Research article Special Issues

Fractional Laplacians on ellipsoids

  • Received: 15 May 2020 Accepted: 08 September 2020 Published: 22 September 2020
  • We show explicit formulas for the evaluation of (possibly higher-order) fractional Laplacians (-△)s of some functions supported on ellipsoids. In particular, we derive the explicit expression of the torsion function and give examples of s-harmonic functions. As an application, we infer that the weak maximum principle fails in eccentric ellipsoids for s(1,3+3/2) in any dimension n2. We build a counterexample in terms of the torsion function times a polynomial of degree 2. Using point inversion transformations, it follows that a variety of bounded and unbounded domains do not satisfy positivity preserving properties either and we give some examples.

    Citation: Nicola Abatangelo, Sven Jarohs, Alberto Saldaña. Fractional Laplacians on ellipsoids[J]. Mathematics in Engineering, 2021, 3(5): 1-34. doi: 10.3934/mine.2021038

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  • We show explicit formulas for the evaluation of (possibly higher-order) fractional Laplacians (-△)s of some functions supported on ellipsoids. In particular, we derive the explicit expression of the torsion function and give examples of s-harmonic functions. As an application, we infer that the weak maximum principle fails in eccentric ellipsoids for s(1,3+3/2) in any dimension n2. We build a counterexample in terms of the torsion function times a polynomial of degree 2. Using point inversion transformations, it follows that a variety of bounded and unbounded domains do not satisfy positivity preserving properties either and we give some examples.


    A 2-(v,k,λ) design D is a pair (P,B), where P is a set of v points, and B is a set of k-subsets of P called blocks, such that any 2 points are contained in exactly λ blocks. A flag is a point-block pair (α,B) with αB. The Fisher's inequality in [8, 1.3.8] shows that the number of blocks is at least v. Design D is said to be non-symmetric if v<b and non-trivial if 2<k<v1. We always assume D to be non-trivial and non-symmetric in this paper. An automorphism of D is a permutation of P that leaves B invariant. All automorphisms of the design D form a group called the full automorphism group of D, denoted by Aut(D). Let GAut(D). The design D is called point (block, flag)-transitive if G acts transitively on the set of points (blocks, flags) and point-primitive if G acts primitively on P, that is, G does not preserve a partition of P in classes of size c with 1<c<v.

    For decades, works have been done on the classification of 2-designs admitting a transitive automorphism group. In 1988, Buekenhout, Delandtsheer, and Doyen first proved in [5] that the flag-transitive automorphism group of a 2-(v,k,1) design must be of affine or almost simple type. Then, the classification of flag-transitive 2-(v,k,1) designs was given in [6] by a six-person team, except for the case of the one-dimensional affine type. In recent years, some researchers have focused on into classifying 2-(v,k,λ) designs with general λ admitting flag-transitive automorphism group, such as [1,3,12,16,25,26,27]. Moreover, some of the works also considered classification of such designs admitting automorphism groups in a weaker condition, namely, block-transitive rather than flag-transitive [21,22,23,24].

    The current paper tackles the 2-(v,k,λ) designs where λ is a prime. In [25], Zhang and Chen reduced the flag-transitive, point-primitive automorphism groups of such 2-designs either to the affine type (with an elementary abelian p-group as socle) or to the almost simple type (with a nonabelian simple socle). Hence, it is possible to classify such 2-designs based on the classification of simple groups. The aim of this paper is to consider the case when the socle of the automorphism group G is an exceptional simple group of Lie type. Note that groups G2(2), 2G2(3), 2B2(2), and 2F4(2) are not simple, so they are not under consideration in this work. It is also worth noting that the symmetric 2-designs with exceptional simple socle have been studied in [1,2,20]. The main result of the current paper is the following:

    Theorem 1.1. Let D be a non-symmetric 2-(v,k,λ) design with λ prime and G a flag-transitive automorphism group of D. If the socle T of G is an exceptional Lie type simple group in characteristic p, then one of the following holds:

    (1) T is 2B2(q) with q=22n+1>2 and (v,k,λ)=(q2+1,q,q1), where q1 is a Mersenne prime;

    (2) T is G2(q), and (v,k,λ)=(q3(q31)2,q32,q+1) where q>2 is even and q+1 is a Fermat prime.

    Remark 1.1. For the parameters in Theorem 1.1(1), the design D is described in [26]. For the parameters in Theorem 1.1(2), the existence of such a design remains uncertain at this time.

    We begin with some well-established results about the parameters of 2-(v,k,λ) designs and the automorphism groups of them. For any point α, we denote by r the number of blocks that contain α, as it is a constant.

    Lemma 2.1. ([8]) For a 2-(v,k,λ) design D, it is well known that

    (1) bk=vr;

    (2) λ(v1)=r(k1);

    (3) λv<r2.

    Lemma 2.2. ([8,Section 1.2]) Assume that G is an automorphism group of D. Then the flag-transitivity of G is equivalent to one of the following:

    (1) G is point-transitive, and the point stabilizer Gα is transitive on all blocks that contain α;

    (2) G is block-transitive, and the block stabilizer GB is transitive on the k points in block B.

    Lemma 2.3. [7]) Assume that G is a flag-transitive automorphism group of D, and T is the socle of G. Then, we have

    (1) r|Gα|, where Gα is the point-stabilizer of G;

    (2) rλdi, where di is any nontrivial subdegree of G.

    Assume that λ is a prime. Then either (λ,r)=1 or λr. For the former case, by the results of [26], we immediately obtain the following Lemma:

    Lemma 3.1. Assume that G and D satisfy the hypothesis of Theorem 1.1. If (λ,r)=1, then T=2B2(q) with q=22n+18, and D is a 2-(q2+1,q,q1) design with q1 a Mersenne prime. In particular, 2n+1 is prime.

    Therefore, we always assume λr in the remaining content. Let r0=rλ. We get the following from Lemmas 2.1 and 2.3.

    Lemma 3.2. Assume that D is a 2-(v,k,λ) design where λ is a prime divisor of r, and G is a flag-transitive automorphism group of D. Then we have

    (1) v<λr20;

    (2) r0 divides the greatest common divisor of |Gα|, v1 and all nontrivial subdegrees of G.

    Since G is point-primitive, the point stabilizer Gα is a maximal subgroup of G. In this section, we first deal with the case when Gα is a maximal parabolic subgroup of G.

    Lemma 3.3. Assume that T=2B2(q) with q=22n+1>2. Then Gα cannot be the maximal parabolic subgroup of G.

    Proof. If Gα is a maximal parabolic subgroup of G, we know that |Gα|=fq2(q1) with f(2n+1) from [19], and hence v=q2+1. Then, according to (1) and (2) in Lemma 2.1 and the fact λr, we further get k1q2 and b=λq2(q2+1)k(k1). Since G is flag-transitive, Lemma 2.2 implies that |GB|=|G|b=fk(k1)(q1)λ. All maximal subgroups of G can be read off from [19], and let M be any one of them with GBM. The fact that |GB| divides |M| implies that M is the maximal parabolic subgroup of G, and k(k1) divides λq2. This forces k=λ, for otherwise k(k1)q2, which is a contradiction. It follows that GB is primitive on B, and so TB is transitive on B. Namely, |TB:Tγ,B|=k for any point γB. On the other hand, since M is parabolic, there exists a point α such that M=Gα. That is to say, TBTα and therefore Tγ,BTγ,α for γB. Since the stabilizer of any two points in 2B2(q) is a cyclic group of order q1 by [9, p.187], |Tγ,B| divides (q1). Also, |T:Tγ,α| divides bk by the flag-transitivity of G. It follows that (k1)λ, which holds only when λ=k=2, for it has been proved that k=λ above. This is impossible as D is nontrivial.

    Lemma 3.4. Assume that T=2G2(q) with q=32n+1>3. Then Gα cannot be the maximal parabolic subgroup of G.

    Proof. If Gα is the maximal parabolic subgroup of G, then we know that |Gα|=fq3(q1) with f(2n+1) from [11], and so v=q3+1. Similar as to Lemma 3.3, we have

    b=λv(v1)k(k1)=λq3(q3+1)k(k1)

    and k1q3. Let f1 be a divisor of f such that |GB:TB|=f1. Then by the flag-transitivity of G, we get

    |TB|=f(q1)k(k1)f1λ.

    Here, we also consider the maximal subgroups M of 2G2(q) such that TBM. From [11], either M is parabolic, or MZ2×PSL2(q).

    If M is a parabolic subgroup, then k(k1)λq3. Since k1q3, we have kλ and therefore λ=k. It follows that λ1q3 and λ=3n1+1, which forces λ=k=2, for λ is prime. However, now we get b=q3(q3+1)>(v2), which is obviously impossible. Hence, in the remaining part of the proof, we assume that TBZ2×PSL2(q).

    According to the list of the maximal subgroups of PSL2(q) in [4, Tables 8.1 and 8.2], TB is isomorphic to a subgroup of Z2×A4, Z2×Dq±1, Z2×([q]:Zq12) or Z2×PSL2(q0) with q0=q=32n+1. Obviously, the former two cases are impossible as k1q3. Then, if TBZ2×([q]:Zq12), we also have λ=k, a contradiction again. For the last case, the condition that |TB| divides |Z2×PSL2(q0)| forces q0=q, which implies that TB is isomorphic to Z2×PSL2(q) or PSL2(q). Then, by |T:TB|b, we have k(k1)q(q+1)λ. This, together with k1q2, implies that k1q when λ3, and k13q when λ=3. Furthermore, the facts that q+1 is the smallest degree of non-trivial action of PSL2(q) since q is an odd power of 3 and that |TB:Tα,B| divides k imply k=q+1. Hence, |TB|=fk(k1)(q1)f1λ=q(q21)a, with a=1 or 2 when TB is Z2×PSL2(q) or PSL2(q), respectively. It follows that λf when TB is Z2×PSL2(q), or λ=2 when TB is PSL2(q).

    Let R be the Ree unital of order q (which is a 2-(q3+1,q+1,1) design). For the former case, let σ be the central involution of Z2×PSL2(q). It can be deduced from [15] that σ fixes a block of R pointwise and preserves a point-partition Sσ of R into q2q blocks, each of them invariant by σ. Now, Z2×PSL2(q) induces PSL2(q) on Sσ{}, and PSL2(q) preserves acting on this one in its natural 2-transitive action of degree q+1. Further, PSL2(q) partitions Sσ into two orbits each of length q2q2. Thus, is the unique Z2×PSL2(q)-orbit of points of R of length q+1. Note that k=q+1, which means B=. This means that |BG|=|G|=q2(q2q+1) by [6], and so λ=1, which contradicts with λ being prime. For the latter case, the block stabilizer T for the Ree unital is Z2×PSL2(q), and Z2 fixed all points in . However, since αTBαT and |αTB|=|αT|=q+1, we have αTB=αT. This means that Z2 fixed all points in B, and so Z2TB, an obvious contradiction.

    For the remaining possibility of T in T, where

    T={2F4(q),3D4(q),G2(q),F4(q),Eϵ6(q),E7(q),E8(q)},

    we use the following Lemma from [14] to prove that Gα cannot be the maximal parabolic subgroup. Note that in the following we denote by np the p-part of n and np the p-part of n, i.e., np=pt where ptn but pt+1n, and np=n/np.

    Lemma 3.5. ([14]) Assume that T is a simple group of Lie type in characteristic p and acts on the set of cosets of a maximal parabolic subgroup. Then T has a unique subdegree which is a power of p except when T is Ld(q), Ω+2m(q) (m is odd) or E6(q).

    Lemma 3.6. If TT, then Gα cannot be a parabolic subgroup of G.

    Proof. By Lemma 3.5, for all cases where TT{E6(q)}, there is a unique subdegree which is a power of p. Then, Lemma 3.2 implies that r0 divides |v1|p. Since we also have λ divides |Gα|, we can easily check that r0 is too small to satisfy the condition v<λr20. Therefore, we assume that T=E6(q). If G contains a graph automorphism, or GαT is P2 or P4, then there is also a unique subdegree that is a power of p. However, r0 is too small again. If GαT is P3 with type A1A4, we have λq51q1 by λ|Gα| and

    v=(q3+1)(q4+1)(q91)(q6+1)(q4+q2+1)(q1).

    Moreover, from [1, Proposition 6.3], we know that there exist two nontrivial subdegrees: q13q51q1 and q(q51)(q41)(q1)2. Lemma 3.2 then implies that r divides λqq51q1. However, the condition v<λr20 cannot be satisfied again. If GαT is P1 with type D5, then

    v=(q8+q4+1)(q91)q1,

    and there exist two nontrivial subdegrees (see [13]): q(q3+1)(q81)(q1) and q8(q4+1)(q51)(q1). It follows that rλq(q4+1). This, together with λ|Gα|, implies that r2<λ2q2(q4+1)2<λv, which is contradictive with Lemma 2.1.

    In this section, we assume that Gα is a non-parabolic maximal subgroup of G.

    Lemma 3.7. Assume that G and D satisfy the hypothesis of Theorem 1.1. Then, |G|<|Gα|3.

    Proof. From Lemma 2.3, we know that r divides every nontrivial subdegree of G, and so r divides |Gα|. Since v<r2 by (3) of Lemma 2.1, it follows that |G|<|Gα|3.

    Lemma 3.7 implies that Gα is a large maximal non-parabolic subgroup of G. The type of Gα can be read from [1, Table 2]. Note that Theorem 1.1(2) just corresponds to the non-parabolic case here, with T=G2(q) and the type of Gα being SLϵ3(q).2.

    Lemma 3.8. Assume that G and D satisfy the hypothesis of Theorem 1.1. If T=G2(q) and the type of Gα is SLϵ3(q).2 with ϵ=±, then ϵ=, T is flag-transitive on D, and the parameters of D are (v,b,r,k,λ)=(q3(q31)2,(q+1)(q61),(q+1)(q3+1),q32,q+1), where q is even, and λ=q+1 is a Fermat prime.

    Proof. It is obvious that |Tα|=2q3(q21)(q3ϵ1), and hence v=12q3(q3+ϵ1). We first deal with the case when q is even. Since G2(2) is not simple (G2(2)PSU3(3):2), we assume that q>2. From [17, Section 3, Case 8], we know that r divides λ(q3ϵ1). Then, the equality λ(v1)=r(k1) from Lemma 2.1 implies that there exists an odd integer t dividing (q3ϵ1) such that

    k=t(q3+ϵ2)2+1andr=λ(q3ϵ1)t.

    Obviously, the fact that k<r implies t<λ. Moreover, by Lemma 2.1 we have

    b=λv(v1)k(k1)=λq3(q61)(q3+ϵ2)4k(k1)=λq3(q61)2kt. (3.1)

    Note also that (2k,q3ϵ1)3t+ϵ2, (2k,q3+1)t+ϵ2, (k,q32)t+ϵ1, and therefore (2k,q21)(t+ϵ2)(3t+ϵ2). Since b is an integer, it follows from (3.1) that kλq32(q3ϵ1)(q3+ϵ1). Hence, we have

    t(q3+ϵ2)2+1λ(t+ϵ2)(t+ϵ1)(3t+ϵ2). (3.2)

    Since 3t+ϵ25t, it follows that q3+ϵ2<10λ(t+ϵ2)(t+ϵ1) except when t=1 and ϵ=. When t1, the above together with t<λ further implies that λ cannot be a prime divisor of |Out(T)|, and hence λ divides |SLϵ3(q).2|.

    In the following, we prove that t=1. Obviously, t2, for t is odd. When t3, we have rλ13(q3ϵ1) and 3t2<λ by t(q3+ϵ2)2<krλ(q3ϵ1)3. Now, assume that λk. Then λ divides (2q3(q21)(q3ϵ1),2k), and it follows that λ4(t+ϵ1)(t+ϵ2)(3t+ϵ2)2. Since 32t<λ, we have λ=3t+ϵ2, or ϵ=+ and λ=3t+22. If λ=3t+2ϵ, then k<r forces (t,λ,ϵ)=(5,17,+), (5,13,), (3,11,+), (3,7,), or (1,5,+). Note that kλ(t+ϵ2)(t+ϵ1)(3t+ϵ2), and we check each case and know that it is impossible. If λ=3t+22, then we get (t,λ)=(4,7), which can be ruled out similarly. Hence, λk, and it follows (3.2) that t>q. On the other hand, since |T:TB|b, there exists an integer f1 dividing f such that f1|T:TB|=b and

    |TB|=2f1q3(q21)kλt.

    Since λk and λ>t>q2, λ is a divisor of f1, (q1), q+1, or q, and so λq+1. Since q<t<23λ, we get a contradiction. Therefore, t=1 as we claim.

    Let t=1. Then, rλ=(q3ϵ1), and k=(q3+2ϵ)2+1 with q even. If ϵ=+, then r=λ(q31), and k=q3+42. Since b is an integer, we get that q3+4 divides λq3(q61). It follows that q3+460λ, and so λ divides q3+4, which is impossible as λ is a prime divisor of 2q3(q21)(q31). We now assume that ϵ=. Then, k=q32 and b=λ(q61), and r=λ(q3+1) for q4. Moreover, in this case |TB|=f1q6(q21)λ and we further find that TB is contained in a maximal parabolic subgroup M=q5:GL2(q) of G2(q). Since G is flag-transitive, Lemma 2.2 implies that |SU3(q).2:Tα,B| divides λ(q3+1). Using the maximal subgroup list for SU3(q) provided in [4, Tables 8.5 and 8.6], we get that Tα,B is isomorphic to a subgroup of M1=q3:Cq21.2. If Tα,B=M1 or λq21, then Tα,B contains a cyclic group of order q21, which contradicts Tα,BTBq5:GL2(q). Hence, |M1:Tα,B|=λ divides q21. This also implies that T is flag-transitive, and so |T:M||M:TB|=λ(q61). It follows that |M:TB|=|GL2(q):TBGL2(q)|=λ(q1), which gives |TBGL2(q)|=q(q21)λ. Then, using the list of maximal subgroups of SL(2,q) provided in [4, Tables 8.1 and 8.2], we get that λq1, and so λq+1, which further implies that λ=q+1. This is to say, if such design exists, then the design parameters tuple is (v,b,r,k,λ)=(q3(q31)2,(q+1)(q61),(q+1)(q3+1),q32,q+1), where λ=q+1 is a Fermat prime.

    Now, we assume that q is odd. Then, we conclude that r divides λ(q3ϵ1)2 from [17, Section 4, Case 1, i=1]. Let rt=λ(q3ϵ1)2. Similar as in the even case, we also have t=1. That is to say, k=q3+ϵ2+1 and r=λ(q3ϵ1)2. When ϵ=+, the fact of k dividing λq3(q61) q3+3 implies that q3+3 divides 24λ, and so λ divides q3+3, which is impossible as λ is a prime divisor of 2q3(q21)(q31). If ϵ=, we have k=q31, and so b=λq3(q3+1)4. We consider a maximal subgroup M containing TB. It is proven later that MTBSL3(q).2 and hence that is unique. The fact that |T:M|b implies that M is SL3(q).2 by [4,Tables 8.41 and 8.42] and that |T:M|=q3(q3+1)2. It follows that 2|M:TB|λ, which forces λ=2 and M=TBSL3(q).2. Since TαSU3(q).2 and r=q3+1, we have Tα,Bq3.Cq21.2 or q3.Cq21. According to the maximal subgroups of SL3(q) in [4, Tables 8.3 and 8.4], we know that Tα,B is isomorphic to a subgroup of q2.GL2(q).2, which is impossible.

    All other types of Gα in [1, Table 2], except two cases which we will discuss in Lemma 3.10, can be ruled out using the method stated below. First, for each possibility of Gα, the order of Gα and the value of v can be determined. We can hence get an upper bound of λ according to λ|Gα|. Then, to get an upper bound of r0, we consider the divisors of |Gα| in two parts: i1i=1Φi for which Φi divides v, and i2j=1Ψj=|Gα|/i1i=1Φi. Obviously, all Φi are coprime with v1. For each Ψj, we calculate the remainder ˉΨj of Ψj divided by v1. This implies that (|Gα|,v1) divides |Out(T)|i2j=1ˉΨj, which implies that r0|Out(T)|i2j=1ˉΨj. Finally, one can check that the values of r0 for all these cases are too small to satisfy the condition that v<λr20. That is, no new designs arise in these cases. To be more explicit, we take T=E8(q) as an example.

    Lemma 3.9. Assume that G and D satisfy the hypothesis of Theorem 1.1. If T=E8(q) with q=pe, then Gα cannot be a non-parabolic maximal subgroup of G.

    Proof. Let T=E8(q). Then, it follows from [1, Table 2] that the type of Gα is one of the following:

    {A1(q)E7(q),D8(q),E8(q12),E8(q13),Aϵ2(q)Eϵ6(q)}.

    For the case that Gα is of type A1(q)E7(q), we have λ<q8 since λ|Gα| and v=q56(q6+1)(q10+1)(q12+1)q301q21 by v=|G:Gα|. Obviously, q(q6+1)v and q301q21v, which also implies q61q21v and q101q21v. This means (|Gα|,v1) divides |Out(T)|(q21)5(q81)(q141)(q181). Since r0(|Gα|,v1), we have r0<q51. However, Lemma 3.2 shows q112<v<λr20<q110, a contradiction.

    For the case that Gα is of type D8(q), we have λ<q7 and

    v=q64(q12+q6+1)(q16+q8+1)(q10+1)(q301)q41.

    Since v12(modq4+1), (v1,q4+1)=2 or 1. This, together with qv and q301q21v, implies that (|Gα|,v1) divides 4|Out(T)|(q21)3(q41)3(q121)(q141). It follows that r04|Out(T)|q44<4q45, and q128<v<λr20<4q97, which is a contradiction.

    Assume that Gα is of type E8(q12). Then, λq15 and v=q60(q+1)(q4+1)(q6+1)(q7+1)(q9+1)(q10+1)(q12+1)(q15+1). Since q, q3+1, q4+1, q5+1, and q6+1 are divisors of v, we get that (|Gα|,v1) divides |Out(T)|(q1)2(q31)2(q51)(q71)(q91)(q151). It follows that r0<q45, and so q124<v<λr20<q105, a contradiction again.

    Assume that Gα is of type Aϵ2(q)Eϵ6(q) or E8(q13). Then, since Gα is non-parabolic, the Tits lemma in [18, 1.6] implies that p divides v=|G:Gα|, and so (|Gα|,v1) is coprime with p. It follows that r0|Gα|p as r0 divides (|Gα|,v1). This implies that v<λ|Out(T)|2|Tα|2p by Lemma 3.2, which cannot be satisfied when Gα is of type Aϵ2(q)Eϵ6(q) or E8(q13).

    Lemma 3.10. Assume that G and D satisfy the hypothesis of Theorem 1.1. Then the type of Gα cannot be either (qϵ1)Dϵ5(q) when T=Eϵ6(q) or (qϵ1)Eϵ6(q) when T=E7(q).

    Proof. Assume that T is Eϵ6(q) and Gα is of type (qϵ1)Dϵ5(q). Then, λ<2q4 as λ divides |Gα| and v=q16(q9ϵ1)(q121)(3,q1)(qϵ1)(q41). In addition, we know from [1, Theorem 4.1] that there exist two subdegrees: q8(q5ϵ)(q4+1) and q10(q3+ϵ)(q81). Since r0 divides the greatest common divisors of every non-trivial subdegree and v1 (Lemma 2.3), we have (r0,p)=1, and so r02(qϵ1)(q4+1), which implies that r0 is too small to satisfy v<λr20 again.

    If T is E7(q) and Gα is of type (qϵ1)Eϵ6(q), we have λ2q6 and v=q27(q5+ϵ1)(q9+ϵ1)(q141)qϵ1. [1, Theorem 4.1] shows that there exist two subdegrees, which divide q12(q5ϵ)(q9ϵ) and(4,qm1ϵ)q16(q5ϵ)(q121q41), respectively. However, by Lemma 2.3 we know that r0 is too small again.

    Proof of Theorem 1.1. It follows immediately from Lemmas 3.1–3.10.

    In this paper, we figure out all possible parameters of 2-(v,k,λ) designs D (with λ prime) that admit flag-transitive point-primitive automorphism groups with an exceptional Lie type socle. Our work contributes to the classification of flag-transitive 2-(v,k,λ) designs. In addition, the cases that the automorphism groups of such designs with classical socle will be the main focus in our future work.

    Y. Zhang: Data curation, writing-review and editing; J. Shen: Writing-original draft. All authors have read and agreed to the published version of the manuscript.

    The authors declare they have not used artificial intelligence (AI) tools in the creation of this article.

    The authors would like to thank the anonymous referees for corrections and valuable comments that led to the improvement of this paper.

    This work is financially supported by the National Natural Science Foundation of China (Grant number: 12301020 and 12201469) and the Science and Technology Projects in Guangzhou (Grant number: 2023A04J0027).

    The authors declare no conflict of interest.



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