
It has been shown that a self-mapping with exactly one removable or jumping discontinuity may have a C1 smooth iterate of the second-order. However, some examples show that a self-mapping with exactly one oscillating discontinuity may also have a C1 smooth iterate of the second-order, indicating that iteration can turn a self-mapping with exactly one oscillating discontinuity into a C1 smooth one. In this paper, we study piecewise C1 self-mappings on the open interval (0,1) having only one oscillating discontinuity. We give necessary and sufficient conditions for those self-mappings whose second-order iterates are C1 smooth.
Citation: Tianqi Luo, Xiaohua Liu. Iteration changes discontinuity into smoothness (Ⅱ): oscillating case[J]. AIMS Mathematics, 2023, 8(4): 8793-8810. doi: 10.3934/math.2023441
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It has been shown that a self-mapping with exactly one removable or jumping discontinuity may have a C1 smooth iterate of the second-order. However, some examples show that a self-mapping with exactly one oscillating discontinuity may also have a C1 smooth iterate of the second-order, indicating that iteration can turn a self-mapping with exactly one oscillating discontinuity into a C1 smooth one. In this paper, we study piecewise C1 self-mappings on the open interval (0,1) having only one oscillating discontinuity. We give necessary and sufficient conditions for those self-mappings whose second-order iterates are C1 smooth.
The n-th iterate fn of a mapping f:E→E is defined by fn(x)=f(fn−1(x)) and f0(x)=x for all x∈E inductively, where E is a nonempty set and n is a positive integer. The research on the iteration of mappings can be traced back more than one hundred years ago at least ([1,2,7]). The iterative operation is much more complicated than the general algebraic operation, especially the iteration of nonlinear functions, so the research work is very difficult and tortuous. Iteration is a common phenomenon in nature, which has become the focus of many disciplines. Under such circumstances, dynamical system theory has developed rapidly.
It is often thought that iteration turns a bad function into a worse one. For example, the function and its iterate
f(x)={54x+18,0<x<12,18,x=12,x−14,12<x<34,12,x=34,−45x+1110,34<x<1,f2(x)={2516x+932,0<x<310,18,x=310,54x−18,310<x<12,932,x=12,54x−316,12<x<34,18,x=34,−x+32,34<x<1. |
It is easy to see that f has exactly one discontinuity at 12 (see Figure 1), but its iterate f2 has exactly three discontinuities at 310, 12 and 34 (see Figure 2). However, a discontinuous function may have a continuous second-order iterate as shown in [3] and [5], which shows that iteration can also convert a "bad" function to a "good" one. This encourages efforts to study of such a converting. In [3] and [5] all self-mappings on a compact interval with exactly one discontinuity and more than one but finitely many discontinuities of the same type were classified for such a converting respectively. In [4] all continuous self-mappings with exactly one nonsmooth point were classified for the converting to C1 iterates. Recently, we investigated the C1 smoothness iterate of the second-order for self-mappings with exactly one removable or jumping discontinuity, we obtained necessary and sufficient conditions for those self-mappings whose second-order iterates are C1 smooth in [6]. For a continuation, we are also interested in C1 smoothness iterate of the second-order for self-mappings with exactly one oscillatory discontinuity, the remaining case of discontinuity.
It is possible to find an example with exactly one oscillatory discontinuity which is C1 smooth by its iteration. The function and its iterate
f(x)={14,0<x≤14,18+18sin2π4−8x,14<x<12,18,x=12,−2(x−34)2+38,12<x<1,f2(x)={14,0<x≤12,18+18sin2π1+16(x−34)2,12<x<1. |
One can see that f has exactly one oscillatory discontinuity at 12 (see Figure 3), but its iterate f2 is C1 smooth on the whole interval (0,1)(see Figure 4).
Let I:=(0,1) and Vo(I,I) consist of all C1 self-mappings on I with exactly one oscillatory discontinuity. Each f∈Vo(I,I) can be presented as
f(x)={f1(x),x∈I1:=(0,x0),c,x=x0,f2(x),x∈I2:=(x0,1), | (1.1) |
where x0∈(0,1) is the unique oscillatory discontinuity, fi is C1 smooth on Ii for each i∈{1,2} and c∈(0,1) is a constant.
In this paper we continue the work of [6], investigating the second-order C1 smoothness of mappings in Vo(I,I). By the definition of oscillating discontinuities, either limx→x0−0f1(x) or limx→x0+0f2(x) does not exist but both f1 and f2 are bounded. Thus, each mapping f in Vo(I,I) has 3 possibilities:
Vo+(I,I):={f∈Vo(I,I)∣y1:=limx→x0−0f1(x)exists butlimx→x0+0f2(x)does not exist},Vo−(I,I):={f∈Vo(I,I)∣y2:=limx→x0+0f2(x)exists butlimx→x0−0f1(x)does not exist},Vo∗(I,I):={f∈Vo(I,I)∣neitherlimx→x0−0f1(x)norlimx→x0+0f2(x) exists}. |
In order to investigate C1 smoothness of the second-order iterates of mappings in Vo(I,I), we also need to consider three subclasses for Vo+(I,I) and Vo−(I,I) respectively, i.e., Vo+(I,I)=VEo+(I,I)∪VOo+(I,I)∪V∞o+(I,I) and Vo−(I,I)=VEo−(I,I)∪VOo−(I,I)∪V∞o−(I,I), where
VEo+(I,I):={f∈Vo+(I,I)∣˜y1:=limx→x0−0f′1(x)exists},VOo+(I,I):={f∈Vo+(I,I)∣limx→x0−0f′1(x)does not exist butf′1is bounded},V∞o+(I,I):={f∈Vo+(I,I)∣limx→x0−0f′1(x)does not exist butf′1is unbounded},VEo−(I,I):={f∈Vo−(I,I)∣˜y2:=limx→x0+0f′2(x)exists},VOo−(I,I):={f∈Vo−(I,I)∣limx→x0+0f′2(x)does not exist butf′2is bounded},V∞o−(I,I):={f∈Vo−(I,I)∣limx→x0+0f′2(x)does not exist butf′2is unbounded}. |
Then Vo(I,I)=VEo+(I,I)∪VOo+(I,I)∪V∞o+(I,I)∪VEo−(I,I)∪VOo−(I,I)∪V∞o−(I,I)∪Vo∗(I,I).
In this paper, we discuss C1 smoothness of the second-order iterates of mapping f in Vo(I,I)∖V∞o−(I,I)∪V∞o+(I,I). We give necessary and sufficient conditions for C1 smooth f2. We obtain necessary conditions and remark the difficulties in finding sufficient conditions for those self-mappings in V∞o−(I,I) and V∞o+(I,I) to have a C1 smooth iterate of the second-order respectively. Moreover, we give sufficient conditions for those self-mappings in V(I,I) whose second-order iterates are not C1 smooth, where V(I,I) consists of all C1 self-mappings on I having only one discontinuity. Finally, we use examples to demonstrate our theorems.
For convenience, let I0:={x0}, then I=I1∪I0∪I2. For i,j=0,1,2 we use the notations
Δ−i:={α∈I∣f(U−α)⊂Ii},Δ+j:={α∈I∣f(U+α)⊂Ij},Δij:={α∈I∣f(U−α)⊂Ii and f(U+α)⊂Ij}, |
where U−α and U+α denote a sufficiently small left-half and right-half neighborhood of α respectively. We use D−f and D+f to denote the left derivative of f and the right derivative of f respectively.
In this section, we consider C1 smoothness of the second-order iterates of f∈Vo(I,I) to be defined as in (1.1). In order to discuss C1 smoothness of the second-order iterates of mappings in Vo(I,I), we need to consider constantization of a mapping near the boundary of the domain, as shown in the Fourth part of [3]. Assume that h1:H1:=(c,d)→H2 and h2:H2→H3 are continuous mapping, where Hi s (i=1,2,3) are all nonempty intervals. h1 is said to be constantized by h2 near c (or d) if there exist a closed interval L⊆H2 and a vicinity (hollow neighborhood) U⊆H1 of c (or d) such that h1(U)⊆L and h2 is identical to a constant on L. For convenience, let θ(h1,h2) denote the constant. Moreover, we also need to define two mappings f10:I10:=I1∪I0→I and f20:I20:=I0∪I2→I such that
f10(x)={f1(x),x∈I1,c,x=x0,f20(x)={c,x=x0,f2(x),x∈I2, |
where x0∈(0,1) is the unique oscillatory discontinuity. For convenience, for i∈{1,2,10,20}, m,j∈{1,2}, τ∈{E,O,∞}, λ∈{−,+}, l∈{1,2}∖{m}, μ∈{O,∞} and ξj∈f−1(I0)∩Ij let
∁Emijoλ(I,I):={f∈VEoλ(I,I)∣θ(fm,fi)=fj(yl)=f(c) and f′j(yl)˜yl=0},∁μmijoλ(I,I):={f∈Vμoλ(I,I)∣θ(fm,fi)=fj(yl)=f(c) and f′j(yl)=0},ˆ∁Emioλ(I,I):={f∈VEoλ(I,I)∣θ(fm,fi)=c=f(c)},˜∁Emioλ(I,I):={f∈VEoλ(I,I)∣θ(fm,fi)=yl=f(c) and ˜yl=0},ˉ∁τmjoλ(I,I):={f∈Vτoλ(I,I)∣ym=candf′j(ξj)=0},∁j0∗(I,I):={f∈Vo∗(I,I)∣θ(f1,fj)=θ(f2,fj)=f(c)(c≠x0)}. |
Theorem 2.1. Suppose that f∈Vo(I,I)∖V∞o+(I,I)∪V∞o−(I,I) with the unique oscillatory discontinuity x0∈(0,1) and that ξj∈f−1(I0)∩Ij for j=1 or 2. Let y1:=limx→x0−0f1(x) and y2:=limx→x0+0f2(x). The following results hold:
(o-) In the case that f∈Vτo−(I,I) for τ∈{E,O}, f2 is C1 smooth on I if and only if there is i∈{1,2,20} such that f1 is constantized by fi near x0 and for j∈{1,2} the following two conditions are both fulfilled:
(o-1) f∈∁τ1ijo−(I,I) if y2∈Ij, either f∈ˆ∁E1io−(I,I) as x0∈Δ+0 or f∈˜∁E1io−(I,I) as x0∈Δ+2 if y2=x0.
(o-2) ξj∈Δ00∪Δ22∪Δ20∪Δ02 and f∈ˉ∁τ2jo−(I,I) if ξj∈Δ22∪Δ20∪Δ02.
(o+) In the case that f∈Vλo+(I,I) for λ∈{E,O}, f2 is C1 smooth on I if and only if there is k∈{1,2,10} such that f2 is constantized by fk near x0 and for j∈{1,2} the following two conditions are both fulfilled:
(o+1) f∈∁λ2kjo+(I,I) if y1∈Ij, either f∈ˆ∁E2ko+(I,I) as x0∈Δ−0 or f∈˜∁E2ko+(I,I) as x0∈Δ−1 if y1=x0.
(o+2) ξj∈Δ00∪Δ11∪Δ10∪Δ01 and f∈ˉ∁λ1jo+(I,I) if ξj∈Δ11∪Δ10∪Δ01.
(o*) In the case that f∈Vo∗(I,I), f2 is C1 smooth on I if and only if both f1 and f2 are constantized by fj near x0, f(I1∪I2)⊆Ij holds and f∈∁j0∗(I,I) for j=1 or 2.
Proof. Since f∈Vo(I,I)∖V∞o−(I,I)∪V∞o+(I,I) and Vo(I,I)=VEo−(I,I)∪VOo−(I,I)∪V∞o−(I,I)∪VEo+(I,I)∪VOo+(I,I)∪V∞o+(I,I)∪Vo∗(I,I). Then there are five cases to be discussed: f∈VEo−(I,I), f∈VOo−(I,I), f∈VEo+(I,I), f∈VOo+(I,I) and f∈Vo∗(I,I).
For (o-), i.e., f∈Vτo−(I,I) for τ∈{E,O}, it implies that y2:=limx→x0+0f2(x) exists but limx→x0−0f1(x) does not exist.
Sufficiency of (o-). Since we have assumed that there is i∈{1,2,20} such that f1 is constantized by fi near x0. In the following, we only discuss the situation that f1 is constantized by f1 near x0 since the other situations can be discussed similarly. Under condition (o-1), we prove that f2 is C1 smooth at x0. In fact, if y2∈I1, by the definition that f1 is constantized by f1 near x0 and the continuity of f2 on I2, there exist a sufficiently small left-half neighborhood U−x0 of x0 and a sufficiently small right-half neighborhood U+x0 of x0 such that
f2(x)={θ(f1,f1),x∈U−x0,f(c),x=x0,f1(f2(x)),x∈U+x0. | (2.1) |
It follows from (2.1) that
limx→x0−0f2(x)=θ(f1,f1), | (2.2) |
limx→x0+0f2(x)=limx→x0+0f1(f2(x))=f1(y2). | (2.3) |
Since we assumed that f∈∁τ111o−(I,I) for τ∈{E,O}. Thus, we need to discuss in two situations: f∈∁E111o−(I,I) and f∈∁O111o−(I,I). In the first situation that f∈∁E111o−(I,I), by the definition of ∁E111o−(I,I) we see that f∈VEo−(I,I), it implies that ˜y2:=limx→x0+0f′2(x) exists. Note that limx→x0+0f2(x)=y2. From (2.1) we get that
D−f2(x0)=0, | (2.4) |
D+f2(x0)=limx→x0+0f′1(f2(x))f′2(x)=f′1(y2)˜y2. | (2.5) |
By our assumption that f∈∁E111o−(I,I) and the definition of ∁E111o−(I,I), we get from (2.2)–(2.5) that limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0) and D−f2(x0)=D+f2(x0)=0. It implies that f2 is C1 smooth at x0. In the second situation that f∈∁O111o−(I,I), by the definition of ∁O111o−(I,I) we see that f∈VOo−(I,I), it implies that limx→x0+0f′2(x) does not exist but f′2 is bounded. From (2.1) we get that
D−f2(x0)=0, | (2.6) |
D+f2(x0)=limx→x0+0f′1(f2(x))f′2(x). | (2.7) |
By our assumption that f∈∁O111o−(I,I) and the definition of ∁O111o−(I,I), we get from (2.2) and (2.3) that limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0). Moreover, from (2.6) and (2.7) we obtain D−f2(x0)=D+f2(x0)=0 since limx→x0+0f′1(f2(x))=f′1(y2)=0 and f′2 is bounded. It implies that f2 is C1 smooth at x0. The proof of y2∈I2 is similar to the proof of y2∈I1. Next, we consider that y2=x0, we have
f2(x)={θ(f1,f1),x∈U−x0,f(c),x=x0,c,x∈U+x0, | (2.8) |
when x0∈Δ+0. It follows from (2.8) that
limx→x0−0f2(x)=θ(f1,f1), | (2.9) |
limx→x0+0f2(x)=c, | (2.10) |
D−f2(x0)=D+f2(x0)=0. | (2.11) |
By our assumption that f∈ˆ∁E11o−(I,I) and the definition of ˆ∁E11o−(I,I), we get from (2.9)–(2.11) that limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0) and D−f2(x0)=D+f2(x0)=0. It implies that f2 is C1 smooth at x0. Moreover, we have
f2(x)={θ(f1,f1),x∈U−x0,f(c),x=x0,f2(f2(x)),x∈U+x0, | (2.12) |
when x0∈Δ+2. By our assumption that f∈˜∁E11o−(I,I), we see that f∈VEo−(I,I), it implies that ˜y2:=limx→x0+0f′2(x) exists. Note that f2(x)→x0+0 as x→x0+0. From (2.12) we get that
limx→x0−0f2(x)=θ(f1,f1), | (2.13) |
limx→x0+0f2(x)=limx→x0+0f2(f2(x))=limy→x0+0f2(y)=y2, | (2.14) |
D−f2(x0)=0, | (2.15) |
D+f2(x0)=limx→x0+0f′2(f2(x))f′2(x)=˜y22. | (2.16) |
By the assumption that f∈˜∁E11o−(I,I) and the definition of ˜∁E11o−(I,I), we get from (2.13)–(2.16) that limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0) and D−f2(x0)=D+f2(x0)=0. It implies that f2 is C1 smooth at x0. Similarly to the proof of the condition (ii) of the sufficiency in Theorem 3 in [6], one can prove that f2 is C1 smooth at ξj under condition (o-2), where ξj∈f−1(I0)∩Ij for j=1 or 2. Condition (o-1) and condition (o-2) imply that f2 is C1 smooth on the whole domain I. Therefore, the proof of sufficiency of (o-) is completed.
Necessity of (o-). Since f∈Vτo−(I,I) for τ∈{E,O}, by the definition of Vτo−(I,I), implying that f∈Vo−(I,I). Then we obtain from the definition of Vo−(I,I) that limx→x0−0f1(x) does not exist but y2:=limx→x0+0f2(x) exists. From the location of y2, we need to consider two possibilities: either y2∈Ij for j=1 or 2, or y2=x0. Assume that f2 is C1 smooth on I, it implies that f2 is continuous on I. By (i) of Theorem 3 in reference [3], one sees that there is i∈{1,2,20} such that f1 is constantized by fi near x0. In what follows, we only consider the situation that f1 is constantized by f1 near x0 since the other situations can be considered similarly. Note that f∈Vτo−(I,I) for τ∈{E,O}. Thus, we need to discuss in two situations: f∈VEo−(I,I) and f∈VOo−(I,I). If y2∈I1, one sees that (2.1) holds. It follows that (2.2) and (2.3) hold. In the first situation that f∈VEo−(I,I), it implies from the definition of VEo−(I,I) that ˜y2:=limx→x0+0f′2(x) exists. It follows that (2.4) and (2.5) hold. Because we have assumed that f2 is C1 smooth on I, we have limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0) and D−f2(x0)=D+f2(x0). Then we get from (2.2)–(2.5) that θ(f1,f1)=f1(y2)=f(c) and f′1(y2)˜y2=0. It implies from the definition of ∁E111o−(I,I) that f∈∁E111o−(I,I). In the second situation that f∈VOo−(I,I), it implies from the definition of VOo−(I,I) that limx→x0+0f′2(x) does not exist but f′2 is bounded. From (2.1) we obtain (2.6) and (2.7). Since f2 is C1 smooth on I, we see that D+f2(x0) exists. Note that limx→x0+0f′1(f2(x))=f′1(y2). We claim that
f′1(y2)=0. | (2.17) |
In fact, if f′1(y2)≠0, It follows from (2.7) that limx→x0+0f′2(x) exists since
limx→x0+0f′2(x)=limx→x0+0f′1(f2(x))f′2(x)f′1(f2(x))=D+f2(x0)f′1(y2), |
which contradicts to our assumption that limx→x0+0f′2(x) does not exist. Thus, the claim that (2.17) is proved. On the other hand, by the smoothness of f2 on I we see that f2 is continuous on I, then we have limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0). It follows from (2.2) and (2.3) that θ(f1,f1)=f1(y2)=f(c). It implies from (2.17) and the definition of ∁O111o−(I,I) that f∈∁O111o−(I,I). We use a similar discussion to the proof of the situation y2∈I1, One can get that f∈∁τ112o−(I,I) for τ∈{E,O} when y2∈I2. Finally, if y2=x0, by the continuity of f2 on I2, we see that
x0∈Δ+1∪Δ+0∪Δ+2. | (2.18) |
In the first situation that f∈VEo−(I,I), we claim that
x0∈Δ+0∪Δ+2. | (2.19) |
By (2.18) we need to deny the case x0∈Δ+1. In fact, if x0∈Δ+1, from the definition of Δ+1, we have f2(x)=f1(f2(x)), ∀x∈U+x0. Note that f∈VEo−(I,I) and f2(x)→x0−0 as x→x0+0. It follows that limx→x0+0f2(x)=limx→x0+0f1(f2(x))=limy→x0−0f1(y) does not exist, which implies that f2 is not continuous at x0, it follows that f2 is not C1 smooth on I, a contradiction to our assumption. This proves the claimed (2.19). By (2.19), we need to discuss the two cases x0∈Δ+0 and x0∈Δ+2. For the case x0∈Δ+0, we see that (2.8) holds. It follows from (2.8) that (2.9) and (2.10) hold. Since we have assumed that f2 is C1 smooth on I, we have limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0). Then we get from (2.9) and (2.10) that θ(f1,f1)=c=f(c). It implies from the definition of ˆ∁E11o−(I,I) that f∈ˆ∁E11o−(I,I). For the case x0∈Δ+2, we see that (2.12) holds. It follows from (2.12) that (2.13-2.16) hold. Since we have assumed that f2 is C1 smooth on I, we have limx→x0−0f2(x)=limx→x0+0f2(x)=f2(x0) and D−f2(x0)=D+f2(x0). Then we get from (2.13-2.16) that θ(f1,f1)=y2=f(c) and ˜y2=0. It implies from the definition of ˜∁E11o−(I,I) that f∈˜∁E11o−(I,I). Thus, condition (o-1) holds.
Remark that condition (o-1) does not give the results of the second situation that f∈VOo−(I,I) when y2=x0. In fact, by (2.18), if x0∈Δ+1, using a similar discussion to the proof of the first situation that f∈VEo−(I,I), we can get that limx→x0+0f2(x) does not exist, a contradiction to our assumption. If x0∈Δ+0, from the definition of Δ+0, there exists a sufficiently small right-half neighborhood U+x0 of x0 such that that f2(x)=x0 for ∀x∈U+x0. It implies that limx→x0+0f′2(x)=0, which contradicts the fact that f∈VOo−(I,I). If x0∈Δ+2, from (2.12) we have D+f2(x0)=limx→x0+0f′2(f2(x))f′2(x). Note that limx→x0+0f′2(f2(x))=limy→x0+0f′2(y) and f∈VOo−(I,I), i.e., limx→x0+0f′2(x) does not exist but f′2 is bounded. Thus, it is hard to determine the existence of the limit D+f2(x0)=limx→x0+0f′2(f2(x))f′2(x).
We use a similar discussion to the proof of the condition (ii) of the necessity in Theorem 3 in [6], one can prove that condition (o-2) holds. Thus, the proof of result (o-) is completed.
Result (o+) can be discussed totally in a similar way to result (o-). In what follows, we consider result (o*).
We first prove necessity of (o*). Suppose that f2 is C1 smooth on I, it follows that f2 is continuous on I. By (iii) of Theorem 3 in reference [3], we see that both f1 and f2 are constantized by fj near x0, f(I1∪I2)⊆Ij holds and f∈∁j0∗(I,I) for j=1 or 2. Hence, the proof of necessity is completed.
Next, we prove sufficiency of (o*), we assumed that both f1 and f2 are constantized by f1 near x0, f(I1∪I2)⊆I1 holds and f∈∁10∗(I,I). By (iii) of Theorem 3 in reference [3], we see that f2 is continuous on I. By the definition of constantization, there exist a sufficiently small left-half neighborhood U−x0 of x0 and a sufficiently small right-half neighborhood U+x0 of x0 such that
f2(x)={θ(f1,f1),x∈U−x0,f(c),x=x0,θ(f2,f1),x∈U+x0. | (2.20) |
we get from (2.20) that
D−f2(x0)=D+f2(x0)=0. |
Thus, the derivative of f2 is continuous at x0. It follows that f2 is C1 on I because f1 and f2 are C1 on I1 and I2 respectively. Similarly, we can prove that f2 is C1 on I if both f1 and f2 are constantized by f2 near x0, f(I1∪I2)⊆I2 holds and f∈∁20∗(I,I). Therefore, the proof of sufficiency is completed and the theorem is proved.
Theorem 2.2. Suppose that f∈V∞o−(I,I)∪V∞o+(I,I) with the unique oscillatory discontinuity x0∈(0,1) and that ξj∈f−1(I0)∩Ij for j=1 or 2. Let y1:=limx→x0−0f1(x) and y2:=limx→x0+0f2(x). The following results hold:
(o-∞) In the case that f∈V∞o−(I,I), assume that f2 is C1 smooth on I, then y2≠x0 and there exists i∈{1,2,20} such that f1 is constantized by fi near x0 and for j∈{1,2} the following two conditions are both fulfilled:
(o-∞1) f∈∁∞1ijo−(I,I) if y2∈Ij;
(o-∞2) ξj∈Δ00∪Δ22∪Δ20∪Δ02 and f∈ˉ∁∞2jo−(I,I) if ξj∈Δ22∪Δ20∪Δ02.
(o+∞) In the case that f∈V∞o+(I,I), assume that f2 is C1 smooth on I, then y1≠x0 and there is k∈{1,2,10} such that f2 is constantized by fk near x0 and for j∈{1,2} the following two conditions are both fulfilled:
(o+∞1) f∈∁∞2kjo+(I,I) if y1∈Ij;
(o+∞2) ξj∈Δ00∪Δ11∪Δ10∪Δ01 and f∈ˉ∁∞1jo+(I,I) if ξj∈Δ11∪Δ10∪Δ01.
Proof. For (o-∞), i.e., f∈V∞o−(I,I), by the definition of V∞o−(I,I), implying that f∈Vo−(I,I). It follows from the definition of Vo−(I,I) that limx→x0−0f1(x) does not exist but y2:=limx→x0+0f2(x) exists. Moreover, we have limx→x0+0f′2(x)=∞. By the C1 smoothness of f2 on I, We claim that y2≠x0. In fact, if y2=x0, by the continuity of f2 on I2, we see that (2.18) holds. From (2.18) we need to discuss in three situations: x0∈Δ+1, x0∈Δ+0 and x0∈Δ+2. In the first situation that x0∈Δ+1, from the definition of Δ+1, we have f2(x)=f1(f2(x)), ∀x∈U+x0. Note that f2(x)→x0−0 as x→x0+0. It follows that limx→x0+0f2(x)=limx→x0+0f1(f2(x))=limy→x0−0f1(y) does not exist, which implies that f2 is not continuous at x0, it follows that f2 is not C1 smooth at x0, which contradicts to our assumption that f2 is C1 smooth on I. In the second situation that x0∈Δ+0, from the definition of Δ+0, we have f2(x)=x0, ∀x∈U+x0. It follows that limx→x0+0f′2(x)=0, which contradicts to our assumption that limx→x0+0f′2(x)=∞. Finally, in the third situation that x0∈Δ+2, from the definition of Δ+2, we have f2(x)=f2(f2(x)), ∀x∈U+x0. It follows that D+f2(x0)=limx→x0+0f′2(f2(x))f′2(x). Note that limx→x0+0f′2(f2(x))=limy→x0+0f′2(y)=∞. Thus, we obtain D+f2(x0)=∞. It implies that f2 is not C1 smooth on I, a contradiction to our assumption. Therefore, the claim that y2≠x0 is proved. We use a similar discussion to the proof of the situation f∈VOo−(I,I) of the necessity in Theorem 2.1, one can get that there exists i∈{1,2,20} such that f1 is constantized by fi near x0 and both condition (o-∞1) and condition (o-∞2) hold.
Case (o+∞) can be discussed totally in a similar way to case (o-∞). Therefore, the theorem is proved.
Remark that the above Theorem 2.2 does not give sufficient conditions of f2 to be C1 because it is hard to determine the existence of either limx→x0−0f′i(f1(x))f′1(x) or limx→x0+0f′i(f2(x))f′2(x) for i=1 or 2. In fact, if f∈V∞o−(I,I), it follows from the definition of V∞o−(I,I) that limx→x0−0f1(x) does not exist but y2:=limx→x0+0f2(x) exists. Moreover, we have limx→x0+0f′2(x)=∞. We assume that f1 is constantized by f1 near x0 and f∈∁∞111o−(I,I). A similar discussion to the proof in Theorem 2.1, we can get that
D+f2(x0)=limx→x0+0f′1(f2(x))f′2(x). | (2.21) |
By the definition of ∁∞111o−(I,I), we have limx→x0+0f′1(f2(x))=f′1(y2)=0. Note that limx→x0+0f′2(x)=∞. It follows from (2.21) that limx→x0+0f′1(f2(x))f′2(x) is of 0⋅∞ type. Thus, it is hard to judge the existence of the right derivative D+f2(x0). We similarly see difficulty in other cases.
The following theorem gives conditions for f2 not to be C1. For convenience, for i=1 or 2 we use the notation
limf′i(x):={limx→x0−0f′1(x),i=1,limx→x0+0f′2(x),i=2. |
Theorem 2.3. Let f∈V(I,I) and x0∈(0,1) be the unique discontinuity. Suppose that y1:=limx→x0−0f1(x) and y2:=limx→x0+0f2(x). Then f2 is not C1 on I if for i=1 or 2 and j∈{1,2}∖{i} either
(ⅰ)yi=x0, f(Ii)⊆Ii∪I0 in the case that limf′i(x)=∞, or
(ⅱ)yi=x0, f(Ii)⊆Ij∪I0 in the case that ˜yi:=limf′i(x) exists and ˜yi≠0 but limf′j(x) does not exist, or
(ⅲ)yi=x0 in the case that limf′i(x)=∞ and limf′j(x)=∞, or
(ⅳ)yi∈Ii in the case that limf′i(x) does not exist and f′i(yi)≠0, or
(ⅴ)yi∈Ij in the case that limf′i(x) does not exist and f′j(yi)≠0.
Proof. we only prove the situation that i=1 because the situation that i=2 can be proved similarly.
For (i), we have y1=x0 and f(I1)⊆I1∪I0. By limx→x0−0f′1(x)=∞ and the continuity of f1 on I1, there exists a sufficiently small left-half neighborhood U−x0 of x0 such that f1(x)<x0 for all x∈U−x0⊂I1, which implies that f2(x)=f1(f1(x)) for all x∈U−x0. It follows that D−f2(x0)=limx→x0−0f′1(f1(x))f′1(x). Note that f1(x)→x0−0 as x→x0−0. Then we have limx→x0−0f′1(f1(x))=limy→x0−0f′1(y)=∞. Thus, D−f2(x0)=limx→x0−0f′1(f1(x))f′1(x)=∞. This implies that f2 is not C1 on I.
For (ii), we have y1=x0 and f(I1)⊆I2∪I0. By ˜y1=limx→x0−0f′1(x) exists and ˜y1≠0, there exists a sufficiently small left-half neighborhood U−x0 of x0 such that f1(x)>x0 for all x∈U−x0⊂I1, which implies f2(x)=f2(f1(x)) for all x∈U−x0. It follows that D−f2(x0)=limx→x0−0f′2(f1(x))f′1(x). Note that f1(x)→x0+0 as x→x0−0 and limx→x0+0f′2(x) does not exist. Then we have limx→x0−0f′2(f1(x))=limy→x0+0f′2(y) does not exist. We claim that D−f2(x0) does not exists. In fact, assume that D−f2(x0)=limx→x0−0f′2(f1(x))f′1(x) exists, then
limx→x0+0f′2(x)=limx→x0−0f′2(f1(x))=limx→x0−0f′2(f1(x))f′1(x)f′1(x)=D−f2(x0)˜y1 |
exists since ˜y1=limx→x0−0f′1(x) exists and ˜y1≠0. However, this contradicts the fact that limx→x0+0f′2(x) does not exist. This implies that f2 is not C1 on I.
For (ⅲ), we have both limx→x0−0f′1(x)=∞ and limx→x0+0f′2(x)=∞. By limx→x0−0f′1(x)=∞ and y1=x0, one sees that there exists a sufficiently small left-half neighborhood U−x0 of x0 such that either f1(x)<x0 or f1(x)>x0 for all x∈U−x0⊂I1. If f1(x)<x0 for all x∈U−x0, one can prove that f2 is not C1 on I with a similar discussion to the proof of case (ⅰ). If f1(x)>x0 for all x∈U−x0, we have f2(x)=f2(f1(x)) for all x∈U−x0. It follows that D−f2(x0)=limx→x0−0f′2(f1(x))f′1(x). Note that limx→x0−0f′1(x)=∞ and limx→x0−0f′2(f1(x))=limy→x0+0f′2(y)=∞. It follows that D−f2(x0)=limx→x0−0f′2(f1(x))f′1(x)=∞. This implies that f2 is not C1 on I.
For (ⅳ), we have y1∈I1. By the continuity of f1 on I1, there exists a sufficiently small left-half neighborhood U−x0 of x0 such that f1(x)<x0 for all x∈U−x0⊂I1. Then we get that f2(x)=f1(f1(x)) for all x∈U−x0. It follows that D−f2(x0)=limx→x0−0f′1(f1(x))f′1(x). Note that limx→x0−0f′1(f1(x))=f′1(y1)≠0. We claim that D−f2(x0) does not exists. In fact, assume that D−f2(x0) exists, then
limx→x0−0f′1(x)=limx→x0−0f′1(f1(x))f′1(x)f′1(f1(x))=D−f2(x0)f′1(y1) |
exists. However, this contradicts the fact that limx→x0−0f′1(x) does not exist. This implies that f2 is not C1 on I.
For (ⅴ), we have y1∈I2. By the continuity of f1 on I1, there exists a sufficiently small left-half neighborhood U−x0 of x0 such that f1(x)>x0 for all x∈U−x0⊂I1. Then we get that f2(x)=f2(f1(x)) for all x∈U−x0. It follows that D−f2(x0)=limx→x0−0f′2(f1(x))f′1(x). Note that limx→x0−0f′2(f1(x))=f′2(y1)≠0. Similarly to the above (ⅳ), we can also get that D−f2(x0) does not exists. It implies that f2 is not C1 on I. Therefore, this completes the proof.
We demonstrate our theorems with some examples.
Example 3.1. Consider the mapping F1:(0,1)→(0,1) (see Figure 5) defined by
F1(x)={14,0<x≤14,14+14sin2πx,14<x<12,14,x=12,18+116cos2πx−12,12<x<1, |
which has a unique oscillating discontinuous point x0=12 since y1=limx→12−0F1(x)=14 exists but limx→12+0F1(x) does not exist, i.e., F1∈Vo+(I,I). Moreover, ˜y1=limx→12−0F′1(x)=0 exists. It implies that F1∈VEo+(I,I). Note that I1=(0,12),I2=(12,1) and y1=c=14∈I1. It is easy to check that f2 is constantized by f1 near x0, θ(f2,f1)=f1(y1)=f1(c)=14 and f′1(y1)˜y1=0, i.e., F1∈∁E211o+(I,I), where
f1(x)={14,0<x≤14,14+14sin2πx,14<x<12,f2(x)=18+116cos2πx−12. |
It implies that the assumption (o+1) of (o+) in Theorem 2.1 is satisfied. Furthermore, we can check that 27∈F−11(I0)∩I1 and 25∈F−11(I0)∩I1 since {27,25}⊂I1 and F1(27)=F1(25)=x0=12. Moreover, one can also check that 27∈Δ11,25∈Δ11, y1=c=14 and f′1(27)=f′1(25)=0, i.e., F1∈ˉ∁E11o+(I,I). It implies that the assumption (o+2) of (o+) in Theorem 2.1 is satisfied. On the other hand, one can compute
F21(x)={14,0<x≤14,14+14sin24π1+sin2πx,14<x<12,14,12≤x<1, |
which is C1 smooth on (0,1) as shown in Figure 6.
Example 3.2. Consider the mapping F2:(0,1)→(0,1) (see Figure 7) defined by
F2(x)={19,0<x≤16,118+118cos2π13−x,16<x<13,118,x=13,136+118sin2πx−13,13<x<1, |
which has a unique oscillating discontinuous point x0=13 since neither limx→13−0F2(x) nor limx→13+0F2(x) exists, i.e., F2∈Vo∗(I,I). Note that I1=(0,13),I2=(13,1),c=118∈I1. One can check that both f1 and f2 are constantized by f1 near x0, F2(I1∪I2)⊆I1 and θ(f1,f1)=θ(f2,f1)=f1(c)=19, i.e., F2∈∁1o∗(I,I), where
f1(x)={19,0<x≤16,118+118cos2π13−x,16<x<13,f2(x)=136+118sin2πx−13. |
It implies that the assumptions of (o*) in Theorem 2.1 are satisfied. Actually, one can compute
F22(x)=19,∀x∈(0,1), |
which is C1 smooth on (0,1) as shown in Figure 8.
Example 3.3. Consider the mapping F3:(0,1)→(0,1) (see Figure 9) defined by
F3(x)={14,0<x≤14,8(x−14)3+14,14<x<12,18,x=12,18+116sin2πx−12,12<x<1, |
which has a unique oscillating discontinuous point x0=12 since y1=limx→12−0F3(x)=38 exists but limx→12+0F3(x) does not exist, i.e., F3∈Vo+(I,I). Moreover, ˜y1=limx→12−0F′3(x)=32 exists. It implies that F3∈VEo+(I,I). Note that I1=(0,12),I2=(12,1),c=18∈I1 and y1=38∈I1. It is easy to check that f2 is constantized by f1 near x0, θ(f2,f1)=14≠f1(y1)=1764, i.e., F3∉∁E211o+(I,I), where
f1(x)={14,0<x≤14,8(x−14)3+14,14<x<12,f2(x)=18+116sin2πx−12. |
It implies that the assumptions of (o+) in Theorem 2.1 are not satisfied. Actually, one can compute
F23(x)={14,0<x≤14,84(x−14)9+14,14<x<12,14,12≤x<1, |
which is not C1 smooth on (0,1) with nonsmooth point 12 as shown in Figure 10.
Example 3.4. Consider the mapping F4:(0,1)→(0,1) (see Figure 11) defined by
F4(x)={12−14√1−2x,0<x<12,4(x−34)2+12,12≤x<1, |
which has a unique jumping discontinuous point x0=12 since
y1=limx→12−0F6(x)=12≠limx→12+0F6(x)=34=y2. |
Note that
f1(x)=12−14√1−2x,0<x<12 |
and
f2(x)=4(x−34)2+12,12<x<1. |
Moreover, y1=12=x0, limx→12−0f′1(x)=∞ and f1(I1)⊆I1, i.e., the assumption (i) in Theorem 2.3 is satisfied. Actually, one can compute
F24(x)={12−√284√1−2x,0<x<12,12,x=12,4[4(x−34)2−14]2+12,12<x<1, |
which is not C1 smooth on (0,1) with nonsmooth point 12 as shown in Figure 12.
Difference from [6], where the function has exactly a removable or a jumping discontinuity, in this paper, we show how a function with exactly one oscillating discontinuity may have a C1 smooth iterate of second-order.
Thanks for the comments and suggestions given by anonymous colleagues and experts who have carefully examined this paper. This research was supported by the Scientific Research Fund of Sichuan Provincial Education Department of China (No. 18ZA0242), Key Project of Leshan Normal University of China (No. JG2018-1-03) and Key Project of Leshan Normal University of China (No. LZD014).
The authors declare no conflict of interest.
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