
Neural architecture search (NAS), a promising method for automated neural architecture design, is often hampered by its overwhelming computational burden, especially the architecture evaluation process in evolutionary neural architecture search (ENAS). Although there are surrogate models based on regression or ranking to assist or replace the neural architecture evaluation process in ENAS to reduce the computational cost, these surrogate models are still affected by poor architectures and are not able to accurately find good architectures in a search space. To solve the above problems, we propose a novel surrogate-assisted NAS approach, which we call the similarity surrogate-assisted ENAS with dual encoding strategy (SSENAS). We propose a surrogate model based on similarity measurement to select excellent neural architectures from a large number of candidate architectures in a search space. Furthermore, we propose a dual encoding strategy for architecture generation and surrogate evaluation in ENAS to improve the exploration of well-performing neural architectures in a search space and realize sufficiently informative representations of neural architectures, respectively. We have performed experiments on NAS benchmarks to verify the effectiveness of the proposed algorithm. The experimental results show that SSENAS can accurately find the best neural architecture in the NAS-Bench-201 search space after only 400 queries of the tabular benchmark. In the NAS-Bench-101 search space, it can also get results that are comparable to other algorithms. In addition, we conducted a large number of experiments and analyses on the proposed algorithm, showing that the surrogate model measured via similarity can gradually search for excellent neural architectures in a search space.
Citation: Yu Xue, Zhenman Zhang, Ferrante Neri. Similarity surrogate-assisted evolutionary neural architecture search with dual encoding strategy[J]. Electronic Research Archive, 2024, 32(2): 1017-1043. doi: 10.3934/era.2024050
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Neural architecture search (NAS), a promising method for automated neural architecture design, is often hampered by its overwhelming computational burden, especially the architecture evaluation process in evolutionary neural architecture search (ENAS). Although there are surrogate models based on regression or ranking to assist or replace the neural architecture evaluation process in ENAS to reduce the computational cost, these surrogate models are still affected by poor architectures and are not able to accurately find good architectures in a search space. To solve the above problems, we propose a novel surrogate-assisted NAS approach, which we call the similarity surrogate-assisted ENAS with dual encoding strategy (SSENAS). We propose a surrogate model based on similarity measurement to select excellent neural architectures from a large number of candidate architectures in a search space. Furthermore, we propose a dual encoding strategy for architecture generation and surrogate evaluation in ENAS to improve the exploration of well-performing neural architectures in a search space and realize sufficiently informative representations of neural architectures, respectively. We have performed experiments on NAS benchmarks to verify the effectiveness of the proposed algorithm. The experimental results show that SSENAS can accurately find the best neural architecture in the NAS-Bench-201 search space after only 400 queries of the tabular benchmark. In the NAS-Bench-101 search space, it can also get results that are comparable to other algorithms. In addition, we conducted a large number of experiments and analyses on the proposed algorithm, showing that the surrogate model measured via similarity can gradually search for excellent neural architectures in a search space.
Halyomorpha halys (Stål) (Hemiptera: Pentatomidae) is an invasive stink bug introduced from Asia into North America, Europe, and Chile [1,2,3]. In Italy, invasion may have occurred from two different pathways, both from Switzerland and from Asia and/or North America [4]. In the invaded areas, H. halys has become an important pest of many crops, causing severe economic losses due to its feeding activity mainly on developing fruits and seeds, such as apples, pears, peaches, nectarines, tomatoes, peppers, sweet corn, soybean and hazelnuts [1,5]. In particular, in Italy, under the current climatic conditions, the species is able to complete two generations per year and has shown very high reproductive rates for both generations, with massive outbreaks starting from the summer, confirming that it is a threat for agricultural production in southern Europe [6]. Control of the pest mainly relies on multiple applications of broad-spectrum insecticides, nullifying the integrated pest management programs largely adopted in Italy, and causing secondary pest outbreaks [5]. For this reason, as a long-term solution, classical biological control based on the use of parasitoids has been considered in the United States and Europe [1]. Parasitoids are insects with a parasitic larval stage (juveniles) that develops by feeding on another insect called the host, and in our case feeding on a single egg of H. halys. Unlike parasites, at the end of their development, parasitoid larvae kill their host like a predator, but they only need one host to complete their development. Then, the resulting adult is a free-living insect. Therefore, a parasitoid adult, and not a stink bug nymph, will emerge from an egg attacked by Anastatus bifasciatus (Geoffroy) (Hymenoptera: Eupelmidae) or by Trissolcus japonicus (Ashmead) (Hymenoptera: Scelionidae) [7]. Indeed, in Europe, an indigenous egg parasitoid, A. bifasciatus, is able to attack H. halys eggs, but without achieving effective containment of pest populations [8,9]. In the native area, egg parasitoids are the primary natural enemies of H. halys, and T. japonicus is considered the predominant species among the egg parasitoid complex of H. halys in China and Japan [10,11]. Therefore, T. japonicus has been selected as a candidate for classical biological control both in North America and Europe [12,13,14].
Currently, field releases of T. japonicus have been authorized in Italy starting from 2020. However, before any field release, adventive populations of T. japonicus were detected in North Italy from 2018, as well as adventive populations of Trissolcus mitsukurii (Ashmead) (Hymenoptera: Scelionidae) [9,15]. This latter species, known as an egg parasitoid of H. halys in Japan [11], has been found in Northern Italy since 2016 [16], and has also been considered as a promising candidate for biological control [17]. Both T. japonicus and T. mitsukurii have successfully established in Northern Italy, even before the release of T. japonicus was authorized as a part of the national classical biological control program, and contribute to the H. halys control together with the native A. bifasciatus [18]. The indigenous and exotic parasitoids can act synergistically in the biological control of H. halys and, in case of competition, T. japonicus and A. bifasciatus have been shown to be counterbalanced, the former being a superior extrinsic competitor (by guarding eggs), the latter being a superior intrinsic competitor, successfully emerging from eggs that were previously parasitized by T. japonicus [19]. Finally, a hyperparasitoid, Acroclisoides sinicus (Huang and Liao) (Hymenoptera: Pteromalidae), which develops in H. halys eggs previously parasitized by the Trissolcus species, is also present in Northern Italy [20,21]. Hyperparasitoids, or secondary parasitoids, act as parasitoids, but develop on primary parasitoids: an A. sinicus female lays eggs in the H. halys eggs that have already been attacked to develop on the larvae of Trissolcus spp. The offspring of the hyperparasitoid causes the death of the primary parasitoid. An A. sinicus adult will emerge from the attacked H. halys eggs, [22]. The interaction between parasitoids and hyperparasitoids can play a key role in determining the overall effectiveness of biological control of H. halys. As little information has yet been available on the Trissolcus spp. impact on H. halys populations, and on the A. sinicus impact on Trissolcus spp. populations, field surveys were carried out in Piedmont, North-western Italy, from 2017 to 2021 to assess the impact of parasitoids and hyperparasitoids. Both the data from the five-year surveys and those available in the literature are used in the model proposed here.
The paper is organized as follows. Section 2 contains all the various steps in the model construction, starting from the description of the field data gathering. It is followed by the overview of the simulations organization. Their results are presented and thoroughly discussed in Section 4. Section 5 reports the main findings on the equilibria of the model. Some remarks on the results obtained and the model limitations conclude the paper. The mathematical details of the feasibility and stability of the equilibria of the general model are presented in the Appendix B, while its Subsection B.3 analyzes a special simplified situation.
Seasonal abundance of H. halys adults was monitored weekly from May to October, at 40 sites with pheromone-baited traps (Dead-Inn Pyramid Trap - 4 ft. height, AgBio Inc., baited with Pherocon BMSB Dual Lure, Trécé Inc.), from 2018 to 2021. The traps were placed in the same locations, distributed throughout Piedmont, NW Italy, and captures were checked weekly from May to October. The collection points are reported in Figure 1, where the red dots represent the eggs collection points and the blue ones the location of the traps. Seasonal abundance of the parasitoids Trissolcus spp., A. bifasciatus, and the hyperparasitoid A. sinicus was monitored monthly from June to August from 2017 to 2021 by collecting field-laid H. halys eggs with one-hour visual inspection, at 6 sites in 2017, at an additional 3 sites (9 in total) in 2018 and at an additional 6 sites (15 in total) in 2019, 2020 and 2021. All eggs were reared in laboratory, and the number of ⅰ) H. halys nymphs, ⅱ) A. bifasciatus adults, ⅲ) Trissolcus spp. adults, and ⅳ) A. sinicus adults which emerged from eggs were counted, discarding unhatched or preyed eggs.
The mutual interactions of H. halys and its parasitoids, described in the Introduction are summarized in Figure 2. We use I to denote the hyperparasitoid A. sinicus, A to indicate the indigenous parasitoid A. bifasciatus, T to denote the combined populations of the parasitoids T. japonicus and T. mitsukurii, while C indicates the invasive pest H. halys. In addition, because parasitization occurs on H. halys eggs, these must be accounted in the formulation. Because the life cycle of these insects can be expressed in weeks, as illustrated in Tables 2 and 3, we chose the week as the time unit. A further consequence is that a discrete dynamical system formulation naturally arises, instead of a possible continuous one.
The various population dynamics are essentially represented by three terms, denoting reproduction RX, intraspecific competition bX, and natural mortality mX, where X∈{I,A,T,C} indicates the specific population under consideration. Natural mortality represents the mortality rate within a population, in this case of adult insects, that occurs in the absence of external factors such as natural enemies, diseases, or human intervention. It is obtained as the reciprocal of the average lifetime of a healthy insect, respectively. The H. halys reproduction function will be derived from field-collected egg data, and therefore must be time-dependent. The reproduction function for the other insects are based on H. halys egg counts, so that they are also time-dependent. As mentioned above, recall that the mortalities are easily obtained as the reciprocal of the average lifetimes of each species, which are known from the literature, [27,28] for A, [23,30] for the two T species and [24] for C. For each population X∈{I,A,T,C} let Xn denote its value at time t=n and let ΔXn=Xn+1−Xn be the increment over the time interval [n,n+1]. The discrete model can thus be written as
ΔIn=RIn−bII2n−mIIn,ΔAn=RAn−bAA2n−mAAn,ΔTn=RTn−bTT2n−mTTn,ΔCn=RCn−bCC2n−mCCn. | (2.1) |
The model represents the parasitoid-host interactions shown in Figure 2. However, note that no terms for these interactions appear in the equations formulation. This is due to the fact that the damage that some insects cause to the other ones occurs only via the parasitization of their eggs. Therefore, it is very important that this mechanism be correctly depicted in the model, as we show in the next section.
The main effort in the model construction lies in the mathematical description of the egg parasitization. Let sC denote the sex ratio of A. sinicus. Eggs laid by a female H. halys are Cf=sCC. However, not all of them are "healthy"; E represents the per capita fraction of healthy eggs that are available for parasitization, so that their total number is ECf. To obtain those that hatch and give new H. halys individuals, from these we need to subtract those parasitized by Trissolcus spp. and A. bifasciatus, indicated by the terms rT and rA in the equation below. We thus obtain
RC=sCEC[1−rT−rA]. | (2.2) |
Further, since only females lay eggs, it is important to consider the sex ratio. The parameter sT denoting the sex ratio (females over the whole population) for Trissolcus spp. is known, sT=0.87 [23]. For H. halys in general the sex ratio is assumed as sC=0.5 [24].
We now discuss the parasitization process.
Considering for the moment that parasitization is due to Trissolcus spp., the total number of parasitized eggs would be obtained by multiplying the per capita parasitization ˜rT of T with the total female population of Trissolcus spp. Tf=sTT, where sT denotes the sex ratio of Trissolcus, namely RT=ECf˜rTTf. In this way, however, if the parasitization rate were higher than one, i.e, ˜rTT>1, the total number of emerging Trissolcus adults would exceed the total number of eggs laid by H. halys, which of course cannot be. Therefore, we need to correct this approach.
For this purpose, we need to consider the parasitization rate as a function of the parasitizing agent population. In the discussion above, this corresponds to taking ˜rT=rT(T). The function rT(T) should have a specific form, namely it should be bounded from above. Such choice is represented by a Holling type Ⅱ-like function, i.e.,
rT(T)=βTsTTqT+sTT, | (2.3) |
where q−1T represents the slope at the origin of the parasitization rate. In this way, 0≤rT<1. Here, 0≤βT≤1 represents the reproduction effectiveness. The two extreme values denote particular situations. For the case in which Trissolcus spp. are present, but no eggs parasitized by them are found in the field samples, we set βT=0. Note that if H. halys eggs were scarce, the presence of Trissolcus spp. could be inferred by sampling the adults with traps, beating sheets, or other methods. If instead all females of Trissolcus spp. parasitize all the available eggs, we set βT=1.
Anastatus bifasciatus behaves in a similar way on H. halys eggs. We can thus introduce corresponding functions and notations. However, like A. sinicus, it can also parasitize Trissolcus spp. This hyperparasitization must be described in the same way, considering hyperparasitization as the product of two different parasitization processes. Specifically, for A. bifasciatus it is necessary to distinguish between the parasitization rate rA(A) on H. halys and the one on Trissolcus spp., denoted by hA(A). In view of the previous remarks, we can thus write
rA(A)=βAsAAqA,C+sAA,hA(A)=βAsAAqA,T+sAA,hI(I)=βIsIIqI+sII, | (2.4) |
with qT,qA,C,qA,T,qI>0. Their reciprocals are the slopes at the origin of the parasitization or hyperparasitization rates. Note that different notations have been used for the parameters in the denominator: qA,C and qA,T stand for the parasitization and hyperparasitization due to A. bifasciatus, respectively. In addition to the ones mentioned above, the sex ratios also of these insects are known [21,25].
In summary, we have
sC=0.5,sT=0.87,sA=0.49,sI=0.73. | (2.5) |
Further, from (2.1) the reproduction rates rX(X), X∈{T,A} and hX(X), X∈{A,I} must be nonnegative, so that the following inequalities must be satisfied,
1−hA(A)−hI(I)≥0,1−rA(A)−rT(T)≥0, | (2.6) |
which become
hA(A)+hI(I)≤1,rA(A)+rT(T)≤1. | (2.7) |
Let us denote by EX, X∈{I,A,T,C} the newly emerged offsprings of species X from a single egg mass. Let also pX denote the respective rates. They are given by
pI:=EIE,pA:=EAE,pT:=ETE,pC:=ECE, | (2.8) |
so that
pI+pA+pT+pC=1 | (2.9) |
Since the rates pX are known from available field data, we need to find further conditions on the rates rX(X), X∈{T,A} and hX(X), X∈{A,I} so that they are feasible. To simplify the notation, for the rest of this section we drop the explicit dependence of these functions on the respective population sizes.
Now RThI is the per capita hyperparasitization rate pI. Instead, rA+rThA is the sum of the direct per capita parasitization rate of A on C, to which we add the hyperparasitization rate of A on T, to get pA. Similarly, rT(1−hA−hI) represents the per capita net parasitization rate of T on C, where we have discounted the hyperparasitizations of A and I. It therefore represents pT. Also, 1−rA−rT represents the per capita net reproduction rate of C, adjusted for the parasitizations of A and T, and thus gives pC. These considerations lead to the following relationships
rA=1−rT−pC,hA=1−pI+pTrT,hI=pIrT. | (2.10) |
Since the rates must lie in the interval [0,1], the following constraints must be satisfied:
rT≥pI,rT≥pI+pT,rT≤1−pC, | (2.11) |
where the second one is more restrictive than the first one. Ultimately, rT must lie in the following interval
rT∈[pI+pT, 1−pC]=1E[EI+ET, E−EC]. | (2.12) |
Note that this interval is nonempty; from (2.9) we have indeed pI+pA+pT=1−pC and since pA∈[0,1] we have pI+pT≤1−pC, the required result. In summary, the required feasibility conditions for the rates are
hI∈[0,1−hA],rT∈[pI+pT,1−max{pC,rA}]. | (2.13) |
Now A. sinicus reproduces because it parasitizes the eggs of H. halys already parasitized by Trissolcus spp., [19], so that we can state
RI=sCECrThI. | (2.14) |
Instead, A. bifasciatus can parasitize the eggs of H. halys at rate sCECrA and also those parasitized by Trissolcus spp. at rate sCECrThA, overall giving
RA=sCEC[rA+rThA]. | (2.15) |
Finally, Trissolcus spp. attack the eggs of H. halys
RT=sCECrT[1−hA−hI]. | (2.16) |
However, a further consideration should be made. Indeed, we have considered the reproduction process whereby insects emerge from the available H. halys eggs. It should be noted that from egg to adulthood, insects go through developmental stages that are different when heterometabolous, such as H. halys, and holometabolous, such as parasitoids and hyperparasitoid. This whole process is not at all considered in the modeling procedure: juvenile stages do not appear explicitly in the model. However, these stages are still affected by natural mortality, which reduces the eggs produced by factors σY, Y∈{I,A,T,C}. These must therefore be included in the equation formulation.
Putting together the above considerations and (2.2), (2.14)–(2.16), the system to be studied is therefore
In+1=In+σIsCECnrT(Tn)hI(In)−bII2n−mIIn,An+1=An+σAsCECn[rA(An)+rT(Tn)hA(An)]−bAA2n−mAAn,Tn+1=Tn+σTsCECnrT(Tn)[1−hA(An)−hI(In)]−bTT2n−mTTn,Cn+1=Cn+σCsCECn[1−rA(An)−rT(Tn)]−bCC2n−mCCn. | (2.17) |
The parameters of the system (2.17) are listed in Table 1 together with their meanings.
γ∈[0,1] | fraction of eggs from which no adult insects emerge |
0≤˜E | average of all eggs collected in a week in egg mass |
0≤E=(1−γ)˜E | healthy eggs in egg mass, from which H. halys |
or its parasitoids emerge | |
sI | sex ratio of A. sinicus, [21] |
sA | sex ratio of A. bifasciatus, [25] |
sT | sex ratio of Trissolcus, [23] |
sC | sex ratio of H. halys, [24] |
hI:=hI(I)∈[0,1] | egg mass fraction already parasitized by T, |
from which I emerges | |
hA:=hA(A)∈[0,1] | egg mass fraction already parasitized by T, |
from which A emerges | |
rA:=rA(A)∈[0,1] | parasitization rate of A, i.e. egg mass fraction |
from which A emerges by parasitizing C | |
rT:=rT(T)∈[0,1] | parasitization rate of T, i.e. egg mass fraction |
parasitized by T, i.e. sum of newly emerged T | |
and its hyperparasitoids | |
0≤b∗ | intraspecific competition rate of species ∗ |
m∗∈[0,1] | mortality rate of species ∗ |
β∗∈[0,1] | (hyper-)parasitization rate of species ∗ |
0<q−1∗ | slope at the origin of (hyper-)parasitization rate |
The simulations were performed using our data collected in the field over the past five years.
A few caveats are necessary to describe the procedure used to overcome some shortcomings that might arise in the simulations.
Because the information on the egg masses did not cover the entire timespan, but had some gaps, a spline cubic interpolation on the two closest available data points was performed to obtain the values at times when they were missing. Furthermore, at the beginning and end of the season, the number of laid eggs was set to zero, through an interpolation procedure.
The beginning of the season, when H. halys females start oviposition, is assumed to be the 19-th week of the year, i.e., the second or third week of May [6]. The end before the onset of winter diapause is set at the 42-nd week, i.e., the third week of October [6]. Trap catch data before the 19-th week were discarded, as most individuals are still in diapause or have not yet started laying eggs.
Furthermore, most insect data other than those collected in the field, i.e., field collected eggs and trap catch counts, come from laboratory experiments, and therefore may differ from those occurring in the field [23,24,27,28,29,30] as specified below in detail in Subsection 3.1. Another limitation is that population data are just estimates on the actual numbers of H. halys in the environment, being calculated as an average of insects captured at various sites, which differ greatly in location and environmental conditions. A similar observation applies to parasitoids, which count an average number of those that emerge from field collected eggs. This entails that the differences between data and simulation values may sometimes be large.
The simulations ran starting from the year 2017, and iterated. In particular, note that all the populations with which the following year begins come from the corresponding values obtained at the end of the current year, in the fall, for which a fixed fraction is deducted that should account for their mortality during overwintering [6,26]. This is an important point, since each year the climatic conditions may change, and taking a constant value for winter mortality does not adequately mimic what happens in reality. However, little information is available and therefore this assumption attempts to surrogate the missing estimate. A similar observation can be made on intraspecific competition rates, which cannot be measured in the field.
The data of Table 2 come from [27] for I, [28] for A, [23,29,30] for the two T species and [24] for C.
Insect | Time from eggs to adulthood | Mean longevity |
Hyperparasitoid I | 2 weeks | 7 weeks |
Indigenous parasitoid A | 2 weeks | 14 weeks |
Exotic parasitoids T | 2 weeks | 6 weeks |
H. halys C | 4 weeks | 1 year |
Note that in Table 2 the hyperparasitoid I lays eggs within those of C that are already parasitized one week earlier by T. It takes thus 3 more weeks to emerge. Further, the oviposition period of A is about 46 days, followed by a further life period of 17.8 days in which oviposition does not occur [28]. Thus, in the simulations the average lifetime is approximated to 14 weeks, see Table 2. We assume that hyperparasitization of A on C occurs within the first 3 days after oviposition.
Table 3 reports the temporal sequence of the various events within a single generation. Data of this table come from [27] for I, from [28] for A, from [23] for the two T species and from [24] for C. Finally, note that in Table 3 new individuals are accounted for only when they become adult and thereby are able to reproduce.
species | initial week 0 | week 1 | week 2 | week 3 | week 4 |
C | Oviposition | Nymph | Adult | ||
emergence | emergence | ||||
T | Oviposition | Adult | |||
in C eggs | emergence | ||||
A | Oviposition | Adult | |||
in C eggs | emergence | ||||
I | Oviposition | Adult | |||
in C eggs | emergence | ||||
parasitized | |||||
by T |
Tables 4–8 contain the mean number of eggs per egg mass from which H. halys or one of its parasitoids emerged, considering all the egg masses collected in each week at sites in which at least two egg masses were present, from 2017 to 2021. Data of Table 4 come from field surveys in 2017, as it is the case for the following tables and the following years. Recall also that E represents healthy eggs, i.e., neither broken, nor preyed, nor parasitized by other species, while EX, X∈{I,A,T,C} represents the average number of each respective species emerged from a single egg mass.
week | E | EI | EA | ET | EC |
24-th | 25.3 | 0 | 23 | 0 | 2.3 |
25-th | 21.5 | 0 | 12.8 | 0 | 8.7 |
27-th | 18 | 0 | 7.5 | 0 | 10.5 |
29-th | 22.2 | 0 | 8.2 | 0 | 14 |
30-th | 20.3 | 0 | 5.1 | 0 | 15.2 |
31-st | 24.2 | 0 | 4 | 0 | 20.2 |
34-th | 18.8 | 0 | 16.8 | 0 | 2 |
35-th | 13.9 | 0 | 11.3 | 0 | 2.6 |
37-th | 11 | 0 | 5.5 | 0 | 5.5 |
week | E | EI | EA | ET | EC |
22-nd | 20 | 0 | 0 | 0 | 20 |
24-th | 6.5 | 0 | 0 | 0 | 6.5 |
26-th | 11.5 | 0 | 0 | 0 | 11.5 |
27-th | 19.4 | 0 | 0 | 0 | 19.4 |
28-th | 19 | 0 | 0 | 0 | 19 |
29-th | 16.1 | 0 | 0.2 | 0 | 15.9 |
30-th | 15.4 | 0 | 0 | 0 | 15.4 |
31-st | 21.9 | 0 | 0 | 0 | 21.9 |
34-th | 17.9 | 0 | 0.1 | 0.4 | 17.4 |
35-th | 7 | 0 | 0 | 0 | 7 |
37-th | 18.9 | 0 | 0.7 | 0.8 | 17.4 |
38-th | 20.9 | 0 | 0 | 0 | 20.9 |
week | E | EI | EA | ET | EC |
24-th | 22.1 | 0 | 0 | 1.3 | 20.8 |
25-th | 21.7 | 0 | 4.2 | 1.4 | 16.1 |
26-th | 22.2 | 0 | 4.5 | 2.5 | 15.2 |
27-th | 25 | 0 | 0 | 0 | 25 |
28-th | 24 | 0 | 0 | 0 | 24 |
30-th | 20.2 | 0 | 8.3 | 1.7 | 10.2 |
32-nd | 16.3 | 0 | 9 | 7.3 | 0 |
33-rd | 18.9 | 0 | 4.3 | 12.6 | 2 |
34-th | 20.4 | 0 | 5.1 | 5 | 10.3 |
35-th | 18.7 | 0 | 13.7 | 2.2 | 2.8 |
week | E | EI | EA | ET | EC |
23-rd | 20.7 | 0 | 0 | 8.7 | 12 |
24-th | 26 | 0 | 0 | 16.7 | 9.3 |
25-th | 24 | 0 | 0 | 0 | 24 |
26-th | 23 | 0 | 3.2 | 6 | 13.8 |
27-th | 16.4 | 0 | 4 | 3.8 | 8.6 |
28-th | 18.1 | 0 | 6.3 | 4.8 | 7 |
29-th | 18.5 | 0 | 4.5 | 3.3 | 10.7 |
30-th | 18.3 | 0 | 8.3 | 0.3 | 9.7 |
31-st | 23.4 | 0 | 1.6 | 2 | 19.8 |
32-nd | 22 | 0 | 2.7 | 4.4 | 14.9 |
33-rd | 21.6 | 0 | 2.5 | 3.7 | 15.4 |
34-th | 19.3 | 0 | 3.7 | 10.3 | 5.3 |
35-th | 19.3 | 0.2 | 4.9 | 4.9 | 9.3 |
36-th | 16.5 | 0 | 5.8 | 9.7 | 1 |
37-th | 18 | 0 | 14.5 | 0 | 3.5 |
week | E | EI | EA | ET | EC |
24-th | 21.5 | 0 | 1.2 | 3.3 | 17 |
25-th | 19.1 | 0 | 2.3 | 14.4 | 2.4 |
26-th | 19.2 | 0.1 | 0.2 | 4.2 | 14.7 |
28-th | 22.7 | 0 | 1.6 | 0 | 21.1 |
30-th | 20 | 0 | 4.3 | 5.2 | 10.5 |
31-st | 16.2 | 0 | 3 | 0 | 13.2 |
32-nd | 22.8 | 0.1 | 1.9 | 10.4 | 10.4 |
33-rd | 19.1 | 0.4 | 3.2 | 9.2 | 6.3 |
34-th | 20.2 | 2.4 | 5.6 | 9.7 | 2.5 |
35-th | 15.2 | 4 | 0.9 | 8.5 | 1.8 |
36-th | 13.5 | 1.5 | 2.5 | 9.5 | 0 |
Tables 9–12 contain the mean numbers of H. halys adults found per trap and per week at all sites from 2018 to 2021.
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 27.5 | 29.3 | 25.8 | 33.6 | 14 | 28.4 | 21.1 | 14.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 11.2 | 7 | 8.9 | 15 | 37.4 | 42.2 | 36.3 | 45 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 32.9 | 29.8 | 39.7 | 61.1 | 93.3 | 109.7 | 102.9 | 86.8 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 48.9 | 48.1 | 73.2 | 41 | 45.3 | 51.1 | 31 | 18.5 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 14.4 | 23.2 | 24.2 | 45.8 | 46.6 | 38.1 | 44.5 | 37.5 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 35.6 | 51.8 | 67.5 | 96.5 | 79.1 | 72.7 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 24.3 | 23.1 | 22.6 | 17.3 | 10.4 | 13.4 | 11.7 | 6.3 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 5.1 | 5.2 | 4.5 | 9.6 | 9.6 | 14.3 | 15.8 | 16.3 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 22.9 | 37.9 | 60.1 | 42.4 | 61.1 | 71.5 |
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 12.4 | 7 | 16.7 | 23.4 | 20.6 | 20.5 | 17.3 | 13.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 16.1 | 8.5 | 7.9 | 10.2 | 16.3 | 27.1 | 27.4 | 25.5 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 23 | 26.7 | 29.1 | 46.3 | 50.7 | 57.5 | 47.5 | 31.8 |
Because the initial value of the H. halys population at the beginning of the year 2017 is not available, we assumed it to be of the same order of the one assessed by traps in the following years, of the order of 100. Since no T is found in the egg masses, but only A is present, and only a fraction of them parasitizes C, the initial condition for the latter in the year 2017 is set to a smaller hypothetical value than the one for H. halys. We thus take
I0=0,A0=10,T0=0,C0=100. | (4.1) |
In these simulations, the intraspecific competition rate bC is not known. For the years 2018–2021, it is estimated by a regression procedure based on the minimization of the discrepancy between the simulations results and the actual field data. For the year 2017 instead, the value has been assessed as the one that minimizes the difference between the final value at the end of the fall, discounted for the winter mortality, and the initial population in the following spring. Overwintering survival data in the literature are very variable depending on the temperature and many other factors, 14, 23 and 61%, respectively in [6,31,32]. We therefore assumed a mean data of 33% of overwintering survival. The whole argument is repeated in the following years. Based on each insect average lifetime (Table 2), the various mortalities are set to
mI=17,mA=114,mT=16,mC=152. | (4.2) |
The value bC is calculated for H. halys as the value that minimizes, in the sense of least squares, the discrepancy of the simulations results with the actual trap data for this species. Because no information on the intraspecific competition of the other populations is available, the values of the coefficients bI, bA and bT are set to the same value bC.
As discussed at the end of Subsection (2.3), we need to account for the natural mortality of the juvenile stages. We assume a weekly loss of 50%, which leads from the initial number of laid eggs to a lower number of adults. This implies for H. halys a reduction factor σC=0.07 over the whole four week-period to reach the adult stage, and similarly a reduction factor σX=0.25, X∈{I,A,T} for the parasitoids and hypeparasitoids, according to their average two week-developmental period. With n denoting the week in the year, the actual implementation of the model relies on using (2.3), (2.10) in (2.17) and thus ultimately on the following equations,
In+1=In+σIsCEI,n−1Cn−2−bII2n−mIIn,An+1=An+σAsCEA,n−1Cn−1−bAA2n−mAAn,Tn+1=Tn+σTsCET,n−1Cn−1−bTT2n−mTTn,Cn+1=Cn+σCsCEC,n−3Cn−3−bCC2n−mCCn. | (4.3) |
In Figure 3, left frame, we show the population behavior for the H. halys at the start of the simulations, in the year 2017. After use of the Matlab minimization routine fminsearch, the value of the whole overwintering population is 550.
For the following years, the optimization procedure gives the results of Table 13.
year | 2018 | 2019 | 2020 | 2021 |
bC | 0.092231 | 0.0036358 | 0.66779 | 0.0001896 |
For the simulations in the following years the values of the intraspecific coefficients for the other insects are taken to be equal to those of bC that can be read for each year in Table 13, thus in each case
bI=bA=bT=bC. |
The initial conditions for the year 2017 are given in (4.1). The results are shown in Figures 3–7, left frames.
In view of the fact that the reproduction rates (2.3) and (2.4) are implicitly time-dependent, because they depend on the respective population sizes, it is worth investigating also how they behave, when the populations evolve in time. Figures 3–7, right frames, contain the results of the simulations.
The model simulations aim at a description of the H. halys invasion phenomenon. This species after its appearance, is monitored in the graphs starting from the year 2017 together with its indigenous parasitoid A. bifasciatus. In the following years the exotic parasitoids also appear and their joint action helps in keeping in check and finally curbing the H. halys population toward the end of the season. Indeed, in the first two years, the curve of the H. halys raises up, although not necessarily monotonically, from the spring to the fall.
In 2017, the A. bifasciatus experiences two peaks in the season, at the end of the spring or early summer, and toward the beginning of the fall.
In 2018, instead, it shows a declining behavior, compensated however by a raise in the Trissolcus spp. population. The two together help in a sharp decline of the stink bug around the 40th week of the simulation, followed, however, by a further rise at the end of the season.
In 2019, H. halys attains a small peak in the spring and a much higher one in the summer, which are immediately followed by corresponding maxima of A. bifasciatus. In the second part of the summer, Trissolcus spp. also raises up to replace the indigenous parasitoid as the most effective control measure. Two other smaller maxima for both the pest and A. bifasciatus appear before the end of the season, driving the stink bug to lower values. The maximum for H. halys is a bit reduced with respect to the maximal value attained in 2018, being respectively slightly below and above 600.
In 2020, the H. halys population raises up almost monotonically until the end of the summer, but with values that are much below those of the previous year. This is due to the joint action of A. bifasciatus and Trissolcus spp., which grow and exhibit interlaced maxima, finding their maximum values at the beginning of the fall. Note that the H. halys population maximum, about 250, is halved with respect to the same value in 2019.
In 2021, a similar trend is shown by the model, only in part mimicking the previous year. Indeed now the hyperparasitoid emerges at the end of the summer, and at the same time, a reduction in the maximum value of A. bifasciatus and an increase in Trissolcus spp. in its place can be observed. The latter is the most effective control on the stink bug at the end of the season. The joint action of the three parasitoids curbs the final value of H. halys to half the final value that it attains in 2020, namely roughly 100 versus 200, in spite of the fact that the stink bug has an overall maximum 300 in the whole season that is higher than the corresponding one observed in the previous year, i.e., 250.
As a general remark, we can conclude that the simultaneous action of the three biological control mechanisms appears to be able to keep the invaders population down at the end of the simulations and at the end of the season.
Here we summarize the results for which the mathematical details are provided in the Appendix B, both for the full model and in case of constant reproduction rates.
For the full model (2.17) with population-dependent reproduction rates, (A.1), in addition to the origin O and coexistence X6, the other equilibria are found as follows, where the notation Xk with X∈{I,A,T} emphasizes the value of the population X at the equilibrium Ek, k=1,…,5.
X1=(0,0,0,C1),C1=σCsCE−mCbC,X2=(0,0,T2,C2),X3=(0,A3,0,C3),X4=(0,A4,T4,C4),X5=(I5,0,T5,C5). |
Some of these equilibria cannot be determined analytically. However, for X2 and X3 some sufficient conditions for their feasible existence can be assessed.
Proposition 1. The origin is always feasible. If mI,mA,mT≠1, O is locally asymptotically stable for
0≤E<mC+1σCsC. | (5.1) |
Note that in general E represents the number of eggs in an egg mass from which individuals emerge. In fields data, generally it is found that E≥3, so that the origin is unstable in most of the cases.
Proposition 2. X1 is feasible whenever
σCsCE≥mC. | (5.2) |
It is locally asymptotically stable if the following conditions are satisfied
|σAsAβAσCsCEC1qA,C[1+σTsTβTqT]−mA|<1,|σCsCEC1βTσTsTqT−mT|<1,0≤E<mC+1σCsC. | (5.3) |
Proposition 3. Sufficient conditions for the feasibility of X2 are
E≥12σCsC[mC+√m2C+4bCqTmTσCsCσTsTβT]. | (5.4) |
Corollary If (5.4) holds, we also have the constraint for the C population:
mTqTσCsCσTsTEβT≤C2≤σCsCE−mCbC. |
Proposition 4. Letting
ΔX2=[J33(X2)−J44(X2)]2−4J34(X2)J43(X2), |
the stability conditions for X2 are
|βTβIσCsCσIsIσTsTECT(qT+σTsTT)qI−mI|<1,|σAsAβAσCsCECqA,C[1+σTsTβT(qT+σTsTT)]−mA|<1,|J33(X2)+J44(X2)±√ΔX2|<2. | (5.5) |
Proposition 5. Sufficient conditions for the feasibility of X3 are
E≥12σCsC[mC+√m2C+4bCqA,CmAσAsAσCsCβA], | (5.6) |
Corollary Proposition 5 gives also the following constraint for the C population
mAqA,CσAsAσCsCE βA≤C3≤σCsCE−mCbC. |
Proposition 6. X3 is locally asymptotically stable if
|mI|<1,|σCsCECβTσTsTqT[1−βAσAsAAqA,T+σAsAA]−mT|<1, | (5.7) |
|J22(X3)+J44(X3)±√ΔX3|<2, | (5.8) |
where
ΔX3=[J22(X3)−J44(X3)]2−4J24(X3)J42(X3). |
In the particular case of (2.17) with constant rates
rA(A)=rA,rT(T)=rT,hI(I)=hI,hA(A)=hA. | (5.9) |
equilibria are the origin, unconditionally feasible, and the coexistence point.
Proposition 7. Assuming (5.9), coexistence is given by
W=(I+,A+,T+,C+),C+=1bC[σCsCE(1−rA−rT)−mC], | (5.10) |
where
I+=12bI[−mI+√m2I+4bIσIsCEC+rThI],A+=12bA[−mA+√m2A+4bAσAsCEC+[rA+rThA]],T+=12bT[−mT+√m2T+4bTσTsCEC+rT(1−hA−hI)]. |
and for its feasibility we have the constraint
E>mCσCsC(1−rA−rT). | (5.11) |
Proposition 8. Assuming (5.9), the origin is locally asymptotically stable for the following alternatives:
● Assuming that mX∈[0,1), X∈{I,A,T} and rA+rT<1, O is asymptotically stable if and only if
0≤E<mC+1σCsC(1−rA−rT); | (5.12) |
● If mˆX=1, for some ˆX∈{I,A,T}, while mX∈[0,1) for X∈{I,A,T}−{ˆX}, and (5.12) holds, O is stable, but not asymptotically.
Proposition 9. Assuming (5.9), using the feasibility condition, (5.11), and (5.10) local asymptotic stability is guaranteed by the following sets of inequalities, for X∈{I,A,T}:
E∈[0,ζX+),E<mC+1σCsC(1−rA−rT), | (5.13) |
where, using (A.6)
ζX±=mC2σCsC(1−rA−rT)±√m2C+γXbC(1−rA−rT)2σCsC(1−rA−rT). |
In this work, we modeled the parasitism and hyperparasitism on H. halys eggs in North Italy using both data collected during a five-year field survey and data available in the literature. The model presented here is of descriptive nature, although, as stated above, clearly based on a sound ecological basis. It cannot be taken as a tool for forecasts, because it is still in a rudimentary phase and therefore validation with real data at this stage is not considered. We plan in the future to refine and validate it accordingly.
As all models, the one considered here is subject to several limiting assumptions, listed below.
● In the modeling procedure juvenile stages do not appear explicitly; however insects experience developmental stages that differ for heterometabolous, (i.e., H. halys), and holometabolous, (i.e., parasitoids and hyperparasitoid) during their evolution from egg to adulthood.
● To fit the gaps on the egg masses data, an interpolation procedure was used in which eggs are forced to disappear at the start and end of each year.
● Unlike field insect data, i.e., field collected eggs and trap catch counts, biological parameters, such as longevity and sex ratio, came from laboratory experiments, which may differ from those occurring in the field.
● Population data are just estimates on the actual numbers of individuals in the environment; they are obtained as averages of insects captured at various sites, differing greatly for environmental conditions. This applies to H. halys as well as to parasitoids, counted as averages of those emerging from field collected eggs.
● All populations at the start of the following year come from the corresponding values at the end of the fall of the current year, discounted by a fixed fraction representing their mortality during overwintering, which is arbitrarily taken for the whole parasitoid populations. However, climatic conditions may change, so that the assumption of constant winter mortality could be refined.
● Intraspecific competition rates are not measurable in the field. Thus bI, bA and bT are set to the same value bC that is instead calculated for H. halys through least squares regression, see Section 4.
● The average lifetime of the indigenous parasitoid is set to 14 weeks while A hyperparasitizes C within the first 3 days.
● Not having data at the start of 2017, the value of the H. halys is taken to be of the same order of the one assessed by traps in the following years, while for A we set a smaller hypothetical value than the one for H. halys, since only a fraction of A parasitizes C (4.1).
The model equilibria have been analytically assessed, when possible. Ecosystem collapse, represented by the origin, could occur in case of population-dependent reproduction rates if condition (5.1) holds. In general however, it does not, as the number of eggs in an egg mass usually exceeds the critical value 3.
H. halys alone can stably survive at equilibrium X1, if feasibility (5.2) holds and conditions (5.3) are satisfied.
For both the points with H. halys and just one of the parasitoids T or A we have obtained sufficient conditions for their feasibility, (5.4) and (5.6). They are not stringent in the sense that even in case they are violated, these equilibria could nevertheless exist. Their local asymptotic stability conditions have instead completely assessed, respectively by (5.5) for X2 and the equations (5.7) and (5.8) for X3. An explicit interpretation of their meanings in terms of the model parameters appears however to be very difficult.
The coexistence point and the equilibrium with no hyperparasitoid I lead to nonlinear algebraic systems for which the analytic solution is not available. Similarly, the Jacobian evaluated at these points leads to a fourth order matrix, whose eigenvalues are impossible to calculate; formally, we could write the Routh-Hurwitz conditions for stability, but they would hardly shed any light on this issue. The recourse to numerical methods is therefore imperative.
In our simulations the populations of the indigenous and generalist parasitoid, A. bifasciatus, fluctuated over the five years, confirming that this species alone cannot significantly suppress H. halys populations, consistent with what was observed in previous field trials [9,33]. Examples of failed biological control exist in the literature. The most notable case concerns aphid species in open-air crops, both horticultural and fruit with the use of parasitoid species and the role played by hyperparasitoid species; both experimental [34] and by the use of mathematical models [35]. However, we are not observing a failure of biological control due to hyperparasitoid activity but merely describing the situation that, in our opinion, has not yet reached an equilibrium. Instead, populations of the exotic parasitoids T. japonicus and T. mitsukurii increased greatly from 2019 to 2021, after they first appeared in 2018 and 2016 respectively. This led to H. halys populations gradually decreasing, demonstrating that the exotic species can have a strong impact on their host. The hyperparasitoid A. sinicus, which in these surveys was detected for the first time in 2020, even if it had already been detected starting from 2016 in the study area, the Piedmont region [9], did not show as large an increase in the following years as the two Trissolcus species, thus demonstrating a minimal impact on parasitoids, without hampering their activity on bug populations, as modeled in [36]. Certainly, egg parasitoids are not the only natural enemies of H. halys. Indeed, eggs are also attacked by predators [33,37], and mobile stages can be affected by other parasitoids, predators, and entomopathogens [38,39]. Egg parasitoids clearly do not, by themselves, suppress H. halys populations to noneconomic levels, as already modeled in [36], but can play an important role in reducing H. halys populations, as seen in these simulations and also by [36]. These interactions between host, parasitoids, and hyperparasitoids tend to reach different equilibria over time, especially as the populations adapt to environmental pressures. In our model, this is reflected in the fluctuating dynamics of A. bifasciatus and the stabilizing effect of T. japonicus and T. mitsukurii on H. halys populations. The stability and biological significance of these equilibria depend on multiple factors, such as the reproductive rates of the species and their susceptibility to predation or parasitism, which our model attempts to approximate. More extensive field data could improve our understanding of these equilibria and the conditions that favor stability or instability in these populations. However, our simulations are based on partial field observations, as adults and eggs were not sampled at the same sites, and parameters from literature were obtained from laboratory trials. Furthermore, climate conditions, and climate change, were not considered, but they can affect populations of both host and parasitoids [40,41,42,43,44,45]. Incorporating these additional variables could further describe the stability of the modeled interactions and the long-term biological significance of these parasitoid-host dynamics. More accurate simulations could be made with additional collection of field data, and also by adding climatic data in the model.
The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.
The authors declare there is no conflict of interest.
The authors are very much indebted to the referees for their careful work that considerably helped in the improvement of the paper.
In this situation, (2.17) has population-dependent reproduction rates,
rX=rX(X),X∈{A,T}. | (A.1) |
In addition to the origin O and coexistence X6, the other equilibria are found as follows.
X1=(0,0,0,C1),C1=σCsCE−mCbC,X2=(0,0,T2,C2),X3=(0,A3,0,C3),X4=(0,A4,T4,C4),X5=(I5,0,T5,C5). |
Some of these equilibria cannot be determined analytically. However, for X2 and X3 some sufficient conditions for their feasible existence can be assessed.
Proof of Proposition 3
For X2, observing that C≠0, T≠0, the equilibrium equations of (2.17) to be considered are the last two. They can be rearranged as follows:
C=Π(T)=1σCsCsTEβT[σTsTbTT2+(σTsTmT+bTqT)T+mTqT]C=Φ(T)=1bC[σCsCE−mC−σCsCσTsTEβTTqT+σTsTT] | (A.2) |
where Π(T) is a convex parabola in the T−C plane through the point on the vertical axis
(0,mTqTσCsCσTsTEβT) |
where it has a positive slope and Φ(T) is a hyperbola with intercept at the origin
(0,σCsCE−mCbC). |
and horizontal asymptote with height b−1C[σCsCE(1−βT)−mC]. Note that Φ(T) is always decreasing, since
dΦ(T)dT=−σCsCσTsTEβTqT(qT+σTsTT)2<0. |
An intersection of Π(T) and Φ(T) in the first quadrant is thus guaranteed if
mTqTσCsCσTsTEβT≤σCsCE−mCbC |
so that the sufficient condition in this case turns out to be (5.4).
Proof of Proposition 5
Here, we need to consider the second and fourth equilibrium equations of (2.17). Thus, we need to intersect the curves
C=Ψ(A)=1σAsAσCsCEβA[bAσAsAbAA2+(bAqA,C+σAsAmA)A+mAqA,C],C=Φ(A)=1bC(σCsCE−mC−σAsAσCsCEβAAqA,C+σAsAA), | (A.3) |
Again Ψ(A) is a convex parabola and Ψ(A) is a hyperbola in the A−C plane, respectively through the points
(0,mAqA,CσCsAσCsCE βA),(0,σCsCE−mCbC). |
At the origin, the slope of Ψ(A) is positive and the one of Φ(A) is negative. Thus an intersection exists if (5.6) holds.
In this section we recall the values of some important parameters, (4.2), that are used in the analysis that follows. System (2.17), in view now of the assumptions (A.1), has the following Jacobian J=Jik, i,k=1,…,4, with J1,2=J2,1=J4,1=0 and
J1,1=βTβIqIσCsCσIsIσTsTECT(qT+σTsTT)(qI+σIsII)2−2bII−mI,J1,3=σCsCσIsIσTsTβTβIqTECI(qT+σTsTT)2(qI+σIsII),J1,4=σCsCEβTβIσIsIσTsTTI(qT+σTsTT)(qI+σIsII),J2,4=σCsCEβAσAsAAqA,C+σAsAA[1+βTσTsTTqT+σTsTT],J2,2=σAsAqA,CβAσCsCEC(qA,C+σAsAA)2[1+σTsTβTqT+σTsTT]−2bAA−mAJ2,3=σCsCECβTσTsTqTβAσAsAA(qT+σTsTT)2(qA,T+σAsAA),J3,1=σCsCECβTσTsTTqT+σTsTT[1+βIσIsIqI(qI+σIsII)2],J3,2=σCsCECβTσTsTTqT+σTsTT[1+βAσAsAqA,T(qA,T+σAsAA)2],J4,2=σCsCECβAσAsAqA,T(qA,T+σAsAA)2,J3,3=σCsCECβTσTsTqT(qT+σTsTT)2[1−βAσAsAAqA,T+σAsAA−βIσIsIIqI+σIsII]−2bTT−mT,J3,4=σCsCEβTσTsTTqT+σTsTT[1−βAσAsAAqA,T+σAsAA−βIσIsIIqI+σIsII]J4,3=σCsCECβTσTsTqT(qT+σTdsTT)2,J4,4=σCsCE[1−βAσAsAAqA,T+σAsAA−βIσIsIIqI+σIsII]−2bCC−mC. | (A.4) |
Proof of Proposition 1
Here the eigenvalues of (A.4) are all explicitly known,
λO1=−mI,λO2=−mA,λO3=−mT,λO4=σCsCE−mC |
thus yielding (5.1).
Proof of Proposition 2
Feasibility follows by imposing the nonnegativity of the C population at equilibrium, C1, giving (5.2).
For stability, again the four eigenvalues are explicitly found. For qA,C,qT≠0, we have
λX11=−mI,λX12=σAsAβAσCsCEC1qA,C[1+σTsTβTqT]−mA,λX13=σCsCEC1βTσTsTqT−mT,λX14=mC−σCsCE=−bCC1<0, |
from which (5.3) follows.
Remark 1 For βA=βT=0, the second and third eigenvalues would coincide with the corresponding ones of the origin, and the analysis would then be identical to the one of O. The claim of Proposition 2 follows in view of the values of Table 1, −1≤λX11≤0.
Proof of Proposition 4
In this case two eigenvalues are known immediately, JX211 and JX222, because the Jacobian factorizes, providing the first two conditions (5.5). The remaining two are obtained from the roots of the quadratic equation
λ2−(J33(X2)+J44(X2))λ+J33(X2)J44(X2)−J34(X2)J43(X2)=0. |
Proof of Proposition 6
Here again the Jacobian factorizes giving two explicit eigenvalues JX311 and JX333, giving the first two stability conditions (5.7), while the other ones are the roots of the quadratic equation
λ2−(J22(X3)+J44(X3))λ+J22(X3)J44(X3)−J24(X3)J42(X3)=0, |
which provide the last two stability conditions, (5.8).
Proof of Proposition 7
We consider here the case where the primary parasitization rates rA and rT, as well as the hyperparasitizations hI, hA, are assumed to be constant, (5.9).
The feasible equilibria of the system (2.17) are just the origin O and coexistence W. The latter in principle is not unique, but only one instance can be accepted, (5.10).
Note that for feasibility of W we must impose that the C population is nonnegative, giving the constraint (5.11), with 1−rA−rT>0 stemming from (2.10). Note that if (5.11) holds, I−≤0, A−≤0, T−≤0 and the other equilibria are not feasible. Since I+≥0, A+≥0, T+≥0, the only feasible equilibria are the origin and W.
For the stability, we need the Jacobian of (2.17),
˜J=[−2bII−mI00σIsCErThI0−2bAA−mA0σAsCE(rA+rThA)00−2bTT−mTσTsCErT(1−hA−hI)000˜J4,4] | (A.5) |
where
˜J4,4=σCsCE(1−rA−rT)−2bCC−mC |
Proof of Proposition 8
At the origin, the eigenvalues are easily determined, μO1=−mI, μO2=−mA, μO3=−mT, μO4=σCsCE(1−rA−rT)−mC. While the first three lie in [−1,0], for the fourth one there are the alternatives in the statement of Proposition 8. Note that if rA+rT=1, then μO4=−mC and similar considerations apply here as well. We omit the details.
Proof of Proposition 9
For the stability of W, we have again four explicit eigenvalues for the Jacobian evaluated at this equilibrium:
μW1=−√m2I+4σIsCEbIrThIC+<0,μW2=−√m2A+4σAsCEbA(rA+rThA)C+<0,μW3=−√m2T+4σTsCEbTrT(1−hA−hI)C+<0,μW4=mC−σCsCE(1−rA−rT). |
From the feasibility of W, (5.11), we find that μ4<0. For the asymptotic stability of the coexistence equilibrium, we need μWk∈(−1,0), k=1,…,4. If one of these inequalities attains the lower bound, only stability can be obtained. Once again, using (5.11) and (5.10) asymptotic stability is therefore guaranteed by (5.13) where
γI=1−m2IbIrThI>0,γA=1−m2AbA(rA+rThA)>0,γT=1−m2TbTrT(1−hA−hI)>0. | (A.6) |
The above inequalities hold in view of the information of Table 1 on the various mortalities and from (2.6) for γT. Further, note that ζX−<0 for all the populations X∈{I,A,T} and, therefore, this lower bound is indeed excluded from the conditions (5.13).
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![]() |
γ∈[0,1] | fraction of eggs from which no adult insects emerge |
0≤˜E | average of all eggs collected in a week in egg mass |
0≤E=(1−γ)˜E | healthy eggs in egg mass, from which H. halys |
or its parasitoids emerge | |
sI | sex ratio of A. sinicus, [21] |
sA | sex ratio of A. bifasciatus, [25] |
sT | sex ratio of Trissolcus, [23] |
sC | sex ratio of H. halys, [24] |
hI:=hI(I)∈[0,1] | egg mass fraction already parasitized by T, |
from which I emerges | |
hA:=hA(A)∈[0,1] | egg mass fraction already parasitized by T, |
from which A emerges | |
rA:=rA(A)∈[0,1] | parasitization rate of A, i.e. egg mass fraction |
from which A emerges by parasitizing C | |
rT:=rT(T)∈[0,1] | parasitization rate of T, i.e. egg mass fraction |
parasitized by T, i.e. sum of newly emerged T | |
and its hyperparasitoids | |
0≤b∗ | intraspecific competition rate of species ∗ |
m∗∈[0,1] | mortality rate of species ∗ |
β∗∈[0,1] | (hyper-)parasitization rate of species ∗ |
0<q−1∗ | slope at the origin of (hyper-)parasitization rate |
Insect | Time from eggs to adulthood | Mean longevity |
Hyperparasitoid I | 2 weeks | 7 weeks |
Indigenous parasitoid A | 2 weeks | 14 weeks |
Exotic parasitoids T | 2 weeks | 6 weeks |
H. halys C | 4 weeks | 1 year |
species | initial week 0 | week 1 | week 2 | week 3 | week 4 |
C | Oviposition | Nymph | Adult | ||
emergence | emergence | ||||
T | Oviposition | Adult | |||
in C eggs | emergence | ||||
A | Oviposition | Adult | |||
in C eggs | emergence | ||||
I | Oviposition | Adult | |||
in C eggs | emergence | ||||
parasitized | |||||
by T |
week | E | EI | EA | ET | EC |
24-th | 25.3 | 0 | 23 | 0 | 2.3 |
25-th | 21.5 | 0 | 12.8 | 0 | 8.7 |
27-th | 18 | 0 | 7.5 | 0 | 10.5 |
29-th | 22.2 | 0 | 8.2 | 0 | 14 |
30-th | 20.3 | 0 | 5.1 | 0 | 15.2 |
31-st | 24.2 | 0 | 4 | 0 | 20.2 |
34-th | 18.8 | 0 | 16.8 | 0 | 2 |
35-th | 13.9 | 0 | 11.3 | 0 | 2.6 |
37-th | 11 | 0 | 5.5 | 0 | 5.5 |
week | E | EI | EA | ET | EC |
22-nd | 20 | 0 | 0 | 0 | 20 |
24-th | 6.5 | 0 | 0 | 0 | 6.5 |
26-th | 11.5 | 0 | 0 | 0 | 11.5 |
27-th | 19.4 | 0 | 0 | 0 | 19.4 |
28-th | 19 | 0 | 0 | 0 | 19 |
29-th | 16.1 | 0 | 0.2 | 0 | 15.9 |
30-th | 15.4 | 0 | 0 | 0 | 15.4 |
31-st | 21.9 | 0 | 0 | 0 | 21.9 |
34-th | 17.9 | 0 | 0.1 | 0.4 | 17.4 |
35-th | 7 | 0 | 0 | 0 | 7 |
37-th | 18.9 | 0 | 0.7 | 0.8 | 17.4 |
38-th | 20.9 | 0 | 0 | 0 | 20.9 |
week | E | EI | EA | ET | EC |
24-th | 22.1 | 0 | 0 | 1.3 | 20.8 |
25-th | 21.7 | 0 | 4.2 | 1.4 | 16.1 |
26-th | 22.2 | 0 | 4.5 | 2.5 | 15.2 |
27-th | 25 | 0 | 0 | 0 | 25 |
28-th | 24 | 0 | 0 | 0 | 24 |
30-th | 20.2 | 0 | 8.3 | 1.7 | 10.2 |
32-nd | 16.3 | 0 | 9 | 7.3 | 0 |
33-rd | 18.9 | 0 | 4.3 | 12.6 | 2 |
34-th | 20.4 | 0 | 5.1 | 5 | 10.3 |
35-th | 18.7 | 0 | 13.7 | 2.2 | 2.8 |
week | E | EI | EA | ET | EC |
23-rd | 20.7 | 0 | 0 | 8.7 | 12 |
24-th | 26 | 0 | 0 | 16.7 | 9.3 |
25-th | 24 | 0 | 0 | 0 | 24 |
26-th | 23 | 0 | 3.2 | 6 | 13.8 |
27-th | 16.4 | 0 | 4 | 3.8 | 8.6 |
28-th | 18.1 | 0 | 6.3 | 4.8 | 7 |
29-th | 18.5 | 0 | 4.5 | 3.3 | 10.7 |
30-th | 18.3 | 0 | 8.3 | 0.3 | 9.7 |
31-st | 23.4 | 0 | 1.6 | 2 | 19.8 |
32-nd | 22 | 0 | 2.7 | 4.4 | 14.9 |
33-rd | 21.6 | 0 | 2.5 | 3.7 | 15.4 |
34-th | 19.3 | 0 | 3.7 | 10.3 | 5.3 |
35-th | 19.3 | 0.2 | 4.9 | 4.9 | 9.3 |
36-th | 16.5 | 0 | 5.8 | 9.7 | 1 |
37-th | 18 | 0 | 14.5 | 0 | 3.5 |
week | E | EI | EA | ET | EC |
24-th | 21.5 | 0 | 1.2 | 3.3 | 17 |
25-th | 19.1 | 0 | 2.3 | 14.4 | 2.4 |
26-th | 19.2 | 0.1 | 0.2 | 4.2 | 14.7 |
28-th | 22.7 | 0 | 1.6 | 0 | 21.1 |
30-th | 20 | 0 | 4.3 | 5.2 | 10.5 |
31-st | 16.2 | 0 | 3 | 0 | 13.2 |
32-nd | 22.8 | 0.1 | 1.9 | 10.4 | 10.4 |
33-rd | 19.1 | 0.4 | 3.2 | 9.2 | 6.3 |
34-th | 20.2 | 2.4 | 5.6 | 9.7 | 2.5 |
35-th | 15.2 | 4 | 0.9 | 8.5 | 1.8 |
36-th | 13.5 | 1.5 | 2.5 | 9.5 | 0 |
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 27.5 | 29.3 | 25.8 | 33.6 | 14 | 28.4 | 21.1 | 14.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 11.2 | 7 | 8.9 | 15 | 37.4 | 42.2 | 36.3 | 45 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 32.9 | 29.8 | 39.7 | 61.1 | 93.3 | 109.7 | 102.9 | 86.8 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 48.9 | 48.1 | 73.2 | 41 | 45.3 | 51.1 | 31 | 18.5 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 14.4 | 23.2 | 24.2 | 45.8 | 46.6 | 38.1 | 44.5 | 37.5 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 35.6 | 51.8 | 67.5 | 96.5 | 79.1 | 72.7 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 24.3 | 23.1 | 22.6 | 17.3 | 10.4 | 13.4 | 11.7 | 6.3 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 5.1 | 5.2 | 4.5 | 9.6 | 9.6 | 14.3 | 15.8 | 16.3 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 22.9 | 37.9 | 60.1 | 42.4 | 61.1 | 71.5 |
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 12.4 | 7 | 16.7 | 23.4 | 20.6 | 20.5 | 17.3 | 13.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 16.1 | 8.5 | 7.9 | 10.2 | 16.3 | 27.1 | 27.4 | 25.5 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 23 | 26.7 | 29.1 | 46.3 | 50.7 | 57.5 | 47.5 | 31.8 |
year | 2018 | 2019 | 2020 | 2021 |
bC | 0.092231 | 0.0036358 | 0.66779 | 0.0001896 |
γ∈[0,1] | fraction of eggs from which no adult insects emerge |
0≤˜E | average of all eggs collected in a week in egg mass |
0≤E=(1−γ)˜E | healthy eggs in egg mass, from which H. halys |
or its parasitoids emerge | |
sI | sex ratio of A. sinicus, [21] |
sA | sex ratio of A. bifasciatus, [25] |
sT | sex ratio of Trissolcus, [23] |
sC | sex ratio of H. halys, [24] |
hI:=hI(I)∈[0,1] | egg mass fraction already parasitized by T, |
from which I emerges | |
hA:=hA(A)∈[0,1] | egg mass fraction already parasitized by T, |
from which A emerges | |
rA:=rA(A)∈[0,1] | parasitization rate of A, i.e. egg mass fraction |
from which A emerges by parasitizing C | |
rT:=rT(T)∈[0,1] | parasitization rate of T, i.e. egg mass fraction |
parasitized by T, i.e. sum of newly emerged T | |
and its hyperparasitoids | |
0≤b∗ | intraspecific competition rate of species ∗ |
m∗∈[0,1] | mortality rate of species ∗ |
β∗∈[0,1] | (hyper-)parasitization rate of species ∗ |
0<q−1∗ | slope at the origin of (hyper-)parasitization rate |
Insect | Time from eggs to adulthood | Mean longevity |
Hyperparasitoid I | 2 weeks | 7 weeks |
Indigenous parasitoid A | 2 weeks | 14 weeks |
Exotic parasitoids T | 2 weeks | 6 weeks |
H. halys C | 4 weeks | 1 year |
species | initial week 0 | week 1 | week 2 | week 3 | week 4 |
C | Oviposition | Nymph | Adult | ||
emergence | emergence | ||||
T | Oviposition | Adult | |||
in C eggs | emergence | ||||
A | Oviposition | Adult | |||
in C eggs | emergence | ||||
I | Oviposition | Adult | |||
in C eggs | emergence | ||||
parasitized | |||||
by T |
week | E | EI | EA | ET | EC |
24-th | 25.3 | 0 | 23 | 0 | 2.3 |
25-th | 21.5 | 0 | 12.8 | 0 | 8.7 |
27-th | 18 | 0 | 7.5 | 0 | 10.5 |
29-th | 22.2 | 0 | 8.2 | 0 | 14 |
30-th | 20.3 | 0 | 5.1 | 0 | 15.2 |
31-st | 24.2 | 0 | 4 | 0 | 20.2 |
34-th | 18.8 | 0 | 16.8 | 0 | 2 |
35-th | 13.9 | 0 | 11.3 | 0 | 2.6 |
37-th | 11 | 0 | 5.5 | 0 | 5.5 |
week | E | EI | EA | ET | EC |
22-nd | 20 | 0 | 0 | 0 | 20 |
24-th | 6.5 | 0 | 0 | 0 | 6.5 |
26-th | 11.5 | 0 | 0 | 0 | 11.5 |
27-th | 19.4 | 0 | 0 | 0 | 19.4 |
28-th | 19 | 0 | 0 | 0 | 19 |
29-th | 16.1 | 0 | 0.2 | 0 | 15.9 |
30-th | 15.4 | 0 | 0 | 0 | 15.4 |
31-st | 21.9 | 0 | 0 | 0 | 21.9 |
34-th | 17.9 | 0 | 0.1 | 0.4 | 17.4 |
35-th | 7 | 0 | 0 | 0 | 7 |
37-th | 18.9 | 0 | 0.7 | 0.8 | 17.4 |
38-th | 20.9 | 0 | 0 | 0 | 20.9 |
week | E | EI | EA | ET | EC |
24-th | 22.1 | 0 | 0 | 1.3 | 20.8 |
25-th | 21.7 | 0 | 4.2 | 1.4 | 16.1 |
26-th | 22.2 | 0 | 4.5 | 2.5 | 15.2 |
27-th | 25 | 0 | 0 | 0 | 25 |
28-th | 24 | 0 | 0 | 0 | 24 |
30-th | 20.2 | 0 | 8.3 | 1.7 | 10.2 |
32-nd | 16.3 | 0 | 9 | 7.3 | 0 |
33-rd | 18.9 | 0 | 4.3 | 12.6 | 2 |
34-th | 20.4 | 0 | 5.1 | 5 | 10.3 |
35-th | 18.7 | 0 | 13.7 | 2.2 | 2.8 |
week | E | EI | EA | ET | EC |
23-rd | 20.7 | 0 | 0 | 8.7 | 12 |
24-th | 26 | 0 | 0 | 16.7 | 9.3 |
25-th | 24 | 0 | 0 | 0 | 24 |
26-th | 23 | 0 | 3.2 | 6 | 13.8 |
27-th | 16.4 | 0 | 4 | 3.8 | 8.6 |
28-th | 18.1 | 0 | 6.3 | 4.8 | 7 |
29-th | 18.5 | 0 | 4.5 | 3.3 | 10.7 |
30-th | 18.3 | 0 | 8.3 | 0.3 | 9.7 |
31-st | 23.4 | 0 | 1.6 | 2 | 19.8 |
32-nd | 22 | 0 | 2.7 | 4.4 | 14.9 |
33-rd | 21.6 | 0 | 2.5 | 3.7 | 15.4 |
34-th | 19.3 | 0 | 3.7 | 10.3 | 5.3 |
35-th | 19.3 | 0.2 | 4.9 | 4.9 | 9.3 |
36-th | 16.5 | 0 | 5.8 | 9.7 | 1 |
37-th | 18 | 0 | 14.5 | 0 | 3.5 |
week | E | EI | EA | ET | EC |
24-th | 21.5 | 0 | 1.2 | 3.3 | 17 |
25-th | 19.1 | 0 | 2.3 | 14.4 | 2.4 |
26-th | 19.2 | 0.1 | 0.2 | 4.2 | 14.7 |
28-th | 22.7 | 0 | 1.6 | 0 | 21.1 |
30-th | 20 | 0 | 4.3 | 5.2 | 10.5 |
31-st | 16.2 | 0 | 3 | 0 | 13.2 |
32-nd | 22.8 | 0.1 | 1.9 | 10.4 | 10.4 |
33-rd | 19.1 | 0.4 | 3.2 | 9.2 | 6.3 |
34-th | 20.2 | 2.4 | 5.6 | 9.7 | 2.5 |
35-th | 15.2 | 4 | 0.9 | 8.5 | 1.8 |
36-th | 13.5 | 1.5 | 2.5 | 9.5 | 0 |
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 27.5 | 29.3 | 25.8 | 33.6 | 14 | 28.4 | 21.1 | 14.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 11.2 | 7 | 8.9 | 15 | 37.4 | 42.2 | 36.3 | 45 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 32.9 | 29.8 | 39.7 | 61.1 | 93.3 | 109.7 | 102.9 | 86.8 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 48.9 | 48.1 | 73.2 | 41 | 45.3 | 51.1 | 31 | 18.5 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 14.4 | 23.2 | 24.2 | 45.8 | 46.6 | 38.1 | 44.5 | 37.5 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 35.6 | 51.8 | 67.5 | 96.5 | 79.1 | 72.7 |
week no. | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th | 27-th | 28-th |
Trap count | 24.3 | 23.1 | 22.6 | 17.3 | 10.4 | 13.4 | 11.7 | 6.3 |
week no. | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th | 35-th | 36-th |
Trap count | 5.1 | 5.2 | 4.5 | 9.6 | 9.6 | 14.3 | 15.8 | 16.3 |
week no. | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd | ||
Trap count | 22.9 | 37.9 | 60.1 | 42.4 | 61.1 | 71.5 |
week no. | 19-th | 20-th | 21-st | 22-nd | 23-rd | 24-th | 25-th | 26-th |
Trap count | 12.4 | 7 | 16.7 | 23.4 | 20.6 | 20.5 | 17.3 | 13.1 |
week no. | 27-th | 28-th | 29-th | 30-th | 31-st | 32-nd | 33-rd | 34-th |
Trap count | 16.1 | 8.5 | 7.9 | 10.2 | 16.3 | 27.1 | 27.4 | 25.5 |
week no. | 35-th | 36-th | 37-th | 38-th | 39-th | 40-th | 41-st | 42-nd |
Trap count | 23 | 26.7 | 29.1 | 46.3 | 50.7 | 57.5 | 47.5 | 31.8 |
year | 2018 | 2019 | 2020 | 2021 |
bC | 0.092231 | 0.0036358 | 0.66779 | 0.0001896 |