Research article

Prenatal 4-phenylbutyric acid administration during mid-gestation ameliorates ASD-like behaviors by reducing cortical endoplasmic reticulum stress in VPA-induced ICR and BTBR mouse models

  • Published: 20 January 2026
  • Autism spectrum disorder (ASD) is a neurodevelopmental condition characterized by deficits in social interaction and repetitive behaviors. Increasing evidence suggests that endoplasmic reticulum (ER) stress contributes to abnormal brain development in ASD; however, whether prenatal modulation of ER stress can prevent ASD-like phenotypes remains unclear. In this study, we investigated the effects of prenatal administration of the chemical chaperone 4-phenylbutyric acid (4-PBA) in two etiologically distinct ASD mouse models: valproic acid (VPA)-exposed Jcl:ICR (ICR) mice and BTBR T+ Itpr3tf/J (BTBR) mice. Social behaviors were evaluated using the three-chamber test, and repetitive behaviors were assessed by self-grooming duration. 4-PBA was administered to mid-gestation mice, and behavioral changes in the male offspring derived-two type ASD model (VPA and BTBR mice) were evaluated. 4-PBA reduced ER stress in the cerebral cortex of the offspring male VPA and BTBR mice. In particular, 4-PBA strongly inhibited the expression of 94-kDa glucose-regulated protein, an ER stress marker, in BTBR male mice. In addition, 4-PBA improved synaptic organizer expression and neuronal maturation, which are diminished in ASD, specifically in the cerebral cortex of VPA mice. Furthermore, 4-PBA improved social reciprocity, a behavior specific to ASD in male VPA and BTBR mice. In conclusion, ER stress during mid-pregnancy is strongly associated with the development of ASD symptoms. Furthermore, the reduction in ER stress by 4-PBA leads to the suppression of ASD symptoms. Autism spectrum disorder (ASD) is a neurodevelopmental disorder characterized by a lack of sociality, and the difficulty in forming social relationships often leads to various social problems. Prenatal administration of 4-PBA to mothers may reduce the risk of developing ASD, and we believe this could be a new approach to prevention.

    Citation: Koichi Kawada, Seisuke Mimori, Nobuyuki Kuramoto, Kyosuke Uno. Prenatal 4-phenylbutyric acid administration during mid-gestation ameliorates ASD-like behaviors by reducing cortical endoplasmic reticulum stress in VPA-induced ICR and BTBR mouse models[J]. AIMS Neuroscience, 2026, 13(1): 29-49. doi: 10.3934/Neuroscience.2026002

    Related Papers:

  • Autism spectrum disorder (ASD) is a neurodevelopmental condition characterized by deficits in social interaction and repetitive behaviors. Increasing evidence suggests that endoplasmic reticulum (ER) stress contributes to abnormal brain development in ASD; however, whether prenatal modulation of ER stress can prevent ASD-like phenotypes remains unclear. In this study, we investigated the effects of prenatal administration of the chemical chaperone 4-phenylbutyric acid (4-PBA) in two etiologically distinct ASD mouse models: valproic acid (VPA)-exposed Jcl:ICR (ICR) mice and BTBR T+ Itpr3tf/J (BTBR) mice. Social behaviors were evaluated using the three-chamber test, and repetitive behaviors were assessed by self-grooming duration. 4-PBA was administered to mid-gestation mice, and behavioral changes in the male offspring derived-two type ASD model (VPA and BTBR mice) were evaluated. 4-PBA reduced ER stress in the cerebral cortex of the offspring male VPA and BTBR mice. In particular, 4-PBA strongly inhibited the expression of 94-kDa glucose-regulated protein, an ER stress marker, in BTBR male mice. In addition, 4-PBA improved synaptic organizer expression and neuronal maturation, which are diminished in ASD, specifically in the cerebral cortex of VPA mice. Furthermore, 4-PBA improved social reciprocity, a behavior specific to ASD in male VPA and BTBR mice. In conclusion, ER stress during mid-pregnancy is strongly associated with the development of ASD symptoms. Furthermore, the reduction in ER stress by 4-PBA leads to the suppression of ASD symptoms. Autism spectrum disorder (ASD) is a neurodevelopmental disorder characterized by a lack of sociality, and the difficulty in forming social relationships often leads to various social problems. Prenatal administration of 4-PBA to mothers may reduce the risk of developing ASD, and we believe this could be a new approach to prevention.


    Abbreviations

    ASD

    autism spectrum disorder

    CADM1

    cell adhesion molecule 1

    CNS

    central nerve system

    ER

    endoplasmic reticulum

    ERAD

    endoplasmic reticulum associated degradation

    GRP78

    Glucose-Regulated Protein 78-kDa

    GRP94

    Glucose-Regulated Protein 94-kDa

    HDAC

    histone deacetylase

    MAP-2

    microtubule-associated protein-2

    NLGN

    neuroligin

    4-PBA

    4-phenylbutyric acid

    PSD-95

    postsynaptic density protein-95

    UPR

    unfolded protein response

    VPA

    valproic acid

    加载中

    Acknowledgments



    This work was supported by the Japan Society for the Promotion of Science Grants-in-Aid for Scientific Research (grant number: JP15K18879). The authors would like to thank Editage (www.editage.jp) for assistance with English language editing.

    Data availability statement



    The data that support the findings of this study are available from the corresponding author upon reasonable request.

    Conflict of interest



    The authors declare no conflict of interest.

    Authors' contributions



    Conceptualization: KK; Data curation: KK; Formal analysis: KK, SM; Funding acquisition: KK; Investigation: KK, SM; Methodology: KK, SM; Project administration: KK; Resources: KK; Software: N/A; Supervision: KK, NK; Validation: KK, SM, KU; Visualization: KK; Writing-original draft: KK; Writing-review and editing: KK, SM, NK, KU. Initials are Koichi Kawada (KK), Seisuke Mimori (SM), Nobuyuki Kuramoto (NK) and Kyosuke Uno (KU). All authors approved the final version for publication.

    [1] Garber K (2007) Autism's cause may reside in abnormalities at the synapse. Science 317: 190-191. https://doi.org/10.1126/science.317.5835.190
    [2] Graf ER, Zhang X, Jin SX, et al. (2004) Neurexins induce differentiation of GABA and glutamate postsynaptic specializations via neuroligins. Cell 119: 1013-1026. https://doi.org/10.1016/j.cell.2004.11.035
    [3] Yoneda Y, Kawada K, Kuramoto N (2020) Selective upregulation by theanine of Slc38a1 expression in neural stem cell for brain wellness. Molecules 25: 347. https://doi.org/10.3390/molecules25020347
    [4] Kawada K, Kuramoto N, Mimori S (2021) Possibility that the onset of autism spectrum disorder is induced by failure of the glutamine-glutamate cycle. Curr Mol Pharmacol 14: 170-174. https://doi.org/10.2174/1874467213666200319125109
    [5] Kaneko M, Koike H, Saito R, et al. (2010) Loss of HRD1-mediated protein degradation causes amyloid precursor protein accumulation and amyloid-beta generation. J Neurosci 30: 3924-3932. https://doi.org/10.1523/JNEUROSCI.2422-09.2010
    [6] Omura T, Kaneko M, Okuma Y, et al. (2013) Endoplasmic reticulum stress and Parkinson's disease: the role of HRD1 in averting apoptosis in neurodegenerative disease. Oxid Med Cell Longev 2013: 239854. https://doi.org/10.1155/2013/239854
    [7] Yoneyama M, Kawada K, Gotoh Y, et al. (2010) Endogenous reactive oxygen species are essential for proliferation of neural stem/progenitor cells. Neurochem Int 56: 740-746. https://doi.org/10.1016/j.neuint.2009.11.018
    [8] Yoneyama M, Kawada K, Shiba T, et al. (2011) Endogenous nitric oxide generation linked to ryanodine receptors activates cyclic GMP/protein kinase G pathway for cell proliferation of neural stem/progenitor cells derived from embryonic hippocampus. J Pharmacol Sci 115: 182-195. https://doi.org/10.1254/jphs.10290FP
    [9] Ozcan U, Cao Q, Yilmaz E, et al. (2004) Endoplasmic reticulum stress links obesity, insulin action, and type 2 diabetes. Science 306: 457-461. https://doi.org/10.1126/science.1103160
    [10] Kawada K, Mimori S, Okuma Y, et al. (2018) Involvement of endoplasmic reticulum stress and neurite outgrowth in the model mice of autism spectrum disorder. Neurochem Int 119: 115-119. https://doi.org/10.1016/j.neuint.2017.07.004
    [11] Peça J, Feliciano C, Ting JT, et al. (2011) Shank3 mutant mice display autistic-like behaviours and striatal dysfunction. Nature 472: 437-442. https://doi.org/10.1038/nature09965
    [12] Pajarillo E, Rizor A, Lee J, et al. (2019) The role of astrocytic glutamate transporters GLT-1 and GLAST in neurological disorders: potential targets for neurotherapeutics. Neuropharmacology 161: 107559. https://doi.org/10.1016/j.neuropharm.2019.03.002
    [13] Kawada K, Iekumo T, Saito R, et al. (2014) Aberrant neuronal differentiation and inhibition of dendrite outgrowth resulting from endoplasmic reticulum stress. J Neurosci Res 92: 1122-1133. https://doi.org/10.1002/jnr.23389
    [14] Guzmán Mendoza NA, Homma K, Osada H, et al. (2021) Neuroprotective Effect of 4-Phenylbutyric Acid against Photo-Stress in the Retina. Antioxidants (Basel) 10: 1147. https://10.3390/antiox10071147
    [15] Mimori S, Okuma Y, Kaneko M, et al. (2012) Protective effects of 4-phenylbutyrate derivatives on the neuronal cell death and endoplasmic reticulum stress. Biol Pharm Bull 35: 84-90. https://doi.org/10.1248/bpb.35.84
    [16] Feillet F, Leonard JV (1998) Alternative pathway therapy for urea cycle disorders. J Inherit Metab Dis 21: 101-111. https://doi.org/10.1023/A:1005365825875
    [17] Wright G, Noiret L, Olde Damink SWM, et al. (2011) Interorgan ammonia metabolism in liver failure: the basis of current and future therapies. Liver Int 31: 163-175. https://doi.org/10.1111/j.1478-3231.2010.02302.x
    [18] Brossmer RH (1975) Patscheke, 2-phenylethanol and some of its amphiphilic derivatives as inhibitors of platelet aggregation. Structure-activity relationship. Arzneimittelforschung 25: 1697-1702.
    [19] Lichter-Konecki U, Diaz GA, Merritt II JL, et al. (2011) Ammonia control in children with urea cycle disorders (UCDs); phase 2 comparison of sodium phenylbutyrate and glycerol phenylbutyrate. Mol Genet Metab 103: 323-329. https://doi.org/10.1016/j.ymgme.2011.04.013
    [20] Miller CP, Singh MM, Rivera-Del Valle N, et al. (2011) Therapeutic strategies to enhance the anticancer efficacy of histone deacetylase inhibitors. J Biomed Biotechnol 2011: 514261. https://doi.org/10.1155/2011/514261
    [21] Basseri S, Lhoták Š, Sharma AM, et al. (2009) The chemical chaperone 4-phenylbutyrate inhibits adipogenesis by modulating the unfolded protein response. J Lipid Res 50: 2486-2501. https://doi.org/10.1194/jlr.M900216-JLR200
    [22] Reddy SS, Shruthi K, Joy D, et al. (2019) 4-PBA prevents diabetic muscle atrophy in rats by modulating ER stress response and ubiquitin-proteasome system. Chem Biol Interact 306: 70-77. https://doi.org/10.1016/j.cbi.2019.04.009
    [23] Carvajal-Flores FN, Díaz A, Flores-Gómez GD, et al. (2020) Phenylbutyrate ameliorates prefrontal cortex, hippocampus, and nucleus accumbens neural atrophy as well as synaptophysin and GFAP stress in aging mice. Synapse 74: e22177. https://doi.org/10.1002/syn.22177
    [24] Chiquet M, Nicholls JG (1987) Neurite outgrowth and synapse formation by identified leech neurones in culture. J Exp Biol 132: 191-206. https://doi.org/10.1242/jeb.132.1.191
    [25] Kataoka S, Takuma K, Hara Y, et al. (2013) Autism-like behaviours with transient histone hyperacetylation in mice treated prenatally with valproic acid. Int J Neuropsychopharmacol 16: 91-103. https://doi.org/10.1017/S1461145711001714
    [26] Halilovic M, Marx-Blümel L, Marx C, et al. (2023) Assessment of HDAC Inhibitor-Induced Endoplasmic Reticulum (ER) Stress. HDAC/HAT Function Assessment and Inhibitor Development . New York, NY: Methods in Molecular Biology, Humana. https://doi.org/10.1007/978-1-0716-2788-4_17
    [27] Kawada K, Kaneko M, Nomura Y, et al. (2011) Expression of the ubiquitin ligase HRD1 in neural stem/progenitor cells of the adult mouse brain. J Pharmacol Sci 117: 208-212. https://doi.org/10.1254/jphs.11120sc
    [28] Ryu YK, Park HY, Go J, et al. (2021) Sodium phenylbutyrate reduces repetitive self-grooming behavior and rescues social and cognitive deficits in mouse models of autism. Psychopharmacology (Berl) 238: 1833-1845. https://doi.org/10.1007/s00213-021-05812-z
    [29] Mimori S, Ohtaka H, Koshikawa Y, et al. (2013) 4-phenylbutyric acid protects against neuronal cell death by primarily acting as a chemical chaperone rather than histone deacetylase inhibitor. Bioorg Med Chem Lett 23: 6015-6018. https://doi.org/10.1016/j.bmcl.2013.08.001
    [30] Puelles L, Rubenstein JLR (2003) Forebrain gene expression domains and the evolving prosomeric model. Trends Neurosci 26: 469-476. https://10.1016/S0166-2236(03)00234-0
    [31] Stenman J, Yu RT, Evans RM, et al. (2003) Tlx and Pax6 co-operate genetically to establish the pallio-subpallial boundary in the embryonic mouse telencephalon. Development 130: 1113-1122. https://doi.org/10.1242/dev.00328
    [32] Molyneaux BJ, Arlotta P, Menezes JR, et al. (2007) Neuronal subtype specification in the cerebral cortex. Nat Rev Neurosci 8: 427-437. https://doi.org/10.1038/nrn2151
    [33] Zhu G, Lee AS (2015) Role of the unfolded protein response, GRP78 and GRP94 in organ homeostasis. J Cell Physiol 230: 1413-1420. https://doi.org/10.1002/jcp.24923
    [34] Yakowlev PI, Lecours AR (1967) The Myelo-genic Cycles of Regional Maturation of the Brain in Early Life. Reg Dev Brain Early Life 1967: 3-70.
    [35] Murayama C, Iwabuchi T, Kato Y, et al. (2022) Extrastriatal dopamine D2/3 receptor binding, functional connectivity, and autism socio-communicational deficits: a PET and fMRI study. Mol Psychiatry 27: 2106-2113. https://doi.org/10.1038/s41380-022-01464-3
    [36] Fujima S, Yamaga R, Minami H, et al. (2021) CAPS2 deficiency impairs the release of the social peptide oxytocin, as well as oxytocin-associated social behavior. J Neurosci 41: 4524-4535. https://doi.org/10.1523/JNEUROSCI.3240-20.2021
    [37] Ehlers MD (2003) Activity level controls postsynaptic composition and signaling via the ubiquitin-proteasome system. Nat Neurosci 6: 231-242. https://doi.org/10.1038/nn1013
    [38] Shin S M, Zhang N, Hansen J, et al. (2012) GKAP orchestrates activity-dependent postsynaptic protein remodeling and homeostatic scaling. Nat Neurosci 15: 1655-1666. https://doi.org/10.1038/nn.3259
    [39] Halbedl S, Schoen M, Feiler MS, et al. (2016) Shank3 is localized in axons and presynaptic specializations of developing hippocampal neurons and involved in the modulation of NMDA receptor levels at axon terminals. J Neurochem 137: 26-32. https://doi.org/10.1111/jnc.13523
    [40] Fujita E, Dai H, Tanabe Y, et al. (2010) Autism spectrum disorder is related to endoplasmic reticulum stress induced by mutations in the synaptic cell adhesion molecule, CADM1. Cell Death Dis 1: e47. https://doi.org/10.1038/cddis.2010.23
    [41] Ito A, Hagiyama M, Mimura T, et al. (2008) Expression of cell adhesion molecule 1 in malignant pleural mesothelioma as a cause of efficient adhesion and growth on mesothelium. Lab Invest 88: 504-514. https://doi.org/10.1038/labinvest.2008.15
    [42] Gargus JJ (2025) Genetic Dissection of Energy Deficiency in Autism Spectrum Disorder. Genes (Basel) 16: 923. https://doi.org/10.3390/genes16080923
  • Reader Comments
  • © 2026 the Author(s), licensee AIMS Press. This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0)
通讯作者: 陈斌, bchen63@163.com
  • 1. 

    沈阳化工大学材料科学与工程学院 沈阳 110142

  1. 本站搜索
  2. 百度学术搜索
  3. 万方数据库搜索
  4. CNKI搜索

Metrics

Article views(117) PDF downloads(10) Cited by(0)

Article outline

Figures and Tables

Figures(7)

/

DownLoad:  Full-Size Img  PowerPoint
Return
Return

Catalog