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Research article

Using DEMATEL, clustering, and fuzzy logic for supply chain evaluation of electric vehicles: A SCOR model

  • The transportation sector is considered among the major sources of greenhouse gas emissions. Given advancements in transportation technology, customers' willingness to reduce carbon footprints, as well as policy incentives, Electric Vehicles (EVs) are becoming an increasingly important part of the passenger vehicle industry. Evaluation of Supply Chain (SC) performance in the EV industry seems to contribute significantly to the enhancement of the operational consequences across the supply chain tiers. The SCOR (Supply Chain Operations Reference) model was designed to help businesses optimize their supply chain operations, reduce costs, and improve customer satisfaction. Although many performance measurement models have been developed in the context of SC, there is no performance measurement model in relation to the EV supply chain based on indicators of customer perceived value (Reliability, Responsiveness and Agility) in the SCOR model. Therefore, we aimed to develop a new method to evaluate the performance of the EV supply chain using a set of critical SC performance evaluation indicators. Multi-criteria decision-making along with machine learning was used in order to develop a new method for evaluating SC performance. We used k-means clustering and fuzzy logic approaches in the development of the new method. An assessment of indicators' importance level was performed using the fuzzy logic approach. The results of the method evaluation show that the proposed method is capable of predicting the performance of the EV supply chain accurately. According to the results, by optimizing their supply chain, companies can improve their ability to deliver products and services that meet or exceed customer expectations, resulting in higher customer perceived value and customer satisfaction.

    Citation: Mehrbakhsh Nilashi, Rabab Ali Abumalloh, Hossein Ahmadi, Mesfer Alrizq, Hamad Abosaq, Abdullah Alghamdi, Murtaza Farooque, Syed Salman Mahmood. Using DEMATEL, clustering, and fuzzy logic for supply chain evaluation of electric vehicles: A SCOR model[J]. AIMS Environmental Science, 2024, 11(2): 129-156. doi: 10.3934/environsci.2024008

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  • The transportation sector is considered among the major sources of greenhouse gas emissions. Given advancements in transportation technology, customers' willingness to reduce carbon footprints, as well as policy incentives, Electric Vehicles (EVs) are becoming an increasingly important part of the passenger vehicle industry. Evaluation of Supply Chain (SC) performance in the EV industry seems to contribute significantly to the enhancement of the operational consequences across the supply chain tiers. The SCOR (Supply Chain Operations Reference) model was designed to help businesses optimize their supply chain operations, reduce costs, and improve customer satisfaction. Although many performance measurement models have been developed in the context of SC, there is no performance measurement model in relation to the EV supply chain based on indicators of customer perceived value (Reliability, Responsiveness and Agility) in the SCOR model. Therefore, we aimed to develop a new method to evaluate the performance of the EV supply chain using a set of critical SC performance evaluation indicators. Multi-criteria decision-making along with machine learning was used in order to develop a new method for evaluating SC performance. We used k-means clustering and fuzzy logic approaches in the development of the new method. An assessment of indicators' importance level was performed using the fuzzy logic approach. The results of the method evaluation show that the proposed method is capable of predicting the performance of the EV supply chain accurately. According to the results, by optimizing their supply chain, companies can improve their ability to deliver products and services that meet or exceed customer expectations, resulting in higher customer perceived value and customer satisfaction.



    Plasmon materials, also known as negative materials, are the artificially engineered exotic materials. The materials do not exist in nature and could exhibit negative parameters. There are many important applications for this plasmon materials, such as plasmon resonance, superlens and absorber. Theoretical analysis of the negative materials was firstly studied by Veselago [42] in 1968. Smith et. al. [41] was the first one to realize the negative material in laboratory. The existence of such negative materials can be found in [23] for the acoustic system, [39,40] for Maxwell system and [43] for the elastic system. Generally speaking, the exotic materials were fabricated by placing arrays of small physical units. Then for the frequency in a certain regime, the small structure could have the resonance phenomenon, which then could induce the negative properties for the corresponding materials. Such research can be found in [5,23,30,39,43].

    Anomalous localized resonance (ALR) is associated with the approach to an essential singularity, which is different from the usual resonance. The ALR has the following characteristic features. Firstly, the corresponding wave field oscillates more and more highly as the loss of the material goes to certain value depending on the plasmonic configuration. Moreover, the oscillation only exists in a certain region and outside the region, the field converges to a smooth field. Thirdly, the resonance heavily depends on the location of the source term. Indeed, there is a critical radius. When the source is located inside the critical radius, then the ALR could occur. Otherwise, there is no such the resonance phenomenon. Due to these distinctive characteristics, the ALR could induce the cloaking effect; that is when the phenomenon of ALR occurs, then both the plasmonic configuration and the source term are invisible with respect to the observation outside certain region. This cloaking phenomenon is referred to as cloaking due to anomalous localized resonance (CALR). CALR was first observed and rigorously justified by Milton and Nicorovici in [32] and was further studied by Ammari et al in [3]. The CALR has been extensively investigated. We refer to [4,6,9,11,15,20,21,29] for the relevant study in acoustics, [8,10,17,18,19,27,28,24] for elastic system and [3,2,1,7,13,14,15,25,26,31,32,33,34,36,37,38] for the Maxwell system.

    In this paper, we provide an overview of the recent progress on the mathematical study of anomalous localized resonance in linear elasticity. Mathematically, the ALR is caused by nontrivial kernels of a non-elliptic partial differential operator (PDO), which is the Lamé operator that governs the elastic wave propagation. The presence of the negative parameters of the plasmon material breaks the ellipticity of the corresponding PDO. Thus the nontrivial solutions of the non-elliptic PDE arise, which then induce the phenomenon of ALR. The nontrivial solutions are referred to as perfect polariton waves in the literature. Indeed, finding such nontrivial solutions is equivalent to investigating the spectrum of the boundary integral operator, called the Neumann-Poincaré (N-P) operator. Thus there are mainly two methods to explore the anomalous localized resonance. The first one is the spectral method (cf. [8,10,12,17,19,24]). With the help of potential theory, the wave field can be expressed by the boundary integral operators. Then by matching the transmission condition on the boundary, the problem is reduced to investigate the spectral system of the N-P operator. The other one is the variational approach (cf. [27,28]). One should first construct the variation principle for the original problem and then should find the nontrivial solutions of the corresponding non-elliptic PDE, namely the perfect plasmon waves. The two methods have their own advantages. For the spectral method, the CALR can occur for a general source f as long as it is located inside a critical radius. However, the parameters in the core and the shell should be a constant. For the variational method, the shape of the core could be arbitrary and the parameters in the core could be any bounded function. However, to induce the ALR, the source term f should be supported on a circle. Next, we present the mathematical formulation for our subsequent discussion.

    Let C(x):=(Cijkl(x))Ni,j,k,l=1, xRN with N=2,3, be a four-rank elastic material tensor defined by

    Cijkl(x):=λ(x)δijδkl+μ(x)(δikδjl+δilδjk),  xRN, (1.1)

    where δ is the Kronecker delta. In (1.1), λ and μ are two scalar functions and referred to as the Lamé parameters. For a regular elastic material, the Lamé parameters satisfy the following two strong convexity conditions,

    i).μ>0andii).Nλ+2μ>0. (1.2)

    Let D,ΩRN with DΩ be two bounded domains with connected Lipschitz boundaries. Assume that the domain RN¯Ω is occupied by an elastic material parameterized by the Lamé constants (λ,μ) satisfying the strong convexity condition (1.2). The shell Ω¯D is occupied by a metamaterial whose Lamé parameters are given by (ˆλ,ˆμ), where (ˆλ,ˆμ)C2 with ˆλ>0,ˆμ>0, which shall be properly chosen in what follows. For the inner core D, the elastic material parameters are (˘λ,˘μ) fulfilling the condition (1.2). Denote by CRN¯Ω,λ,μ to specify the dependence of the elastic tensor on the domain RN¯Ω and the Lamé parameters (λ,μ). The same notation also applies for the tensors CΩ¯D,ˆλ,ˆμ and CD,˘λ,˘μ. Now we introduce the following elastic tensor

    C0=CRN¯Ω,λ,μ+CΩ¯D,ˆλ,ˆμ+CD,˘λ,˘μ. (1.3)

    C0 describes an elastic material configuration of a core-shell-matrix structure with the metamaterial located in the shell. Let fH1(RN)N signify an excitation elastic source that is compactly supported in RN¯Ω. The induced elastic displacement field u=(ui)Ni=1CN corresponding to the configurations described above is governed by the following PDE system

    {C0su(x)+ω2u(x)=fin  RN,u(x) satisfies the radiation condition,  (1.4)

    where ωR+ is the angular frequency, and the operator s is the symmetric gradient given by

    su:=12(u+ut), (1.5)

    with u denoting the matrix (jui)Ni,j=1 and the superscript t signifying the matrix transpose. In (1.4), the radiation condition designates the following condition as |x|+ (cf. [22]),

    (××u)(x)×x|x|iks×u(x)=O(|x|1N),x|x|[(u)](x)ikpu(x)=O(|x|1N), (1.6)

    where i=1 and

    ks=ω/μ,kp=ω/λ+2μ, (1.7)

    with λ and μ defined in (1.3).

    Next we introduce the following functional for w,v(H1(Ω¯D))N,

    Pˆλ,ˆμ(w,v)=Ω¯Dsw:C0¯sv(x)dx=Ω¯D(ˆλ(w)¯(v)(x)+2ˆμsw:¯sv(x)) dx, (1.8)

    where C0 and s are defined in (1.3) and (1.5), respectively. In (1.8) and also in what follows, A:B=3i,j=1aijbij for two matrices A=(aij)3i,j=1 and B=(bij)3i,j=1. Henceforth, we define

    E(u)=Pˆλ,ˆμ(u,u), (1.9)

    which signifies the energy dissipation exists energy of the elastic system (1.4). We are now in a position to present the definition of CALR. We say that polariton resonance occurs if for any MR+,

    E(u)M, (1.10)

    where u depends on the Lamé parameters (ˆλ,ˆμ). In addition to (1.10), if the displacement field u further satisfies the following boundedness condition,

    |u|C,when|x|>˜R, (1.11)

    for a certain ˜RR+, which does not depend on the Lamé parameters (ˆλ,ˆμ), then we say that CALR occurs.

    To ensure the phenomenon of CALR, the resonance condition (1.10) is crucial. For the bounded condition (1.11), the core-shell-matrix structure could generally fulfill this condition. However, if there is no core in the configuration, namely D= in (1.3), then the bounded condition is not satisfied. Thus in the rest of the paper, we focus ourself on the resonance condition (1.10). Two methods are discussed to show the resonance results. The first one is the spectral method. Through investigating the spectral system of the N-P operator, one can determine the metamaterial in the shell such that the ALR can occur. Another one is the variational method, via establishing the primal variational principle and dual variational principle, one can show the ALR result by finding perfect plasmon waves. At last, we present some open problems for future discussing.

    To give a better description of the spectral method, we first present some preliminary knowledge for the elastic system. Set Ymn with nN0,nmn to be the spherical harmonic functions. Let SR be the surface of the ball BR and denote by S for R=1 for simplicity. We also denote the surface gradient by the operators S. Let jn(t) and hn(t), nN0, denote the spherical Bessel and Hankel functions of the first kind of order n, respectively (cf. [16]). The elastostatic operator Lλ,μ associated to the Lamé constants (λ,μ) is defined by,

    Lλ,μw:=μw+(λ+μ)w, (2.1)

    for wC3. The traction (the conormal derivative) of w on Ω is defined to be

    νw=λ(w)ν+2μ(sw)ν, (2.2)

    where s is defined in (1.5) and ν is the outward unit normal to the boundary Ω. From [22], the fundamental solution Γω for the operator Lλ,μ+ω2 can be decomposed into shear and pressure components

    Γω(x)=Γωs(x)+Γωp(x), (2.3)

    where

    Γωp(x)=1μk2sijΓωp(x),

    and

    Γωp(x)=1μk2s(k2sI+ij)Γωp(x),

    with ks and kp defined in (1.7). The function

    Γωα(x)=Γω(kαx)

    with α=p, or s, and

    Γω(x)={i4H(1)0(kα|x|),N=2,eikα|x|4π|x|,N=3, (2.4)

    where H(1)0(kα|x|) is the Hankel function of the first kind of order 0.

    Then the single layer potential associated with the fundamental solution Γω is defined as

    SωΩ[φ](x)=ΩΓω(xy)φ(y)ds(y),xRN, (2.5)

    for φL2(Ω)N. On the boundary Ω, the conormal derivative of the single layer potential satisfies the following jump formula

    SωΩ[φ]ν|±(x)=(±12I+(KωΩ))[φ](x)xΩ, (2.6)

    where

    (KωΩ)[φ](x)=p.v.ΩΓων(x)(xy)φ(y)ds(y), (2.7)

    with p.v. standing for the Cauchy principal value and the subscript ± indicating the limits from outside and inside Ω, respectively. The operator (KωΩ) is called to be the Neumann-Poincaré (N-P) operator.

    Thus the elastic system (1.4) can be expressed as the following equation system

    {L˘λ,˘μu(x)+ω2u(x)=0,in  D,Lˆλ,ˆμu(x)+ω2u(x)=0,in  Ω¯D,Lλ,μu(x)+ω2u(x)=f,in  RN¯Ω,u|=u|+,˘νu|=ˆνu|+on  D,u|=u|+,ˆνu|=νu|+onΩ. (2.8)

    In (2.8) and also in what follows, Lˆλ,ˆμ and ˆν denote the Lamé operator and the traction operator associated with the Lamé parameters ˆλ and ˆμ, and the same notations hold for the single-layer potential operator ˆSωΩ and the N-P operator (ˆKωΩ).

    With the help of the potential theory introduced before, the solution to the equation system (2.8) can be represented by

    u(x)={˘SωD[φ1](x),xD,ˆSωD[φ2](x)+ˆSωΩ[φ3](x),xΩ¯D,SωΩ[φ4](x)+F(x),xRN¯Ω, (2.9)

    where φ1,φ2L2(D)N, φ3,φ4L2(Ω)N and F is the Newtonian potential of the source f defined by

    F(x)=RNΓω(xy)f(y)ds(y),xRN.

    One can easily see that the solution given (2.9) satisfies the first three condition in (2.8) and the last two conditions on the boundary yield that

    {˘SωD[φ1]=ˆSωD[φ2]+ˆSωΩ[φ3],onD,˘ν˘SωD[φ1|=ˆν(ˆSωD[φ2]+ˆSωΩ[φ3])|+,onD,ˆSωD[φ2]+ˆSωΩ[φ3]=SωΩ[φ4]+F,onΩ,ˆν(ˆSωD[φ2]+ˆSωΩ[φ3])|=ν(SωΩ[φ4]+F)|+,onΩ. (2.10)

    With the help of the jump formual in (2.6), one has that the equation system (2.10) is equivalent to the following integral system,

    Aω[φ1φ2φ3φ4]=[00FνF], (2.11)

    where ˆνi and ˆνe signify the conormal derivatives on the boundaries of D and Ω, respectively.

    Aω=[˘SωDˆSωDˆSωΩ012+(˘KωD)12(ˆKωΩ)ˆνiˆSωΩ00ˆSωDˆSωΩSωΩ0ˆνeˆSωD12+(ˆKωΩ)12(KωΩ)]

    From the equation (2.11), one can conclude that if the spectral system of the N-P operator (KωΩ) is determined, then the eigensystem of the operator Aω is determined. Furthermore, by appropriately choosing the metamaterial in the shell Ω¯D, namely the Lamé parameters (ˆλ,ˆμ), such that 0 is an essential spectrum of the operator Aω, one can show that the resonance condition (1.10) is satisfied. For the boundedness condition (1.11), since the configuration is a core-shell-matrix structure, this condition is generally easy to prove; see [3,17]. Thus in the following, we focus ourself on investigating the spectral system of the N-P operator (KωΩ).

    For the spectral method, Ammari et al [3] firstly apply this method to show the phenomenon of CALR in electrostatics governed by the Laplace equation in two dimensions. In this case, the corresponding N-P operator is compact and by introducing a new inner product, one can show that the corresponding N-P operator is symmetric in the new Hilbert space. Thus Hilbert-Schmidt theorem could be applied to investigate the spectrum of the N-P operator. However, for the elastostatic, the N-P operator (KωΩ) with ω=0 is no longer compact and is only polynomial compact ([8,12]). More precisely, in two dimensions the following polynomial operator is compact

    ((K0Ω))2k20I, (2.12)

    where

    k0=μ2(λ+2μ). (2.13)

    Here we would like to mention that the elastostatic denotes the case that the size of the scatter is small compared with the wavelength of the associated wave field, namely

    ωdiam(Ω)1. (2.14)

    We also call this quasi-static approximation. By the coordinate transformation, the quasi-static approximation is equivalent to the situation where the scatter Ω is of the regular size and the frequency ω1. In many researches [8,10,17,27,28], the ALR is considered by directly taking ω=0. In [8], the eigensystem of the N-P operator (K0Ω) is derived in two dimensions when Ω is a disk and an ellipse. Indeed, when Ω is a disk, the eigenvalues of the N-P operator are

    12,λ2(λ+2μ),±k0,

    where k0 is given in (2.13). The associated eigenfunctions are given as follows

    1. 1/2:

    (1,0)T,(0,1)T,(x2,x1)T

    2. λ2(λ+2μ):

    (x1,x2)T,

    3. k0

    [cosmθsinmθ],[sinmθcosmθ],m=2,3,,

    4. k0

    [cosmθsinmθ],[sinmθcosmθ],m=1,2,3,.

    When the domain Ω is ellipse, the expression for the eigenvalues of the N-P operator is complicated and please refer to [8].

    Whereas in three dimensions, the spectral system of the N-P operator (K0Ω) is more complex. Nevertheless, the paper [17] exactly shows the spectral system of N-P when the integral domain is a sphere and strictly verifies the phenomenon of CALR. Specifically, when Ω is a ball in three dimensions, the eigenvalues of the of the N-P operator (K0Ω) are given as follows

    ξn1=34n+2,ξn2=3λ2μ(2n22n3)2(λ+2μ)(4n21),ξn3=3λ+2μ(2n2+2n3)2(λ+2μ)(4n21), (2.15)

    where n1 are nature numbers. The corresponding eigenfunctions are respectively Tmn, Mmn and Nmn, where

    Tmn(x)=SYmn(ˆx)×νx,Mmn(x)=SYmn(ˆx)+nYmn(ˆx)νx,Nmn(x)=amn2n1(SYmn1(ˆx)+nYmn1(ˆx)νx). (2.16)

    From [35], one has that the function Tmn, Mmn and Nmn form an complete basis on L2(S)N. From the expressions of the eigenvalues of the N-P operator (K0Ω) in (2.15), one can conclude that the polynomial operator given in (2.12) is no longer compact in three dimensions, since the eigenvalues

    ξn1=34n+20,asn.

    Thus one may suspect that the corresponding polynomial compact operator in three dimensions should have the following form

    (K0Ω)(((K0Ω))2k20I),

    with k0 given in (2.13). Indeed, this conclusion has been verified in [12]. Here, we briefly introduce how to calculate the spectrum of the N-P operator (K0Ω) in three dimensions. Let x and y be vectors on Ω. From the definition of the fundamental solution Γ0(x) in (2.3) and straightforward computations one can show that

    νxΓ0(xy)=b1K1(x,y)+K2(x,y), (2.17)

    where

    K1(x,y)=νx(xy)T(xy)νTx4π|xy|3,K2(x,y)=b1(xy)νx4π|xy|3I3+b2(xy)νx4π|xy|5(xy)(xy)T, (2.18)

    with

    b1=μ2μ+λandb2=3(μ+λ)2μ+λ. (2.19)

    Then by the definition of the N-P operator (K0Ω) in (2.7), one has that

    (K0Ω)[φ](x)=b1DK1(x,y)φ(y)ds(y)+DK2(x,y)φ(y)ds(y):=L1+L2. (2.20)

    Since Ω is a central ball, for x,yΩ, one has that

    (νxνy)(xy)t=(xy)(νxνy)t

    and thus

    K1(x,y)=νx(xy)t(xy)νtx4π|xy|3,=(νxνy+νy)(xy)t(xy)(νxνy+νy)t4π|xy|3,=νy(xy)t(xy)νty4π|xy|3. (2.21)

    Next, one can verify that

    (xy)νy|xy|3=12r01|xy|. (2.22)

    By using vector calculus identity, (2.20) and (2.22), one can obtain that

    L1=b1ΩxΓ0(xy)×νy×φ(y)+12r0Γ0(xy)φxΓ0(xy)(νφ)ds(y)=b1(×SΩ[ν×φ](x)+12r0SΩ[φ](x)SΩ[νφ](x)), (2.23)

    where

    SΩ[ϕ](x):=ΩΓ0(xy)ϕ(y)dsy,

    with Γ0(x) defined in (2.4). Then direct calculation shows that

    K2(x,y)=b12r0Γ0(xy)I3+b22r0(xy)(xy)t4π|xy|3=b22r0α2Γ0(xy)+(b2α12r0α2b12r0)Γ0(xy)I3. (2.24)

    Hence, there holds

    L2=b22r0α2ΩΓ0(xy)φ(y)ds(y)+(b2α12r0α2b12r0)ΩΓ0(xy)φ(y)ds(y)=b22r0α2SΩ[φ](x)+(b2α12r0α2b12r0)SΩ[φ](x). (2.25)

    Finally, by combining (2.23) and (2.25), we have

    (K0Ω)[φ](x)=b1(×SΩ[ν×φ](x)SΩ[νφ](x))b22r0α2SΩ[φ](x)+(b2α12r0α2b1r0)SΩ[φ](x). (2.26)

    Moreover, the eigensystem of the operator SΩ has the following expression

    SΩ[Tmn]=r02n+1Tmn,SΩ[Mmn]=r0(2n1)Mmn,SΩ[Nmn+1]=r02n+3Nmn+1, (2.27)

    where Tmn, Mmn and Nmn are given in (2.16). Then with the help of the jump formula defined in (2.6), one can finally derive the spectrum of the N-P operator (K0Ω).

    As mentioned before, [8,10,17,27,28] consider the static case by directly taking ω0. Moreover, to induce the ALR, these research break off both the two strong convexity conditions shown in (1.2). Later, the paper [24] strictly verifies the ALR for the quasi-static approximation case, namely ω1. Besides, in [24], only one of the two strong convexity conditions in (1.2) is required to be violated in order to induce the ALR. This extensively extends the restriction on the matematerial in the shell and makes the fabrication of the matematerial comparatively easier.

    Recently, the paper [19] considers the CALR for the elastic system in three dimensions within finite frequency beyond the quasi-static approximation; that is the quasi-static approximation ω1 is not required. The spectral method is utilized to show the CALR. In this case, the N-P operator (KωΩ) is neither compact or symmetric in any Hilbert space. Thus, showing the ALR is difficult for the elastic system within finite frequency beyond the quasi-static approximation. The critical point is again the spectrum of the N-P operator. In [19], the eigensystem of N-P operator (KωΩ) is explicitly derived in three dimensions when Ω is a ball. In detail, the eigensystem of the N-P operator (KωΩ) have the following expression, :

    (KωΩ)[Tmn]=λ1,nTmn, (2.28)
    (KωΩ)[Umn]=λ2,nUmn, (2.29)
    (KωΩ)[Vmn]=λ3,nVmn, (2.30)

    where

    λ1,n=bn1/2,

    and if d1n0,

    λ2,n=c1n+d2n1+(d2nc1n)2+4d1nc2n2,λ3,n=c1n+d2n1(d2nc1n)2+4d1nc2n2,Umn=(c1nd2n+(d2nc1n)2+4d1nc2n)Mmn1+2d1nNmn+1,Vmn=(c1nd2n(d2nc1n)2+4d1nc2n)Mmn1+2d1nNmn+1;

    if d1n=0,

    λ2,n=c1n1/2,λ3,n=d2n1/2,Umn=Mmn1,Vmn=c2nMmn1+(d2nc1n)Nmn+1,

    with Tmn, Mmn and Nmn given in (2.16), and the parameters bn, c1n, d1n, c2n and d2n defined with the help of the the spherical Bessel functions jn(t) and Hankel functions of the first kind hn(t). Then the phenomenon of CALR could be demonstrated with the help of the explicit expression of the spectral system of the N-P operator (KωΩ).

    As aforementioned, the CALR results are different for the spectral method and the variational method. For the spectral method, the CALR results can be summarized for both the quasi-static approximation and beyond the quasi-static approximation as follows. Consider the configuration (C0,f) given in (1.4). Suppose that the source f is compactly supported in RN¯Ω. Then if the parameters (˘λ,˘μ) in the core D and the parameters (ˆλ,ˆμ) in the shell Ω¯D are chosen appropriately, then both the configuration and source are invisible provided the source f is located inside the critical radius r. If the source f is located outside the critical radius r, the ALR will not occur. We would like to mention that the parameters (˘λ,˘μ) in the core D as well as the parameters (ˆλ,ˆμ) in the shell Ω¯D should be constant, and the CALR can occur for a general source f as long as it is located inside a critical radius.

    In this section, we discuss the anomalous localized resonance for the linear elastic system from the variational perspective. The papers [27] and [28] apply this method to explore the ALR in two and three dimensions. To utilize the variational method, one needs to first establish the variational principles. For that purpose, the configuration C0 in (1.3) should be modified accordingly. More precisely, the parameters should be chose as follows

    (A(x)+iδ)(λ,μ),xRN,N=2,3, (3.1)

    where δR+ denotes a loss parameter and (λ,μ) are two Lamé constants satisfying the strong convexity condition (1.2). In (3.1), the function A(x) has a matrix-shell-core representation in the following form

    A(x)={+1,xD,c,xΩ¯D,+1,xRN¯Ω, (3.2)

    where c is a negative constant denoting the metamaterial in the shell. Thus the dissipation energy defined in (1.9) becomes

    E(u)=δPλ,μ(u,u),

    where Pλ,μ(u,u) is defined in (1.8) with integration domain replaced by RN. Furthermore, we decompose the wave field of the system (1.4) into the real part and imaginary part, namely,

    u=v+i1δw.

    Then the system (1.4) is equivalent to solve the following equation system

    LλA,μAvLλ,μw=f, (3.3)
    LλA,μAw+δ2Lλ,μv=0, (3.4)

    where

    (λA(x),μA(x)):=A(x)(λ,μ),xRN (3.5)

    with A is given in (3.2). Based on the equations (3.3) and (3.4), one can construct the primal variational principle and dual variational principle for the system (1.4). In detail, the primal variational principle is established by treating the equation (3.3) as a constrain and doing the variation for the equation (3.4). Conversely, the dual variational principle is established by treating the equation (3.4) as a constrain and doing the variation for the equation (3.3). Next, we explain this in details. First, we introduce the following Banach space

    S:={uH1loc(RN)N; uL2(RN)N×N  and  BR0u=0}, (3.6)

    endowed with the Sobolev norm for u=(ui)Ni=1,

    (3.7)

    Furthermore, we define the following two energy functionals

    \begin{align} & \mathbf{I}_\delta(\mathbf{v}, \mathbf{w}): = \frac\delta 2 {P}_{\lambda, \mu}(\mathbf{v}, \mathbf{v})+\frac{1}{2\delta}{P}_{\lambda, \mu}(\mathbf{w}, \mathbf{w})\quad\mbox{for}\ \ \ (\mathbf{v}, \mathbf{w})\in \mathcal{S}\times\mathcal{S}, \end{align} (3.8)
    \begin{align} & \mathbf{J}_\delta(\mathbf{v}, \mathit{\boldsymbol{\psi}}): = \int_{\mathbb{R}^3}\mathbf{f}\cdot \mathit{\boldsymbol{\psi}}-\frac{\delta}{2}{P}_{\lambda, \mu}(\mathbf{v}, \mathbf{v})-\frac{\delta}{2}{P}_{\lambda, \mu}(\mathit{\boldsymbol{\psi}}, \mathit{\boldsymbol{\psi}})\ \mbox{for} \ (\mathbf{v}, \mathit{\boldsymbol{\psi}})\in \mathcal{S}\times\mathcal{S}. \end{align} (3.9)

    Then, we consider the following optimization problems:

    \begin{equation} \begin{split} &\mbox{Minimize $\mathbf{I}(\mathbf{v}, \mathbf{w})$ over all pairs $(\mathbf{v}, \mathbf{w})\in \mathcal{S}\times\mathcal{S}$ }\\ &\mbox{subject to the PDE constraint } \mathcal{L}_{\lambda_A, \mu_A}\mathbf{v}-\mathcal{L}_{\lambda, \mu}\mathbf{w} = \mathbf{f}; \end{split} \end{equation} (3.10)

    and

    \begin{equation} \begin{split} &\mbox{Maximize $\mathbf{J}(\mathbf{v}, \mathit{\boldsymbol{\psi}})$ over all pairs $(\mathbf{v}, \mathit{\boldsymbol{\psi}})\in \mathcal{S}\times\mathcal{S}$}\\ &\mbox{subject to the PDE constraint } \mathcal{L}_{\lambda_A, \mu_A}\mathit{\boldsymbol{\psi}}+\delta\mathcal{L}_{\lambda, \mu}\mathbf{v} = \mathbf{0}. \end{split} \end{equation} (3.11)

    The optimization problems are referred to as (3.10) and (3.11), respectively, as the primal and dual variational problems for the elastostatic system (1.4), or equivalently (3.3)-(3.4). Then we have the following variational principles; see [27] and [28].

    Theorem 3.1. There holds the primal variational principle that the problem (3.10) is equivalent to the elastic problem (1.4) in the following sense. The infimum

    \inf \big\{\mathbf{I}( \tilde{\mathbf{v}}, \tilde{\mathbf{w}});\, \mathcal{L}_{\lambda_A, \mu_A} \tilde{\mathbf{v}}-\mathcal{L}_{\lambda, \mu} \tilde{\mathbf{w}} = \mathbf{f} \big\}

    is attainable at a pair (\mathbf{v}, \mathbf{w})\in \mathcal{S}\times\mathcal{S} . The minimizing pair (\mathbf{v}, \mathbf{w}) verifies that the function \mathbf{u}: = \mathbf{v}+\mathrm{i}\delta^{-1}\mathbf{w} is the unique solution to the elastic problem (1.4) and moreover one has

    \begin{equation} \mathbf{E}(\mathbf{u}) = \mathbf{I}(\mathbf{v}, \mathbf{w}). \end{equation} (3.12)

    Similarly, there holds the dual variational principle that the problem (3.11) is equivalent to the elastic problem (1.4) in the following sense. The supremum

    \sup \big\{\mathbf{J}( \tilde{\mathbf{v}}, \tilde{\mathit{\boldsymbol{\psi}}}); \mathcal{L}_{\lambda_A, \mu_A} \tilde{\mathit{\boldsymbol{\psi}}}+\delta\mathcal{L}_{\lambda, \mu} \tilde{\mathbf{v}} = \mathbf{0} \big\}

    is attainable at a pair (\mathbf{v}, \mathit{\boldsymbol{\psi}})\in \mathcal{S}\times\mathcal{S} . The maximizing pair (\mathbf{v}, \mathit{\boldsymbol{\psi}}) verifies that the function \mathbf{u}: = \mathbf{v}+\mathrm{i}\mathit{\boldsymbol{\psi}} is the unique solution to the elastic problem (1.4), and moreover one has

    \begin{equation} \mathbf{E}(\mathbf{u}) = \mathbf{J}(\mathbf{v}, \mathit{\boldsymbol{\psi}}). \end{equation} (3.13)

    After establishing the variational principle, then one can apply the dual variational principle to show that ALR and primal variational principle to show none resonance result. The essential issue for applying the variational principle is to find the perfect plasmon waves, namely the nontrivial solution of a non-elliptic PDE as aforementioned. Indeed, the non-elliptic PDE has the following form:

    \begin{equation} \begin{cases} & \mathcal{L}_{\lambda_A, \mu_A}\mathit{\boldsymbol{\psi}} = 0, \\ & \mathit{\boldsymbol{\psi}}|_- = \mathit{\boldsymbol{\psi}}|_+, \quad \partial_{\mathit{\boldsymbol{\nu}}_{\lambda_A, \mu_A}} \mathit{\boldsymbol{\psi}}|_- = \partial_{\mathit{\boldsymbol{\nu}}_{\lambda_A, \mu_A}} \mathit{\boldsymbol{\psi}}|_+\quad\mbox{on}\ \ \partial B_R, \\ & \mathit{\boldsymbol{\psi}}(x) = \mathcal{O}(\|x\|^{-1}) \quad \mbox{as} \quad \|x\| \rightarrow \infty, \end{cases} \end{equation} (3.14)

    where the function \mathit{\boldsymbol{\psi}}\in H_{\mathrm{loc}}^1(\mathbb{R}^N)^N: \mathbb{R}^N \rightarrow \mathbb{R}^N and (\lambda_A, \mu_A) is given of the form (3.5) with

    \begin{equation} A(x) = \begin{cases} c, \quad & \|x\| \leq R, \\ +1, \quad & \|x\| > R. \end{cases} \end{equation} (3.15)

    In [27], the perfect plasmon waves in two dimensions are obtained. If

    \begin{equation} c: = -\frac{\lambda+\mu}{\lambda+3\mu}, \end{equation} (3.16)

    then the perfect plasmon waves \mathit{\boldsymbol{\psi}} = \widehat{\mathit{\boldsymbol{\psi}}}_k , k = 1, 2, \ldots have the following form

    \begin{equation} \widehat{\mathit{\boldsymbol{\psi}}}_k(x): = \begin{cases} & \left[ \begin{array}{c} r^k \cos(k \theta) \\ -r^k \sin(k \theta) \\ \end{array} \right], \quad \quad r\leq R , \\ & R^{2k} \left[ \begin{array}{c} \frac{k \alpha(r^2-R^2)} {r^{k+2}} \cos((k+2) \theta) + \frac{1}{r^k} \cos(k \theta) \\ \frac{ k \alpha(r^2-R^2)} {r^{k+2}} \sin((k+2) \theta) -\frac{1}{r^k} \sin(k \theta) + \\ \end{array} \right], r > R; \end{cases} \end{equation} (3.17)

    or

    \begin{equation} \widehat{\mathit{\boldsymbol{\psi}}}_k(x): = \begin{cases} & \left[ \begin{array}{c} r^k \sin(k \theta) \\ r^k \cos(k \theta) \\ \end{array} \right], \quad \quad r\leq R , \\ & R^{2k} \left[ \begin{array}{c} \frac{1}{r^k} \sin(k \theta) + \frac{k \alpha(r^2-R^2)} {r^{k+2}} \sin((k+2) \theta) \\ \frac{1}{r^k}\cos(k \theta) - \frac{k \alpha(r^2-R^2)} {r^{k+2}} \cos((k+2) \theta) \\ \end{array} \right], r > R; \end{cases} \end{equation} (3.18)

    where

    \begin{equation} \alpha = -c. \end{equation} (3.19)

    If

    \begin{equation} c = - \frac{\lambda + 3\mu}{\lambda + \mu}, \end{equation} (3.20)

    then the perfect plasmon waves \mathit{\boldsymbol{\psi}} = \widehat{\mathit{\boldsymbol{\psi}}}_k , k = 2, 3, \ldots can be written as

    \begin{equation} \widehat{\mathit{\boldsymbol{\psi}}}_k(x): = \begin{cases} \left[ \begin{array}{c} r^k \cos(k \theta) - k \alpha (r^2-R^2) r^{k-2} \cos((k-2) \theta) \\ r^k \sin(k \theta) + k \alpha (r^2-R^2) r^{k-2} \sin((k-2) \theta) \\ \end{array} \right] \quad & r\leq R, \\ R^{2k} \left[ \begin{array}{c} r^{-k} \cos(k \theta) \\ r^{-k} \sin(k \theta) \\ \end{array} \right] \quad & r > R; \end{cases} \end{equation} (3.21)

    or

    \begin{equation} \widehat{\mathit{\boldsymbol{\psi}}}_k(x): = \begin{cases} \left[ \begin{array}{c} -r^k \sin(k \theta) + k \alpha (r^2-R^2) r^{k-2} \cos((k-2) \theta) \\ r^k \cos(k \theta) + k \alpha (r^2-R^2) r^{k-2} \sin((k-2) \theta) \\ \end{array} \right], \quad & r\leq R, \\ R^{2k} \left[ \begin{array}{c} -r^{-k} \sin(k \theta) \\ r^{-k} \cos(k \theta) \\ \end{array} \right], & r > R; \end{cases} \end{equation} (3.22)

    where \alpha is also given of the form in (3.19).

    In three dimensions, the paper [28] presents the perfect plasmon waves. The same as the eigensystem of the N-P operator in three dimensions, the perfect plasmon waves in three dimensions are very complicated. The parameter c in (3.15) is not a constant any more and should be chosen depending on the order n as follows:

    \begin{equation} \begin{split} c_1 & = -1-\frac{3}{n-1}, \\ c_2 & = -\frac{(2n+2)((n-1) \lambda + (3n-2) \mu)}{(2n^2 + 1) \lambda + (2 + 2n(n-1))\mu}, \\ c_3 & = -\frac{(2n^2 + 4n + 3)\lambda + (2n^2 + 6n +6)\mu}{2n((n+2)\lambda + (3n + 5)\mu)}. \end{split} \end{equation} (3.23)

    The corresponding perfect plasmon waves are very complicated and we choose not to present them here. Please refer to [28].

    As mentioned before, finding the perfect plasmon waves of the corresponding non-elliptic PDE is equivalent to investigate the spectral system of the N-P operator. Next, we elaborate the relationship between the perfect plasmon waves and the spectral system of the N-P operator. Let us consider the non-elliptic PDE in (3.14) again. With the help of the potential theory, the solution, namely the perfect plasmon waves can be written as

    \begin{equation} \mathit{\boldsymbol{\psi}} = \mathbf{S}_{\partial\Omega}^{0}[ \mathit{\boldsymbol{\varphi}}]( \mathbf{x}) = \int_{\partial \Omega} \mathbf{\Gamma}^{0}( \mathbf{x}- \mathbf{y}) \mathit{\boldsymbol{\varphi}}( \mathbf{y})ds( \mathbf{y}), \quad \mathbf{x}\in\mathbb{R}^N, \end{equation} (3.24)

    where \mathbf{\Gamma}^{0}( \mathbf{x}) is the fundamental solution defined in (2.3), and \mathit{\boldsymbol{\varphi}}\in H^{-1/2}(\partial B_R)^N . With the help of the jump formula given in (2.6) and using the transmission condition across \partial B_R for \mathit{\boldsymbol{\psi}} , one can show that

    \begin{equation} ( \mathbf{K}_{\partial\Omega}^{0})^*[\mathit{\boldsymbol{\varphi}}] = \frac{c+1}{2(c-1)} \mathit{\boldsymbol{\varphi}}. \end{equation} (3.25)

    Clearly, if we can choose the parameter c such that (c+1)/(2(c-1)) is an eigenvalue of the Neumann-Poincaré operator ( \mathbf{K}_{\partial\Omega}^{0})^* , then the function \mathit{\boldsymbol{\psi}} defined in (3.24) is a solution of the non-elliptic PDE in (3.14), with \mathit{\boldsymbol{\varphi}} being the corresponding eigenvector. Conversely, if we can appropriately choose the constant c such that the non-elliptic PDE in (3.14) has an nontrivial solution \mathit{\boldsymbol{\psi}} , then (c+1)/(2(c-1)) is an eigenvalue of the Neumann-Poincaré operator ( \mathbf{K}_{\partial\Omega}^{0})^* . Indeed, this has provided a way to investigate the spectrum of the N-P operator.

    For the variational method, the CALR results can be summarized as follows. Consider the configuration (\mathbf{C}_0, \mathbf{f}) , where \mathbf{C}_0 is given in (3.1) and the source \mathbf{f} is supported on a circle in \mathbb{R}^N\backslash \overline{\Omega} . Then if the parameters (\breve{\lambda}, \breve{\mu}) in the core D and the parameters (\hat{\lambda}, \hat{\mu}) in the shell \Omega\backslash \overline{D} are chosen appropriately, then both the configuration and source are invisible provided the source \mathbf{f} is located inside the critical radius r_* . If the source \mathbf{f} is located outside the critical radius r_* , the ALR will not occur. We would like to mention that the parameters (\breve{\lambda}, \breve{\mu}) in the core D could be a arbitrary bounded function and the shape of the core D could be arbitrary, which is different from the case for the spectral method. However, the limitation the CALR can occur for the source \mathbf{f} supported on a line.

    The paper [19] is the only research investigating the CALR for the system (1.4) within finite frequency beyond the quasi-static approximation. However, the authors only consider the radial geometry. Thus how to extend the phenomenon of CALR for the system (1.4) to the general geometry is still open. For the variational method, the papers [27] and [28] only establish the variational principle for the elastostatic system, namely the frequency \omega = 0 . Thus how to build the variational principle for the system (1.4) within finite frequency beyond the quasi-static approximation is worthy investigating. The system (1.4) is the linear elastic system. However, many physical problem are nonlinear elastic system. Thus considering the ALR for the nonlinear elastic system is also very important.



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