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Going beyond the threshold: Blowup criteria with arbitrary large energy in trapped quantum gases

  • The present paper considers the blowup properties in trapped dipolar quantum gases modelled by the Gross-Pitaevskii equation. More precisely, through analyzing the temporal evolution of J(t) in the form of uncertain principle [1], we provide some invariant evolution flows. Based on that, we establish the global existence versus blowup dichotomy of solutions above the mass-energy threshold. Meanwhile, we can estimate the behaviour of solutions with arbitrary large energy.

    Citation: Lingfei Li, Yingying Xie, Yongsheng Yan, Xiaoqiang Ma. Going beyond the threshold: Blowup criteria with arbitrary large energy in trapped quantum gases[J]. AIMS Mathematics, 2022, 7(6): 9957-9975. doi: 10.3934/math.2022555

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  • The present paper considers the blowup properties in trapped dipolar quantum gases modelled by the Gross-Pitaevskii equation. More precisely, through analyzing the temporal evolution of J(t) in the form of uncertain principle [1], we provide some invariant evolution flows. Based on that, we establish the global existence versus blowup dichotomy of solutions above the mass-energy threshold. Meanwhile, we can estimate the behaviour of solutions with arbitrary large energy.



    The successful implementation of dilute atomic Bose-Einstein condensates has generated considerable attention in the properties of trapped dipolar quantum gases. In traditional experiments, bosonic quantum gases with isotropic and short-range interactions have taken a dominant role and been commendably described by the scattering length of s-wave [2]. However, dipolar interactions, provided with an anisotropic and long-range component, are not negligible for those particles with electric dipole moment or large permanent magnetic. In 2005, the first dipolar BEC of chromium atoms was successfully generated by the combination of magnetic, optical and magneto-optical trapping techniques [3]. In the approximate range of mean field, the dipolar quantum gases at zero temperature have been described, and the nonlinear Schrödinger equation of its macroscopic wave function was derived [4].

    In this paper, we study the following Gross-Pitaevskii equation (GPE) for the trapped dipolar quantum gases

    {iφt=12φ+|x|22φ+β1|φ|2φ+β2(K|φ|2)φ,φ(0,x)=φ0,tR+,xR3. (1.1)

    Here φ=φ(t,x):R+×R3C is a given smooth function, i is the imaginary unit, is the Laplace operator on R3 and β1,β2R satisfy certain constraints. Moreover, we define by the convolution for x. The long-range anisotropic dipolar interaction kernel K(x) is highly singular denoted by

    K(x)=13cos2θ|x|3,

    where θ=θ(x) represents the angle between the point xR3 and the fixed polarization axis nR3, with |n|=1, i.e.

    cosθ=xn|x|.

    These remarkable experimental breakthroughs of dipolar interactions have stimulated various theoretical investigations. When β2=0, there is no dipolar interaction, and Eq (1.1) describes the BEC with alkali atoms. Many results about the dynamical properties were developed [5]. When β20, Eq (1.1) is hard to discuss due to the strong singularity of dipolar interactions. By reducing three-dimensional GPE to one or two dimensions, polarized along an arbitrary polarization angle, the researchers in [6] revealed how the dipolar interactions change the contact interactions of strongly constrained atoms. Moreover, Carles, Markowich and Sparber [7] applied the decomposition of eixξ into spherical functions to calculate the Fourier transform of kernel K(x) with n=(0,0,1).

    Recently, Li [8] extended the known result of the existence of blowup solution for Eq (1.1) in terms of mechanical analogy and a new estimate of the kinetic energy. Moreover, the profile decomposition has been employed to explore the blowup dynamic of Eq (1.1) in [9]. The authors constructed two refined Gagliardo-Nirenberg inequalities at first. Then, they proved that the blowup solution would concentrate at one fixed amount with the help of a compactness lemma. This method has also been applied to the focusing Schrödinger-Hartree equation to investigate blowup dynamic in [10]. With the same method, Zhang [11] obtained the threshold of global existence and blowup for the NLSE without dipolar interaction (β2=0 in Eq (1.1)) through the Hamilton conservation and the variational characteristic of the classical nonlinear scalar field equation. Then, the limiting profile and the mass concentration property of the blowup solution have been discussed. Zhou [12] has proved that any minimizer of the minization problem blows up at one of the endpoints of the major axis for the variational functional associates with the GPE, if the parameter relate to the attractive interaction strength close to a critical value. Pavlovic [13] considered the solutions of the focusing quintic and cubic GP hierarchies. The authors proved that all solutions at the L2-critical or L2-supercritical level blow up in finite time if the energy per particle is negative in the initial condition. It is worth noting that their results do not admit any factorization of the initial date. The readers can refer to other blowup dynamical properties, the stability and instability of standing waves in [14,15,16,17,18,19,20,21]. As for fractional NLSE, Dai [22] has derived symmetric and anti-symmetric solitons of the fractional second and third order NLSE. Another example can be seen in [23], where the authors used two kinds of fractional dual-function methods to solve the space-time fractional Fokas-Lenells equation. The coupled NLSE that contains partially nonlocal nonlinearity has been investigated in [24]. Ma soliton, Akhmediev breather and rogue wave were derived via projecting expression along with Hirota's bilinear method and Darboux transformation. The fractional bi-function method and fractional mapping equation method can be found in [25]. The readers can refer to [26,27,28] for other related works.

    From the point of mathematics, the collapse in a particular space reflects the limited behaviour of solutions, and the occurrence of finite time blowup is closely connected with standing waves of Eq (1.1), i.e., φ(t,x)=eiωtQ(x),ω>0. It is obvious that Q is the unique solution of the following elliptic equation

    12Q+ωQ+|x|22Q+β1|Q|2Q+β2(K|Q|2)Q=0,QH1(R3), (1.2)

    which will be the main key throughout this paper. Moreover, Eq (1.1) satisfies the conservation laws of mass and energy, i.e.,

    M[φ(t,x)]:=|φ|2dx=M[φ0], (1.3)
    E[φ(t,x)]:=12|φ|2dx+12|x|2|φ|2dx+β12|φ|4dx+β22(K|φ|2)|φ|2dx=E[φ0]. (1.4)

    A crucial question for Eq (1.1) is to find the sharp threshold conditions. Now, we recall some helpful results of blowup dynamics for the nonlinear Schrödinger equation (NLSE): itu+u+|u|p1u=0,u(0,x)=u0,(t,x)R×RN,p>1+4N. One useful scaling quantity is called mass-energy M[u]1ScScE[u] (Sc=N22p1), which can be normalized as

    ME=M[u]1ScScE[u]M[W]1ScScE[W],0<Sc1,

    where W is the unique H1 radial solution of

    ΔW(1Sc)W+|W|p1W=0.

    When 0<Sc<1, we regard ME=1 as the mass-energy threshold. First of all, let us start with recalling some well-known fact at the mass-energy threshold, i.e., ME=1. Duyckaerts and Roudenko [29] begin with exhibiting two radial solutions Q+ and Q, with initial data Q±0 satisfies Q±0sRHs(R3), such that Q± exponentially approach the ground state solution Q in the positive time direction and Q+ blows up in finite time as well as Q scatters in the negative time direction. Then, all the solutions can be characterized as: (i) If ||u0||2||u0||<||Q||2||Q||, then either u scatters or u=Q up to the symmetries, (ii) If ||u0||2||u0||=||Q||2||Q||, then u=eitQ up to the symmetries, (iii) If ||u0||2||u0||>||Q||2||Q|| and u0 is radial or of finite variance, then either the interval of existence of u is of finite length or u=Q+ up to the symmetries. As for the cases under the threshold, i.e., ME<1. The focusing mass-critical NLSE(Sc=0) was first studied by Weinstein [30], who showed a sharp splitting takes place: (i) If M[u]<M[Q], then the solution exists globally, (ii) if M[u]M[Q], then the solution blows up in finite time, where Q is the solution of Q+ΔQ+|Q|4d, Q=Q(r), r=|x|, xRd. The focusing energy-critical NLSE(Sc=1,N=3,4,5) with ˙H1rad initial data was investigated by Kenig and Merle [31]. They showed that there exists a sharp threshold, which split the behaviours of solutions into two cases under a priori condition E[u0]<E[W]: (i) If ||u0||L2<||W||L2, then the solution exists globally and scatters, (ii) if ||u0||L2>||W||L2 and u0L2, then the solution may blows up in finite time. Here, W(x)=W(x,t)=1/(1+|x|N(N2))N22 in H1(RN) and solves ΔW+|W|4N2W=0. Briefly speaking, the global behaviour of solutions (0<ME1) is wholly investigated, which can be summarized as

    Let u0H1(R3), 0<Sc<1, u(t,x) be the solution of itu+u+|u|p1u=0 and the corresponding initial datum u0 satisfy

    0<ME<1.

    Part 1 If M[u0]1Sc(|u0|p+1dx)Sc<M[W]1Sc(|W|p+1dx)Sc, then the solution u(t,x) exists globally.

    Part 2 If M[u0]1Sc(|u0|p+1dx)Sc>M[Q]1Sc(|W|p+1dx)Sc, either the solution u(t,x) blows up in finite time or there exists a sequence tn+ such that limn+||u(tn)||L2=+.

    When Sc=1 or p=4N2+1,N3, we regard ME=1 as the energy threshold and the dynamical behavior of solutions is described as

    Let u0˙H1(RN), Sc=1, u(t,x) be the solution of itu+u+|u|p1u=0 and the corresponding initial datum u0 satisfy

    0<ME<1.

    Part 1 If |u0|p+1dx<|W|p+1dx and u is radial with N=3,4, then the solution u(t,x) exists globally.

    Part 2 If |u0|p+1dx>|W|p+1dx and u0 is radial with u0L2(RN), then the solution u(t,x) blows up in finite time.

    Remark 1. Both the above cases used a concentration compactness argument, proposed by Kenig and Merle [31] in the energy critical case.

    Remark 2. Motivated by "critical phenomena" in physics, Nakanish and Schlag [32] gave a complete picture of the dynamical properties for the focusing nonlinear Klein-Gordon equation, as initial datum energy slightly larger than that of ground state (still denoted by W):

    Hε:={|x|uL2(R3)|E[u]<E[W]+ε2}.

    Then, they extended this approach to the focusing cubic NLSE, which is slightly above the mass-energy threshold (ME<1+ε), and above condition turns to

    ˉHε:={|x|uL2(R3)|M[u]E[u]<M[W](E[W]+ε2)}.

    As we can see, the mechanism of global existence and blowup for the focusing NLSE have already been considered and fully studied below mass-energy threshold, or at the mass-energy threshold. However, the case above the mass-energy threshold is mostly open. The purpose of our paper is to derive sharp criteria for global existence and blowup of Cauchy problem (1.1), above the mass-energy threshold, which are not necessarily "ε2-close" to it. Our main result is demonstrated in Theorem 1. Briefly speaking, under the same manners of Duyckaerts and Roudenko [33], we study the global existence and blowup for Eq (1.1) under the condition of

    ME:=M[φ0]E[φ0]M[Q](E[Q]|x|2|Q|2dx2)1. (1.5)

    As a result, we have derived the criterion for the global existence and blowup of solution for Eq (1.1), above the mass-energy threshold and such criterion is sharp (Theorem 1). Based on Theorem 1, we are able to predict the dynamical behavior of certain solution that possesses arbitrary large energy. Moreover, we show the relation of two methods, one is the technique used in Theorem 1, the other is given by establishing cross-constrained invariant sets in [34]. The structure of this paper is as follows: In Section 2, we give some valuable preliminaries which will be used in the following work. Section 3 constructs the invariant evolution flows generated by the Cauchy problem (1.1). In Section 4, Theorem 1 and Corollary 1 have been proposed and proved for the existence of blowup solutions with arbitrary initial energy. As for the proof, we give a new calculation of J(t) in the form of an uncertain principle. Then, we show by contradiction that Theorem 1 stands. Furthermore, Corollary 1 implies we can deduce the behaviour of solutions with arbitrary large energy. Concerning the complementary case of (1.5), Ma and Wang established it in [34], i.e.,

    Let φ0H1(R3),|x|φ0L2(R3) and φ(t,x) be the solution of the Cauchy problem (1.1) corresponding to the initial datum φ0 satisfying

    M[φ0]E[φ0]<M[Q](E[Q]|x|2|Q|2dx2).

    Part 1 (Blowup) If

    M[φ0](β1|φ0|4dxβ2(K|φ0|2)|φ0|2dx)>M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx),

    then the solution φ(t,x) blows up in finite time.

    Part 2 (Global existence) If

    M[φ0](β1|φ0|4dxβ2(K|φ0|2)|φ0|2dx)<M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx),

    then the solution φ(t,x) exists globally.

    Remark 3. Actually, the sharp criterion by Ma and Wang [34], obtained by establishing cross-constrained invariant sets, is equivalent to our method and we will show it in Section 2.

    We provide some useful preliminaries in this section. Throughout the paper, we denote Lp(R3), H1(R3) and R3dx as Lp, H1 and dx, respectively. In general, we take n=(0,0,1), then K(x) can be expressed as

    K(x)=x21+x222x23|x|5.

    Define the Fourier transform in R3 as

    ˆu(ξ):=u(x)eixξdx, uS(R3),

    where S is the Schwartz space. The Fourier transform of K(x) is taken by

    ˆK(ξ)=4π3(2ξ23ξ21ξ22|ξ|2).

    The calculation procedure of ˆK(ξ) has been studied carefully in [7].

    Moreover, we denote the energy space as

    Σ:={uH1||x|2|u|2dx<+}

    with the corresponding norm u2Σ=(|u|2+|u|2+|x|2|u|2)dx.

    Next, we recall the local well-posedness of Eq (1.1), which is the main key of Carles, Markowich and Sparber in [7].

    Lemma 1. ([7]) Let φ0Σ, β1,β2R. Then there exists a unique solution φ(t,x) of the Cauchy problem (1.1) on the maximal time interval [0,T) such that

    φ{φC([0,T];Σ); φ,φ,xφC([0,T];L2)L83([0,T];L4)}

    and either T=+(global existence), or else 0<T<+ and limtTφ(t,x)L2=+ (blowup).

    Lemma 2. ([21,35]) Let φ0Σ and φ(t,x) be a solution of the Cauchy problem (1.1) on [0,T). We set up a variable

    J(t):=|x|2|φ|2dx.

    Then the following identities stand:

    J(t)=2Imx¯φφdx, (2.1)
    J(t)=2|φ|2dx2|x|2|φ|2dx+3β1|φ|4dx+3β2(K|φ|2)|φ|2dx. (2.2)

    Combining Lemmas 1 and 2, a straightforward computation shows that

    β1|φ|4dxβ2(K|φ|2)|φ|2dx=4E[φ0]J(t)4|x|2|φ|2dx, (2.3)

    and

    |φ|2dx=6E[φ0]J(t)5|x|2|φ|2dx. (2.4)

    Next, we recall the refined Gagliardo-Nirenberg inequality constructed by Antonelli and Sparber in [35].

    Lemma 3. ([21,35]) Let β1,β2R such that the following condition stands:

    β1<{4π3β2,ifβ2>0;8π3β2,ifβ2<0. (2.5)

    Then, for any fH1, there exists a positive constant CQ such that

    β1|f|4dxβ2(K|f|2)|f|2dxCQ(|f|2dx)12(|f|2dx)32, (2.6)

    where the optimal constant CQ=C is given by

    C=β1|Q|4dxβ2(K|Q|2)|Q|2dx(|Q|2dx)12(|Q|2dx)32 (2.7)

    with Q being the solution of the following nonlinear elliptic equation

    12Q+ωQ+β1|Q|2Q+β2(K|Q|2)Q=0,QH1(R3). (2.8)

    Multiplying (2.8) by xQ and Q respectively, we derive the following identities:

    β1|Q|4dxβ2(K|Q|2)|Q|2dx=23|Q|2dx, (2.9)
    |Q|2dx=16ω|Q|2dx. (2.10)

    Thus, we can rewrite CQ as

    CQ=2332(2E[Q]|x|2|Q|2dx)12(M[Q])12. (2.11)

    Remark 4. It may be an mistake that causes the constraint condition of β1 and β2 to be wrong in [35]. Here, we put forward the correct one as shown by (2.5), which leads to

    β1|f|4dx+β2(K|f|2)|f|2dx=(2π)3(β1+β2ˆK)^|f|22dξ<0,fH1

    with the assistance of Parseval formula.

    Proposition 1. [33] Let fΣ. Then

    (Imx¯ffdx)2|x|2|f|2dx[|f|2dx(β1|f|4dxβ2(K|f|2)|f|2dx)23(CQ)23(|f|2dx)13]. (2.12)

    Proof. This proof keeps consistent with that in [33]. We prove it to preserve integrity. It is obvious to check that eiδ|x|2fΣ under the condition of fΣ, where δR. Applying (2.6) to eiδ|x|2f, we derive that

    |eiδ|x|2f|2dx=|f|2dx+4δImx¯ffdx+4δ2|x|2|f|2dx.(β1|f|4dxβ2(K|f|2)|f|2dx)23(CQ)23(|f|2dx)13.

    For each δR, we have

    (CQ)23(|f|2dx)13(|f|2dx+4δImx¯ffdx+4δ2|x|2|f|2dx)(β1|f|4dxβ2(K|f|2)|f|2dx)230,

    where the left of above inequality is a quadratic polynomial of δ. The discriminant of this polynomial is non-positive, which directly deduce the result of Proposition 1.

    Combining Lemma 2 with Proposition 1, we obtain

    (J(t))24J(t)(|φ|2dx(β1|φ|4dxβ2(K|φ|2)|φ|2dx)23(CQ)23(|φ|2dx)13).

    Setting V(t)=J(t), we have

    V(t)=J(t)2J(t).

    Consequently, we infer that

    (V(t))2|φ|2dx(β1|φ|4dxβ2(K|φ|2)|φ|2dx)23(CQ)23(|φ|2dx)13=6E[φ0]J(t)5|x|2|φ|2dx(4E[φ0]J(t)4|x|2|φ|2dx)23(CQ)23(M(φ0))13<6E[φ0]J(t)4|x|2|φ|2dx(4E[φ0]J(t)4|x|2|φ|2dx)23(CQ)23(M(φ0))13=F(J(t)+4|x|2|φ|2dx), (2.13)

    where

    F(S):=6E[φ0]S1(CQ)23(M[φ0])13(4E[φ0]S)23,S(,4E[φ0]].

    It is obvious that F(S) is decreasing on (,S), increasing on (S,4E[φ0]], where S is written as

    S=4E[φ0](23)31(CQ)2M[φ0]. (2.14)

    and

    F(S)=S2. (2.15)

    Substituting (2.11) into (2.14), we obtain

    S=4E[φ0](23)31(CQ)2M[φ0]=4E[φ0]2M[Q](2E[Q]|x|2|Q|2dx)M[φ0].

    As a consequence, the following identity holds:

    M[φ0](2E[φ0]S2)=M[Q](2E[Q]|x|2|Q|2dx). (2.16)

    At the end of this section, we will show the equivalence relation of these two techniques mentioned in Introduction. In [34], the researchers considered the following functionals and invariant sets on the space Σ:

    S[φ]=ω2|φ|2dx+14|φ|2dx+14|x|2|φ|2dx+β14|φ|4dx+β24(K|φ|2)|φ|2dx=ω2M[φ0]+12E[φ0],R[φ]=12|φ|2dx+12|x|2|φ|2dx+34β1|φ|4dx+34β2(K|φ|2)|φ|2dx=E[φ0]+β14|φ|4dx+β24(K|φ|2)|φ|2dx,K+={φΣ:S[φ]<m,R[φ]>0},K={φΣ:S[φ]<m,R[φ]<0}.

    Remark 5. In [34], it failed to calculate the exact value of the upper bounded of mass and energy for Eq (1.1). Delightedly, Huang and Zhang [21] derived that value represented by m equaled to 16Q22.

    Proposition 2. (Equivalence of two descriptions) Let φ be in Σ. Then

    (a)φK+(K)(b){M[φ]E[φ]<M[Q](E[Q]|x|2|Q|2dx2)M[φ](β1|φ|4dxβ2(K|φ|2)|φ|2dx)<(>)M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx).

    Proof of Proposition 2: We only show the case φK+, and similar argument is applicable to φK. Assume φK+, according to the Young's inequality, we derive

    16Q22>ω2M[φ]+12E[φ](ωM[φ])12(E[φ])12=(ωM[φ]E[φ])12.

    Recalling the identities (2.9) and (2.10), we know

    16Q22=(ωM[Q](E[Q]|x|2|Q|2dx2))12,

    Thus, the first inequality in (b) is derived.

    Also by Young' inequality, we have

    16Q22=12(ωM[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx))12>ω2M[φ]+12E[φ]>ω2M[φ]β18|φ|4dxβ28(K|φ|2)|φ|2dx(ωM[φ])12(β14|φ|4dxβ24(K|φ|2)|φ|2dx)12,

    Thus, the second inequality in (b) is derived.

    Now, we turn to deduce (b) (a). Notice that (b) is maintained under the scaling

    φν=νφ(ν2t,νx),

    and that M[φν]=ν1M[φ], E[φν]=νE[φ]. By Young' inequality,

    ω2M[φν]+12E[φν](ωM[φν]E[φν])12,

    where the inequality holds if and only if

    ωM[φν0]=E[φν0]  φν0=(ωM[φ]E[φ])12.

    Substituting ν0 into the equality, we derive

    S[φ]=S[φν0]=ω2M[φν0]+12E[φν0]=(ωM[φ]E[φ])12<(ωM[Q](E[Q]|x|2|Q|2dx2))12=m.

    R[φ]>0 is directly held by using the refined Gagliardo-Nirenberg inequality, which completes the proof of the Proposition 2.

    In this section, we provide two invariant evolution flows generated by the Cauchy problem (1.1). As a matter of convenience, we define

    G+:={φΣ|J(t)+4|x|2|φ|2dx<S},
    G:={φΣ|J(t)+4|x|2|φ|2dx>S},

    where S is given by (2.14). We have the following propositions.

    Proposition 3. Let V(0)F(S). Then G+ is invariant evolution flows generated by the Cauchy problem (1.1). More specifically, if φ0G+, then for all t[0,T) the solution φ(t,x) corresponding to the initial datum φ0 still satisfies φ(t,x)G+.

    Proof. Supposing φ0G+ and φ(t,x) is the unique solution of the Eq (1.1) corresponding to the initial datum φ0. According to the definition of V(t), we have

    V(t)=1V(t)(J(t)2(V(t))2). (3.1)

    Consequently, the assumption V(0)F(S) yields that

    V(0)=1V(0)(J(0)2(V(0))2)J(0)S2V(0)<2|x|2|φ0|2dxV(0)<0. (3.2)

    Next, we will show by contradiction that

    t[0,T),V(t)<0. (3.3)

    Assume that (3.3) does not hold, then there exists a time t0(0,T) such that V(t0)0(t00 for V(0)<0). By continuity, we can find a time ta(0,t0) such that

    t[0,ta),V(t)<0,V(ta)=0. (3.4)

    By V(0)F(S), we have

    t(0,ta],V(t)<V(0)F(S). (3.5)

    Hence, (V(t))2F(S), which connected with (2.13), reveals

    t(0,ta],F(J(t)+4|x|2|φ|2dx)>F(S). (3.6)

    As a consequence, J(t)+4|x|2|φ|2dxS for all t[0,ta]. Due to φ0G+ and by continuity,

    t[0,ta],J(t)+4|x|2|φ|2dx<S. (3.7)

    Thus, we derive that

    V(ta)=1V(ta)(J(ta)2(V(ta))2)<2|x|2|φ(ta)|2dxV(ta)<0. (3.8)

    Hence, (3.3) holds and indicates that

    t[0,T),F(J(t)+4|x|2|φ|2dx)>F(S). (3.9)

    According to the continuity and monotony of F(S), we obtain

    t[0,T),J(t)+4|x|2|φ|2dx<S, (3.10)

    which completes the proof of Proposition 3.

    Proposition 4. Let φ0G and φ(t,x) be the solution of the Cauchy problem (1.1) corresponding to the initial datum φ0. Suppose that there exist a time t00 and a small enough parameter ε>0 such that

    V(t0)F(S)+2ε, (3.11)

    then we have

    t[t0,T),V(t)>F(S)+ε. (3.12)

    Proof. We will prove it by contradiction. Suppose that (3.12) dose not stand, and set

    tb=inf{t[t0,T):V(t)F(S)+ε}. (3.13)

    It is obvious (3.11) and (3.13) imply tb>t0. By continuity,

    V(tb)=F(S)+ε (3.14)

    and

    t[t0,tb],V(t)F(S)+ε. (3.15)

    Combining (2.13) and (3.15), we have

    t[t0,tb],(F(S)+ε)2(V(t))2F(J(t)+4|x|2|φ|2dx). (3.16)

    As a consequence,

    t[t0,tb],F(S)<F(J(t)+4|x|2|φ|2dx).

    Thus, we have SJ(t)+4|x|2|φ|2dx. In virtue of φ0G and the continuity of F(S),

    t[t0,tb],J(t)+4|x|2|φ|2dx>S.

    Next, we show that there exists a positive constant M satisfying

    t[t0,tb],J(t)+4|x|2|φ|2dxS+εM. (3.17)

    As a matter of fact, by the Taylor's expansion of F(S) at S=S, there exist δ>0 and λ>0 such that

    |SS|δF(S)F(S)+λ(SS)2. (3.18)

    If J(t)+4|x|2|φ|2dxS+δ, then (3.17) holds as long as M is large enough. If S<J(t)+4|x|2|φ|2dxS+δ, then by (3.16) and (3.18), we obtain

    (F(S)+ε)2(V(t))2F(J(t)+4|x|2|φ|2dx)F(S)+λ(V(t)S)2,

    thus we derive (3.17) with M=λ2(F(S))14.

    However, by (3.1) and (3.14) we deduce

    V(tb)=1V(tb)(J(tb)2(V(tb))2)1V(tb)(S2+ε2M(F(S)+ε)2)1V(tb)(ε2M2εF(S)ε2)>0,

    if ε is small enough, which contradicts to (3.14) and (3.15). Thus we complete the proof of Proposition 4.

    In this section, we construct the blowup versus global existence dichotomy for the Cauchy problem (1.1), which demonstrated by invariant evolution flows and propositions derived in Section 3. Moreover, we can deduce the behaviour of solutions with arbitrary large energy.

    Theorem 1. Let φ0Σ and φ(t,x) be the solution of the Cauchy problem (1.1) corresponding to the initial datum φ0. Assume

    M[φ0]E[φ0]M[Q](E[Q]|x|2|Q|2dx2), (4.1)
    M[φ0]E[φ0]M[Q](E[Q]|x|2|Q|2dx2)(1(J(0))28E[φ0]J(0))1. (4.2)

    Part 1 (Blowup) If

    M[φ0](β1|φ0|4dxβ2(K|φ0|2)|φ0|2dx)>M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx) (4.3)

    and

    J(0)0, (4.4)

    then the solution φ(t,x) blows up in finite time, T<+.

    Part 2 (Global existence) If

    M[φ0](β1|φ0|4dxβ2(K|φ0|2)|φ0|2dx)<M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx) (4.5)

    and

    J(0)0, (4.6)

    then the solution φ(t,x) exists globally. Moreover,

    lim suptTM[φ](β1|φ|4dxβ2(K|φ|2)|φ|2dx)<M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx). (4.7)

    Proof. In view of (2.16), it is obvious to check that (4.1) is equivalent to

    S0 (4.8)

    and (4.2) is equivalent to

    (V(0))2S2=F(S). (4.9)

    Part 1. Notice that (4.4) means exactly V(0)0, combining with (4.9), we have

    V(0)F(S). (4.10)

    In view of (2.3) and (2.9), the assumption (4.3) is equivalent to

    M[φ0](4E[φ0]J(0)4|x|2|φ0|2dx)>M[Q](4E[Q]2|x|2|φ|2dx),

    that is, by (2.16),

    J(0)+4|x|2|φ0|2dx<S. (4.11)

    From the proof of the Proposition 3, we derive that

    t[0,T),V(t)<0. (4.12)

    Assuming that T=+. It follows that for all t0, there exists a constant m such that

    V(t)m<0.

    Thus, we derive

    V(t)=V(0)+V(0)t+t0V(τ)(tτ)dτV(0)+V(0)t+m2t2.

    As a consequence, we have limt+V(t)<0 which contradicts to the fact that V(t) is positive. then the solution φ(t,x) blows up in finite time, T<+.

    Part 2. A short calculation revealed that these assumptions in Part 2 could be replaced by the following inequalities

    V(0)0, (4.13)
    J(0)+4|x|2|φ0|2dx>S. (4.14)

    Notice that there exists t00 such that

    V(t0)>F(S). (4.15)

    In fact, according to (4.9) and (4.13), we have V(0)F(S). If the inequality holds strictly, then we let t0=0. If not, then by (3.1) and (4.14), we have V(0)>0 and (4.15) follows for small t0>0. Similar methods to Proposition 4 can prove that the inequality (3.17) holds for all t[t0,T). Hence, using (2.3), (2.9) and the characterization (2.16) of S, we deduce

    M[φ](β1|φ|4dxβ2(K|φ|2)|φ|2dx)=M[φ](4E[φ]J(t)4|x|2|φ|2dx)M[φ](4E[φ]SεM)<M[φ](4E[φ]S)=2M[Q](2E[Q]|x|2|Q|2dx)=M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx),

    which implies (4.5). This completes the proof of Theorem 1.

    Remark 6. We claim that the assumption (4.3) in Theorem 1 can be replaced by M[φ0]φ022<M[Q]Q22 under the condition of M[φ0]E[φ0]M[Q](E[Q]|x|2|Q|2dx2).

    As a result of Theorem 1, we are able to predict the dynamical behavior of certain solutions that are composed by multiplying a finite variance solution by eiμ|x|2(μR).

    Corollary 1. Let μR{0}, u0Σ with finite variance such that M[u0]E[u0]M[Q](E[Q]|x|2|Q|2dx2) and φ be the solution of Eq (1.1) with the initial data

    φ0=eiμ|x|2u0.

    If u0 satisfies the assumption (4.3) for all μ<0, then φ(x,t) blows up in finite time. If u0 satisfies the assumption (4.5) for all μ>0, then φ(x,t) exists globally and (4.7) holds.

    Proof. We assume

    M[φ0]E[φ0]M[Q](E[Q]|x|2|Q|2dx2). (4.16)

    Some direct calculation shows that

    M[φ0]=M[u0], (4.17)
    E[φ0]=E[u0]+4μ2|x|2|u0|2dx+4μImxu0ˉu0dx, (4.18)

    and

    Imxφ0ˉφ0dx=Imxu0ˉu0dx+2μ|x|2|u0|2dx. (4.19)

    Moreover, in connection with (4.18) and (4.19), we deduce that

    E[φ0](Imxφ0ˉφ0dx)2|x|2|φ0|2dx=E[u0](Imxu0ˉφ0dx)2|x|2|u0|2dx. (4.20)

    We will only deal with the case when

    μ>0,M[u0](β1|u0|4dxβ2(K|u0|2)|u0|2dx)<M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx),

    the proof of the other case is similar. Obviously,

    M[φ0](β1|φ0|4dxβ2(K|φ0|2)|φ0|2dx)=M[u0](β1|u0|4dxβ2(K|u0|2)|u0|2dx)<M[Q](β1|Q|4dxβ2(K|Q|2)|Q|2dx),

    which implies that (4.5) is satisfied. Due to μ>0, we know by (4.18) that (4.16) reveals that μμ+0, where μ+0 is the unique positive solution of

    M[u0](E[u0]+4μ+0|x|2|u0|2dx+4(μ+0)2Imxu0ˉu0dx)=M[Q](E[Q]|x|2|Q|2dx2).

    Due to M[u0]E[u0]M[Q](E[Q]|x|2|Q|2dx2), the above inequality shows

    |x|2|u0|2dx+μ+0Imxu0ˉu0dx0.

    By the aid of μμ+0, we derive

    Imxφ0ˉφ0dx=Imxu0ˉu0dx+2μ|x|2|u0|2dxμ|x|2|u0|2dx>0.

    As a consequence, the condition (4.6) in Theorem 1 stands. This completes the proof of corollary 1.

    Remark 7. The above Corollary reveals that we can deduce the dynamical behaviour of certain solutions with arbitrary large energy. In fact, if u0 satisfies these assumptions in Corollary 1 and μ>0 is sufficiently large, then E[φ0]+ as μ±.

    Physically, the significance of the following questions is obvious. Under what circumstances will the solutions of GPE in trapped quantum gases become unstable, turn to blow up? Moreover, under what conditions will these solutions exist globally? Regarding the sharp threshold for the existence of blowup solutions, most of them are illustrated by establishing cross-constrained invariant sets for bounded M[φ0] and E[φ0]. In this paper, estimating the temporal evolution of V(t)=J(t)2J(t) by refined Gagliardo-Nirenberg inequality, we establish the relationship between initial mass-energy and that of the ground state. Then, some invariant evolution flows generated by the Cauchy problem (1.1) are constructed according to the continuity of derivable functions V(t) and F(S). Based on these analyses and discussion, we consider the global existence versus blowup dichotomy of solutions above the mass-energy threshold, which can be extended to the dynamical behaviour of certain solutions with arbitrary large energy. Furthermore, it is a natural and critical issue to prove that the global solutions scatter, we intend to study this question in the future.

    Yongsheng Yan is supported by National Social Science Foundation of China (21AJY011).

    The authors declare that they have no conflict of interest.



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