Review

Building-integrated photovoltaic (BIPV) systems: A science mapping approach

  • Solar energy is one of the most important renewable energy sources due to its wide availability and applicability. One way to use this resource is by building-integrated photovoltaics (BIPV). Therefore, it is essential to develop a scientific map of BIPV systems and a comprehensive review of the scientific literature that identifies future research directions. For that reason, the bibliometric research methodology enables the quantification and evaluation of the performance, quality and influence of the generated maps and their elements. In this regard, an analysis of the scientific production related to BIPV, indexed from 2001 to 2022, was carried out using the Scopus database. This was done using a scientific mapping approach via the SciMAT tool to analyze the co-occurrence of terms through clustering techniques. The BIPV was integrated with the themes of buildings, investments, numerical models, office buildings, photovoltaic modules, roofs, solar cells and zero-energy buildings. As photovoltaic technology progresses, the production of flexible PV elements is increasing in lieu of silicon substrate-based PV elements, and this is of current scientific interest. The evaluations of BIPVs in various climatic contexts are encouraging in warm and sunny climates. BIPVs demonstrated high-energy generation, while in temperate climates, BIPV windows exhibited a reduction in heating and cooling loads, indicating notable efficiency. Despite significant benefits, BIPVs face challenges such as upfront costs, integration complexities and durability concerns. Therefore, silicon solar cells are considered a cross-cutting theme within the BIPV research field. It is highlighted that this study provides a comprehensive scientific mapping and critical review of the literature in the field of BIPV systems. This bibliometric analysis not only quantifies the performance and quality of the generated maps but also identifies key thematic areas that have evolved.

    Citation: Eliseo Zarate-Perez, Juan Grados, Santiago Rubiños, Herbert Grados-Espinoza, Jacob Astocondor-Villar. Building-integrated photovoltaic (BIPV) systems: A science mapping approach[J]. AIMS Energy, 2023, 11(6): 1131-1152. doi: 10.3934/energy.2023052

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  • Solar energy is one of the most important renewable energy sources due to its wide availability and applicability. One way to use this resource is by building-integrated photovoltaics (BIPV). Therefore, it is essential to develop a scientific map of BIPV systems and a comprehensive review of the scientific literature that identifies future research directions. For that reason, the bibliometric research methodology enables the quantification and evaluation of the performance, quality and influence of the generated maps and their elements. In this regard, an analysis of the scientific production related to BIPV, indexed from 2001 to 2022, was carried out using the Scopus database. This was done using a scientific mapping approach via the SciMAT tool to analyze the co-occurrence of terms through clustering techniques. The BIPV was integrated with the themes of buildings, investments, numerical models, office buildings, photovoltaic modules, roofs, solar cells and zero-energy buildings. As photovoltaic technology progresses, the production of flexible PV elements is increasing in lieu of silicon substrate-based PV elements, and this is of current scientific interest. The evaluations of BIPVs in various climatic contexts are encouraging in warm and sunny climates. BIPVs demonstrated high-energy generation, while in temperate climates, BIPV windows exhibited a reduction in heating and cooling loads, indicating notable efficiency. Despite significant benefits, BIPVs face challenges such as upfront costs, integration complexities and durability concerns. Therefore, silicon solar cells are considered a cross-cutting theme within the BIPV research field. It is highlighted that this study provides a comprehensive scientific mapping and critical review of the literature in the field of BIPV systems. This bibliometric analysis not only quantifies the performance and quality of the generated maps but also identifies key thematic areas that have evolved.



    Abbreviations: DE: Differential evolution; EA: Evolutionary algorithm; EP: Evolutionary programming; GA: Genetic algorithm; GCR: Generator control region; GWEC: Global wind energy council; LF: Logistic function; LSE: Least-Square error; MAE: Mean absolute error; MAPE: Mean absolute percent error; NRMSE: Normalized root mean square error; PDF: Power distribution function; PSO: Particle swarm optimization; RMSE: Root mean square error; STIR: Subspace trust-region; TI: Turbulence intensity; WT: Wind turbine; WTPSC: Wind turbine power-speed characteristics; SDS: Significant downwards shifting; SUS: Significant upwards shifting; MDS: Minor downwards shifting; MUS: Minor upwards shifting; CBS: Curve becomes steeper; CBF: Curve becomes flatter; NDS: Negligible downwards shifting; NUS: Negligible upwards shifting; DbS: Decrease (in q(θ,v)) by horizontal shifting; IoD: Increase or decrease (in q(θ,v)) by horizontal shifting

    WT installations experienced an unprecedented annual growth of 53% in 2020. GWEC reports that, with 93 GW of new installations in 2020, the global cumulative capacity reached 743 GW [1].

    Such growth is attributed to factors such as: 1. innovations in blades design and fabrication [2]; 2. improvement in nacelle components reliability (e.g., gears with fatigue and wear resistance and new softwares for system level modeling of the nacelle) [2]; 3. improved sensors and control algorithms [2]; 4. political support (e.g., low carbon energy goals, feed-in tariffs, or guaranteed access to the transmission grid) [3,4].

    WTPSCs play significant roles in: 1. risk assessment [5]; 2. wind energy yield and WT selection [5]; 3. condition monitoring [6]; 4. sizing storage capacity for wind power integration [7]; 5. predictive control optimization [8]; 6. WTs troubleshooting [8]; 7. detection of degradation because of aging [6]; 8. optimal dispatching of wind farms [6].

    Near cut-in wind speed, WTPSCs are difficult to model [9]. Although we theoretically expect WTs power to exhibit a cubic relationship with wind (when it is below rated speed), this is incorrect. The conversion efficiency of WTs varies with speed, which is most remarkable near cut-in and rated wind speeds. Just slightly above cut-in speed, virtually all WTs exhibit a steep growth in efficiency. Near rated wind speeds, WTs 'spill' wind energy [10], decreasing the efficiency. The result is complex and nonlinear relationship between wind speed and the WT power output [11].

    The general shape of LFs (sometimes referred to as logistic distributions or activation functions) made them meaningfully suitable for scientific modeling of bacteria and plant growth since a growing population 'competes' for resources, placing an upper limit on the number of bacteria/plants [12]. LFs can also be useful for certain biological, chemical, linguistic, political science topics [13].

    Since both of LFs and WTPSCs are 'S'-shaped, LFs are (at least in principle) candidates for accurate WTPSC mathematical models. LFs are parametric models (they are based on mathematical expressions with a fixed number of parameters), bringing potential to offer some analytical advantages. For instance, in wind energy assessment, it is possible to use them along with Weibull distribution to obtain explicit PDFs [14]. Lydia et al. [15] are among the earliest researchers to attempt modeling WTPSCs curves using LFs. They propose a 5-parameter LF and estimate its parameters using GA, EP, PSO and DE. Many researchers have sought new methods to estimate the parameters of the LF proposed by Lydia et al. [15] (e.g., [6,16,17]). Sohoni et al. [9] reported that certain LFs (due to explicitly including an inflection point in their parameters) have the potential to increase accuracy and improve online-monitoring using LFs. Pei and Li [11] confirmed this by parameterizing various WTPSC models and comparing them using statistical metrics, such as MAE and RMSE.

    Jing et al. [18] improved the model of Lydia et al. [15] by introducing 'quantile dependency' to its parameters. Jing et al. [18] parameterized the model proposed by Lydia et al. [15] using PSO for three wind farms and validating the accuracy of their work using MAPE and NRMSE.

    Villanueva and Feijóo [19] proposed two 'generalized' 6-parameter LFs and estimate their parameters using evolutionary optimization techniques. The proposed models show substantial accuracy improvement, but Villanueva and Feijóo [19] reported difficulties in optimizing their parameters.

    Zou et al. [17] reviewed three, four, five, and six parameter LFs and their accuracy using MAE and RMSE. Results show that six parameter LF may sometimes provide lower accuracy than four and three parameter LF. Thus, adding new parameters to LFs does not necessarily contribute to increased accuracy. Villanueva and Feijóo [19] reported similar results.

    In Section 2, we provide a mathematical background on WTPSC and LFs and highlight their limitations and our contributions. Section 3 proposes a new LF model, demonstrates its curve fitting merits, and develops upper and lower limits on its parameters. We validate our model in Section 4 by providing graphical and numerical accuracy results. To ensure a suitable comparison, we compare our work with other 6-parameter LFs. Section 5 draws final remarks, discusses the limitations of the study and puts forth suggestions for future investigations. A summary of the literature gap and the most significant contributions are then mentioned in Section 6.

    For stall or pitch-controlled WT, it is possible to characterize the WTPSC curves mathematically as [5]

    Pe,WT(v)={0v<vciqe(θ,v)vcivvrPrvr<vvco0v>vco (1)

    where v is the wind speed. vci, vr, and vco are the cut-in, rated, and cut-out speeds of the WT, respectively. Pr is the rated output power of the WT. qe(θ,v) is a mathematical expression which should (ideally) accurately estimate the manufacturer-provided data (i.e., empirical power-speed pairs in the GCR). Such estimation is typically done by fitting a vector of parameters θ using the least-squares method [5].

    Figure 1 depicts a WTPSC curve. When estimating θ parameters to fit the manufacturer datasheet, some points of interest assist us in establishing its limits.

    Figure 1.  WTPSC with inflection point and upper asymptote.

    1. The curve is monotonic. This means it always increases (or at least remains the same) with v. Mathematically, this means the first derivative must remain greater than or equal to zero, as Eq 2:

    dqe(θ,v)dv0,v0 (2)

    2. For virtually all WTPSC curves, an inflection point exists. This is the point at which the curve switches from concave upwards to concave downwards. Mathematically, this means the second derivative must be zero, as Eq 3:

    d2qe(θ,v)v2|v=vinf=0 (3)

    Where vinf is the inflection point.

    3. One major attribute of LFs is that they should approach an upper asymptote when their dependent variable approaches infinity. Mathematically, this means

    limvqe(θ,v)Pr,WT

    Ideally, the upper asymptote of WTPSC should be close to Pr. This trend of approaching an upper asymptote is obvious in virtually all WTPSC curves when vvr. In practice, v is never , but this mathematical formulation benefits in establishing upper and lower limits for θ parameters, which, in turn, assists the optimization algorithm by searching in a suitable region instead of arbitrarily determining it by trial and error.

    6-parameter LFs are discussed in Villanueva and Feijóo [19] and have one of the following forms

    q(θ,v)=d+ad(ε+[vc]b)g6PL (4)
    q(θ,v)=d+ad(ε+eb(vc))g6PLE (5)

    where a and d are the upper and lower asymptote, respectively. b is the growth rate (sometimes called 'hill slope') around point c. g is called the 'asymmetry factor' because it tunes the degree of asymmetry around point c [11,15]. c is the inflection point (the point at which q(θ,v) turns from concave upward to concave downward). ε has no special meaning, but has a value around one [8].

    Disadvantages of fits in Eqs 4 and 5:

    1. With some WTs, they inaccurately fit the WTPSC, especially near vci and vr. This is reported by as a disadvantage for piecewise models, which is the conventional way to account for the effect of turning off the WT when v<vci and v>vco [9]. Yan et al. [20] reports such inaccuracy for LFs even with continuous WTPSC;

    2. Contain a high number of parameters compared to other fits with fewer parameters, but better accuracy. For example, Zou et al. [17] review three, four, five, and six parameter LF and tested their accuracy using MAE and RMSE. Results showed that 6-parameter LF may sometimes provide lower accuracy than three, four and five parameter LFs. Pei and Li [11] report similar results. Thus, adding new parameters does not contribute to increased accuracy. Intuitively, adding new parameters should provide certain advantages, such as accuracy improvement;

    3. Their monotonicity is not guaranteed when the parameters are estimated using EAs. We overcome this disadvantage in Aldaoudeyeh et al. [8];

    4. Sometimes LFs have the possibility of becoming ill-conditioned, making the estimation of θ parameters difficult [9].

    This paper contain the following contributions:

    1. We propose a new 6-parameter LF model for WTPSC curves; 2. We develop constraints on the parameters of our model to guarantee its monotonicity; 3. The model exhibits excellent fit that is at least as accurate as 6PL and 6PLE for some WTs, but also provides significant MAPE and NRMSE improvements. It also provides high accuracy near vci and vr; 4. The parameters of our model are easily optimized with the STIR algorithm.

    Our proposed model is

    q(θ,v)=d+ad(1+[vc]ζeb(vc))g (6)

    where a is the upper asymptote. d is a parameter to tune the lower asymptote near vci (i.e., d is not the lower asymptote, but it drastically influences it). b is the growth rate around point c. g is called the 'asymmetry factor' because it tunes the degree of asymmetry around point c. c is the inflection point. ζ is the steepness tuning factor.

    We call this model 6PLEZ. At a glance, 6PLEZ model resembles 6PL and 6PLE (Eqs 4 and 5), but, as we will see in Section 4, it is more accurate. To our best knowledge, the literature does not contain this model. Villanueva and Feijóo [21] and Zou et al. [17] review WTPSC models (including LFs models), but the 6PLEZ model does not appear on any of them.

    We estimate θ parameters with the same method mentioned in Aldaoudeyeh et al. [8] (LSEs objective function minimized using STIR algorithm).

    In this subsection, we illustrate the effect of θ parameters variation on q(θ,v) shape. Unless otherwise is specified, the parameters are a=1, b=1.25, c=6, d=0, g=1, and ζ=0. The dependent parameter (v) is shown from 2.5 (typical vci) to 12 (typical vr).

    Figure 2 shows the effect of varying a and d on the shape of q(θ,v). Clearly, increasing a slightly shifts the curve upwards near vci. This effect becomes more pronounced the closer we get to vr, where the upper asymptote varies linearly with a. The final value of q(θ,v) is a. We thus call it the upper asymptote. We also note that increasing a steepens the curve near c.

    Figure 2.  Effects of a and d on the shape of q(θ,v).

    The effect of d is better illustrated with a=10 and when we extend the curve from 0 to vr. Increasing d shifts the upwards curve near vci and its effect diminishes at vr. We also note that increasing d flattens the curve near c.

    Thus, most of a and d effect is to scale the maximum and minimum asymptotes of the LF curve, respectively. By contrast, b, c, g, and ζ (as we will discuss now) define the shape of the LF.

    Figure 3 shows the effects of b, c, g, and ζ variation on q(θ,v) shape. The increase in b shifts the curve downwards near vci and upwards near vr. However, it is also obvious from the curve that the effect is more pronounced near vci. As b increases, the curve becomes steeper near the inflection point (vinf=c).

    Figure 3.  Effects of b, c, ζ, and g on the shape of q(θ,v).

    The variation of c only shifts the curve to the left and right. In fact, it is worth mentioning that all curves for varying c are the same, but merely shifted horizontally. It is possible to conclude from Figure 3 that increasing c decreases q(θ,v) near vci, and increases or decreases q(θ,v) near vr.

    The increase in g drastically downshifts the curve near vci. It also substantially downshifts the curve near vinf and makes it steeper, but has no effect on the power curve near c. As we increase ζ, q(θ,v) shifts slightly upward and becomes flatter near c, but has no effect on q(θ,v) near vr. In a sense, ζ adjusts the steepness around c while having a negligible effect minor increase effect vci and a negligible decrease near vr.

    Note that b and ζ seem to provide the same effect. Remarkable differences, however, are: 1. b tunes the steepness while having significant effect near vci and a minor effect near vr; 2. ζ tunes the steepness while having minor effect near vci and a negligible effect near vr.

    Table 1 shows a summary of the previously mentioned effects. In Figure 4, we list some examples on why our model provides higher accuracy. The dashed lines show curves with low accuracy in some region and the high accuracy in others, while solid lines are improvements due to variations in θ. Circles are manufacturer-provided data.

    Table 1.  Effects of θ parameters near important points on WTPSC curve.
    Parameter vci vinf vr Notes
    a MUS SUS SUS the upper asymptote as v
    b SDS CBS MDS
    c DbS IoD IoD shifts the curve horizontally while the shape remains the same
    d SUS SUS NUS
    g SDS CBS NDS
    ζ MUS CBF NDS

     | Show Table
    DownLoad: CSV
    Figure 4.  Examples on 6PLEZ model flexibility.

    In Figure 4a, we see low accuracy near vci and vinf. The error is positive and tends to decrease the closer we get to vr, but turns negative at vr. In this case, increasing b substantially increases the accuracy since it shifts the curve downward near vci, moderately downward near vinf, and slightly shifts the curve upward near vr. In Figure 4b, we see a case where substantial errors occurring near vci but they disappear as the speed increases and accuracy is very high near vr. A suitable solution is to increase g, which shifts the curve downward with larger shifting occur closer to vci, but no effect at vr. Figure 4c shows a curve providing high accuracy near vci and vr. The error, however, to the left/right of vinf is negative/positive, with a slope greater than the slope of manufacturer-provided data. In this case, increasing ζ improves the accuracy by flattening the curve near vinf.

    The previously mentioned examples demonstrate the flexibility of the 6PLEZ model and why it provides significant accuracy improvements. Our model adapts to improving the accuracy in some regions (near vci, vinf or vr) without sacrificing the accuracy in the others.

    In this section, we devise some limits on the 6PLEZ model parameters (Eq 6), which help the STIR algorithm minimize the objective function (i.e., LSEs). We define the main limits on θ as (the subscripts min and max denote the minimum and maximum limits of each parameter, respectively)

    aminaamax,bminbbmaxcminccmax,dminddmaxgminggmax,ζminζζmax

    To guarantee increasing monotonicity, the derivative of q(θ,v) must be positive or zero. Thus, differentiating Eq 6 we get

    g[b[vc]ζeb(vc)ζ[vc]ζ1eb(vc)c](ad)(1+[vc]ζeb(vc))g+10v0 (7)
    g[[vc]ζeb(vc)(bvζ)](ad)v(1+[vc]ζeb(vc))g+10v0 (8)

    The inequality of Eq 8 is satisfied when

    adMonotonicity Condition 1b0Monotonicity Condition 2c0Monotonicity Condition 3g0Monotonicity Condition 4ζbvrMonotonicity Condition 5

    These monotonicity conditions mean that Eqs 9–13 must be true

    amindmax (9)
    bmin=0 (10)
    cmin=0 (11)
    gmin=0 (12)
    ζmax,1=bmaxvr (13)

    Taking the limit of Eq 6 as v yields

    limvq(θ,v)=a (14)

    Equation 14 is the exact value of the upper asymptote of Eq 6. However, in practice, v<, but since we still want to help the STIR algorithm estimate a such that q(θ,v) still fits the manufacturer-provided data well, we allow the value of a to vary within ±10% of Pr, resulting in the conditions

    amin=0.9Pr (15)
    amax=1.1Pr (16)

    Equation 6 must be greater than 0 for all v>0. Thus, ad must always be positive. This requires that

    dmax=0 (17)

    Note that the conditions in Eqs 15 and 17 embody the condition in Eq 9.

    [vc]ζeb(vc) in Eq 6 must start to substantially decrease at some point between vci and vr. In other words, as v increases, [vc]ζeb(vc) should become much smaller than one at some point between vci and vr. Otherwise, the curve would never approach the upper asymptote (which is almost equal to Pr) when vvr. Thus, the inflection point c must be somewhere between vci and vr. We formulate the limits on c as follows

    cmin=vci (18)
    cmax=vr (19)

    Note that the condition in Eq 18 embodies the condition in Eq 11. vinf (i.e., c) of an LF is the point at which a curve switches from concave upward to concave downward (i.e., the second derivative must be zero). Thus, taking the second derivative of Eq 6 with respect to v and equating it with zero

    [vc]ζeb(vc)(b2v2+2bvζζ2+ζ)(1+[vc]ζeb(vc))g+1=[vc]2ζe2b(vc)(ζbv)2(g+1)(1+[vc]ζeb(vc))g+2 (20)

    Substituting v=c in Eq 20 and simplifying

    b2c2+2gbcζ+ζ2=gb2c2+2bcζ+gζ2+2ζ (21)

    then solving Eq 21 for g as Eq 22

    g=ζ22bcζ+b2c22ζζ22bcζ+b2c2=12ζζ22bcζ+b2c2 (22)

    by taking the limits for various extreme values of ζ, we obtain Eq 23

    limζ+g=1limζg=1limζ0+g=1limζ0g=1 (23)

    this suggests that

    gmax=1 (24)

    We solve Eq 22 for ζ

    ζ=1+bc(1g)+1+2bc(1g)1g (25a)
    ζ=1+bc(1g)1+2bc(1g)1g (25b)

    Equations 25a and 25b mean for every bc (the product of the two parameters) and g values, there are (in general) two ζ values to satisfy the condition d2qe(θ,v)dv2|v=vinf=0 (Eq 3). By plotting both equations in 3D for g[0,0.95] and bc[0,100], we see that the maximum value of ζ is 180. Thus, we say

    ζmax,2=200 (26)

    Equations 13 and 26 dictate the upper limits for ζ to satisfy the monotonicity and the inflection point existence conditions, respectively. Since we must satisfy both conditions, it follows that

    ζmax=minof(ζmax,1,ζmax,2)=minof(bmaxvr,200) (27)

    where 'minof' means the minimum of the two choices.

    Equation 10, Eqs 12, 15–19 and 24 and 27 define nine constraints necessary for the STIR algorithm to quickly and reliably parameterize θ in the 6PLEZ model (Eq 6). The three limits in which we did not derive analytically (or with reasoning) are: (1) bmax and (2) dmin, (3) ζmin.

    We determined such limits by extensive simulations with the WT database of various ratings as follows: (1) bmax=3 and (2) dmin=0.25Pr, (3) ζmin=500. Table 2 shows a summary of the limits for the 6PLEZ logistic model.

    Table 2.  Constraints on the parameters of 6PLEZ logistic fit (Eq 6).
    Lower limits θmin Upper limits θmax How obtained
    a 0.9Pr Eq 15 1.1Pr Eq 16 LL: analytically, UL: analytically
    b 0 Eq 10 3 LL: analytically, UL: observation
    c vci Eq 18 vr Eq 19 LL: proper reasoning, UL: proper reasoning
    d 0.25Pr 0 Eq 17 LL: observation, UL: analytically
    g 0 Eq 12 1 Eq 24 LL: analytically, UL: analytically
    ζ 500 min(bmaxvr,200), Eq 27 LL: observation, UL: proper reasoning
    Notice: LL: Lower Limit; UL: Upper Limit; θmin: a vector of minimum values for elements of θ; θmax: a vector of maximum values for elements of θ

     | Show Table
    DownLoad: CSV

    The main function to be minimized is the LSE between the fits of Eqs 4–6 and empirical power-speed data provided by the manufacturer. This is given as Eq 28:

    f(θk)=ni=1[qe(θk,vi)qm(vi)]2 (28)

    where qe(θk,vi) are curves of Eqs 4–6; vi, qm(vi) are the ith wind speed and wind power output data point as provided by the manufacturer, respectively; θk is the parameters of vector θ in Eqs 4–6 at the kth iteration; and n is the number of data points in the GCR (region between vci and vr in 1) as provided by the manufacturer. Aldaoudeyeh et al. [8] discussed further details on the application of STIR algorithm for WTPSC curve fitting.

    Compared to other optimization algorithms, advantages of the STIR algorithm include: 1. an efficiency in solving large bound-constrained minimization problems [22,23]; 2. An appeal for solving non-linear problems [22]; 3. An ability to handle convex, nonconvex, and ill-conditioned objective functions with large number of variables [24].

    We fit θ parameters using STIR algorithm as described by Aldaoudeyeh et al. [8]. MAE, MAPE, RMSE and NRMSE as defined in [6,25] are the statistical metrics we use to demonstrate the accuracy of our proposed model.

    To ensure as a fair comparison as possible, we compare our work to the closest one. Villanueva and Feijóo [19] provide fits for 6PL model (Eq 4) for multiple WTs. We choose four of them for comparison purposes: (1) Enercon E82 E2; (2) Repower MM82; (3) Siemens S82 SWT-2.3 82; (4) Vestas V164/8000.

    Figure 5 shows curve fits for the 6PL model (as estimated by Villanueva and Feijóo [19]) and the 6PLEZ model (as estimated in this work). Although both models contain the same number of parameters, our model (despite being a parametric one) fits the WTPSC curve near vci and vr. Such inaccuracy is reported for LFs (see Yan et al. [20], for example), but it does not occur in our model.

    Figure 5.  Comparison of fitting for 6PL and 6PLE models.

    We test our model with 42 on-shore and off-shore WTs from 29 manufacturers. Ratings of the WTs range from 275 to 8000 kW. Tables 3 and 4 list the estimated θ parameters, while Figures 6 and 7 show statistical metrics graphically. For convenience of presentation, we sorted WTs from with descending order of accuracy improvement. Clearly, the 6PLEZ model is either more accurate or at least as accurate as the 6PLE model.

    Table 3.  Parameters estimations for WTs of different ratings for the 6PLE model.
    WT model Rating (kW) Estimated parameters
    a b c d g ε
    Windtec WT1650df/77 1650 1576 1.615 10.24 141.9 0.2114 0.7440
    Windtec WT3000fc/91 3000 2866 1.227 11.46 346.7 0.2175 0.6613
    Windflow 45-500 500 492.3 1.313 10.42 93.27 0.2258 0.9368
    Vestas V100/1800 1800 1720 2.008 9.215 408.7 0.1359 0.7640
    Vestas V112/3000 3000 2934 0.8737 11.30 306.0 0.3378 0.8916
    Vestas V164/8000 8000 7636 1.778 10.88 1290 0.1481 0.7417
    Vergnet GEV MP R 275 264.6 0.9909 10.59 33.34 0.3180 0.6362
    Sinovel SL 3000/90 3000 2854 2.087 11.48 426.8 0.1204 0.6230
    Siemens S82 SWT-2.3 82 2300 2219 0.8866 10.94 245.5 0.3493 0.8966
    Siemens SWT-3.6-107 3600 3439 1.053 10.70 389.9 0.2975 0.8619
    Shandong Swiss Electric YZ78/1.5 1500 1426 2.783 9.826 103.6 0.1308 0.6990
    Repower MM82 2000 1928 1.413 11.17 314.6 0.1712 0.8553
    Regen Powertech Vensys V70 1500 1478 1.295 10.90 116.4 0.2450 0.9323
    Nordex S82 1500 1469 1.063 9.517 182.0 0.3317 0.9083
    Nordex N90/2500 LS offshore 2500 2420 1.126 10.77 344.0 0.2439 0.8179
    Nordex N90/2300 2300 2191 1.416 10.86 519.4 0.1639 0.7269
    Made AE-52 800 800.0 0.5824 9.994 20.67 0.7892 0.6719
    M Torres MT TWT 82/1650 1650 1630 0.7061 9.226 127.8 0.5598 0.9359
    Leitwind LTW70-1700 1700 1622 2.083 11.49 154.5 0.1341 0.6356
    JSW J82 2000 1898 1.600 11.23 434.7 0.1321 0.6680
    Inox Wind DF 100 2000 1896 1.783 8.547 240.2 0.1932 0.6884
    IMPSA IWP-70-1500 1500 1430 2.277 11.12 189.9 0.1230 0.6919
    Hyosung HS90-2MW 2000 1915 1.292 10.01 193.7 0.2847 0.7484
    Hyosung HS50-750kW 750 715.3 3.427 11.30 86.71 0.07944 0.6020
    Guodian United Power UP77 1500 1424 2.262 10.41 203.4 0.1215 0.6182
    Guangdong Mingyang MY1.5s 1500 1430 1.591 10.29 140.7 0.2071 0.7068
    Global Wind Power GWP82-2000 2000 1987 0.7925 10.25 129.5 0.4587 0.9103
    Gamesa G52/850 850 814.9 1.035 10.85 123.6 0.2623 0.8458
    Fuhrlander FL MD/7 1525 1490 1.079 10.27 235.2 0.2643 0.8742
    Eviag ev100 2500 2376 1.756 9.938 227.4 0.1954 0.6965
    Eviag ev2.93 2050 2003 0.9065 9.172 134.4 0.5021 0.8590
    Enercon E92/2350 2350 2345 0.9208 9.526 76.27 0.5096 0.9880
    Enercon E82 E2 2050 2016 0.9338 9.669 66.77 0.4910 0.9254
    Enercon E33/330 335 332.4 0.7343 9.298 12.29 0.6540 0.9220
    Enercon E53/800 810 788.1 1.179 9.874 37.54 0.3385 0.9183
    EWT DirectWind 52/750 750 739.1 0.9819 10.15 44.36 0.3776 0.9304
    Doosan WinDS3000/91 3000 2870 1.759 10.92 77.35 0.2260 0.8047
    Dewind D8.2 2000 1994 0.7215 7.917 114.9 0.8369 0.8851
    Clipper Liberty C93 2500 2436 1.249 10.76 244.9 0.2505 0.9016
    Clipper Liberty C100 2500 2480 1.099 10.22 235.1 0.3076 0.9526
    Clipper Liberty C89 2500 2447 1.173 10.81 93.36 0.3307 0.9347
    AVIC Huide HD2000 2050 1957 1.674 9.901 258.7 0.1947 0.7736

     | Show Table
    DownLoad: CSV
    Table 4.  Parameters estimations for WTs of different ratings for the 6PLEZ model.
    WT model Rating (kW) Estimated parameters
    a b c d g ζ
    Windtec WT1650df/77 1650 1686 1.750 10.42 175.5 0.2082 1.406
    Windtec WT3000fc/91 3000 3107 0.01857 12.15 46.62 0.1391 19.87
    Windflow 45-500 500 501.3 0.5517 10.64 45.75 0.2094 8.888
    Vestas V100/1800 1800 1799 1.833 9.354 343.6 0.1394 1.672
    Vestas V112/3000 3000 3005 0 13.33 30.21 0.04814 126.8
    Vestas V164/8000 8000 8015 0.3718 11.24 365.5 0.1215 19.24
    Vergnet GEV MP R 275 282.8 0 11.62 6.191 0.08386 49.43
    Sinovel SL 3000/90 3000 2999 0 12.02 9.974 0.04348 92.05
    Siemens S82 SWT-2.3 82 2300 2319 0 12.47 16.08 0.1377 36.09
    Siemens SWT-3.6-107 3600 3613 0 11.62 47.49 0.1707 23.59
    Shandong Swiss Electric YZ78/1.5 1500 1498 1.343 10.05 19.66 0.1096 18.46
    Repower MM82 2000 1989 1.264 11.30 242.6 0.1747 1.768
    Regen Powertech Vensys V70 1500 1503 0.09158 11.36 13.24 0.1722 16.39
    Nordex S82 1500 1525 0.2547 10.01 65.12 0.2620 9.131
    Nordex N90/2500 LS offshore 2500 2526 0 11.74 36.94 0.1087 36.07
    Nordex N90/2300 2300 2328 0 11.38 128.3 0.1323 20.00
    Made AE-52 800 800.3 0 11.71 13.59 0.01353 374.9
    M Torres MT TWT 82/1650 1650 1693 0 12.31 1.248 0.08053 65.60
    Leitwind LTW70-1700 1700 1701 0 12.03 4.671 0.03713 101.4
    JSW J82 2000 2019 0.2879 11.67 98.75 0.1174 17.89
    Inox Wind DF 100 2000 2027 0 9.076 13.55 0.1121 28.12
    IMPSA IWP-70-1500 1500 1505 1.463 11.33 88.78 0.1188 10.56
    Hyosung HS90-2MW 2000 2000 0 11.10 2.642 0.02119 318.6
    Hyosung HS50-750kW 750 748.3 3.388 11.45 84.47 0.07969 0.4132
    Guodian United Power UP77 1500 1499 0 10.95 10.07 0.03476 111.0
    Guangdong Mingyang MY1.5s 1500 1503 0 11.02 9.377 0.05691 77.47
    Global Wind Power GWP82-2000 2000 2036 0 12.10 5.765 0.1168 38.87
    Gamesa G52/850 850 850.0 0 12.86 14.89 0.02416 278.7
    Fuhrlander FL MD/7 1525 1547 0 11.27 24.56 0.1325 31.33
    Eviag ev100 2500 2507 0 10.55 14.82 0.07318 55.92
    Eviag ev2.93 2050 2055 0 11.20 23.19 0.03325 227.5
    Enercon E92/2350 2350 2361 0.3550 10.08 14.94 0.3588 6.829
    Enercon E82 E2 2050 2096 0.4879 10.18 17.17 0.3736 5.488
    Enercon E33/330 335 352.4 0.1004 10.38 1.293 0.3939 7.691
    Enercon E53/800 810 811.2 0.4786 10.29 6.623 0.2568 8.688
    EWT DirectWind 52/750 750 758.6 0 10.96 5.549 0.2220 13.92
    Doosan WinDS3000/91 3000 3019 1.822 11.04 91.61 0.2271 0.7850
    Dewind D8.2 2000 2200 0 10.89 12.30 0.1473 44.29
    Clipper Liberty C93 2500 2507 1.128 10.87 194.4 0.2501 1.414
    Clipper Liberty C100 2500 2522 0.3279 10.61 61.88 0.2478 9.311
    Clipper Liberty C89 2500 2505 1.173 10.87 93.22 0.3308 0.001366
    AVIC Huide HD2000 2050 2071 1.633 10.06 245.6 0.1954 0.4215

     | Show Table
    DownLoad: CSV
    Figure 6.  MAE and RMSE for 6PLEZ and 6PLE WTs logistic fits (Eq 6).
    Figure 7.  MAPE and NRMSE for 6PLE and 6PLEZ WTs logistic fits (Eqs 5 and 6).

    Table 6 shows four statistical metrics (MAE, RMSE, MAPE, and NRMSE) with their mean, median, maximum and minimum values for the entire database of WTs. Villanueva and Feijóo [21] provided classifications of the accuracy of WTPSC models depending on MAPE values. Such categories are summarized in Table 5. Tables 5 and 6 show that: (1) Both mean and median MAPE values for the 6PLE and 6PLEZ models fall in the 'very high' category. However, the 6PLEZ model has a median MAPE of 0.002383, which is less than half the 'very high' category threshold and (2) both mean and median NRMSE for the 6PLEZ model are 32.3% and 38.5% less than for the 6PLE model. This is a substantial accuracy improvement while maintaining the same number of parameters.

    Table 5.  Classifications of WTPSC accuracy levels.
    Accuracy level MAPE range
    Very high <0.005
    High 0.0050.025
    Medium 0.0250.1
    Low 0.10.15

     | Show Table
    DownLoad: CSV
    Table 6.  Statistical metrics for 6PLE and 6PLEZ logistic fits (Eqs 5 and 6).
    Mean Median Max Min
    MAE
    6PLE 8.250 7.145  31.01  489.6×103 
    6PLEZ 5.577 4.751 27.47 0.3737
    RMSE
    6PLE 10.07 8.470 37.27 613.1×103
    6PLEZ 6.949 5.570 34.43 0.5241
    MAPE
    6PLE 4.175×103 3.866×103 8.983×103 9.791×104
    6PLEZ 2.782×103 2.383×103 6.959×103 9.721×104
    NRMSE
    6PLE 5.103×103 4.666×103 1.153×103 1.226×104
    6PLEZ 3.452×103 2.866×103 8.285×103 1.165×104

     | Show Table
    DownLoad: CSV

    One limitation of the study is the use of manufacturer-provided data. Because of several factors (e.g., wind power curtailment, accumulation of dirt and snow, sensor failures, and pitch angle control malfunctioning [26,27,28]), the real power-speed data points may not be exactly the same as the ones provided by the manufacturer. In short, the data was characterized by noise and outliers. According to the IEC 61400-12-1 standard, outliers are highly weighted by the ordinary LSE regression method [29]. This conclusion should also pertain to most WTPSC fitting methods, as virtually all of them employ the LSE as an objective function. Pei and Li [11] confirm that outliers compromise the accuracy machine-learning WTPSC fitting methods.

    When fitting using the manufacturer datasheet, the data points were obtained under controlled conditions. For example, the air mass density was set to 1.225 kg m3, the wake effect was neglected (because only one WT was tested at a time), and the TI was assumed to be 10% [30]. The conditions in the actual WT location are usually not the same. The implementation of test condition control promoted fairness in comparing different WTPSC fitting models or estimation methods.

    When fitting with real power-speed data, the air mass and TI may fluctuate for similar wind speed measurements, while the wake effect was greatly affected by the distance between WTs and their yaw angles. Additionally, several data cleaning techniques were devised in the literature (see [6,20,31]), which could be incorporated in future research. The amount of data we must remove, however, changes depends on the WT itself, making the entire data cleaning process susceptible to subjectivity [32], and sometimes outliers may still be present in the processed data [28].

    In summary, although many papers addressed the effect of outliers on the accuracy of WTPSC models and the sensitivity of their parameters (e.g., [32,33]), the literature contained only few for LFs WTPSC models and most of them were in the last five years (e.g., [11,18,20]). Bilendo et al. [31] provide a recent review of WTPSC, but with no conclusive remarks on the effect of outliers on the performance of LFs WTPSC models. Thus, we suggest the following as future work:

    1. Development of new robust LFs WTPSC curve fitting techniques (or objective functions) to guarantee model resiliency against outliers;

    2. Incorporating additional parameters into the model to account for typical factors affecting outliers;

    3. Examining the correlation between data filtering techniques and criteria and the accuracy of LFs WTPSC modeling;

    4. Formulating probabilistic LFs WTPSC curves to accommodate fluctuations in instantaneous turbulence in wind speeds or enhanced LFs WTPSC to guarantee that the 10-minute averaged power closely approximates the empirical data.

    In this paper, we proposed the 6PLEZ model (Eq 6). We then derived upper and lower limits for its parameters (2) and estimated them using the STIR algorithm. The significance of this paper is:

    1. Our model adapts to improving accuracy in some WTPSC regions without sacrificing the accuracy in others (3.1);

    2. Unlike most parametric approaches, the 6PLEZ model provides accurate WTPSC modeling near vci and vr (4.1);

    3. The limits on the parameters of the 6PLEZ model are clearly specified, which:

    (a) guarantee the monotonicity of the model (Eq 8);

    (b) provide robust and reliable estimation of the parameters with no difficulties in 'guessing' their range (Table 2);

    4. It provides substantial accuracy improvement over the 6PLE model despite having the same number of parameters as the 6PL and 6PLE models (Tables 5 and 6).

    The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.

    The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.



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