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Research article

Modelling and analysis of HFMD with the effects of vaccination, contaminated environments and quarantine in mainland China

  • Received: 04 March 2018 Accepted: 13 September 2018 Published: 18 December 2018
  • Currently, hand, foot, and mouth disease (HFMD) is widespread in mainland China and seriously endangers the health of infants and young children. Recently in mainland China, preventing the spread of the disease has entailed vaccination, isolation measures, and virus clean-up in the contaminated environment. However, quantifying and evaluating the efficacy of these strategies on HFMD remains challenging, especially because relatively little research analyses the impact of EV71 vaccination for this disease. To assess the effectiveness of these strategies, we propose a new mathematical model that considers vaccination, contaminated environment, and quarantine simultaneously. Unlike the previous studies for HFMD, in which the basic reproduction number R0 is the only threshold to decide whether the disease is extinct or not, our results show that another threshold value is needed: ˆR0<1 (R0ˆR0<1) such that disease is extinct; i.e., the disease-free equilibrium is globally asymptotically stable. Moreover, numerical experiments show that our model may have positive equilibriums even if the basic reproduction number R0 is less than 1. In designing a new algorithm based on a BP network to estimate the unknown parameters, this proposed model is put forward to individually fit the HFMD reported cases annually in mainland China from 2015 to 2017. At last, the sensitivity analyses and numerical experiments show that increasing the rate of virus clearance, the vaccinated rate of infants and young children, and the quarantined rate of infectious individuals can effectively control the spread of HFMD in mainland China. Nevertheless, it remains difficult to eliminate the disease. Specifically, our results show that the current vaccine measures starting in 2016 have reduced the total number of patients in 2016 and 2017 by 17% and 22%, respectively.

    Citation: Lei Shi, Hongyong Zhao, Daiyong Wu. Modelling and analysis of HFMD with the effects of vaccination, contaminated environments and quarantine in mainland China[J]. Mathematical Biosciences and Engineering, 2019, 16(1): 474-500. doi: 10.3934/mbe.2019022

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  • Currently, hand, foot, and mouth disease (HFMD) is widespread in mainland China and seriously endangers the health of infants and young children. Recently in mainland China, preventing the spread of the disease has entailed vaccination, isolation measures, and virus clean-up in the contaminated environment. However, quantifying and evaluating the efficacy of these strategies on HFMD remains challenging, especially because relatively little research analyses the impact of EV71 vaccination for this disease. To assess the effectiveness of these strategies, we propose a new mathematical model that considers vaccination, contaminated environment, and quarantine simultaneously. Unlike the previous studies for HFMD, in which the basic reproduction number R0 is the only threshold to decide whether the disease is extinct or not, our results show that another threshold value is needed: ˆR0<1 (R0ˆR0<1) such that disease is extinct; i.e., the disease-free equilibrium is globally asymptotically stable. Moreover, numerical experiments show that our model may have positive equilibriums even if the basic reproduction number R0 is less than 1. In designing a new algorithm based on a BP network to estimate the unknown parameters, this proposed model is put forward to individually fit the HFMD reported cases annually in mainland China from 2015 to 2017. At last, the sensitivity analyses and numerical experiments show that increasing the rate of virus clearance, the vaccinated rate of infants and young children, and the quarantined rate of infectious individuals can effectively control the spread of HFMD in mainland China. Nevertheless, it remains difficult to eliminate the disease. Specifically, our results show that the current vaccine measures starting in 2016 have reduced the total number of patients in 2016 and 2017 by 17% and 22%, respectively.


    Hand, foot, and mouth disease (HFMD) is a common childhood illness, mainly caused by coxsackievirus A16 (CVA16) and enterovirus 71 (EV71), as well as certain enteroviruses, including coxsackievirus A4, 5, 9, 10, B2 and 5 [1,2]. HFMD usually occurs in children under six years old, although it may also occur in older children and adults [3]. The usual incubation period is 2 to 7 days, and an infected individual will fully recover after 2 to 10 days. HFMD was first reported in New Zealand in 1957 and first named in America in 1959 [4], then it has widely spread in America [5], Europe [6,7] and Asia [8,9,10,11,12,13,14,15,16,17].

    Recently, HFMD has seriously threatened the health of infants and young children in mainland China. It has been classified as a class III infectious disease in the National Stationary Notifiable Communicable Diseases, and the annual data of HFMD have been archived by the Chinese Center for Disease Control and Prevention (CCDC) [3] and the National Health and Family Planning Commission of the People's Republic of China (NHFPC) [18] since 2008. Figure 1 shows the reported annual cumulative cases of more than 1.5 million since 2010 and more than 2 million since 2014. In analyses of analyze the epidemiological characteristics and pathogenic spectrum of FHMD in mainland China, EV71 and CVA16 have been considered major pathogens in the past decade, and the positive rates of EV71 and CVA16 were about 35%55% and 20%35%, respectively [19,20,21,22,23]. As described in [22,23], the EV71 vaccine was developed and has been used in mainland China since 2016, which have protected many young children protect away from the EV71 virus infections. And, from the data shown in Figure 1, we conclude that vaccination measures may have led to a lower number of cases in 2016 or 2017 than in 2014 or 2015, in contrast to the diseases trend in the past. The clinical trial results [22,23] showed that the vaccine provides immunity only for the EV71 virus; it provides no form of protection against infection for other viruses. Furthermore, there are few studies on the effects of EV71 vaccination on the spread of HFMD. It should be noted that epidemiological modelling is an important tool helpful to understand infectious disease spread and control [24,25,26].

    Figure 1.  The annual cumulative cases of HFMD from the Chinese Center for Disease Control and Prevention (CCDC) [3] and the National Health and Family Planning Commission of the Peoples Republic of mainland China (NHFPC) [18].

    A number of epidemiological models that do not consider EV71 vaccination have been established to investigate the transmission dynamics and to predict infections of HFMD. For instance, Wang and Sung (2006) [27] used a susceptible-infectious-recovered (SIR) model to analyse epidemic situations of FHMD in Taiwan from 1999 to 2003; Tiing and Labadin (2008) [28] studied SIR model to predict the number of the infected and the duration of an outbreak in Sarawak Malaysia; Roy and Halder (2012) [29] proposed a susceptible-exposed-infectious-quarantine-recovered (SEIQR) model of HFMD; Ma and Liu (2013) [30] extended the SEIQR model, considered asymptomatic infectious, to formulate a more realistic SEIIeR model, which has been fitted to data of HFMD in Shandong Province, China; Wang and Xiao (2016) [31,32] further considered indirect transmission coming from the contaminated environment to establish an SEIIeRW model. Moreover, some studies on the dynamical behaviors or application of the above models are shown in [33,34,35,36,37,38,39,40]. However, most of these models have considered either quarantine for infectious individuals [30,35,37] or contaminated environment caused by infectious individuals [31] alone. Moreover, no previous studies have considered the shared effects of vaccination, quarantine measures, and maintaining sanitation on disease. From the point view of practical application, the lack of key factors may affect the modeling.

    To quantify these issues, we propose a new mathematical model, which extends the existing ones such as SEIQR [30] and SEIIeRW [31], to analyse the effects of EV71 vaccination, clean-up of contaminated environments, and quarantine on HFMD in mainland China simultaneously. In order to analyse the effects of EV71 vaccination, we take the individuals withEV71 vaccination as an independent compartment in modelling, which is a well deal with the case that EV71 vaccine against the EV71 virus but not against others. A combination of analytical and numerical techniques are used to analyze the proposed model. Finally, we use our model to individually fit the monthly reported data of HFMD in mainland China from 2015 to 2017. This paper is organized as follows: In Section 2, a novel epidemiological model of HFMD is proposed. In Section 3, the dynamic behaviors of this model are analyzed. In Section 4, the model is used to fit the real reported data, and some control strategies are discussed. In Section 5, we discuss and summarize our conclusions. In Appendix A, a new estimating algorithm based on BP neural network is designed.

    In this section, we propose an eight-compartment HFMD model, named SVEIIeQRW. The underlying structure of the model comprises classes of individuals are susceptible S(t), vaccinated V(t) (individuals with EV71 vaccine), exposed but not yet infectious E(t), infectious with symptoms (symptomatic infectious) I(t), infectious but not yet symptomatic (asymptomatic infectious) Ie(t), infectious and hospitalized or quarantined or isolated Q(t), and recovered R(t). Using the same description in [31], W(t) is the density of pathogen of the contaminated environment including door handles, towels, handkerchiefs, toys, utensils, bedding, underclothes, etc. at time t. Note that the individuals V(t) vaccinated with EV71 vaccine can also be infected with FHMD by FHMD viruses except EV71.

    A flow diagram describing the model is shown in Figure 2, and the model can be represented by the following ordinary differential equations:

    {dSdt=Λβ1SIβ2SIeσSWkSdS+η1R,dVdt=kSˉβ1VIˉβ2VIeˉσVWdV+η2R,dEdt=β1SI+β2SIe+σSW+ˉβ1VI+ˉβ2VIe+ˉσVWαEdE,dIdt=αρEpIγ1IdImI,dIedt=α(1ρ)Eγ3IedIe,dQdt=pIγ2QdQmQ,dRdt=γ1I+γ2Q+γ3Ieη1Rη2RdR,dWdt=λ1I+λ2IeδW, (2.1)
    Figure 2.  Flow diagram represents transmission routes and other processes modeled by system (2.1).

    where k,p are nonnegative, other parameters are positive and its biological meanings are listed in Table 1.

    Table 1.  Parameter definition of HFMD model.
    Parameter Definition
    Λ Recruitment rate
    β1,β2, and σ Transmission rate from I(t), Ie(t), and W(t) to S(t) respectively
    ˉβ1, ˉβ2, and ˉσ Transmission rate from I(t), Ie(t), and W(t) to V(t) respectively
    m Disease-related death of HFMD
    d Progression rate leaving the children group below the age of six
    k Vaccinated rate of S(t)
    η1 and η2 Rate from R(t) to S(t) and V(t) respectively
    1/α Average incubation period
    ρ Proportion of symptomatic infectious individuals
    γ1, γ2, and γ3 Recovery rate of I(t), Ie(t), and Q(t) respectively
    p Quarantine rate at which symptomatic infectious individuals I(t) enters into quarantine individuals Q(t)
    λ1 and λ2 Virus shedding rate from symptomatic and asymptomatic infected individuals respectively
    δ Clearance rate of pathogens W(t)

     | Show Table
    DownLoad: CSV

    Remark 1. Only the authors in [32] have considered the vaccination measure for HFMD, but it assumed that vaccinees against all HFMD viruses, in which the individuals being vaccinated in the susceptible class straight enter to the recovered class in modelling. However, it should be noted that the current vaccine is only resistant to the EV71 virus [22,23], which is well modeled in our model by adding a vaccinated class V(t). In addition, the previous studies did not have taken into account the effects of both contaminated environment and quarantine on the spread of disease.

    In this section, we discuss the dynamic behaviors for system (2.1). We first introduce some notations which will be used throughout this paper. Rn denotes the n-dimensional Euclidean space, and Rn+{(x1,x2,,xn)Rn:xi0,i=1,,n}. A=(aij)n×n denotes a matrix of n×n real matrices. The superscript T denotes matrix or vector transposition. For a continuous and bounded function f:[0,+)R, denote f=lim inft+f(t) and f=lim supt+f(t). Let

    φ(0)=(S(0),V(0),E(0),I(0),Ie(0),Q(0),R(0),W(0))R8+

    be the initial condition of system (2.1). Clearly, any solution of system (2.1) with non-negative initial conditions is non-negative, and the following lemma shows that the solutions are uniformly ultimately bounded.

    Lemma 3.1. The solutions of system (2.1) eventually enter

    Γ={(S(t),V(t),E(t),I(t),Ie(t),Q(t),R(t),W(t))R8+:0S(t)+V(t)+E(t)+I(t)+Ie(t)+Q(t)+R(t)Λd,0W(t)(λ1+λ2)Λdδ}.

    Proof. It is obvious that the population size N(t)=S(t)+V(t)+E(t)+I(t)+Ie(t)+Q(t)+R(t)0 and W(t)0. From system (2.1), the population size satisfies the following equation

    dNdt=ΛdSdVdEdIdIe(d+m)Q(d+μ)R=ΛdNm(I+Q)ΛdN. (3.1)

    According to the comparison theorem, there exists t1>0 such that N(t)Λd, for tt1.

    It follows from the last equation of (2.1) that for tt1,

    dWdt=λ1I+λ2IeδW(λ1+λ2)NδW(λ1+λ2)ΛdδW. (3.2)

    Similarly, there exists t2>t1 such that W(t)(λ1+λ2)Λdδ, for tt2. Therefore, the solutions of system (2.1) are uniformly ultimately bounded. This completes the proof.

    It is clear that system (2.1) has a disease-free equilibrium

    E0(S0,V0,E0,I0,I0e,Q0,R0,W0)=(Λk+d,kΛd(k+d),0,0,0,0,0,0).

    Using the next generation matrix method developed by Van den and Watmough [41], we obtain the basic reproduction number

    R0=R1+R2+R3, (3.3)

    where

    R1=ρα(β1S0+ˉβ1V0)(α+d)(p+γ1+d+m)ρRI,R2=(1ρ)α(β2S0+ˉβ2V0)(α+d)(γ3+d)(1ρ)RIe,R3=(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)(σS0+ˉσV0),

    and

    RI=α(β1S0+ˉβ1V0)(α+d)(p+γ1+d+m),RIe=α(β2S0+ˉβ2V0)(α+d)(γ3+d).

    RI is the average number of secondary infected individuals generated by a symptomatic infected individual; RIe is the average number of secondary infected individuals generated by an asymptomatic infected individual; R3 is the average number of secondary infected individuals generated by free-living viruses in the environment shed by the infected individuals. R0 is a central concept in measuring the transmission of infectious diseases.

    In this following, we discuss the stability of the disease-free equilibrium and the persistence for system (2.1).

    Theorem 3.2. The disease-free equilibrium E0 is locally asymptotically stable if R0<1 and unstable if R0>1.

    Proof. The Jacobian matrix J(E0) of system (2.1) at E0 is given by

    [(k+d)00β1S0β2S00η1σS0kd0ˉβ1V0ˉβ2V00η2ˉσV000(α+d)β1S0+ˉβ1V0β2S0+ˉβ2V000σS0+ˉσV000αρ(p+γ1+d+m)000000α(1ρ)0(γ3+d)000000p0(γ2+d+m)00000γ1γ3γ2(η1+η2+d)0000λ1λ200δ]. (3.4)

    We can obtain the eigenvalues for (3.4) as (k+d), d, (γ2+d+m), (η1+η2+d), and roots of

    λ4+a1λ3+a2λ2+a3λ+a4=0, (3.5)

    where

    a1=(α+d)+(p+γ1+d+m)+(γ3+d),a2=(α+d)δ+(p+γ1+d+m)(γ3+d)+(γ3+d)δ+(α+d)(p+γ1+d+m)(1R1)+(α+d)(γ3+d)(1R2),a3=(p+γ1+d+m)(γ3+d)δ+(α+d)(p+γ1+d+m)[1(R1+R2)]+(α+d)(p+γ1+d+m)(γ3+d)δ(1R3),a4=(α+d)(p+γ1+d+m)(γ3+d)δ(1R0).

    Note that if R0<1, then R1<1, R2<1, R3<1. Hence, it can get that ai>0,i=1,,4. Further, one has

    |a11a3a2|>0,  |a110a3a2a10a4a3|>0,|a1100a3a2a110a4a3a2000a4|>0.

    According to Hurwitz criterion, all the roots of (3.5) have negative real part. Therefore, E0 is locally asymptotically stable. If R0>1, then a4<0. This means that (3.5) has at least one positive real part root. Then, E0 is unstable. This completes the proof.

    In order to analyse the global asymptotic stability of the disease-free equilibrium E0 for system (2.1), denote

    ˆR0={ραˆβ1(α+d)(p+γ1+d+m)+(1ρ)αˆβ2(α+d)(γ3+d)+(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)ˆσ}Λd,

    where ˆβ1=max(β1,ˉβ1),ˆβ2=max(β2,ˉβ2),ˆσ=max(σ,ˉσ). It is obvious that R0ˆR0. Moreover, it follows that R0=ˆR0 if and only if β1=ˉβ1,β2=ˉβ2,σ=ˉσ.

    Theorem 3.3. If ˆR0<1, then the disease-free equilibrium E0 is globally asymptotically stable.

    Proof. From Theorem 3.2, we have that E0 is locally asymptotically stable. Then, it only needs to prove the global attraction of the disease-free equilibrium E0.

    Note that any solution of system (2.1) with nonnegative initial is nonnegative and uniformly ultimataly bounded. By the fluctuation lemma [42], , there exists a sequence {tn} such that tn+,S(tn)S and dS(tn)dt0 as n+. It follows from the first equation of (2.1) that

    dS(tn)dt+β1S(tn)I(tn)+β2S(tn)Ie(tn)+σS(tn)W(tn)+(k+d)S(tn)=Λ+η1R(tn). (3.6)

    Letting n+, one has from (3.6) that

    (k+d)S[(k+d)+I+Ie+W]SΛ+η1R. (3.7)

    Similarly, it follows from the other equations of (2.1) that

    dV(d+I+Ie+W)VkS+η2R, (3.8)
    (α+d)E(β1I+β2Ie+σW)S+(ˉβ1I+ˉβ2Ie+ˉσW)V, (3.9)
    (p+γ1+d+m)IαρE, (3.10)
    (γ3+d)Ieα(1ρ)E, (3.11)
    (γ2+d+m)QpI, (3.12)
    (η1+η2+d)Rγ1I+γ2Q+γ3Ie, (3.13)
    δWλ1I+λ2Ie. (3.14)

    By (3.7) and (3.8), one has

    SΛk+d+η1k+dR, (3.15)
    VkΛd(k+d)+kη1d(k+d)R+η2dR. (3.16)

    We claim that E=0. Suppose not, it follows from (3.10), (3.11) and (3.14) that

    Iαρp+γ1+d+mE, (3.17)
    Ieα(1ρ)γ3+dE, (3.18)
    Wλ1αρδ(p+γ1+d+m)E+λ2α(1ρ)δ(γ3+d)E. (3.19)

    Substituting inequalities (3.17), (3.18), (3.19) into (3.9), after some simplification, we derive that

    ρα(β1S+ˉβ1V)(α+d)(p+γ1+d+m)+(1ρ)α(β2S+ˉβ2V)(α+d)(γ3+d)+(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)(σS+ˉσV)1. (3.20)

    By (3.20), one has that

    {ραˆβ1(α+d)(p+γ1+d+m)+(1ρ)αˆβ2(α+d)(γ3+d)+(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)ˆσ}(S+V)ρα(β1S+ˉβ1V)(α+d)(p+γ1+d+m)+(1ρ)α(β2S+ˉβ2V)(α+d)(γ3+d)+(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)(σS+ˉσV)1. (3.21)

    It follows from (3.21) that

    S+VΛdˆR0,

    which is a contradiction since S+VΛd and ˆR0<1. This proves the claim. Since E=0, then one has from (3.10)-(3.14) that I=0,Ie=0,Q=0,R=0,W=0. Therefore,

    limt+E(t)=limt+I(t)=limt+Ie(t)=limt+Q(t)=limt+R(t)=limt+W(t)=0. (3.22)

    By (3.15) and (3.16), one has

    SΛk+d,VkΛd(k+d). (3.23)

    Moreover, using the fluctuation lemma again, there exists a sequence {sn} such that sn+,S(sn)+, and dS(sn)dt0 as n+. By the first and second equations of (2.1), one has

    dS(sn)dt=Λβ1S(sn)I(sn)β2S(sn)Ie(sn)σS(sn)W(sn)(k+d)S(sn)+η1R(sn),dV(sn)dt=kS(sn)ˉβ1V(sn)I(sn)ˉβ2V(sn)Ie(sn)ˉσV(sn)W(sn)dV(sn)+η2R(sn).

    Letting n+ and by using (3.22), we obtain that

    S=Λk+d,V=kΛd(k+d). (3.24)

    It follows from (3.23) and (3.24) that

    limt+S(t)=Λk+d,limt+V(t)=kΛd(k+d).

    Thus,

    limt+(S(t),V(t),E(t),I(t),Ie(t),Q(t),R(t),W(t))=E0.

    This completes the proof.

    Theorem 3.4. If R0>1, then system (2.1) is uniformly persistent. That is, if R0>1, there exists a small positive constant ε>0 such that I>ε, Ie>ε for system (2.1) with initial value φ(0) and I(0)>0, Ie(0)>0.

    Proof. In order to prove this result, the uniform persistence theorem in [44] is used. Define

    X={(S,V,E,I,Ie,Q,R,W)Γ},X0={(S,V,E,I,Ie,Q,R,W)X:E>0,I>0,Ie>0,Q>0,R>0,W>0},X0=XX0.

    Now we prove that system (2.1) is uniformly persistent with respect to (X,X0).

    First, it is easy to verify that both X and X0 are positively invariant for system (2.1), and X0 is relatively closed in X. Moreover, by Theorem 3.1, the system (2.1) is point dissipative. Thus, the system (2.1) must exist a globally attractor. Set

    M={(S(0),V(0),E(0),I(0),Ie(0),Q(0),R(0),W(0))X0:(S(t),V(t),E(t),I(t),Ie(t),Q(t),R(t),W(t))X0,t0}.

    Now we prove that

    M={(S,V,0,0,0,0,0,0)X:S0,V0}M.

    It is obvious that MM, then we only need to prove MM. Suppose not, let φ(t) be a solution of system (2.1) with the initial condition φ(0). Then, for any

    φ(t)=(S(t),V(t),E(t),I(t),Ie(t),Q(t),R(t),W(t))M

    and φ(t)M, there must exist at least one of E(t), I(t), Ie(t), Q(t), R(t), W(t) which is not zero. Without loss of generality, assume that E(t)=0, I(t)=0, Ie(t)=0, Q(t)=0, R(t)=0, but W(t)>0. From system (2.1), one has the following equations, for t>0,

    E(t)=e(α+d)t[E(0)+t0[(β1I(u)+β2Ie(u)+σW(u))S(u)+(ˉβ1I(u)+ˉβ2Ie(u)+ˉσW(u))V(u)]du]>0,I(t)=e(p+γ1+d+m)t[I(0)+t0αρE(u)du]>0,Ie(t)=e(γ3+d)t[Ie(0)+t0α(1ρ)E(u)du]>0,Q(t)=e(γ2+d+m)t[Q(0)+t0pI(u)du]>0,R(t)=e(η1+η2+d)t[R(0)+t0(γ1I(u)+γ2Q(u)+γ3Ie(u))du]>0,W(t)=eδt[W(0)+t0(λ1I(u)+λ2Ie(u))du]>0.

    This means that φ(t)X0 for t>0, which contradicts the assumption that φ(t)M. Hence, we obtain that MM. Since M=M, we obtain that M only has the disease-free equilibrium E0(S0,V0,0,0,0,0,0,0) and E0 is compact and isolate invariant for φ(0)M.

    Next, we only need to prove that Ws(E0)X0=, where Ws(E0) denotes the stable manifold of E0. That is, there exists a positive constant ε such that for any solution Φt(φ(0)) of system (2.1) with the initial condition φ(0)X0, one has

    D(Φt(φ(0)),E0)ε,

    where D is a distance function in X0. Suppose not, then D(Φt(φ(0)),E0)<ˉε, for ˉε>0. Hence, there must exists T>0 such that Λk+dˉεS(t)Λk+d+ˉε, kΛd(k+d)ˉεV(t)kΛd(k+d)+ˉε, 0E(t)ˉε, 0I(t)ˉε, 0Q(t)ˉε and 0W(t)ˉε, for t>T. For t>T, we have

    {dEdtL1(ˉε)I+L2(ˉε)Ie+L3(ˉε)W(α+d)E,dIdt=αρE(p+γ1+d+m)I,dIedt=α(1ρ)E(γ3+d)Ie,dWdt=λ1I+λ2IeδW, (3.25)

    where

    L1(ˉε)=β1(Λk+dˉε)+ˉβ1(kΛd(k+d)ˉε),L2(ˉε)=β2(Λk+dˉε)+ˉβ2(kΛd(k+d)ˉε),L3(ˉε)=σ(Λk+dˉε)+ˉσ(kΛd(k+d)ˉε).

    Consider an auxiliary system as follows

    dudt=ˉA(ˉε)u, (3.26)

    where u=(u1,u2,u3,u4)T and

    ˉA(ˉε)=((α+d)L1(ˉε)L2(ˉε)L3(ˉε)αρ(p+γ1+d+m)00α(1ρ)0(γ3+d)00λ1λ2δ). (3.27)

    Recall that stability modulus of matrix ˉA(ˉε), denoted by S(ˉA(ˉε)), is defined by

    S(ˉA(ˉε))=max{Reλ:λis an eigenvalue ofˉA(ˉε)}.

    Note that ˉA(ˉε) is irreducible and has non-negative off-diagonal elements, then S(ˉA(ˉε)) is a simple eigenvalue of ˉA(ˉε) with a positive eigenvector (see Theorem A. 5 in [43]). By Lemma 2.1 in [44] and the proof of Theorem 2 in [41], the following equivalent inequations are hold:

    R0<1S(ˉA(0))<0, and R0>1S(ˉA(0))>0. (3.28)

    Since S(ˉA(ˉε)) is continous in ˉε, choose ˉε>0 small enough such that S(ˉA(ˉε))>0 as R0>1. Hence, let u(t)=(u1(t),u2(t),u3(t),u4(t))T be a positive solution of the auxiliary system (3.26), which is strictly increasing with ui(t)+ as t+, i=1,,4. By the comparison principle, one has

    limt+E(t)=+,limt+I(t)=+,limt+Ie(t)=+,limt+W(t)=+. (3.29)

    By system (2.1), since

    limt+I(t)=+,limt+Ie(t)=+,

    it is also gained that

    limt+Q(t)=+,limt+R(t)=+.

    This contracts with our assumption. Hence, E0 is an isolated invariant set in X and Ws(E0)X0=.

    Therefore, the system (2.1) is uniformly persistent if R0>1. This completes the proof.

    Remark 2. As far as the authors' knowledge, all the existing results of autonomous epidemiological models for HFMD such as [28,29,31,34,35,40] have obtained the similar result that the basic reproduction number R0 is the only criterion to determine whether the disease is eliminated, i.e., the model only has a disease-free equilibrium if R0<1 and it is uniformly persistent if R0>1. Because we consider vaccination and the vaccinated individuals can also be infected by HFMD viruses except EV71 in modeling, different from the existing results, the disease is extinct as ˆR0<1 (see Theorem 3.4). In addition, our model may have positive equilibriums even if the basic reproduction number R0 is less than 1 (see the analyses in Section 5).

    In particular, if we ignore the influence of vaccination, i.e., let k=0 for system (2.1) and define the model as SEIIeQRW, then the reproduction number for SEIIeQRW is defined as

    ˇR0={ραβ1(α+d)(p+γ1+d+m)+(1ρ)αβ2(α+d)(γ3+d)+(αρλ1(α+d)(p+γ1+d+m)δ+α(1ρ)λ2(α+d)(γ3+d)δ)σ}Λd.

    By using the similar analysis as that in the proof of 3.3 and Theorem 3.4, one can easily derive the following corollary. Its proof is omitted.

    Corollary 1. If ˇR0<1, then system SEIIeQRW has an unique disease-free equilibrium ˇE0(S0,E0,I0,I0e,Q0,R0,W0)=(Λd,0,0,0,0,0,0) and ˇE0 is globally asymptotically stable; If ˇR0>1, then system SEIIeQRW is uniformly persistent.

    From Corollary 1, it is clear that ˇR0 is the only threshold to decide whether the disease is extinct or not.

    In this section, by using system (2.1), we simulate the reported data of HFMD in mainland China. From the website of CCDC [3], and NHFPC [18], we have obtained the monthly numbers of newly reported HFMD cases in mainland China from January 2015 to December 2017. We only consider the population of young children under six years old, a high risk group for HFMD. Note that EV71 virus has been vaccinated in mainland China starting in 2016, then we assume that the vaccinated rate k of system (2.1) is zero before 2016.

    First, based on BP neural network, we design an algorithm to estimate unknown parameters of system (2.1) (see Appendix A) to. Then, we estimate parameters of system (2.1) by minimizing the following error function

    ER=12i=1(IiˆIi)2/N, (4.1)

    where ˆIi is the reported data of HFMD in the i month. Ii is numerically computed solutions of I(t) of system (2.1) in the i month. N is the annual total population of less than 6 years old.

    All the estimated parameters are shown in Table 2, and the error ER for every year is computed and included in Table 3. It is obvious that ER<0.0001 in every year. Therefore, our model fits well with the reported data of HFMD for each year from 2015 to 2017 in mainland China. Taking the year of 2017 as an example, the numerical simulation of the number of symptomatic infectious individuals I(t) of HFMD by system (2.1) is shown in Figure 3.

    Table 2.  The values of parameters and initial conditions for system (2.1) from 2015 to 2017 (unit: month1).
    Para. 2015 2016 2017 References
    Λ 1382638 1488333 1518641 [45]
    m 6.46×105 3.42×104 1.27×104 [3,18]
    β1 1.08×107 1.11×107 1.08×107 Fitting
    β2 2.44×108 2.50×108 2.38×107 Fitting
    σ 7.61×1011 7.51×1011 7.6×1011 Fitting
    ˉβ1 0 6.76×108 6.58×108 Fitting
    ˉβ2 0 1.38×108 1.38×108 Fitting
    ˉσ 0 5.65×1011 4.47×1011 Fitting
    d 1.42×102 1.28×102 1.31×102 [45]
    k 0 1.21×103 1.31×103 Fitting
    η1 0.035 0.035 0.035 [31]
    η2 0 1.5×106 1.5×106 Assumption
    1/α 4/30 4/30 4/30 [28]
    ρ 0.2294 0.2299 0.2316 Fitting
    γ1 3.5293 3.5293 3.5293 [28]
    γ2 3.5293 3.5293 3.5293 [28]
    γ3 3.5293 3.5293 3.5293 Assumption
    p 0.0025 0.0025 0.0025 [30]
    λ1 93.8 93.8 93.8 [31]
    λ2 78.9 78.9 78.9 [31]
    δ 2.7 2.7 2.7 [31]
    S(0) 95020000 96288000 95820000 [45]
    V(0) 0 0 5×105 Assumption
    E(0) 300000 300000 300000 Assumption
    I(0) 57763 79499 77412 [3,18]
    Ie(0) 150000 150000 150000 Assumption
    Q(0) 0 0 0 Assumption
    R(0) 28000 28000 28000 Assumption
    W(0) 0 0 0 Assumption

     | Show Table
    DownLoad: CSV
    Table 3.  The fitting error ER (4.1) between the reported HFMD cases in mainland China and the simulation of I(t) of system (2.1).
    Year 2015 2016 2017
    ER 3.47×106 8.54×106 3.86×106

     | Show Table
    DownLoad: CSV
    Figure 3.  The comparison between the reported HFMD cases in mainland China and the simulation of I(t) of system (2.1) in 2017. The values of parameters and the initial values are given in Table 2.

    We all know that the basic reproduction number R0 is an important quantity in characterizing the spread of disease.

    Based on the basis of our parameter values, the basic reproduction number R0 and basic components of R0 include R1,R2,R3 are calculated in every year in Table 4. Note that the basic reproduction R0=R1+R2+R3 for each year is greater than 1, where R1,R2, and R3 with respect to symptomatic infected, asymptomatic infected individual, and free-living viruses in the environment, respectively. Moreover, in Table 4, the values of R1 and R2 are far greater than R3, which means that the new patient has a high probability of being infected by symptomatic infectious individuals and asymptomatic infectious individuals, rather than the contaminated environment caused by infectious individuals.

    Table 4.  The values of the basic reproduction number from 2015 to 2017.
    Year 2015 2016 2017
    R1 0.6651 0.6535 0.6377
    R2 0.4011 0.4418 0.4066
    R3 0.0515 0.0546 0.0532
    R0 1.1177 1.1499 1.0975

     | Show Table
    DownLoad: CSV

    Next, by using Latin hypercube sampling (LHS) and partial rank correlation coefficients (PRCCS) [46] (Marino et al., 2008), we investigate the effects of parameters on R0. It notes that PRCCS, showing which parameters have the largest influence on model outcomes, is calculated using the rank transformed LHS matrix and output matrix [46]. Take 2000 simulations per round, choose a uniform distribution for all the parameters with ranges listed in Table 5, and test for significant PRCCs for all parameters of system (2.1).

    Table 5.  PRCC values for R0.
    Parameter Distribution PRCC p-Value
    Λ U(1.38×106,1.53×106) 0.2692 2.49×105
    β1 U(1.05×107,1.25×107) 0.9705 0
    β2 U(2.2×108,2.6×108) 0.8901 0
    σ U(7.0×1011,8.0×1011) 0.4059 0
    ˉβ1 U(6.5×108,7.0×108) 0.5397 0
    ˉβ2 U(1.1×108,1.5×108) 0.4250 0
    ˉσ U(4.0×1011,6.0×1011) 0.0729 1.04×1011
    k U(1.1×103,1.5×103) -0.7439 0
    d U(1.2×102,1.5×102) -0.1280 0.0013
    α U(7.3, 7.7) 0.00173 0.0943
    ρ U(0.22, 0.25) 0.1351 0
    γ1 U(3.4, 3.6) -0.8908 0
    γ3 U(3.4, 3.6) -0.8101 0
    λ1 U(85, 95) 0.1833 3.44×1015
    λ2 U(75, 85) 0.6495 0
    δ U(2.5, 3.0) -0.7123 0
    m U(5.0×105,4.0×104) -0.00215 0.0029
    p U(2.0×103,3.0×103) -0.5388 0

     | Show Table
    DownLoad: CSV

    Figure 4 shows that the PRCC values illustrate the dependence of R0 on each input parameter. Assume that absolute values of PRCC>0.4 is highly negatively correlated between input parameters and R0, then it is easy to know that β1,β2,σ,ˉβ1,ˉβ2,λ2 are highly positively correlated to R0, while k,γ1,γ3,δ,p are highly negatively correlated to R0. That is, reducing positively correlated parameters and increasing negatively correlated parameters can reduce value of R0, in which lower value of R0 means lower spread of the epidemics.

    Figure 4.  The values of correlation coefficient for outcome R0.

    According to sensitivity analysis of R0 in Subsection 4.2, we have known the key factors affecting the spread of HFMD. Then, some detailed numerical experiments provide effective measures for the prevention and control of the spread of FHMD in mainland China. Moreover, we pay more attention to that the varieties of vaccinated individuals, quarantined individuals, and environmental health impact HFMD epidemic in mainland China, which can be shown by adjusting the related parameters k,p,δ for system (2.1). Taking the year of 2017 as an example, the prevention and control strategies are proposed as follows:

    Strategy 1: Increasing the vaccinated rate k for the susceptible individuals S(t) can reduce the spread of HFMD. Though the vaccinated individuals V(t) can also be infected, but they have a lower infected probability than the unvaccinated individuals S(t). In Table 2, all transmission rates of V(t) of system (2.1) such as ˉβ1,ˉβ2 and ˉσ are smaller than the transmission rates of S(t). Figure 5(a) shows that the simulation of I(t) of system (2.1) decreases with increasing the vaccinated rate k, while the solution curve of symptomatic infected individuals I(t) of system (2.1) is at the top in the figure as k=0. Moreover, Figure 5(b) and Figure 5(c) show that the peak values and annual cumulative cases of symptomatic infected individuals I(t) decreases with the increase of k. Except for parameter k, Assuming that all the parameter of system (2.1) are shown in Table 1, and comparing Figure 5(d) with Figure 5(a), Figure 5(b) and Figure 5(c), we obtain the following results: (ⅰ) The size of R0 determines the degree of the disease outbreaks, which are the same as the analyses in Subsection 4.2; (ⅱ) If the vaccinated rate k<0.07, i.e., R0<1, then the disease persists (see Theorem 3.3); (ⅲ) If the vaccinated rate k>0.07, which means that R0<1 and ˆR0>1, then we can not be sure whether the disease disappears or persists (see Theorem 3.3 and Theorem 3.4, and the reasons are analyzed in detail in Section 5). Furthermore, In order to investigate the effects of current EV71 vaccination strategy for HFMD in mainland China, we compare the annual simulated cumulative cases by system (2.1) without vaccination with the report cases. In Figure 6, the annual reported cumulative cases are lower than the annual simulation cumulative cases, and we also obtain that the current vaccine measures have reduced the total number of patients in 2016 and 2017 by 17% and 22%, respectively.

    Figure 5.  Simulations of system (2.1) for numbers of the symptomatic infected individuals I(t) with respect to parameter k. (a) Epidemic curves of I(t); (b) Peak values of I(t); (c) Annual cumulative cases of I(t); (d) Values of R0 and ˆR0. Other parameter values are given in Table 2.
    Figure 6.  The comparison between the annual simulated cumulative cases by system (2.1) without vaccination (assume k=0) and annual reported cumulative cases for HFMD in mainland China from 2016 to 2017. The ratios of the reported data to the simulation data are shown in histogram. The values of other parameters and the initial values are given in Table 2.

    Strategy 2: Increasing the quarantined rate p for the symptomatic infectious individuals I(t) can reduce the spread of HFMD. From system (2.1), the quarantined individuals Q(t) can not spread diseases and the symptomatic infectious individuals I(t) are highly infectious, then transforming the symptomatic infectious into the quarantined is an efficient control strategy. From Figure 7(d), we obtain that the disease persists if the quarantined rate p<0.73, while the long-term behaviors of the disease may not be ensure if p>0.73. The other analyses for Figure 7 are the same as strategy 1.

    Figure 7.  Simulations of system (2.1) for numbers of the symptomatic infected individuals I(t) with respect to parameter p. (a) Epidemic curves of I(t); (b) Peak values of I(t); (c) Annual cumulative cases of I(t); (d) Values of R0 and ˆR0. Other parameter values are given in Table 2.

    Strategy 3: Increasing the clearance rate δ of the pathogens caused by the infectious individuals containing I(t) and Ie(t) can reduce the spread of HFMD (see Figure 8). For instance, we can improve health-care education such as washing hands after using the toilet and before meals, and making air fresh indoors and so on. It should popularize health knowledge and advocate good personal hygiene habits in kindergardens, schools, hospitals and other places. Kindergardens should clean and disinfect toys and appliances every day. Moreover, hospitals should strengthen infection control practices to avoid nosocomial cross infection. In addition, from Figure 8(d), the disease persists.

    Figure 8.  Simulations of system (2.1) for numbers of the symptomatic infected individuals I(t) with respect to parameter δ. (a) Epidemic curves of I(t); (b) Peak values of I(t); (c) Annual cumulative cases of I(t); (d) Values of R0 and ˆR0. Other parameter values are given in Table 2.

    In short, if we use the above prevention and control measures, the HFMD would be effectively controlled and the number of infections would decrease rapidly in short time. Those measures can effectively prevent and control the large-scale diffusion of HFMD in mainland China.

    In this paper, we have proposed an eight-compartment dynamic model for HFMD in mainland China. The proposed model extends the existing models by considering vaccination, contaminated environment and quarantine simultaneously, where the vaccinated individuals with EV71 vaccine can also be infected by other FHMD viruses and the transmission rates with respect to the vaccinated individuals may be different from the unvaccinated individuals. Hence, unlike the previous results, we take the vaccinated individuals as an independent compartment in modeling. The main purpose of this study is to examine the effect of vaccination, contaminated environment and quarantine on the spread of HFMD in mainland China.

    By investigating the dynamic behaviors of our model, we have identified two critical parameters as the basic reproduction number R0 and the threshold parameter ˆR0 (R0ˆR0). Then, the dynamic behaviors of system (2.1) could be divided into three cases (see Section 3):

    (ⅰ) If R0ˆR0<1, then system (2.1) has only one disease-free equilibrium E0 and E0 is globally asymptotically stable, which means that the disease is extinct (see Theorem 3.3);

    (ⅱ) If 1<R0ˆR0, then system (2.1) is uniformly persistent (see Theorem 3.4);

    (ⅲ) If R0<1<ˆR0, then dynamic behaviors of system (2.1) are difficult to determine.

    Unlike the previous results of epidemiological models for HFMD [28,29,31,34,35,40], in which the disease-free equilibrium is globally asymptotically stable if the basic reproduction number R0<1, in case (iii) that E0 of system (2.1) may not be globally asymptotically stable and system (2.1) may have positive equilibriums. For example, if take Λ=1.3×104,β1=2.29×107,β2=1.5×107,σ=1×107,ˉβ1=0.1×107,ˉβ2=1×107,ˉσ=0.7×107,α=0.4,ρ=0.5,η1=2.29,η2=1.5,γ1=0.9,γ2=2,γ3=0.9,λ1=0.04,λ2=0.04,δ=0.4,d=1×103,p=0.1,k=0.1,m=1×104 for system (2.1), then we obtain a disease-free equilibrium

    E0(S0,V0,E0,I0,I0e,Q0,R0,W0)=(1.2871×105,1.2871×107,0,0,0,0,0,0)

    and a positive equilibrium (see Figure 9)

    E(S,V,E,I,Ie,Q,R,W)=(3.7283×106,3.3361×106,4.0799×106,8.1508×105,9.0564×105,4.0732×104,1.6302×104,1.7207×105).
    Figure 9.  Simulations of model (2.1).

    Based on the above parameter values, we calculate R0=0.8981 and ˆR0=2.6993. Then, in this case, when R0<1<ˆR0, it is obvious that system (2.1) has a disease-free equilibrium and a positive equilibrium, and none of them is globally asymptotically stable. The reason our model has dynamic behaviors different from those seen in the existing research is that our model considers vaccination, and the vaccinated individuals can also be infected by HFMD viruses except EV71; thus, the reproduction number R0 can not be the only threshold to judge whether the disease is extinct or not.

    The proposed model has been used to individually fit the annual reported cases of HFMD in mainland China from 2015 to 2017. Moreover, the basic reproduction number R0 of each year is greater than 1 (see Table 4), which means system (1) is uniformly persistent. Using Latin hypercube sampling (LHS) and partial rank correlation coefficients (PRCCS) for sensitive analysis of R0, we find the key factors affecting transmission of HFMD, where the highly positively correlated parameters are β1,β2,σ,ˉβ1,ˉβ2,λ2 and the highly negatively correlated parameters are k,γ1,γ3,δ,p (see Subsection 4.2). We analyse effect of the varieties of the rates k,δ and p, with respect to vaccinated individuals, quarantined individuals and environmental health respectively, on the spread of HFMD in mainland China. As a result, we deduce that increasing the rates k,δ,p can reduce the number of infectious individuals in detail in Subsection 4.3. Moreover, it also easily verifies that for any k>0 or δ>0 or p>0, the threshold parameter ˆR0>1. This means that our control strategies can reduce the spread of FHMD in mainland China, but the disease may not go extinct in mainland China. To eliminate the disease, it is necessary to reduce the rates β1,β2,σ,ˉβ1,ˉβ2 and γ1,γ3, but this is usually very difficult, in that the average contact rate of children may be hard to control and because in mainland China, medical conditions are difficult to improve over a short period.

    It should be mentioned that we fitted our proposed model to the reported data and estimated some unknown parameters in each year, so that it is not necessary to consider seasonal infection variations of this disease. Note that HFMD is a typical seasonal disease, which is usually affected by temperature and humidity [19,30,33,36]. In the future, we will model periodic infection of the disease together with vaccination, contaminated environment, and quarantine. The authors thank the anonymous referees, whose careful reading, insights, valuable comments, and suggestions significantly enabled us to improve the quality of the paper.

    H. Zhao is supported by the National Natural Science Foundation of China (No 11571170). D. Wu is supported by the Natural Science Foundation of Anhui Province of China (No 1608085MA14), and the Programs of Educational Commission of Anhui Province of China (No KJ2015A152). The authors thank anonymous reviewers for their valuable comments. Their comments have enhanced the clarity and the quality.

    All authors declare no conflicts of interest in this paper.

    The BP neural network algorithm for estimating parameters

    The parameter estimation methods for nonlinear problem that are most often used in practical applications are the nonlinear least squares estimator, Metropolis-Hastings algorithm, and so on [47]. The nonlinear least squares estimator is a parameter estimation method of nonlinear model parameters based on the criterion of error squared and minimum [48]. The Metropolis-Hastings algorithm estimates the posterior distributions of the parameters and the latent variables by using Markov chain Monte Carlo methods, which usually assumes that the sample satisfies certain probability distribution such as normal distribution, Gaussian distribution, chi-square distribution and so on [49]. Possibly due to limited by sample size, prior distribution assumptions or other constraints, the above two algorithms are used to estimate the unknown parameters of system (2.1) are not well, such as between the reported HFMD cases in mainland China and the simulation of I(t) of system (2.1) in 2017, the fitting errors ER with respect to the nonlinear least squares estimator (use the Fmincon function in Matlab) and metropolis-Hastings algorithm (use the source code in [47]) are 4.03×104 and 7.46×105, respectively, which are much larger than that of our estimated algorithm based on BP neural network (see Table 3). Because the neural network is not limited by the hypothesis of sample size and prior probability distribution, we design an algorithm based on BP neural network [50], which is one of the most widely neural network used and highly efficient [50], to estimate unknown parameters of system (2.1).

    The topology of the BP neural network is shown in Figure 10. The BP neural network consists of three layers: input layer, hidden layer and output layer. The number of nodes in the input layer, the hidden layer and the output layer are 12, 93 and 8, respectively. For simplicity, we assume that θ=(θ1,θ2,...,θm)T denotes the vector of unknown parameters of system (2.1), where each element value must be set in reasonable interval. For example, set θ=(β1,β2,σ,ˉβ1,ˉβ2,ˉσ,ρ,k) in 2017 seen in Table 2. Let I=(I1,I2,...,I12)T and ˆI=(ˆI1,ˆI2,...,ˆI12)T. Taking the year of 2017 as an example, the estimation algorithm is described as follows:

    Figure 10.  Structure chart of the BP neural network.

    Step1 Generate sample data: Generate n group sample data θi=(θi1,θi2,...,θim)T, i=1,2,...,n by Latin hypercube sampling. Then, taking θi into system (2.1), we can also obtain n group numerically computed data Ii=(Ii1,Ii2,...,Ii12)T, i=1,2,...,n seen in Table 2;

    Step2 Use BP neural network to train data: Set ˉP=(I1,I2,...,In) and ˉT=(θ1,θ2,...,θn), and each element of ˉP and ˉT is normalized into interval [1,1]. Then, taking ˉP as input vector and ˉT as output vector, a three-layers BP neural network is used to train dataset, and let Net be the training completed network, which the training error is less than the setting value. The detailed process of BP neural network can be seen in [50], and its specific settings are described below;

    Step3 : Estimate parameters: First, taking reported data ˆI=(ˆI1,ˆI2,...,ˆI12)T of HFMD as the input vector into the training completed network Net, we can gain a output forecast vector θ=(θ1,θ2,...,θm)T. Then, taking θ into system (2.1), it get the simulation of Ii. Finally, we set a small positive content ε=0.0001 to estimate the error function ER (4.1). if ER<ε, the estimated parameters θ are reasonable, otherwise it goes to step 1 and reset the settings of BP neural network.

    Figure 11 shows n group numerically computed symptomatic data Ii of system (2.1), i=1,2,...,n, which are generated in step 1. In step 2, by using Matlab 2014b toolbox, the main settings of BP neural network are described as: (1) The transfer functions of hidden layer and output layer are tansig and purelin, respectively; (2) The network training function is trainlm; (3) The weight/bias learning function is learngdm; (4) The training error function is mse (mean squared error), and its value is 0.01; (5) The maximum iterations is 5000. Figure 12 shows the iteration process of the BP neural network, which the network complete training data before the setting maximum iterations 5000.

    Figure 11.  Multi-group numerically symptomatic infectious sample data Ii, i=1,2,...,n from system (2.1) in 2017, where n=400. The unknown parameters θ=(β1,β2,σ,ˉβ1,ˉβ2,ˉσ,ρ,k), and the initial value and other parameter values are given in Table 2.
    Figure 12.  The neural training regression.The training goal mse is set as 0.01, and the maxmum goal epoch is set as 5000.


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