Research article

Classification of chain rings

  • Received: 21 October 2021 Revised: 09 December 2021 Accepted: 13 December 2021 Published: 30 December 2021
  • MSC : 16L30, 16P20, 16P30

  • An associative Artinian ring with an identity is a chain ring if its lattice of left (right) ideals forms a unique chain. In this article, we first prove that for every chain ring, there exists a certain finite commutative chain subring which characterizes it. Using this fact, we classify chain rings with invariants p,n,r,k,k,m up to isomorphism by finite commutative chain rings (k=1). Thus the classification of chain rings is reduced to that of finite commutative chain rings.

    Citation: Yousef Alkhamees, Sami Alabiad. Classification of chain rings[J]. AIMS Mathematics, 2022, 7(4): 5106-5116. doi: 10.3934/math.2022284

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  • An associative Artinian ring with an identity is a chain ring if its lattice of left (right) ideals forms a unique chain. In this article, we first prove that for every chain ring, there exists a certain finite commutative chain subring which characterizes it. Using this fact, we classify chain rings with invariants p,n,r,k,k,m up to isomorphism by finite commutative chain rings (k=1). Thus the classification of chain rings is reduced to that of finite commutative chain rings.



    We consider only associative Artinian rings with identity. A chain ring is a ring whose left (right) ideals form a unique chain under inclusion. It turned out that a ring is a chain ring if and only if it is a principal local ring. Finite chain rings arise naturally in at least four different places: in algebraic number theory [17]; in commutative algebra [10]; in geometry [15]; in coding theory [11,19]. One remarkable class that nicely exemplifies this applicability is the class of the commutative rings Zpn[x]/(g(x)), where g(x) is a monic polynomial of degree r over Zpn irreducible modulo p. Such rings are uniquely determined by p,n,r and their groups of automorphisms are cyclic of order r. Moreover, these rings have a lot in common with Galois fields, and thus they are called Galois rings and denoted by GR(pn,r) (see Krull [16]).

    For a general review of chain rings, we refer to [2,4,5,7,9,10,16,20]. Let R denote a finite chain ring of characteristic pn with nonzero (Jacobson) radical J(R) of nilpotency index m, i.e., R∣=pmr and R/J(R) is a field of order pr. R contains a subring (coefficient subring) R0 of the form R0=GR(pn,r)Zpn[a], where a is an element of R0 of multiplicative order pr1. Additionally, there exist πJ(R)J2(R) and σAut R0 such that J(R)=πR and πu=σ(u)π, for each uR0. The automorphism σ is uniquely determined by R and R0, and it is called the associated automorphism of R with respect to R0. If k is the greatest integer i, im, such that pJi(R), then R is expressed as:

    R=k1i=0R0πi

    (as R0module). It follows that πk=pk1i=0uiπi, where uiR0 and u0 is a unit. This means, π is a root of an Eisenstein polynomial over R0 of the form g(x)=xkpk1i=0uixi. If n>1, then σk=Id and kk, where k is the order of σ. Furthermore, m=(n1)k+t for some t, 1tk. The integers p,n,r,k,k,m are called the invariants of R. The case when k=1, R is commutative.

    Clark and Liang [8] determined the enumeration of finite chain rings with given invariants when k=1 and pk. This enumeration was generalized by Alkhamees [5] to finite chain rings with k1 and pk. Moreover, Hou [13] classified finite pure chain rings up to isomorphism in case of k=1, p1k and p∣∣k (pk but p2k). Recently, Alabiad and Alkhamees [1] investigated generally the number of isomorphism classes of finite commutative chain rings with the same invariants, and gave their number in case (p1)k. That motivates us to classify chain rings with invariants p,n,r,k,k,m up to isomorphism. We first demonstrate that there exists a certain finite commutative chain subring of any finite chain ring which characterizes it. Using this, we determine the number of isomorphism classes of finite chain rings with fixed invariants p,n,r,k,k,m. Furthermore, we give a classification of chain rings in which their residue fields are absolutely algebraic.

    In this section, we state some facts and introduce notations used in the subsequent discussions. In the sequel, R is a finite chain ring with invariants p,n,r,k,k,m. Let R1 be the centralizer of R0 in R, then from [5],

    R1=k11i=0R0πik, (2.1)

    where k1=kk and m1=mk+1. By (2.1), the radical of R1, J(R1)=πkR1. However, it turned out that R1 is a commutative chain ring with invariants p,n,r,k1,m1. In addition, R1 is the only maximal commutative subring of R containing R0 and it is unique up to inner automorphisms of R.

    Denote Z(R) the center of R, then

    Z(R)=k11i=0Sπki+Ω, (2.2)

    where S=Rσ0 is the fixed subring by σ, Ω=Jm11(R1)=Jm1(R) if  k(m1) and Ω=0 otherwise. It is clear that S=GR(pn,s)= Zpn[b], b is an element of <a> of multiplicative order ps1 and s=r/k (cf. [5]).

    Let

    R2=k11i=0Sπki. (2.3)

    It is easy to check that R2=Z(R) when k(m1), and consequently Z(R) is a commutative chain ring with invariants p, n, s, k1, m1. The case when k(m1), Z(R)=R2+Ω which is not a chain subring of R. However, Z(R)/Ω is a commutative chain ring with invariants p, n, s, k1, m11.

    Note that πkZ(R), i.e., πk can be written as:

    πk=k11i=0uiπki+um1πm1=pβ1h1+um1πm1, (2.4)

    where β1∈<b>, h1=1+k11i=1uiπki, pui=β11ui, uiS for 0ik11 and um1∈<a> [4]. If there exists π in R such that πk=pβh for β∈<a> and h1+pR0, R is called a pure chain ring, and it is called very pure if h=1.

    The following statements are related to commutative chain rings (k=1) [12,14,18]. These rings are known to have close connections to the p-adic fields as factor-rings of the rings of integers of finite extensions of Qp (the field of p-adic numbers). Indeed, the classification of finite extensions over Qp is essentially equivalent to that of finite commutative chain rings. Moreover, if U(R) represents the group of units of R, then U(R)=<a>H, where H=1+J(R) is the p-Sylow subgroup of U(R). Let Hi=1+Ji(R), iPm={1,2,,m} and consider

    H=H1>H2>H3>>Hm=<1>, (2.5)

    joined with the function j defined by:

    j(i)={min(pi,m),ik0,min(i+k,m),i>k0, (2.6)

    where k0=kp1. We refer to the series (2.5) when we mention j-diagram. We call R an incomplete chain ring if H has an incomplete j-diagram, and R is called complete if H acquires a complete j-diagram in the sense that given by Ayoub [6].

    All symbols shall retain their meanings throughout the article as stated above, in addition, for a given finite chain ring R, we denote TR all pairs (R0,π) which fulfill the above conditions.

    It is already known from [5] that the number of non-isomorphic classes of finite chain rings of characteristic p (n=1) is r. Thus, from now onwards, we assume that n>1.

    Proposition 3.1. Let R be a finite chain ring with invariants p,n,r,k,k,m. Then,

    πk=pβh, (3.1)
    {β∈<a>,h=1,if m1=k,β∈<b>,h=h1+α0πmk1,otherwise,

    where h1R2H(R1) and α0R0.

    Proof. First, if m1=k, i.e., n=2 and t=1. Since pn1πt=0, then pπ=0 and

    pβ1h1=pβ1(1+k11i=1uiπki)=pβ1.

    This means, by (2.4), πk=pβ1+um1πk and hence, (1um1)πk=pβ1. Thus, πk=pβ, where β=β1(1um1)1∈<a>. On the other hand, if m1>k, we consider two cases. The case when k(m1), the result can easily be proved since Z(R)=R2. Now, assume that k(m1), then k(t1) because m1=(n1)k+t1. Let t1=t1k for some t1 positive integer. Then,

    um1πm1=um1π(n1)kπt1k=um1(pβ1h1+um1πm1)n1πt1k=um1(pn1βn11hn11)πt1k=um1pn1βn11πt1k,

    where β1∈<b>. Now, since t1<k,

    πk=pβ1h1+um1pn1βn11πt1k=pβ(h1+pn2um1βn1β1πt1k)  (n>2)=pβh,

    where β=β1, h=h1+α0πmk1 and α0=um1βn1β1.

    Remark 3.1. By the proof of the previous proposition, we can write

    Z(R)=R2+pn1R0πt1k. (3.2)

    Remark 3.2. Note that if km1, then by the proof of Proposition 3.1,

    h=1+k11i=1uiπik, (3.3)

    where uiS if it1 and ut1R0. However, if k=m1, (n=2 and t=1), in this case, take ut1=β. Let S0 be the extension of S=Zpn[b] by the element ut1, and let e be its degree over S. Then, for some cS0, S0=Zpn[c]=GR(pn,r1) and r1=se. Let

    R3=k11i=0S0πik. (3.4)

    It is clear that πkR3, and then R3 is a finite commutative chain subring of R1 with invariants p,n,r1,k1,m1.

    Proposition 3.2. The following statements are equivalent:

    (i) R2 is a subring.

    (ii) σ can be extended to an automorphism of R fixing πk.

    (iii) β and h can be chosen in R2.

    Proof. It is enough to prove that (i) and (ii) are equivalent. First, assume that R2 is a subring of R. Then, it is clear that πkR2. Consider the correspondence ασ, defined by:

    ασ(k1i=0uiπi)=k1i=0σ(ui)πi. (3.5)

    It is obvious that ασ is an automorphism of R with ασ(πk)=πk. Conversely, if there is an extension of σ to an automorphism ψ of R fixing πk, then

    pβh=πk=ψ(πk)=pσ(β)ψ(h). (3.6)

    This means, σ(β)=β and ψ(h)=h mod πmk. Now, if m1=k, then h=1. Also if m1>k, then from (3.3), ψ(ut1)=σ(ut1)=ut1. Therefore, in either case, we have πkR2, and hence R2 is a subring of R.

    Corollary 3.1. ασAut R if and only if R2 is a subring of R.

    The proof of the following lemma is easy.

    Lemma 3.1. R3=R2 if and only if r1=s.

    Definition 3.1 Let G be a group of automorphisms of a commutative ring E. A function f:GU(E) is called a crossed homomorphism if f(ητ)=f(η)η(f(τ)), where η,τG.

    Lemma 3.2. Assume that E1 is a commutative chain ring which is Galois extension over a commutative chain ring E2. If f is a crossed function from G, the Galois group, into U(E1). Then, for every τG, there is δU(E1) such that f(τ)=τ(δ)δ1.

    Proof. First, we prove that if qi=1aiηi=0, then all ai=0 for distinct ηiG. Assume that there is minimal e such that ei=1aiηi=0 with all ai0. Note that e>1 since ai0. Now, since η1ηe, then there is uE1 such that η1(u)ηe(u). Let x be an arbitrary in E1, then

    ei=1aiηi(ux)=ei=1aiηi(u)ηi(x)=ei=1aiηi(x)=0. (3.7)

    Hence,

    ei=1ai(ηi(u)ηe(u))ηi(x)=e1i=1ai(ηi(u)ηe(u))ηi(x)=0. (3.8)

    This contradicts the fact that e is minimal because a1(η1(u)ηe(u))0. To prove the lemma, we now assume f is a crossed homomorphism. Since ηGf(η)η0, then if we reduce this sum to ¯E1=E1/J(E1), we obtain ηGf(η)η0 since GAut¯E2 ¯E1. This means, there is ζU(E1) such that

    ηGf(η)η(ζ)=ϵ. (3.9)

    Then, for τG,

    τ(ϵ)=τ(ηGf(η)η(ζ))=ηGτ(f(η))τη(ζ)=ηGτ(f(η))τη(ζ)=f(τ)1ηG(f(τη))τη(ζ)=f(τ)1ϵ.

    Therefore, f(τ)=τ(δ)δ1, where δ=ϵ1.

    Definition 3.2. Let E1 be a commutative chain ring which is cyclic Galois over a commutative chain ring E2. Let G=<χ> be the group of all E2automorphisms of E1. Define Nχ(y):U(E1)U(E2) as:

    Nχ(y)=ηGη(y), (3.10)

    Nχ is called the norm function.

    Proposition 3.3. Let E1 be a commutative chain ring which is cyclic Galois over a commutative chain ring E2. Let G=<χ> be the Galois group of order k. Then,

    ker Nχ={χ(δ)δ1:δU(E1)}. (3.11)

    Proof. If ζker Nχ, then Nχ(ζ)=1. Let f(χi)=Ni(ζ)=ζχ(ζ)χi1(ζ), then clearly f is a crossed homomorphism. By Lemma 3.2, there exists δU(E1) such that f(χ)=ζ=χ(δ)δ1. Note that Nχ(ζ)=Nk1(ζ).

    Corollary 3.2. With the same hypothesis of Proposition 3.3, ker NχU(E1)/U(E2).

    Proof. Consider the map ψ:U(E1)ker Nχ defined by: ψ(w)=χ(w)w1. It is easy to check that ψ is a surjective homomorphism and ker ψ=U(E2).

    Lemma 3.3. Let R be a finite chain ring. Then, the homomorphism ϕ defined from U(E1) into U(E2) by: ϕ(ω)=Nσ(ω) is surjective, where E1=R1/Jm11(R1) and E2=Z(R)/Ω.

    Proof. Proposition 3.3 and its corollary give U(E1)/U(E2)∣=∣ker Nσ. Thus,

    U(E1)/ker Nσ∣=∣U(E2). (3.12)

    This implies Nσ is surjective.

    Proposition 3.4. A finite chain ring R is very pure if and only if its R3 is very pure.

    Proof. Let R3 be very pure, and let (R0,π1) be an element of TR3 such that πk11=pβ, where β∈<c>. As (π1)=(πk)=Jk(R), then π1=β1δπk, for β1∈<b> and δH(R3)Z(R). By Lemma 3.3, there are β2∈<a> and ζH(R1) such that β1=Nσ(β2) and δ=Nσ(ζ). Now, let θ=β2ζπ, then it is easy to verify that (R0,θ) is an element of TR. Therefore, R is very pure. The converse is obvious.

    Remark 3.3. If m1>k and R is very pure, then R2=R3.

    Proposition 3.5. Let R and T be two finite chain rings with invariants p,n,r,k,k,m. Then, RT if and only if σ=τ and R3T3.

    Proof. Assume that σ=τ and ϕ is an isomorphism from R3 into T3. Thus, ϕ(πk)=pδζθk, where δ∈<c> and ζH(T3). Moreover, ϕ(πk)Z(T), and then by using Lemma 3.3, there exist ϵ∈<a> and ξH(T1) mod Jm11(T1) such that Nσ(ϵ)=δ and Nσ(ξ)=ζ. Now, let η be the restriction of ϕ to S0, and ψ:RT defined by:

    ψ(k1i=0uiπi)=k1i=0μ(ui)(ϵξθ)i,

    where μ is an extension of η to R0 which exists since S0 is Galois subring of R0. Then, it is easy to see that ψ is an isomorphism. The other direction is trivial.

    Corollary 3.3. With the same assumption as in Proposition 3.5, R1T1 if and only if R3T3.

    Theorem 3.1. If N is the number of non-isomorphic classes of finite chain rings with invariants p,n,r,k,k,m. Then,

    N=ϕ(k)Nc, (3.13)

    where ϕ is the Euler function and Nc is the number of finite commutative chain rings with invariants p,n,r1,k1,m1.

    Proof. Since we have ϕ(k) automorphisms in Aut R0 generate <σ>, i.e., of order k, then the result follows immediately from Proposition 3.5.

    Remark 3.4. Let N(r1,k1) be the number of Qp-isomorphic of finite extensions of Qp with residue degree r1 and ramification index k1. Then from [1],

    N(r1,k1)=1ϕ(k)N, (3.14)

    where N is the number of non-isomorphic classes of finite chain rings with invariants p,n,r,k,k,m.

    Next, set d=(pr11,k1) and k1=plk2, where l0 and (p,k2)=1.

    Corollary 3.4. (Theorem 1, [5]). Assume that (p,k1)=1, then

    N=ϕ(k)zdϕ(z)τ(z), (3.15)

    where τ(z) is the order of p in the group of units of Zz.

    If (p,k1)1, the classification of finite commutative chain rings with invariants p,n,r1,k1,m1 depends strongly on the structure of their groups of units [1].

    Definition 3.3. Let R be a finite chain ring, then we call R complete (incomplete) if its R3 is complete (incomplete).

    The following Corollaries 3.5-3.7 depend on results from [1].

    Remark 3.5. Let Ui be the subgroup of H generated by 1+αzπi, 1zr, where {αz}1zr is a representatives system in R for a basis of the residue field over Zp. If R is complete, then [6],

    H(R3)=iR(j)Ui.

    Moreover, for each i, Ui is a homogeneous group of rank r1 and of order pν(i), where ν(i) is the least positive integer satisfying jν(i)(i)=m.

    Corollary 3.5. The number N of isomophrism classes of complete chain rings with invariants p,n,r,k,k,m is

    N=ϕ(k)[1r1r11i=0(pi1,d)p(i,r1)ι], (3.16)

    where ι=iR(j)li and li=min{ν(i),l}.

    Remark 3.6. If R is an incomplete chain ring, the structure of H(R3) can be written [3] as:

    H(R3)=i11i=1UiG,

    where G is a subgroup of H(R3) and i1=k0pl. We call R an almost complete chain ring if there exists πR such that πk=pβh, where hi11i=1Ui.

    Corollary 3.6. Let N be the number of non-isomorphic classes of almost complete chain rings with invariants p,n,r,k,k,m. Then,

    N=ϕ(k)[1r1r11i=0(pi1,d)p(i,r1)l(i11)]. (3.17)

    Corollary 3.7. If N is the number of isomophrism classes of incomplete chain rings with invariants p,n,r,k,k,m. Then,

    ϕ(k)pr1r1Nϕ(k)(pr11)p(m1k11)r1. (3.18)

    Let R be a chain ring of characteristic pn with absolutely algebraic residue field. Then [4], R has a commutative chain subring R0 as its coefficient subring. Actually, R0 is a union of ascending chain of Galois subrings of R of characteristic pn, its maximal ideal generated by p, and Aut R0Aut (R0/pR0). Thus, in this case, we call R0 a generalized Galois ring.

    Remark 4.1. We refer to [4], for the following facts concerning R. Let m be the index of nilpotency of J(R). There exists a pair (π, σ) such that J(R)=Rπ and πu=σ(u)π for each u in R0, where π is an element of J(R) and σAut R0. Also σ is uniquely determined by R and R0. Thus, we call σ the associated automorphism of R with respect to R0. Moreover, σk=IdR0 if n>1; thus, if k is the order σ then k divides k. In this case, R=k1i=0R0πi (as R0-module). This implies, πk=pΣk1i=0uiπi, where uiR0 and u0 is a unit, i.e., π is a root of Eisenstein polynomial g(x)= xkpΣk1i=0uixi over R0. Assume R is the subring of R generated by Zpn and π. Then it is easy to check that R is a finite chain subring of R with invariants p,n,r,k,k,m where R0GR(pn,r)=Zpn[a] is a coefficient subring of R and a is an element of R0 of multiplicative order pr 1. We call R the associated finite chain ring of R and the integers p,n,r,k,k,m are called invariants of R. Now, as in the finite case, πk=pβh, where β∈<a> and hH(R1), R1 is the centralizer of R0 in R.

    Proposition 4.1. ([5]) Let R be a finite local ring. Then, R is a chain ring if and only if J(R) has the maximal index of nilpotency.

    Lemma 4.1. Let R be a finite local ring. Then, R is a chain ring if and only if there exists an element in J(R) which has the maximal index of nilpotency.

    Proof. Let R be a chain ring. Then J(R)=Rπ has the maximal index of nilpotency, and thus π is the required element. Conversely, let π be an element of J(R) which has the maximal index of nilpotency, say m, and let J={m1i=1αiπi: αi∈<a>{0}}, then J=J(R) and J∣=∣J(R)∣=p(m1)r, and subsequently J=J(R)=Rπ. Thus, by Proposition 4.1, R is a chain ring.

    Proposition 4.2. Let R be an Artinian local ring of characteristic pn in which its residue field is absolutely algebraic. Then the followings are equivalent:

    (i) R is a chain ring.

    (ii) J(R) has the maximal index of nilpotency.

    (iii) There exists an element in J(R) which has the maximal index of nilpotency.

    Proof. By Remark 4.1, it follows that J(R) and J(R) have the same generator. Now, the proof follows from Proposition 4.1 and Lemma 4.1.

    By considering the last proposition, it is easy to check the following result.

    Proposition 4.3. Let R and T be chain rings with the same invariants p,n,r,k, k,m with n>1 and in which their residue fields are absolutely algebraic. Also let R, T be their associated finite chain subrings and K,K be their residue fields, respectively. Then, RT if and only if RT and KK.

    By Remark 4.1 and Proposition 4.3, one can easily prove the following theorem.

    Theorem 4.1. The number of non-isomorphic chain rings with the same invariants p,n,r,k,k,m with n>1 and in which their residue fields are absolutely algebraic and isomorphic is the same as the number of finite chain rings with the same invariants p,n,r,k,k,m.

    Corollary 4.1. The number of non-isomorphic commutative chain rings with the same invariants p,n,r,k,m with n>1 and in which their residue fields are absolutely algebraic and isomorphic is the same as the number of finite commutative chain rings with the same invariants p,n,r,k,m.

    Remark 4.2. Let R be a chain ring with invariants p,n=1,r,k,k,m and its residue field F is absolutely algebraic. Then [4],

    RF[x,σ,k]/<xm>.

    Corollary 4.2. If R is a chain ring with invariants p,n=1,r,k,k,m and in which its residue field is absolutely algebraic. Then, R is uniquely determined by its invaraints and the residue field.

    In this paper, the classification (up to isomorphism) of chain rings with same invariants is investigated. Every chain ring is characterized by a certain finite commutative chain subring. Therefore the classification of chain rings has been reduced to the classification of finite commutative chain rings.

    The authors would like to thank Deanship of scientific research in King Saud University for funding and supporting this research through the initiative of DSR Graduate Students Research Support (GSR).

    The authors declare that they have no conflict of interest.



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