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Low temperature selective catalytic reduction of NOx with NH3 over Mn-based catalyst: A review

  • The removals of NOx by catalytic technology at low temperatures (100–300 °C) for industrial flue gas treatment have received increasing attention. However, the development of low temperature catalysts for selective catalytic reduction (SCR) of NOx with ammonia is still a challenge especially in the presence of SO2. The current status of using Mn-based catalysts for low temperature SCR of NOx with ammonia (NH3-SCR) is reviewed. Reaction mechanisms and effects of operating factors on low temperature NH3-SCR are addressed, and the SCR efficiencies of Mn-based metal oxides with and without SO2 poisoning have also been discussed with different supports and co-metals. The key factors for enhancing low temperature NH3-SCR efficiency and SO2 resistance with Mn-based catalysts are identified to be (1) high specific surface area; (2) high surface acidity; (3) oxidation states of manganese; (4) well dispersion of manganese oxide metals; (5) more surface adsorbed oxygen; (6) more absorbed NO3 on the catalyst surface; (7) easier decomposition of ammonium sulfates. Moreover, the regenerative methods such as water washing, acid and/or alkali washing and heat treatment to the poisoned catalysts could help to recover the low temperature SCR efficiency to its initial level.

    Citation: TsungYu Lee, Hsunling Bai. Low temperature selective catalytic reduction of NOx with NH3 over Mn-based catalyst: A review[J]. AIMS Environmental Science, 2016, 3(2): 261-289. doi: 10.3934/environsci.2016.2.261

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  • The removals of NOx by catalytic technology at low temperatures (100–300 °C) for industrial flue gas treatment have received increasing attention. However, the development of low temperature catalysts for selective catalytic reduction (SCR) of NOx with ammonia is still a challenge especially in the presence of SO2. The current status of using Mn-based catalysts for low temperature SCR of NOx with ammonia (NH3-SCR) is reviewed. Reaction mechanisms and effects of operating factors on low temperature NH3-SCR are addressed, and the SCR efficiencies of Mn-based metal oxides with and without SO2 poisoning have also been discussed with different supports and co-metals. The key factors for enhancing low temperature NH3-SCR efficiency and SO2 resistance with Mn-based catalysts are identified to be (1) high specific surface area; (2) high surface acidity; (3) oxidation states of manganese; (4) well dispersion of manganese oxide metals; (5) more surface adsorbed oxygen; (6) more absorbed NO3 on the catalyst surface; (7) easier decomposition of ammonium sulfates. Moreover, the regenerative methods such as water washing, acid and/or alkali washing and heat treatment to the poisoned catalysts could help to recover the low temperature SCR efficiency to its initial level.


    In recent years, the distributed consensus problem in the MASs has been widely studied by many scholars. Remarkably, leader-following consensus control, which is intend to design a control protocol according to local communication so that all followers can track the trajectory of the leader, has been applied to many engineering fields, such as robotic manipulators [1] and grid-connected microgrids [2]. Considering the existence of uncertainties, a large number of adaptive consensus tracking control strategies based on backstepping method have been proposed in [3,4,5,6]. Note that the results of the above studies have a common problem, that is, the "explosion of complexity" problem caused by repeated differentiations of the virtual control signals. To tackle this problem, command filter-based backstepping method was proposed in [7]. In line with this method, many excellent research results have been presented in [8,9,10]. For example, in [10], a novel adaptive command filter backstepping control scheme was advanced, and it was proved that asymptotic tracking could be achieved by a Lyapunov stability analysis. In addition, with regard to stability issues, various types of Lyapunov functions have been offered in [11,12,13,14] to analyze the stability and synchronization control. However, the above results mainly discuss stability in infinite time. In many industrial engineering fields, to improve convergence rate and convergence time, systems are required to achieve stable performance and tracking performance in finite time. Based on this, numerous finite time consensus tracking schemes were developed in [15,16,17,18,19,20,21,22]. Nevertheless, actuators of all agents mentioned above are required to operate healthily.

    As is known to all, actuator failures often occur during the operation of many practical systems, which can lead to system performance degradation, or may bring adverse impact on the industrial production. In response to this, researchers have focused on fault-tolerant control to compensate the influence caused by actuator faults, see [23,24,25,26,27,28,29]. However, the residual fault control rates in the aforementioned literatures were always constants. There is a more practical class of faults composed of time-varying actuation efficiency and time-varying uncontrolled additional faults. In order to deal with such actuator faults, many research results have been presented in [30,31,32,33,34,35,36,37]. For example, in [34], by introducing some integrable auxiliary signals and a new contradiction argument, an adaptive consensus tracking control scheme was given for MASs with time-varying actuator faults. Unfortunately, the control signals of above-mentioned results are needed to have continuous transmission to actuators, which inevitably results in a waste of resources.

    Recently, so as to utilize communication resources more effectively and reduce computational expenses, event-triggered control (ETC) has been investigated and has received attention increasingly. Different from the schemes based on event-triggered mechanism (ETM) in [38,39,40,41,42,43,44,45,46,47,49,50] where the threshold parameters were all fixed constants, DETC schemes with the help of adaptive backstepping method were developed in [48,51,52,53,54], and the threshold parameters were required to be adjusted dynamically. Furthermore, in [55], based on DETM, two intermittent control protocols were introduced depending on whether combined measurement or single measurement was used, which could diminish the update frequency of control protocol in the nonlinear MASs. However, to our knowledge, there are few research results on dynamic event-triggered adaptive finite-time consensus tracking for high-order nonlinear MASs with time-varying actuator faults, which motivates our study.

    Inspired by the above mentioned results, this paper will study the problem of adaptive finite-time leader-following consensus via DETC for MASs with time-varying actuator faults. The main contributions are as follows:

    1) Unlike the previous results in [27,28,29], the time-varying actuator faults are studied in this paper. An adaptive leader-following tracking control strategy is presented, which makes consensus errors converge to a small neighborhood of the origin in finite time.

    2) To reduce the computational burden, command filter and compensating mechanism are introduced. Besides, different from the schemes based on ETM proposed in [38,39,40,41,42,43,44,45], DETC is proposed. The dynamic event-triggered controller with larger triggering time interval is designed for each follower, which greatly saves communication resources while successfully compensating for actuator efficiency.

    Notation

    Table 1.  The connotation of symbols.
    Symbol Connotation
    $ R $ the set of real numbers
    $ R^r $ the real $ r $-dimensional space
    diag{$ \cdot $} diagonal matrix
    $ A $ $ \otimes $ $ B $ Kronecker product of matrices $ A $ and $ B $
    $ |\cdot| $ absolute value
    $ x_{i, q} $, $ g_{i, q} $ $ x_{i, q}(t) $, $ g_{i, q}(\cdot) $

     | Show Table
    DownLoad: CSV

    Consider a class of nonstrict-feedback nonlinear MASs, whose dynamics can be described by

    $ {˙xi,q=xi,q+1+gi,q(xi),  q=1,2,,n1˙xi,n=ui+gi,n(xi),yi=xi,1,  i=1,2,,N $ (2.1)

    where $ x_{i} = [x_{i, 1}, x_{i, 2}, \ldots, x_{i, n}]^{T}\in R^{n} $ represents the $ i $th follower's state, $ u_i\in R $ and $ y_i\in R $ denote the system input and output, respectively. $ g_{i, q}(x_{i})\ (q = 1, 2, \ldots, n) $ are uncertain smooth nonlinear functions satisfying $ g_{i, q}(0) = 0 $. The actuators of $ N $ followers may suffer from failures, which can be modeled as

    $ ui(t)=ϱi(t)ˉui(t)+˘ui(t),  i=1,2,,N, $ (2.2)

    where $ \varrho_{i}(t)\in R $ is an unknown time-varying actuation effectiveness, $ \bar{u}_{i}(t) $ represents a control signal which needs to be designed later and $ \breve{u}_i(t) $ denotes an unknown additive fault.

    Remark 1. In lots of literature on the MASs consensus control [27,28,29], there always exists a normal actuator, that is, $ \varrho_{i}(t) = 1 $, $ \breve{u}_i(t) = 0 $. However, in practical applications, the actuator may be subject to fault. As shown in (2.2), the time-varying actuation effectiveness and additive fault are presented. In other words, the actuator may resume healthy operation or change from one type of fault to another.

    The directed graph $ \mathcal{Y} = (\mathcal{A}, \mathcal{B}) $ is composed of node set $ \mathcal{A} = \{1, 2, \dots, N\} $ and edge set $ \mathcal{B}\subseteq\mathcal{A}\times\mathcal{A} $, which is used to denote the interaction between $ N $ followers in this study. Define the connectivity matrix as $ \mathcal{L} = [l_{ip}] $, namely, $ l_{ip} = 1 $ in case of having a directed edge from $ p $ to $ i $ ($ (p, i)\in \mathcal{B} $), $ l_{ip} = 0 $ otherwise. Besides, it is required that $ l_{ii} = 0 $. The neighbors set of node $ i $ is expressed as $ \mathcal{M}_i = \{p|(p, i)\in \mathcal{B}\} $. $ \mathcal{K} = diag\{k_1, k_2, \dots, k_N\} $ is an in-degree matrix with $ k_i = \sum_{p\in\mathcal{M}_i}l_{ip} $. Denote the Laplacian matrix as $ \mathcal{C} = \mathcal{K}-\mathcal{L} $. Define the pinning matrix $ \mathcal{W} = diag\{w_1, w_2, \dots, w_N\} $, and $ w_i = 1 $ indicates there is a directed edge from the leader indexed by $ 0 $ to the $ i $th follower, $ w_i = 0 $ otherwise. And the augmented graph $ \bar{\mathcal{Y}} $ can be obtained, which is composed of $ \mathcal{Y} $ and edges between some followers and the leader. Additionally, we can get the matrix $ \mathcal{D} = \mathcal{C}+\mathcal{W} $.

    Control objective: This study is to design an event-triggered controller for every follower with actuator faults, so that $ y_i $ can track the output of leader $ y_d $ where possible in finite time, and can successfully avoid Zeno phenomenon. To achieve the control objective, some preparatory knowledge will be given in the following.

    Assumption 1. [15] The fixed directed graph $ \bar{\mathcal{Y}} $ includes a spanning tree with the leader as a root.

    Assumption 2. The output $ y_d $ and $ \dot{y}_d $ are continuous, known and bounded functions.

    Assumption 3. [31] $ \varrho_i(t) $ and $ \breve{u}_i(t) $ are bounded for $ i = 1, 2, \dots, N $, namely, there exist constants $ \varrho_{imin} > 0 $ and $ \breve{u}_{imax} > 0 $, such that $ \varrho_{imin}\leq\varrho_i(t)\leq1 $ and $ |\breve{u}_i(t)|\leq \breve{u}_{imax} $.

    Remark 2. Compared with [5], the condition required for the leader's trajectory signal $ y_d $ is relaxed in Assumption 2. In other words, it is not required that $ y_d $ and its derivatives up to the $ n $-th order are bounded and continuous.

    Remark 3. Assumption 3 indicates that the actuator has a limited actuation effectiveness. Furthermore, the existence of $ \varrho_{imin} $ implies the exclusion of cases where $ \varrho_i(t) = 0 $ and $ \varrho_i $(t) tends to 0. In other words, the $ i $th follower can be affected by $ \bar{u}_i(t) $. Besides, it is required that $ \varrho_i(t) $ and $ \breve{u}_i(t) $ are bounded, which can contribute to compensating the actuator fault in the following control design.

    Lemma 1. [40] Define that $ \bar{g}(Z) $ is any continuous function over the compact set $ \Xi $ and $ \varepsilon > 0 $, then there is always a radial basis function neural network (RBFNN) $ \Phi^{\ast^T} S(Z) $ such that

    $ supZΞ|ˉg(Z)ΦTS(Z)|ε,  ZΞRr, $ (2.3)

    where $ \Phi^\ast = [\Phi_1^\ast, \Phi_2^\ast, \dots, \Phi_l^\ast]^T\in R^l $ with node number $ l > 1 $ represents the weight vector, and $ S(Z) = [s_1(Z), s_2(Z), \dots, s_l(Z)]^T $. $ s_j(Z) = \exp[\frac{-(Z-\vartheta_j)^T(Z-\vartheta_j)}{\hbar^2}](j = 1, 2, \dots, l) $ are Gaussian functions with the center of receptive field $ \vartheta_j = [\vartheta_{j1}, \dots, \vartheta_{jr}]^T $ and $ \hbar $ being the width of $ s_j(Z) $. Besides, the ideal constant weight is denoted as $ \Phi = \arg \min\big\{\sup_{Z\in\Xi}\big|\bar{g}(Z)-\Phi^{*^T} S(Z)\big|\big\} $.

    Lemma 2. [40] Suppose $ \breve{\epsilon}_k = [\epsilon_1, \epsilon_2, \dots, \epsilon_k]^T $, where $ k $ is a positive integer. Let $ S(\breve{\epsilon}_k) = [s_1(\breve{\epsilon}_k), s_2(\breve{\epsilon}_k), \dots, s_k(\breve{\epsilon}_k)]^T $ be the RBF vector. Then, for positive integers $ m\leq n $, one has

    $ ST(˘ϵn)S(˘ϵn)ST(˘ϵm)S(˘ϵm). $ (2.4)

    Lemma 3. [44] The inequality $ 0\leq|\mu_1|-\mu_1\tanh\left(\frac{\mu_1}{\sigma_1}\right)\leq 0.2785\sigma_1 $ holds for any $ \sigma_1 > 0, \mu_1\in R $.

    Lemma 4. [31] Let $ \delta_1, \delta_2, \dots, \delta_n\in R $, $ 0 < a < 1 $, then the following inequality holds

    $ (ni=1|δi|)ani=1|δi|an1a(ni=1|δi|)a. $ (2.5)

    Lemma 5. [16,29] For the system $ \dot{x} = f(x, u) $, if there exist constants $ \lambda $, $ \xi > 0 $, $ \pi\in(0, \infty) $, $ a\in(0, 1), $ $ h\in(0, 1) $ and a continuous function $ V(x) $, such that

    $ β1(x)V(x)β2(x),˙V(x)λV(x)ξVa(x)+π, $

    where $ \beta_1(.) $ and $ \beta_2(.) $ are $ K_\infty $-functions, then it is said that the system is practical finite-time stability. Besides, the settling time $ T $ satisfies

    $ T1(1a)λlnλV1a(x0)+hξλ(π(1h)ξ)1aa+hξ. $ (2.6)

    In this section, an event-triggered adaptive finite-time control scheme is proposed by backstepping method for system (2.1) subjected to actuator faults. To avoid "explosion of complexity" problem in the process of backstepping design, the first order command filter and compensating mechanism are introduced. The design framework is as follows.

    First, define the tracking error and transformation of coordinates as

    $ ςi,1=pMilip(yiyp)+ωi(yiyd), $ (3.1)
    $ ςi,q=xi,qˇαi,q, $ (3.2)

    where $ q = 2, \ldots, n $. $ \check{\alpha}_{i, q} $ is the output signal of command filter, given by

    $ ψi,q˙ˇαi,q+ˇαi,q=αi,q1, ˇαi,q(0)=αi,q1(0), $

    where $ \alpha_{i, q-1} $ is as the input signal and $ \psi_{i, q} $ is a positive parameter. To deal with the impact of the unachieved portion $ (\check{\alpha}_{i, q}-\alpha_{i, q-1}) $ caused by the command filter, the compensating signals $ \eta_{i, q}\ (q = 1, 2, \dots, n) $ are introduced as

    $ ˙ηi,1=λi,1ηi,1+(ki+ωi)ηi,2+(ki+ωi)(ˇαi,2αi,1)di,1sgn(ηi,1), $ (3.3)
    $ ˙ηi,q=λi,qηi,q+ηi,q+1+(ˇαi,q+1αi,q)di,qsgn(ηi,q)4ηi,q,  q=2,3,,n1, $ (3.4)
    $ ˙ηi,n=λi,nηi,ndi,nsgn(ηi,n)14ηi,n, $ (3.5)

    where $ \lambda_{i, q} $, $ d_{i, q} $ are positive parameters, and $ \eta_{i, q}(0) = 0 $. Then, define the compensated tracking errors as $ \chi_{i, q} = \varsigma_{i, q}-\eta_{i, q} $.

    In order to develop the following backstepping design process smoothly, we define the constant $ \theta_i = \max\{\|\Phi_{i, q}\|^2, q = 1, 2, \dots, n\} $, $ i = 1, 2, \dots, N $. Obviously, $ \theta_i $ is an unknown constant because $ \|\Phi_{i, q}\| $ are unknown. Let $ \hat{\theta}_i $ be an estimation of $ \theta_i $, and the corresponding estimation error is defined as $ \tilde{\theta}_i = \theta_i-\hat{\theta}_i $.

    Next, the design procedure will be described detailedly based on backstepping method.

    Step 1: From (2.1) and (3.1), we can get that the derivative of $ \chi_{i, 1} $ is

    $ ˙χi,1=(ki+ωi)(ςi,2+ˇαi,2+gi,1)pMilip(xp,2+gp,1)ωi˙yd˙ηi,1. $ (3.6)

    Construct the candidate Lyapunov function as

    $ Vi,1=χ4i,14+12ρi˜θ2i, $

    where $ \rho_i $ is a positive parameter. Then from (3.6), we have

    $ ˙Vi,1=χ3i,1((ki+ωi)(ςi,2+ˇαi,2+gi,1)pMilip(xp,2+gp,1)ωi˙yd˙ηi,1)1ρi˜θi˙ˆθi. $

    According to (3.3), one has

    $ ˙Vi,1=χ3i,1((ki+ωi)(χi,2+αi,1)+ˉgi,1(Zi,1)ωi˙yd+λi,1ηi,1+di,1sgn(ηi,1))1ρi˜θi˙ˆθi, $ (3.7)

    where $ \bar{g}_{i, 1}(Z_{i, 1}) = (k_i+\omega_i)g_{i, 1}-\sum\limits_{p\in \mathcal{M}_i}l_{ip}(x_{p, 2}+g_{p, 1}) $ with $ Z_{i, 1} = [x^T_i, x^T_p]^T $. In view of Lemma 1, by using RBFNNs to approximate function $ \bar{g}_{i, 1}(Z_{i, 1}) $, namely,

    $ ˉgi,1(Zi,1)=ΦTi,1Si,1(Zi,1)+εi,1(Zi,1),|εi,1(Zi,1)|ˉεi,1, $ (3.8)

    where $ \varepsilon_{i, 1}(Z_{i, 1}) $ denotes the approximation error and $ \bar{\varepsilon}_{i, 1} > 0 $. Through employing Young's inequality and Lemma 2, one can obtain that

    $ χ3i,1ˉgi,1(Zi,1)θi2b2i,1χ6i,1STi,1Si,1+b2i,12+34χ4i,1+ˉε4i,14, $ (3.9)
    $ χ3i,1di,1sgn(ηi,1)χ6i,12+d2i,12, $ (3.10)

    where $ S_{i, 1} = S_{i, 1}(\bar{Z}_{i, 1}) $ with $ \bar{Z}_{i, 1} = [x_{i, 1}, x_{p, 1}]^T $ and $ b_{i, 1} > 0 $ is a parameter to be designed. Then, substituting (3.9) and (3.10) into (3.7), we have

    $ ˙Vi,1χ3i,1((ki+ωi)(χi,2+αi,1)ωi˙yd+λi,1ηi,1)1ρi˜θi˙ˆθi+34χ4i,1+χ6i,12+θi2b2i,1χ6i,1STi,1Si,1+b2i,12+ˉε4i,14+d2i,12. $ (3.11)

    The virtual controller is devised as

    $ αi,1=1ki+ωi(λi,1ςi,1χ3i,12χ3i,1ˆθiSTi,1Si,12b2i,1ξi,1+ωi˙yd34(1+ki+ωi)χi,1), $ (3.12)

    where $ \xi_{i, 1} > 0 $ is a design parameter. It follows from (3.12) and Young's inequality that

    $ ˙Vi,1λi,1χ4i,1ξi,1χ3i,1+(ki+ωi)χ3i,1χi,2+˜θiρi(ρiχ6i,1STi,1Si,12b2i,1˙ˆθi)34(ki+ωi)χ4i,1+b2i,12+ˉε4i,14+d2i,12λi,1χ4i,1ξi,1χ3i,1+14(ki+ωi)χ4i,2+˜θiρi(ρiχ6i,1STi,1Si,12b2i,1˙ˆθi)+b2i,12+ˉε4i,14+d2i,12. $

    Step q $ (q = 2, 3, \dots, n-1): $ According to (3.2), one has

    $ ˙χi,q=ςi,q+1+ˇαi,q+1+gi,q˙ˇαi,q˙ηi,q. $ (3.13)

    Choose the following candidate Lyapunov function as

    $ Vi,q=Vi,q1+14χ4i,q, $

    then we can derive that

    $ ˙Vi,q=˙Vi,q1+χ3i,q(χi,q+1+αi,q+ˉgi,q(Zi,q)˙ˇαi,q+λi,qηi,q+di,qsgn(ηi,q)+4ηi,q), $ (3.14)

    where $ \bar{g}_{i, q}(Z_{i, q}) = g_{i, q} $. Similarly, it is obtained from Lemma 1 that

    $ ˉgi,q(Zi,q)=ΦTi,qSi,q(Zi,q)+εi,q(Zi,q),|εi,q(Zi,q)|ˉεi,q, $ (3.15)

    where $ \varepsilon_{i, q}(Z_{i, q}) $ is the approximation error and $ \bar{\varepsilon}_{i, q} > 0 $. It follows from Young's inequality and Lemma 2 that

    $ χ3i,qˉgi,q(Zi,q)θi2b2i,qχ6i,qSTi,qSi,q+b2i,q2+34χ4i,q+ˉε4i,q4, $ (3.16)
    $ χ3i,qdi,qsgn(ηi,q)χ6i,q2+d2i,q2, $ (3.17)

    where $ S_{i, p} = S_{i, p}(\bar{Z}_{i, p}) $ with $ \bar{Z}_{i, p} = [x_{i, 1}, x_{i, 2}, \dots, x_{i, p}]^T $ and $ b_{i, p} > 0 $ is a parameter. By plugging (3.16) and (3.17) into (3.14), one can obtain that

    $ ˙Vi,q˙Vi,q1+χ3i,q(χi,q+1+αi,q˙ˇαi,q+λi,qηi,q+4ηi,q)+θi2b2i,qχ6i,qSTi,qSi,q+34χ4i,q+χ6i,q2+b2i,q2+ˉε4i,q4+d2i,q2. $

    Then the virtual controller $ \alpha_{i, q} $ can be constructed as

    $ αi,q=λi,qςi,qχ3i,q2χ3i,qˆθiSTi,qSi,q2b2i,qξi,q32χi,qςi,q4+˙ˇαi,q, $ (3.18)

    where $ \xi_{i, q} $ is a positive parameter to be designed. Using Young's inequality, we have

    $ ˙Vi,qqv=1λi,vχ4i,vqv=1ξi,vχ3i,v+14χ4i,q+1+˜θiρi(qv=1ρiχ6i,vSTi,vSi,v2b2i,v˙ˆθi)+qv=1(b2i,v2+ˉε4i,v4+d2i,v2). $

    Step n: In the last step, we will design the event-triggered controller based on actuator failures. The DETM is considered as follows:

    $ ˉui(t)=ϖi(tiι),t[tiι,tiι+1), $ (3.19)
    $ tiι+1=inf{tR| |zi(t)|γi(t)|ˉui(t)|+Δi}, $ (3.20)
    $ ˙γi(t)=βiγ2i(t), $ (3.21)

    where $ \varpi_i(t) $ is the control signal to be designed next, $ t^i_\iota $ denotes the update time, $ z_i(t) = \varpi_i(t)-\bar{u}_i(t) $ is the measurement error, $ \Delta_i > 0 $ and $ \beta_i > 0 $ are parameters. Moreover, it can be seen that $ \forall \gamma_i(0)\in (0, 1) $, we have $ \gamma_i(t)\in (0, 1) $. According to (3.20), we can obtain that $ \forall t\in[t^i_\iota, t^i_{\iota+1}) $, $ |z_i(t)|\leq\gamma_i(t)|\bar{u}_i(t)|+\Delta_i $, then it is concluded that $ \varpi_i(t) = \big(1+\zeta_{i, 1}(t)\gamma_i(t)\big)\bar{u}_i(t)+\zeta_{i, 2}(t)\Delta_i $ with $ |\zeta_{i, 1}(t)|\leq 1 $ and $ |\zeta_{i, 2}(t)|\leq 1 $. Hence, $ \bar{u}_i(t) $ can be expressed as

    $ ˉui(t)=ϖi(t)1+ζi,1(t)γi(t)ζi,2(t)Δi1+ζi,1(t)γi(t). $ (3.22)

    According to (3.2), one has

    $ ˙χi,n=ϱi(t)ˉui+˘ui+gi,n˙ˇαi,n˙ηi,n. $ (3.23)

    Define the Lyapunov function candidate as

    $ Vi,n=Vi,n1+14χ4i,n. $

    From (3.5), one has

    $ ˙Vi,n=˙Vi,n1+χ3i,n(ϱi(t)ˉui+˘ui+ˉgi,n(Zi,n)˙ˇαi,n+λi,nηi,n+di,nsgn(ηi,n)+14ηi,n), $ (3.24)

    where $ \bar{g}_{i, n}(Z_{i, n}) = g_{i, n} $. And we can get from the similar process (3.15) that

    $ ˉgi,n(Zi,n)=ΦTi,nSi,n(Zi,n)+εi,n(Zi,n),|εi,n(Zi,n)|ˉεi,n, $ (3.25)

    where $ \varepsilon_{i, n}(Z_{i, n}) $ represents the approximation error and $ \bar{\varepsilon}_{i, n} > 0 $. From Young's inequality and Assumption 3, it can be derived that

    $ χ3i,n˘ui34χ4i,n+14˘u4imax, $ (3.26)
    $ χ3i,nˉgi,n(Zi,n)θi2b2i,nχ6i,nSTi,nSi,n+b2i,n2+34χ4i,n+ˉε4i,n4, $ (3.27)
    $ χ3i,ndi,nsgn(ηi,n)χ6i,n2+d2i,n2, $ (3.28)

    where $ S_{i, n} = S_{i, n}(\bar{Z}_{i, n}) $ with $ \bar{Z}_{i, n} = Z_{i, n} $ and the design parameter $ b_{i, n} > 0 $. By substituting (3.22) and (3.26)–(3.28) into (3.24) yields

    $ ˙Vi,n˙Vi,n1+χ3i,n(ϱi(t)(ϖi(t)1+ζi,1(t)γi(t)ζi,2(t)Δi1+ζi,1(t)γi(t))˙ˇαi,n+λi,nηi,n+14ηi,n)+32χ4i,n+θi2b2i,nχ6i,nSTi,nSi,n+χ6i,n2+14˘u4imax+b2i,n2+ˉε4i,n4+d2i,n2nv=1λi,vχ4i,vnv=1ξi,vχ3i,v+˜θiρi(nv=1ρiχ6i,vSTi,vSi,v2b2i,v˙ˆθi)+nv=1(b2i,v2+ˉε4i,v4+d2i,v2+14˘u4imax)+χ3i,nϱi(t)(ϖi(t)1+ζi,1(t)γi(t)ζi,2(t)Δi1+ζi,1(t)γi(t))+ϱimin|χ3i,nαi,n|, $ (3.29)

    where $ \alpha_{i, n} = \frac{1}{\varrho_{imin}}\left(-\lambda_{i, n}\varsigma_{i, n}-\frac{\chi^3_{i, n}}{2}-\frac{\chi^3_{i, n}\hat{\theta}_{i}S^{T}_{i, n}S_{i, n}}{2b^2_{i, n}}-\xi_{i, n}-\frac{3}{2}\chi_{i, n}-\frac{\varsigma_{i, n}}{4}+\dot{\check{\alpha}}_{i, n} \right) $ and $ \xi_{i, n} > 0 $ is a parameter. The event-triggered controller $ \varpi_i(t) $ and the adaptive law $ \hat{\theta}_i $ are devised in the following:

    $ ϖi(t)=(1+γi(t))(αi,ntanhχ3i,nαi,nσi+ˉoitanhχ3i,nˉoiσi), $ (3.30)
    $ ˙ˆθi=nv=1ρiχ6i,vSTi,vSi,v2b2i,vΛiˆθi, $ (3.31)

    where $ \bar{o}_i > 0 $ and $ \varrho_{imin}\bar{o}_i > \frac{\Delta_i}{1-\gamma_i} $. Owing to $ 0 < \varrho_{imin}\leq\varrho_i(t)\leq1 $, $ |\zeta_{i, 1}(t)|\leq 1 $, $ |\zeta_{i, 2}(t)|\leq 1 $ and $ x \tanh x\geq0 $, we can get that

    $ ϱi(t)χ3i,nϖi(t)1+ζi,1(t)γi(t)ϱiminχ3i,nαi,ntanhχ3i,nαi,nσiϱiminχ3i,nˉoitanhχ3i,nˉoiσi, $ (3.32)
    $ ϱi(t)χ3i,nζi,2(t)Δi1+ζi,1(t)γi(t)|χ3i,nΔi1γi|. $ (3.33)

    According to (3.29)–(3.33) and Lemma 3, one has

    $ ˙Vi,nnv=1λi,vχ4i,vnv=1ξi,vχ3i,v+Λiρi˜θiˆθi+nv=1(b2i,v2+ˉε4i,v4+d2i,v2+14˘u4imax)+0.557ϱiminσi. $ (3.34)

    Remark 4. As shown in (3.19)–(3.21), one of the characteristics of DETC is that the threshold parameter $ \gamma_i(t) $ can be dynamically adjusted. If supposing $ \gamma_i(0) = 0 $, $ \Delta_i\neq0 $ and $ \beta_i = 0 $, (3.21) changes into $ t^i_{\iota+1} = \inf\left\{t\in R \big|\ |z_i(t)|\geq\Delta_i\right\} $, which is the classical sample-data control. Moreover, if setting $ \gamma_i(0)\neq0 $, $ \Delta_i\neq0 $ and $ \beta_i = 0 $, the proposed DETC becomes the static event-triggered control. Therefore, by comparison, DETC is more flexible. Besides, DETC has a larger average triggering time interval and fewer communication times, which can contribute to reducing the update frequency of the controller, saving communication resources and improving the utilization rate of resources.

    Step n+1: For the compensating system, the following Lyapunov function is constructed as

    $ Vi,n+1=14nq=1η4i,q. $

    From (3.3)–(3.5), we have

    $ ˙Vi,n+1=nq=1λi,qη4i,qnq=1di,qsgn(ηi,q)η3i,q+(ki+ωi)η3i,1ηi,2+n1q=2η3i,qηi,q+1n1q=24η4i,q14η4i,n+(ki+ωi)(ˇαi,2αi,1)η3i,1+n1q=2(ˇαi,q+1αi,q)η3i,q. $ (3.35)

    It follows from Young's inequality that

    $ (ki+ωi)η3i,1ηi,234(ki+ωi)η4i,1+14(ki+ωi)η4i,2,η3i,qηi,q+134η4i,q+14η4i,q+1, $

    and from [26], for $ q = 1, 2, \dots, n-1 $, it is gained that $ \|\check{\alpha}_{i, q+1}-\alpha_{i, q}\|\leq\tau_{i, q} $ in the time $ T_{i1} $ where $ \tau_{i, q} $ are positive constants. Hence, (3.35) can be written as

    $ ˙Vi,n+1(λi,134(ki+ωi))η4i,1nq=2(λi,q34)η4i,qnq=1di,q|ηi,q|3+(ki+ωi)τi,1|ηi,1|3+n1q=2τi,q|ηi,q|3λiVi,n+1diV34i,n+1, $ (3.36)

    where $ \lambda_{i} = 4\min\bigg\{\lambda_{i, 1}-\frac{3}{4}(k_{i}+\omega_{i}), \lambda_{i, q}-\frac{3}{4}\bigg\} $, $ d_{i} = 2\sqrt{2}\bigg(\min\{d_{i, q}\}-\max\big\{(k_{i}+\omega_{i})\tau_{i, 1}, \tau_{i, q}\big\}\bigg) $ and $ d_i > 0 $ can be satisfied by choosing suitable parameters. A candidate Lyapunov function is selected as $ V_i = V_{i, n}+V_{i, n+1} $, then from (3.34), we have

    $ ˙Vinv=1ˉλi(14χ4i,v)nv=1ˉξi(14χ4i,q)34λiVi,n+1diV34i,n+1+Λiρi˜θiˆθi+Πi, $ (3.37)

    where $ \bar{\lambda}_{i} = 4\min\{\lambda_{i, v}\} $, $ \bar{\xi}_{i} = 2\sqrt{2}\min\{\xi_{i, v}\} $ and $ \Pi_i = \sum\limits^{n}_{v = 1}\left(\frac{b^2_{i, v}}{2}+\frac{\bar{\varepsilon}^4_{i, v}}{4}+\frac{d^2_{i, v}}{2}+\frac{1}{4}\breve{u}^4_{imax}\right)+0.557\varrho_{imin}\sigma_i $. Choose the whole Lyapunov function candidate as $ V = \sum\limits^{N}_{i = 1}V_i $, then the derivative of $ V $ can be gained that

    $ ˙VNi=1nv=1ˉλi(14χ4i,v)Ni=1nv=1ˉξi(14χ4i,q)34Ni=1λiVi,n+1Ni=1diV34i,n+1+Ni=1Λiρi˜θiˆθi+Ni=1Πi. $ (3.38)

    Theorem 1. Consider the MAS (2.1) with actuator faults (2.2) satisfying Assumption 1–3, if virtual controllers (3.12) and (3.18), actual controller (3.19), adaptive laws (3.31) and the compensating signals (3.3)–(3.5) are designed under event-triggered mechanism (3.20) and (3.21), then it can be guaranteed that 1) all signals in the closed-loop system are bounded; 2) the tracking errors converge into a small neighborhood of the origin in finite time; 3) Zeno behavior is effectively elimitated.

    Proof: We can know from Young's inequality that

    $ Λiρi˜θiˆθiΛi2ρi˜θ2i+Λi2ρiθ2iΛi8ρi˜θ2iΛi(˜θ2i2ρi)34+πi, $ (3.39)

    where $ \pi_i = \frac{\Lambda_i}{4}+\frac{\Lambda_i}{2\rho_i}\theta^2_i $. With the help of Lemma 4 and by substituting (3.39) into (3.38), one has

    $ ˙VNi=1nv=1ˉλi(14χ4i,v)Ni=1Λi8ρi˜θ2iNi=1nv=1ˉξi(14χ4i,q)34Ni=1Λi(˜θ2i2ρi)34λiVi,n+1Ni=1diV34i,n+1+ΠλVξV34+Π, $ (3.40)

    where $ \Pi = \sum\limits^{N}_{i = 1}(\Pi_i+\pi_i) $, $ \lambda = \min\{\bar{\lambda}_{i}, \frac{1}{4}\Lambda_i, \lambda_i\} $ and $ \xi = \min\{\bar{\xi}_{i}, \Lambda_i, d_i\} $, $ i = 1, 2, \dots, n $. It follows from (3.40) that $ \dot{V}\leq-\lambda V+\Pi $, namely, $ V\leq (V(t_0)-\frac{\Pi}{\lambda})e^{-\lambda(t-t_0)}+\frac{\Pi}{\lambda}\leq V(t_0)+\frac{\Pi}{\lambda} $. Therefore, all signals in the closed-loop system remain bounded. According to Lemma 5, we can conclude that $ V\leq (\frac{\Pi}{(1-h)\xi})^\frac{4}{3} $ in a finite time $ T $ for $ h\in (0, 1) $. Thus, it is derived that $ |\varsigma_{i, q}|\leq 2\sqrt{2}\left(\frac{\Pi}{(1-h)\xi}\right)^\frac{1}{3} $. Due to $ \varsigma_1 = \mathcal{D}\big(y-(1_N\otimes y_d)\big) $ with $ \varsigma_1 = [\varsigma_{1, 1}, \varsigma_{2, 1}, \dots, \varsigma_{N, 1}]^T $ and $ y = [y_{1, 1}, y_{2, 1}, \dots, y_{N, 1}]^T $, thus $ |y_i-y_d|\leq \frac{2\sqrt{2}\left(\frac{\Pi}{(1-h)\xi}\right)^\frac{1}{3}}{\mu} $, where $ \mu $ denotes the least singular value of $ \mathcal{D} $. Moreover, $ T $ satisfies

    $ Tmax{Ti,1}+4λlnλV14(t0)+hξλ(Π(1h)ξ)13+hξ. $ (3.41)

    Next, we will demonstrate that Zeno phenomenon can be excluded under the proposed scheme, namely, there exists $ t^i_\star > 0 $, such that $ t^i_{l+1}-t^i_l\geq t^i_\star $ with $ l\in Z^+ $. Owing to $ z_i(t) = \varpi_i(t)-\bar{u}_i(t) $, we have $ \forall t\in[t^i_l, t^i_{l+1}) $,

    $ ddt|zi|=ddtzi×zi=sgn(zi)˙zi|˙ϖi|. $ (3.42)

    Furthermore, it follows from (3.30) that $ \varpi_i $ is differentiable and $ \dot{\varpi}_i $ is a continuous function of bounded signals. Hence, it can be obtained that $ |\dot{\varpi}_i|\leq\varpi^*_i $, where $ \varpi^*_i > 0 $ is a constant. Because of $ z_i(t^i_l) = 0 $ and $ \lim_{t\rightarrow t^i_{l+1}}z_i(t) = \gamma_i|\bar{u}_i(t^i_l)|+\Delta_i $, therefore $ t^i_\star\geq \frac{\gamma_i|\bar{u}_i(t^i_l)|+\Delta_i}{\varpi^*_i} $. In conclusion, the Zeno behavior is prevented.

    In this section, two simulation examples are given to verify the effectiveness of the proposed control scheme.

    Example 1: Consider the following multi-agent system

    $ {˙xi,1=xi,2+gi,1(xi,1,xi,2),˙xi,2=ui+gi,2(xi,1,xi,2),  i=1,2,3,4, $ (4.1)

    where $ g_{1, 1} = 0.05\sin(x_{1, 1}-x_{1, 2}) $, $ g_{1, 2} = 0.01\sin(x_{1, 1})\cos(x_{1, 2}) $, $ g_{2, 1} = 0.01x_{2, 1}\cos(x_{2, 2}) $, $ g_{2, 2} = 0.03\sin\big(0.5(x_{2, 1}-x_{2, 2})\big) $, $ g_{3, 1} = 0.02\exp(-x_{3, 1})\cos(x_{3, 2}) $, $ g_{3, 2} = 0.02\sin\big(0.3(x_{3, 1}-x_{3, 2})\big) $, $ g_{4, 1} = 0.05\exp(-x_{4, 1})\cos(x_{4, 2}) $, $ g_{4, 2} = 0.01\sin(x_{4, 1}-x_{4, 2}) $. The actuator fault models for four followers are defined as

    $ u1=(0.8+0.1cos(0.5t))ˉu1+0.3sint,  u2=(0.7+0.1sin(0.6t))ˉu2+0.3sint,u3=(0.6+0.2sin(0.5t))ˉu3+0.3sint,  u4=(0.5+0.1cos(0.7t))ˉu4+0.3sint. $

    The communication topology of four followers and one leader is shown in Figure 1. And the Laplacian matrix and the pinning matrix can be described as

    $ C=(1010011000000101),W=(0000000000100000). $
    Figure 1.  Communication topology in Example 1.

    Moreover, the output of leader is $ y_d = \sin (0.5t) $. Our control objective is to make the output of each follower $ y_i $ track $ y_d $ in finite time. NNs are used to approximate the unknown nonlinear functions $ \bar{g}_{i, q}(Z_{i, q}) $ $ (i = 1, 2, 3, 4, q = 1, 2) $. $ \Phi^{\ast^T}_{i, q} S_{i, q}(Z_{i, q}) $ contains $ 11 $ nodes, and the centers $ \vartheta_j $ are evenly distributed in $ [-2.5, 2.5] $ with width of $ 2 $. Besides, the initial conditions are selected as $ x(0) = [0.1, 0.1, 0.1, 0.2, 0.2, 0.1, 0.4, 0.3]^T $, $ \gamma(0) = [0.5, 0.5, 0.3, 0.5]^T $, $ \theta(0) = [0.1, 0.2, 0.3, 0.4]^T $, $ \eta_{i, q}(0) = 0 $ and $ \check{\alpha}_{i, 2}(0) = 0 $, $ i = 1, 2, 3, 4 $, $ q = 1, 2 $. To achieve the control objective, the design parameters are chosen as $ \lambda_{i, q} = 15 $, $ b_{i, q} = 10 $, $ \xi_{i, q} = 0.1 $, $ d_{1, q} = d_{2, 1} = 0.25 $, $ d_{2, 2} = d_{3, q} = d_{4, q} = 0.5 $, $ \Lambda_i = 0.6 $, $ \beta_i = 0.5 $, $ \rho_1 = \rho_2 = \rho_4 = 15 $, $ \rho_3 = 10 $, $ \psi_i = 0.05 $, $ \bar{o}_1 = \bar{o}_2 = \bar{o}_3 = 50 $, $ \bar{o}_4 = 60 $, $ \Delta_i = 3 $ and $ \sigma_i = 0.2 $, $ i = 1, 2, 3, 4 $, $ q = 1, 2 $.

    The simulation results under the proposed control strategy are depicted in Figures 27. As shown in Figure 2, each follower's output $ y_i $ can well track the leader's output $ y_d $.

    Figure 2.  The trajectories of $ y_i (i = 1, 2, 3, 4) $ and $ y_d $ in Example 1.
    Figure 3.  The trajectories of control input signals $ \bar{u}_1 $ and $ \bar{u}_2 $ in Example 1.
    Figure 4.  The trajectories of control input signals $ \bar{u}_3 $ and $ \bar{u}_4 $ in Example 1.
    Figure 5.  The trigger time intervals of $ \bar{u}_1 $ and $ \bar{u}_2 $ in Example 1.
    Figure 6.  The trigger time intervals of $ \bar{u}_3 $ and $ \bar{u}_4 $ in Example 1.
    Figure 7.  he trajectories of the adaptive laws $ \hat{\theta}_i (i = 1, 2, 3, 4) $ in Example 1.

    Figures 3 and 4 show the input signals $ \bar{u}_i $ of four followers. The trajectories of dynamic trigger time intervals $ t^i_{\iota+1}-t^i_\iota $ are exhibited in Figures 5 and 6, and the event-triggered numbers of four followers are shown in Table 2. It is clearly seen that the amount of computation and communication resources are considerably reduced. At last, Figure 7 displays the boundedness of the adaptive laws $ \hat{\theta}_i (i = 1, 2, 3, 4) $.

    Table 2.  The number of triggers of each follower in Example 1.
    Agent(node) 1 2 3 4
    The number of triggers 81 100 71 229

     | Show Table
    DownLoad: CSV

    Example 2: To prove that the proposed scheme is applicable in practice, the multiple single-link robot manipulator systems (SRMSs) are considered. According to [29], suppose that there are four followers and the SRMS is described as

    $ M¨qi+B˙qi+Nsin(˙qi)=Ii,  i=1,2,3,4, $ (4.2)

    where $ M = \frac{J}{K_\tau}+\frac{mL^2_0}{3K_\tau}+\frac{M_0L^2_0}{K_\tau}+\frac{2M_0R^2_0}{5K_\tau} $, $ N = \frac{mL_0G}{2K_\tau}+\frac{M_0L_0G}{K_\tau} $ and $ B = \frac{B_0}{K_\tau} $, $ q_i $ and $ I_i $ are the angular position and motor armature current, respectively. In [29], the designed parameters $ M = 1, B = 1, N = 1 $ have been given. Define $ x_{i, 1} = q_i, x_{i, 2} = \dot{q}_i, u_i = I_i $, (4.2) can be rewritten as

    $ ˙xi,1=xi,2+gi,1,˙xi,2=ui+gi,2, $ (4.3)

    where $ g_{i, 1} = 0, \ g_{i, 2} = 10\sin(x_{i, 1})-x_{i, 2} $. The actuator fault models for four followers are defined as

    $ u1=(0.6+0.1cos(0.5t))ˉu1+0.3sint,  u2=(0.5+0.25sin(0.6t))ˉu2+0.3sint,u3=(0.7+0.2sin(0.5t))ˉu3+0.3sint,  u4=(0.3+0.25cos(0.7t))ˉu4+0.3sint. $

    The communication relationship between the four followers and the leader is depicted in Figure 8. Therefore, based on Figure 8, the Laplacian matrix $ \mathcal{C} $ and the pinning matrix $ \mathcal{W} $ are expressed as

    $ C=(1100011001100011),W=(0000000000100000). $
    Figure 8.  Communication topology in Example 2.

    And the leader's output is $ y_d = 0.5\sin t $. The initial conditions are the same as in Example 1, and the parameters are designed as $ \lambda_{1, q} = \lambda_{2, q} = \lambda_{4, 1} = 65 $, $ \lambda_{3, q} = \lambda_{4, 2} = 60 $, $ b_{i, q} = 10 $, $ \xi_{i, q} = 0.01 $, $ d_{i, q} = 0.01 $, $ \Lambda_i = 2 $, $ \beta_i = 2 $, $ \rho_i = 20 $, $ \psi_1 = \psi_2 = \psi_3 = 0.05 $, $ \psi_4 = 0.12 $, $ \bar{o}_1 = \bar{o}_2 = \bar{o}_4 = 50 $, $ \bar{o}_3 = 45 $, $ \Delta_1 = 4 $, $ \Delta_2 = \Delta_3 = 1 $, $ \Delta_4 = 5 $ and $ \sigma_i = 0.1 $, $ i = 1, 2, 3, 4 $, $ q = 1, 2 $.

    Figures 914 display the simulation results of our devised scheme. The output curves are shown in Figure 9, which indicates that the desired consensus can be achieved in finite time. Figure 10 illustrates the trajectories of the adaptive laws $ \hat{\theta}_i (i = 1, 2, 3, 4) $. The trajectories of $ \bar{u}_i(i = 1, 2, 3, 4) $ are drawn in Figures 11 and 12, and the trigger time intervals are reflected in Figures 13 and 14. Furthermore, the event-triggered numbers of four followers are presented in Table 3. In conformity with the simulation results, the control scheme can be well applied in the SRMSs.

    Figure 9.  The trajectories of $ y_i (i = 1, 2, 3, 4) $ and $ y_d $ in Example 2.
    Figure 10.  The trajectories of the adaptive laws $ \hat{\theta}_i (i = 1, 2, 3, 4) $ in Example 2.
    Figure 11.  The trajectories of control input signals $ \bar{u}_1 $ and $ \bar{u}_2 $ in Example 2.
    Figure 12.  The trajectories of control input signals $ \bar{u}_3 $ and $ \bar{u}_4 $ in Example 2.
    Figure 13.  The trigger time intervals of $ \bar{u}_1 $ and $ \bar{u}_2 $ in Example 2.
    Figure 14.  The trigger time intervals of $ \bar{u}_3 $ and $ \bar{u}_4 $ in Example 2.
    Table 3.  The number of triggers of each follower in Example 2.
    Agent(node) 1 2 3 4
    The number of triggers 362 685 390 289

     | Show Table
    DownLoad: CSV

    In this paper, with a view towards leader-following consensus tracking, an adaptive finite-time DETC scheme has been proposed for MASs with unknown time-varying actuator faults. Based on adaptive backstepping method, neural network approximation technique and command filter technique, the actuator efficiency has been compensated successfully. Moreover, the DETM has been given for each follower to reduce the update frequency of controller and mitigate the communication burden. In the light of the presented control scheme, leader-following consensus has been achieved in finite time and all signals of the closed-loop system are bounded. In the future, we will tend to study the consensus tracking problem of multiple leaders with time-varying actuator failures in switching topology.

    We sincerely thank the editors and reviewers for their careful reading and valuable suggestions, which makes this paper a great improvement. This work was supported by the National Natural Science Foundation of China under Grants 61973148, and supported by Discipline with Strong Characteristics of Liaocheng University: Intelligent Science and Technology under Grant 319462208.

    The authors declare there is no conflict of interest.

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