(u(k)n)2)kT1n=kT(14fn(u(k)n)u(k)nγ4(u(k)n)2)δγ4u(k)2k. (3.17)

    So the sequence {u(k)} is bounded in Ek. In particular, Eq (3.16) implies that |u(k)n|2M1δγ for nZ, that is,

    u(k)k2M1δγ=μ.

    On the other hand, from Eq (2.4), we have that

    δ2u(k)2k(Lu(k)ωu(k),u(k))k=Jk(u(k)),u(k)+kT1n=kTfn(u(k)n)u(k)nkT1n=kT|fn(u(k)n)u(k)n|. (3.18)

    From (F1), we have that ε=δ4|q|>0 and find a positive number ξ such that

    0|fn(t)t|<δ4t2fornZand|t|ξ. (3.19)

    Consequently, from Eq (3.18), we get |u(k)n|ξ for nZ, so

    u(k)kξ.

    Now, we can give the proof of our main result.

    Theorem 3.2. Assume that the conditions (F1)-(F3) hold. If d>βω and ωσ(Ld), then Eq (1.1) possesses at least one nontrivial solution u in l2.

    Proof u(k)={u(k)n}Ek is a critical point obtained via Theorem 3.1, and there exists nkZ such that

    ξ|u(k)nk|μ. (3.20)

    Note that

    anu(k)n+1+an1u(k)n1+(bnω)u(k)n=fn(u(k)n),nZ. (3.21)

    By the periodicity of the coefficients in Eq (3.21), we see that {u(k)n+T} is also a solution of Eq (3.21). Making some shifts if necessary, and without loss of generality, we can assume that 0nkT1 in Eq (3.20). Moreover, passing to a subsequence of {u(k)} if necessary, we can also assume that nk=n for k1 and some integer n such that 0nT1. It follows from Eq (3.20) that we can choose a subsequence, still denoted by {u(k)}, such that

    u(k)nunaskfornZ.

    Obviously, from Eq (3.21), given k, we can obtain the following:

    anun+1+an1un1+(bnω)un=fn(un),nZ, (3.22)

    that is, u is a nonzero solution of Eq (1.1), as Eq(3.20) implies ξ|u(k)n|. Now, we will verify that u=unl2. For each sN, let k>s. Then, it follows from (3.17) that

    sn=s(u(k)n)2u(k)2k4M1δγ.

    Let k. We obtain sn=s(un)24M1δγ. By the arbitrariness of s, we know that u=unl2. The proof is completed.

    In this paper, through the use of variational methods, we consider the existence of gap solitons for the class of difference equations described by Eq (1.1) in one spatial dimension. Under general asymptotically linear conditions on nonlinearity fn() at infinity, we find a gap soliton for Eq (1.1). Most of the pioneering work requires that the function tfn(t)|t| is strictly increasing in (,0) and (0,+), and that tfn(t)2Fn(t)0 for all tR; see Theorems 1.1, 1.2 and 1.3. Obviously, the assumptions of these conditions are stronger than ours and tfn(t) has an unchanging sign, but our conditions require that tfn(t) is sign-changing according to (F3). This is different from the previous assumptions of (h3), (iii) or (H2). Moreover, for Theorems 1.1, 1.2 and 1.3, the corresponding authors have decided to assume f(t)=o(t) at the origin; we give a general assumption (F1) in this paper; it implies that the nonlinear term represents the mixed nonlinearities that can be superlinear or asymptotically linear at the origin. We must point out that our work is different from previous works, and that the results of this paper improve, extend and complement some related results in the literature [25,26,27]. Our solutions are obtained by applying the variational approach in combination with periodic approximations; additionally, the functional J is required to satisfy the P.S. conditions; hence, some technical methods are used to deal with the process of proof.

    The dynamic behavior of solitons has recently attracted much interest. In future work, we will analyze the existence problem for multiple solitons in Schrödinger lattice systems and the stability of gap solitons in lattices, as well as investigate the nonlinear evolution of unstable solitons under perturbations. Moreover, we plan to explore the stability of the solitons by investigating the linearization and to verify our results via direct simulations.

    This research was funded by the Key Scientific Research Projects of Colleges and Universities in Henan Province (Grant No. 22B110006), the Scientific Research Projects of Lüliang City (Grant No. Rc2020213) and the Scientific and Technology Key Project of Henan Province of China (Grant No. 222102110028).

    All authors declare that they have no conflict of interest.



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