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Global dynamics of a cytokine-enhanced viral infection model with distributed delays and optimal control analysis

  • This paper analyzed a cytokine-enhanced viral infection model incorporating three distributed delays: (1) Intracellular delays in infected CD4+ T cells induced by inflammatory cytokines and viruses, (2) delays in CD4+ T cell activation at inflammatory sites and subsequent cytokine production, and (3) viral replication delays. By using Lyapunov functionals and LaSalle's invariance principle, we established that each equilibrium exhibits global asymptotic stability under certain conditions. Furthermore, we formulated an optimality system that incorporates delays and then characterized it using Pontryagin's Maximum Principle. Numerical simulations have confirmed the global asymptotic stability of all equilibrium points in the system. Furthermore, for the optimal control system, our simulations not only justified the necessity of incorporating time delay in modeling inflammatory cytokine production but also highlighted the critical importance of tailoring precise HIV treatment strategies according to specific time-delay values.

    Citation: Cuifang Lv, Xiaoyan Chen, Chaoxiong Du. Global dynamics of a cytokine-enhanced viral infection model with distributed delays and optimal control analysis[J]. AIMS Mathematics, 2025, 10(4): 9493-9515. doi: 10.3934/math.2025438

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  • This paper analyzed a cytokine-enhanced viral infection model incorporating three distributed delays: (1) Intracellular delays in infected CD4+ T cells induced by inflammatory cytokines and viruses, (2) delays in CD4+ T cell activation at inflammatory sites and subsequent cytokine production, and (3) viral replication delays. By using Lyapunov functionals and LaSalle's invariance principle, we established that each equilibrium exhibits global asymptotic stability under certain conditions. Furthermore, we formulated an optimality system that incorporates delays and then characterized it using Pontryagin's Maximum Principle. Numerical simulations have confirmed the global asymptotic stability of all equilibrium points in the system. Furthermore, for the optimal control system, our simulations not only justified the necessity of incorporating time delay in modeling inflammatory cytokine production but also highlighted the critical importance of tailoring precise HIV treatment strategies according to specific time-delay values.



    Acquired Immunodeficiency Syndrome (AIDS), a life-threatening condition caused by human immunodeficiency virus (HIV) infection, remains a major global health challenge with significant mortality rates. As a retrovirus, HIV primarily infects cells expressing the CD4 receptor, notably CD4+ T helper lymphocytes—a key component in regulating immune responses. During disease progression, HIV-infected individuals experience a gradual decline in CD4+ T cell counts. Clinically, the transition to AIDS is defined when CD4+ T cell counts decline below 200 cells/ul, marking severe immunodeficiency and increased susceptibility to opportunistic infections [1,2].

    In HIV immunopathology, the demise of CD4+ T cells can be attributed to three predominant mechanisms: (1) Apoptosis, a non-inflammatory programmed cell death; (2) programmed necrosis, characterized by plasma membrane rupture; and (3) pyroptosis, an intensely inflammatory form of cell death triggered by strong inflammatory signals [3]. Nonetheless, studies have indicated that a mere 5% of CD4+ T cell demise is attributed to caspase-3-driven apoptosis, with the preponderance of these fatalities being precipitated by caspase-1-induced pyroptosis [4,5]. Caspase-1, a pro-inflammatory cysteine protease, mediates both the cleavage of pro-inflammatory cytokines (e.g., IL-1β, IL-18) and the execution of pyroptotic cell death. Notably, pyroptosis in HIV-infected CD4+ T cells generates inflammatory signals that recruit uninfected CD4+ T cells, establishing a self-perpetuating cycle of infection and cell death [4,6]. This pathological mechanism contributes to viral persistence, as demonstrated by Wang et al. [7], who showed that pyroptosis-induced chronic inflammation promotes homeostatic proliferation of memory CD4+ T cells—a key reservoir for HIV. These dynamics have been quantitatively characterized through cytokine-enhanced viral infection models [8,9,10,11].

    Cytotoxic T lymphocytes (CTLs), as the key effector cells of adaptive immunity, play an indispensable role in antiviral immune defense. CTLs can precisely recognize and specifically eliminate HIV-infected host cells, effectively suppressing viral replication and spread within infected cells. Moreover, through the secretion of various cytokines (e.g., IFN-γ, TNF-α), CTLs participate in immunomodulation by enhancing the function of antigen-presenting cells and boosting the activity of other immune cells such as natural killer cells and B cells, thereby establishing a coordinated antiviral immune network. Numerous HIV research models have integrated CTL immune responses into their frameworks, such as [12,13,14,15].

    Extensive research has established that viral infection of susceptible cells involves a characteristic temporal delay between initial virion contact and productive infection, rather than occurring instantaneously. Recognizing the critical role of time delays in viral dynamics, Jiang and Zhang [16] developed a cytokine-enhanced viral infection model featuring a nonlinear incidence rate with discrete time delays. Zhang et al. [17] subsequently extended this framework by incorporating CTL immune responses and demonstrating Hopf bifurcation at the immunity-activated equilibrium. However, both studies [16,17] overlooked the time delay in inflammatory cytokine production—a critical factor in antiviral immune regulation. Moreover, empirical and theoretical evidence suggest that distributed delays provide more accurate representations of empirical systems compared to discrete delays [18–20]. To address these critical limitations, we develop an advanced modeling framework by introducing two key modifications to the model in [17]: (ⅰ) Explicit incorporation of cytokine synthesis delays, and (ⅱ) systematic integration of three distinct distributed-delay mechanisms. These improvements lead to the following enhanced dynamical system:

    {˙x(t)=λβ1xcβ2xvμx,˙y(t)=0f1(τ)em1τ[β1x(tτ)c(tτ)+β2x(tτ)v(tτ)]dτ(α+d)ypyz,˙c(t)=σ0f2(τ)em2τy(tτ)dτqc,˙v(t)=k0f3(τ)em3τy(tτ)dτγv,˙z(t)=ηyzbz, (1.1)

    where x(t),y(t),c(t),v(t), and z(t) represent the concentrations of uninfected CD4+ T cells, infected CD4+ T cells, inflammatory cytokines, viruses, and CTL immune responsive cells at time t, respectively. The term em1τ quantifies the survival probability of susceptible cells that were exposed to inflammatory cytokines and viruses at time tτ and subsequently became productively infected by time t. The terms em2τ and em3τ represent the probabilities of cytokine production initiation by infected cells at time tτ and viral particle maturation and release by time t. In model (1.1), we employ the same integration variable τ across all delay kernels (em1τ, em2τ, and em3τ) since each represents an independent temporal delay in the integration process. This unified notation is adopted without loss of generality for mathematical convenience. Here, fi:[0,)[0,) represent probability distributions that are supported on a compact support, fi(τ)0, and 0fi(τ)dτ=1 (i=1,2,3). All model parameters are strictly positive, with their biological interpretations provided in Table 1.

    Table 1.  Biological significance of all parameters used in model (1.1).
    Parameters Meaning
    λ the production rate of uninfected CD4+ T cells
    β1 the rate of infection of CD4+ T cells caused by inflammatory cytokines
    β2 the rate of infection of CD4+ T cells caused by the viruses
    μ,d,q,γ,b the natural death rate of uninfected and infected CD4+ T cells, cytokines,
    viruses, and CTLs
    α the mortality of infected CD4+ T cells due to pyroptosis
    σ the proliferation rate of inflammatory cytokines
    k the proliferation rate of viruses
    η the proliferation rate of CTLs

     | Show Table
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    While a complete cure for HIV remains elusive, current therapeutic strategies utilizing reverse transcriptase inhibitors (RTIs) and protease inhibitors (PIs) have demonstrated efficacy in suppressing viral replication and managing HIV infection. However, the long-term administration of antiretroviral therapies presents significant challenges, including drug toxicity, resistance development, and patient compliance issues. Studies have established that optimized treatment regimens incorporating RTIs and PIs can significantly improve the quality of life for AIDS patients [21,22]. Chen et al. [9] developed an optimal control framework with four control variables within a cytokine-enhanced viral infection model. Subsequent work has extended this approach to incorporate time-delayed systems [23–25], while computational advances have introduced differential algorithms based on forward-backward difference approximations for numerical implementation [22,24,26]. Motivated by the critical role of temporal delays in HIV pathogenesis, we propose an optimal control analysis of a cytokine-enhanced viral infection model incorporating three distinct distributed delays in this paper.

    This paper is structured as follows. Section 2 establishes the fundamental properties of model (1.1), proving solution positivity and boundedness while introducing two critical reproduction numbers and characterizing system equilibria. Section 3 demonstrates the global stability of these equilibria through the construction of suitable Lyapunov functionals and application of LaSalle's invariance principle. Section 4 develops the optimal control system using Pontryagin's Maximum Principle. Numerical simulations in Section 5 verify the global stability results and examine delay effects in the optimal control system (4.2). The paper concludes with a discussion of findings in Section 6.

    The initial conditions for system (1.1) are given by:

    x(θ)=ϕ1(θ),y(θ)=ϕ2(θ),c(θ)=ϕ3(θ),v(θ)=ϕ4(θ),z(θ)=ϕ5(θ),ϕ(θ)=(ϕ1(θ),ϕ2(θ),ϕ3(θ),ϕ4(θ),ϕ5(θ))C5+={ϕC((,0],R5+)}, (2.1)

    where ϕ(θ)eδθ is uniformly continuous for θ(,0] and ||ϕ||=supθ0|ϕ(θ)|eδθ< for any δ>0, R5+={(x1,x2,x3,x4,x5):xi0,i=1,2,3,4,5}. Following the fundamental theory of functional differential equations [27], system (1.1) admits a unique solution (x(t),y(t),c(t),v(t),z(t)) satisfying these initial conditions.

    Theorem 2.1. (Positivity and boundedness) For t>0, the solutions of model (1.1) satisfying initial conditions (2.1) are positive and ultimately bounded.

    Proof. We first prove the positivity of x(t). Conversely, we assume there exists a t1>0 such that x(t1)=0. From the first equation of (1.1), we can deduce that ˙x(t1)=λ>0. Therefore, for t(t1ε,t1) where ε>0 is sufficiently small, we have x(t)<0. This contradicts the condition that x(t)>0 for t(0,t1). Hence, we have x(t)>0 for all t>0. Next, we will demonstrate that y(t)>0,c(t)>0,v(t)>0, and z(t)>0 for all t>0. In fact, suppose that there exists a t2>0 for the first time such that F(t2)=min{y(t2),c(t2),v(t2),z(t2)}=0. We consider four possible cases:

    (i) F(t2)=y(t2),   (ii) F(t2)=c(t2),   (iii) F(t2)=v(t2),   (iv) F(t2)=z(t2).

    For case (ⅰ), we have y(t)>0 for 0<t<t2, and c(t)>0,v(t)>0,z(t)>0 for 0<tt2. From the second equation of (1.1), we can deduce that

    ˙y(t2)=0f1(τ)em1τ[β1x(t2τ)c(t2τ)+β2x(t2τ)v(t2τ)]dτ>0.

    Thus, y(t)<0 for all t(0,t2), which causes a contradiction. Similar contradictions arise in cases (ⅱ)–(ⅳ). Therefore, (x(t),y(t),c(t),v(t),z(t)) is positive for all t>0.

    To demonstrate the boundedness of the system, we begin by analyzing the first equation of model (1.1). We observe that

    ˙x(t)=λβ1xcβ2xvμxλμx.

    Solving this differential inequality yields

    x(t)x(0)eμt+λμ(1eμt).

    For non-negative initial conditions in (2.1), this solution implies lim suptx(t)λμ, which conclusively establishes the boundedness of x(t). We define W(t) as

    W(t)=0f1(τ)em1τx(tτ)dτ+y(t)+pηz(t),

    which is a continuous function. Differentiating W(t) with respect to t, we obtain

    ˙W(t)=0f1(τ)em1τ[λβ1x(tτ)c(tτ)β2x(tτ)v(tτ)μx(tτ)]dτ+0f1(τ)em1τ[β1x(tτ)c(tτ)+β2x(tτ)v(tτ)]dτ(α+d)ypyz+pη(ηyzbz)λ0f1(τ)em1τdτˉμW(t),

    where ˉμ=min{μ,α+d,b}. Solving this differential inequality gives

    W(t)W(0)eˉμt+λ0f1(τ)em1τdτˉμ(1eˉμt).

    From the non-negativity conditions in (2.1), we conclude lim suptW(t)λ0f1(τ)em1τdτˉμ, which implies that lim supty(t)λ0f1(τ)em1τdτˉμ, and lim suptz(t)ηλ0f1(τ)em1τdτpˉμ. Likewise, by leveraging the third and fourth equations of model (1.1), we can derive lim suptc(t)λσ0f1(τ)em1τdτ0f2(τ)em2τdτˉμq and lim suptv(t)λk0f1(τ)em1τdτ0f3(τ)em3τdτˉμγ. Consequently, for t>0, the functions x(t),y(t),c(t),v(t), and z(t) are all bounded.

    The model (1.1) admits an infection-free equilibrium given by E0=(x0,0,0,0,0), where x0=λ/μ. Following the methodology in [28], we derive the basic reproduction number:

    R0=σβ1x0k1k2q(α+d)+kβ2x0k1k3γ(α+d),

    where k1=0f1(τ)em1τdτ,k2=0f2(τ)em2τdτ,k3=0f3(τ)em3τdτ.

    We define R0=R01+R02, where

    R01=σβ1x0k1k2q(α+d),    R02=kβ2x0k1k3γ(α+d).

    Obviously, R01 quantifies the expected number of secondary infections caused by inflammatory cytokines, while R02 represents the average number of new viruses produced by a single virion. If R0>1, an infection equilibrium E1=(x1,y1,c1,v1,0) is established in model (1.1), where

    x1=γq(α+d)σγβ1k1k2+kqβ2k1k3,    y1=μγq(R01)σγβ1k2+kqβ2k3,    c1=σy1k2q,    v1=ky1k3γ.

    Similarly, we derive the CTL immune reproductive number R1, defined as the average CTL load produced during the lifespan of a CTL cell:

    R1=ημγq(R01)b(σγβ1k2+kqβ2k3).

    If R1>1, the immunity-activated equilibrium E=(x,y,c,v,z) in model (1.1) can be obtained, where

    x=ληqγk2β1σbγ+k3β2kbq+μηqγ,         y=bη,         c=σbk2ηq,v=kbk3ηγ,                    z=b(α+d)(σγβ1k2+kqβ2k3)(R11)p(k2β1σbγ+k3β2kbq+μηqγ).

    Theorem 3.1. If R01, then the infection-free equilibrium E0 of model (1.1) is globally asymptotically stable.

    Proof. The Lyapunov functional V1(t) is characterized as follows:

    V1(t)=k1(xx0x0lnxx0)+y+(α+d)R01k2σR0c+(α+d)R02k3kR0v+pηz+V11(t)+V12(t),

    where

    V11(t)=β10f1(τ)em1τttτx(s)c(s)dsdτ+β20f1(τ)em1τttτx(s)v(s)dsdτ,
    V12(t)=(α+d)R01k2R00f2(τ)em2τttτy(s)dsdτ+(α+d)R02k3R00f3(τ)em3τttτy(s)dsdτ.

    By calculating the time derivative of V1(t) along the solutions of model (1.1) and applying λ=μx0, we derive that

    ˙V1(t)=k1(1x0x)[λβ1xcβ2xvμx]+0f1(τ)em1τ[β1x(tτ)c(tτ)+β2x(tτ)v(tτ)]dτ  (α+d)ypyz+(α+d)R01k2σR0[σ0f2(τ)em2τy(tτ)dτqc]+  (α+d)R02k3kR0[k0f3(τ)em3τy(tτ)dτγv]+pη(ηyzbz)+  k1β1xcβ10f1(τ)em1τx(tτ)c(tτ)dτ+k1β2xvβ20f1(τ)em1τx(tτ)v(tτ)dτ+  (α+d)R01k2R0[k2y0f2(τ)em2τy(tτ)dτ]+(α+d)R02k3R0[k3y0f3(τ)em3τy(tτ)dτ]=k1μ(xx0)2x+k1x0R0(β1c+β2v)(R01)pbηz.

    Clearly, we have ˙V1(t)0 when R0<1, with the equality holding if and only if x=x0,c=0,v=0, and z=0. According to [27, Theorem 5.3.1], solutions asymptotically approach M0, which is the largest invariant subset where ˙V1(t)=0. Substituting c=0 into the third equation of system (1.1) yields

    0=˙c(t)=σ0f2(τ)em2τy(tτ)dτ.

    Since f2(τ)em2τ is non-negative and σ>0, this implies y(tτ)=0 for all τ0, and thus y=0. Consequently, the largest invariant set where ˙V1(t)=0 is the singleton E0.

    If R0=1, we have

    ˙V1(t)=k1μ(xx0)2xpbηz0,

    where the equality holds if and only if x=x0 and z=0. Substituting x=x0 into the first equation of (1.1) yields c=0,v=0. Through the third equation (with c=0) or the fourth equation (with v=0) of system (1.1), we further deduce y=0. Thus, the largest invariant set satisfying ˙V1(t)=0 is M0=E0.

    Therefore, by applying LaSalle invariance principle, we deduce that the infection-free equilibrium E0 is globally asymptotically stable if R01.

    Theorem 3.2. If R0>1 and R11, then the infection equilibrium E1 of model (1.1) is globally asymptotically stable.

    Proof. The Lyapunov functional V2(t) is defined below:

    V2(t)=x1g(xx1)+y1k1g(yy1)+β1x1(c1)2σk2y1g(cc1)+β2x1(v1)2kk3y1g(vv1)+pηk1z+V21(t)+V22(t),

    where

    V21=β1x1c1k10f1(τ)em1τttτg(x(s)c(s)x1c1)dsdτ+β2x1v1k10f1(τ)em1τttτg(x(s)v(s)x1v1)dsdτ,
    V22(t)=β1x1c1k20f2(τ)em2τttτg(y(s)y1)dsdτ+β2x1v1k30f3(τ)em3τttτg(y(s)y1)dsdτ.

    Here, g(u)=u1lnu,u>0. Obviously, g(1)=0, which is the global minimum for g(u). Noting that

    λ=β1x1c1+β2x1v1+μx1,   k1β1x1c1+k1β2x1v1=(α+d)y1,   k2σy1=qc1,   k3ky1=γv1,

    the time derivative of V2(t) along the solutions of model (1.1) is as follows:

    ˙V2(t)=(1x1x)[λβ1xcβ2xvμx]+  1k1(1y1y){0f1(τ)em1τ[β1x(tτ)c(tτ)+β2x(tτ)v(tτ)]dτ(α+d)ypyz}+  β1x1c1k2σy1(1c1c)[σ0f2(τ)em2τy(tτ)dτqc]+  β2x1v1k3ky1(1v1v)[k0f3(τ)em3τy(tτ)dτγv]+pηk1(ηyzbz)+  β1x1c1(xcx1c1lnxcx1c1)β1x1c1k10f1(τ)em1τ(x(tτ)c(tτ)x1c1lnx(tτ)c(tτ)x1c1)dτ+  β2x1v1(xvx1v1lnxvx1v1)β2x1v1k10f1(τ)em1τ(x(tτ)v(tτ)x1v1lnx(tτ)v(tτ)x1v1)dτ+  β1x1c1(yy1lnyy1)β1x1c1k20f2(τ)em2τ(y(tτ)y1lny(tτ)y1)dτ+β2x1v1(yy1lnyy1)β2x1v1k30f3(τ)em3τ(y(tτ)y1lny(tτ)y1)dτ=μ(xx1)2x+(β1x1c1+β2x1v1)(1x1x+lnx1x)+  β1x1c1k10f1(τ)em1τ(1y1x(tτ)c(tτ)yx1c1+lny1x(tτ)c(tτ)yx1c1)dτ+  β2x1v1k10f1(τ)em1τ(1y1x(tτ)v(tτ)yx1v1+lny1x(tτ)v(tτ)yx1v1)dτ+  β1x1c1k20f2(τ)em2τ(1c1y(tτ)cy1+lnc1y(tτ)cy1)dτ+  β2x1v1k30f3(τ)em3τ(1v1y(tτ)vy1+lnv1y(tτ)vy1)dτ+ηpbk1(R11)z.

    Obviously, we can obtain that ˙V2(t)0 if R1<1. By [27, Theorem 5.3.1], solutions asymptotically approach M1, which is the largest invariant subset where ˙V2(t)=0. It can be verified that ˙V2(t)=0 if and only if

    x1x=y1x(tτ)c(tτ)yx1c1=y1x(tτ)v(tτ)yx1v1=c1y(tτ)cy1=v1y(tτ)vy1=1,

    and z=0. By substituting x=x1 into the first equation of (1.1) and applying λ=β1x1c1+β2x1v1+μx1, we derive

    β1(c1c)+β2(v1v)=0. (3.1)

    Furthermore, inserting y(tτ)=cy1c1 into the third equation of system (1.1) and employing k2σy1=qc1, we obtain

    σ0f2(τ)em2τy(tτ)dτqc=σcy1k2c1qc=0.

    This equality implies that c remains constant. Let c=~c1. Furthermore, from the identity c1y(tτ)cy1=v1y(tτ)vy1=1, we obtain v=~c1v1c1. Submitting c=~c1 and v=~c1v1c1 into (3.1), we obtain

    β1(c1c)+β2(v1v)=1c1(c1β1+β2v1)(c1~c1)=0,

    which necessarily implies c1=~c1. Consequently, we establish the identities y=y1,c=c1, and v=v1. Furthermore, given that z=0, we conclude that the largest invariant set where ˙V2(t)=0 is precisely the singleton M1=E1.

    When R1=1, employing an analogous approach to the preceding analysis, we conclude that x=x1,y=y1,c=c1, and v=v1. Furthermore, substituting the identity k1β1x1c1+k1β2x1v1=(α+d)y1 and by the second equation of (1.1) yields py1z=0 which implies z=0. Consequently, the largest invariant set satisfying ˙V2(t)=0 reduces to the singleton M1=E1.

    By applying the LaSalle invariance principle, we obtain the global asymptotic stability of the infection equilibrium E1 for model (1.1).

    Theorem 3.3. If R1>1, then the immunity-activated equilibrium E of model (1.1) is globally asymptotically stable.

    Proof. The Lyapunov functional V3(t) is defined below:

    V3(t)=xg(xx)+yk1g(yy)+β1x(c)2σk2yg(cc)+β2x(v)2kk3yg(vv)+pzηk1g(zz)+V31(t)+V32(t),

    where

    V31(t)=β1xck10f1(τ)em1τttτg(x(s)c(s)xc)dsdτ+β2xvk10f1(τ)em1τttτg(x(s)v(s)xv)dsdτ,
    V32(t)=β1xck20f2(τ)em2τttτg(y(s)y)dsdτ+β2xvk30f3(τ)em3τttτg(y(s)y)dsdτ.

    By computing the time derivative of V3(t) along the trajectories of model (1.1) and applying

    λ=β1xc+β2xv+μx,     k1β1xc+k1β2xv=(α+d)y+pyz,
    k2σy=qc,       k3ky=γv,       ηy=b,

    we obtain

    ˙V3(t)=(1xx)(λβ1xcβ2xvμx)+  1k1(1yy){0f1(τ)em1τ[β1x(tτ)c(tτ)+β2x(tτ)v(tτ)]dτ(α+d)ypyz}+  β1xck2σy(1cc)[σ0f2(τ)em2τy(tτ)dτqc]+  β2xvk3ky(1vv)[k0f3(τ)em3τy(tτ)dτγv]+pηk1(1zz)(ηyzbz)+  β1xc(xcxclnxcxc)β1xck10f1(τ)em1τ(x(tτ)c(tτ)xclnx(tτ)c(tτ)xc)dτ+  β2xv(xvxvlnxvxv)β2xvk10f1(τ)em1τ(x(tτ)v(tτ)xvlnx(tτ)v(tτ)xv)dτ+  β1xc(yylnyy)β1xck20f2(τ)em2τ(y(tτ)ylny(tτ)y)dτ+  β2xv(yylnyy)β2xvk30f3(τ)em3τ(y(tτ)ylny(tτ)y)dτ=μ(xx)2xxx(β1xc+β2xv)+β1xc+β2xv+β1k10f1(τ)em1τx(tτ)c(tτ)dτ+  β2k10f1(τ)em1τx(tτ)v(tτ)dτyβ1k1y0f1(τ)em1τx(tτ)c(tτ)dτ  yβ2k1y0f1(τ)em1τx(tτ)v(tτ)dτ+β1xcyk20f2(τ)em2τy(tτ)dτ  β1xcqck2σyβ1x(c)2k2cy0f2(τ)em2τy(tτ)dτ+β2xvyk30f3(τ)em3τy(tτ)dτ  β2xvγvk3kyβ2x(v)2k3vy0f3(τ)em3τy(tτ)dτ+3(β1xc+β2xv)  β1xclnxcxcβ1xck10f1(τ)em1τ(x(tτ)c(tτ)xclnx(tτ)c(tτ)xc)dτ  β2xvlnxvxvβ2xvk10f1(τ)em1τ(x(tτ)v(tτ)xvlnx(tτ)v(tτ)xv)dτ  β1xclnyyβ1xck20f2(τ)em2τ(y(tτ)ylny(tτ)y)dτ  β2xvlnyyβ2xvk30f3(τ)em3τ(y(tτ)ylny(tτ)y)dτ=μ(xx)2x+(β1xc+β2xv)(1xx+lnxx)+  β1xck10f1(τ)em1τ(1yx(tτ)c(tτ)yxc+lnyx(tτ)c(tτ)yxc)dτ+  β2xvk10f1(τ)em1τ(1yx(tτ)v(tτ)yxv+lnyx(tτ)v(tτ)yxv)dτ+  β1xck20f2(τ)em2τ(1cy(tτ)cy+lncy(tτ)cy)dτ+  β2xvk30f3(τ)em3τ(1vy(tτ)vy+lnvy(tτ)vy)dτ.

    Thus, we obtain ˙V3(t)0. It can be verified that ˙V3(t)=0 if and only if

    xx=yx(tτ)c(tτ)yxc=yx(tτ)v(tτ)yxv=cy(tτ)cy=vy(tτ)vy=1.

    According to the LaSalle invariance principle, we obtain the global asymptotic stability of the infection equilibrium E for model (1.1).

    To systematically optimize HIV treatment strategies, we propose an optimal control framework incorporating four time-dependent therapeutic interventions:

    u1(t): Prevents inflammatory cytokines from infecting healthy CD4+ T cells.

    u2(t): Quantifies RTI efficacy in preventing viral reverse transcription.

    u3(t): Suppresses the production of inflammatory cytokines to mitigate excessive immune activation.

    u4(t): Represents PI effectiveness in inhibiting viral maturation.

    To achieve a balance between simplicity and generality, we employ discrete time delays as an alternative to distributed delays, thereby facilitating our investigation of the following optimal control problem:

    {˙x(t)=λ(1u1)β1xc(1u2)β2xvμx,˙y(t)=(1u1)β1em1τ1x(tτ1)c(tτ1)+(1u2)β2em1τ1x(tτ1)v(tτ1)(α+d)ypyz,˙c(t)=(1u3)σem2τ2y(tτ2)qc,˙v(t)=(1u4)kem3τ3y(tτ3)γv,˙z(t)=ηyzbz. (4.1)

    During the process of HIV pathogenesis, CD4+ T lymphocytes play a dual role as both principal targets for viral infection and central regulators of adaptive immune responses. This dual functionality makes their preservation critical for maintaining host immunity against HIV progression. Meanwhile, CTLs mediate antiviral defense through two distinct mechanisms: (ⅰ) Direct cytolysis of infected cells, and (ⅱ) cytokine-mediated suppression of viral replication. Recognizing these essential roles of CD4+ T cells and CTLs in HIV immunopathology, we derive the following objective function for system (4.1):

    J(u1,u2,u3,u4)=tf0{x(t)+z(t)[A12u12(t)+A22u22(t)+A32u32(t)+A42u42(t)]}dt,

    where tf denotes treatment duration, and Ai(i=1,2,3,4) represent the relative costs of the treatments corresponding to the respective controls.

    In HIV therapeutic optimization, the central paradigm necessitates establishing an optimal equilibrium between three critical dimensions: (1) Immunological reconstitution via maximal preservation of uninfected CD4+ T lymphocyte reservoirs and amplification of CTL effector populations, (2) mitigation of cumulative pharmacological toxicities impacting treatment adherence, and (3) containment of long-term economic burdens associated with combination antiretroviral therapy. These competing constraints mean that a minimization approach would be counterproductive to our fundamental goals of immune system restoration and viral control. Accordingly, we formulate the optimization problem as follows: Find the optimal controls (u1,u2,u3,u4) that satisfy

    J(u1,u2,u3,u4)=max{J(u1,u2,u3,u4):(u1,u2,u3,u4)U},

    where the set of admissible controls U is specified as

    U={(u1(t),u2(t),u3(t),u4(t)):ui(t) is Lebesgue measurable,ui(t)[0,1],t[0,tf],i=1,2,3,4}.

    Following established techniques [9,26], we derive the subsequent theorem concerning the existence of the optimal control.

    Theorem 4.1. There exists an optimal control pair (u1,u2,u3,u4)U such that

    J(u1,u2,u3,u4)=max(u1,u2,u3,u4)UJ(u1,u2,u3,u4).

    To derive the optimal control system, we apply Pontryagin's Maximum Principle. The corresponding Hamiltonian function is defined as

    H(X,Xτ1,Xτ2,Xτ3,u,λ)=xz+A12u12+A22u22+A32u32+A42u42+5i=1λihi,

    where

    {h1=λ(1u1)β1xc(1u2)β2xvμx,h2=(1u1)β1em1τ1x(tτ1)c(tτ1)+(1u2)β2em1τ1x(tτ1)v(tτ1)(α+d)ypyz,h3=(1u3)σem2τ2y(tτ2)qc,h4=(1u4)kem3τ3y(tτ3)γv,h5=ηyzbz,

    and

    X=(x(t),y(t),c(t),v(t),z(t)),   Xτi(t)=X(tτi)(i=1,2,3),
    u=(u1(t),u2(t),u3(t),u4(t),u5(t)),   λ=(λ1(t),λ2(t),λ3(t),λ4(t),λ5(t)).

    We define the characteristic function X[m,n](t) as

    X[m,n](t)={1,   t[m,n],0,   others.

    Applying Pontryagin's Maximum Principle, we can derive the following theorem.

    Theorem 4.2. Let u1,u2,u3,u4 be optimal controls with corresponding state solutions x,y,c,v, and z of system (4.1). Then there exist adjoint variables λ1,λ2,λ3,λ4,λ5 satisfying the equations

    ˙λ1(t)=1+λ1[(1u1)β1c+(1u2)β2v+μ]  X[0,tfτ1](t)[(1u1(t+τ1))β1em1τ1c+(1u2(t+τ1))β2em1τ1v]λ2(t+τ1),˙λ2(t)=λ2[(α+d)+pz]X[0,tfτ2](t)(1u3(t+τ2))σem2τ2λ3(t+τ2)  X[0,tfτ3](t)(1u4(t+τ3))kem3τ3λ4(t+τ3)λ5ηz,˙λ3(t)=λ1(1u1)β1xX[0,tfτ1](t)(1u1(t+τ1))β1em1τ1xλ2(t+τ1)+λ3q,˙λ4(t)=λ1(1u2)β2xX[0,tfτ1](t)(1u2(t+τ1))β2em1τ1xλ2(t+τ1)+λ4γ,˙λ5(t)=1+λ2pyλ5(ηyb),

    with the transversality conditions

    λi(tf)=0,    i=1,2,3,4,5.

    Furthermore, the optimal control is specified as

    u1(t)=min{1,max{λ2β1em1τ1x(tτ1)c(tτ1)λ1β1xcA1,0}},u2(t)=min{1,max{λ2β2em1τ1x(tτ1)v(tτ1)λ1β2xvA2,0}},u3(t)=min{1,max{λ3σem2τ2y(tτ2)A3,0}},u4(t)=min{1,max{λ4kem3τ3y(tτ3)A4,0}}.

    Proof. Through the application of Pontryagin's Maximum Principle, we derive both the adjoint system and the corresponding transversality conditions, from which

    ˙λ1(t)=[Hx+X[0,tfτ1](t)Hxτ1(t+τ1)](X,u)=(X,u),    λ1(tf)=0,˙λ2(t)=[Hy+X[0,tfτ1](t)Hyτ1(t+τ1)+X[0,tfτ2](t)Hyτ2(t+τ2)+X[0,tfτ3](t)Hyτ3(t+τ3)](X,u)=(X,u),                                                                        λ2(tf)=0,˙λ3(t)=[Hc+X[0,tfτ1](t)Hcτ1(t+τ1)](X,u)=(X,u),    λ3(tf)=0,˙λ4(t)=[Hv+X[0,tfτ1](t)Hvτ1(t+τ1)](X,u)=(X,u),    λ4(tf)=0,˙λ5(t)=[Hz](X,u)=(X,u),                                        λ5(tf)=0.

    Applying the optimality conditions, we have

    Hu1=A1u1+λ1β1xcλ2β1em1τ1x(tτ1)c(tτ1)=0,Hu2=A2u2+λ1β2xvλ2β2em1τ1x(tτ1)v(tτ1)=0,Hu3=A3u3λ3σem2τ2y(tτ2)=0,Hu4=A4u4λ4kem3τ3y(tτ3)=0.

    Using the constraints on the control set U, we derive

    u1(t)=min{1,max{λ2β1em1τ1x(tτ1)c(tτ1)λ1β1xcA1,0}},u2(t)=min{1,max{λ2β2em1τ1x(tτ1)v(tτ1)λ1β2xvA2,0}},u3(t)=min{1,max{λ3σem2τ2y(tτ2)A3,0}},u4(t)=min{1,max{λ4kem3τ3y(tτ3)A4,0}}.

    Consequently, we obtain the subsequent optimality system:

    {˙x(t)=λ(1u1)β1xc(1u2)β2xvμx,˙y(t)=(1u1)β1em1τ1x(tτ1)c(tτ1)+(1u2)β2em1τ1x(tτ1)v(tτ1)               (α+d)ypyz,˙c(t)=(1u3)σem2τ2y(tτ2)qc,˙v(t)=(1u4)kem3τ3y(tτ3)γv,˙z(t)=ηyzbz,˙λ1(t)=1+λ1[(1u1)β1c+(1u2)β2v+μ]             X[0,tfτ1](t)[(1u1(t+τ1))β1em1τ1c+(1u2(t+τ1))β2em1τ1v]λ2(t+τ1),˙λ2(t)=λ2[(α+d)+pz]X[0,tfτ2](t)(1u3(t+τ2))σem2τ2λ3(t+τ2)             X[0,tfτ3](t)(1u4(t+τ3))kem3τ3λ4(t+τ3)λ5ηz,˙λ3(t)=λ1(1u1)β1xX[0,tfτ1](t)(1u1(t+τ1))β1em1τ1xλ2(t+τ1)+λ3q,˙λ4(t)=λ1(1u2)β2xX[0,tfτ1](t)(1u2(t+τ1))β2em1τ1xλ2(t+τ1)+λ4γ,˙λ5(t)=1+λ2pyλ5(ηyb),u1(t)=min{1,max{λ2β1em1τ1x(tτ1)c(tτ1)λ1β1xcA1,0}},u2(t)=min{1,max{λ2β2em1τ1x(tτ1)v(tτ1)λ1β2xvA2,0}},u3(t)=min{1,max{λ3σem2τ2y(tτ2)A3,0}},u4(t)=min{1,max{λ4kem3τ3y(tτ3)A4,0}},λi(tf)=0,    i=1,2,3,4,5. (4.2)

    In this section, we present numerical simulations implemented in MATLAB to: (1) Rigorously verify the global asymptotic stability of the equilibrium points through phase portrait analysis; (2) demonstrate the critical role of optimal control in system regulation through comparative studies; and (3) investigate the sensitivity of the controlled system to varying time delays.

    Now, we systematically validate the stability properties through three distinct parameter configurations. The parameter values are derived from [17] and they are λ=10, β1=0.0012, β2=0.001, μ=0.1, α=0.1, d=0.75, p=0.001, σ=0.25, q=0.1, k=13, γ=0.3, η=0.33, m1=m2=m3=0.1, and the initial value is (50,3,60,2,450).

    ● The infection-free equilibrium E0: Setting m1=1, m2=m3=0.1, and b=3, the calculated basic reproduction number R0=0.34665<1 demonstrates the global asymptotic stability of E0(100,0,0,0,0), as evidenced by phase-space trajectories in Figure 1. This numerical observation aligns precisely with the theoretical predictions of Theorem 3.1.

    Figure 1.  Phase portrait of system (1.1) for the infection-free equilibrium E0 when R01.

    ● The immunity-free equilibrium E1: Maintaining equivalent mutation rates m1=m2=m3=0.1, while preserving b=3, we obtain R0=2.1828>1 and R1=0.44375<1. Figure 2 reveals the global convergence of solutions toward E1(45.8127,4.0341,6.382,110.6215,0), thereby confirming Theorem 3.2.

    Figure 2.  Phase portrait of system (1.1) for the infection equilibrium E1 when R0>1 and R11.

    ● The immune equilibrium E: Adjusting parameters to m1=0.2, m2=m3=0.1, and reduced b=0.32, the computed threshold R1=1.7349>1 triggers the emergence of E(77.8625,0.9697,1.5341,26.5906,138.2788). As shown in Figure 3, all trajectories asymptotically approach this endemic equilibrium, conclusively corroborating Theorem 3.3.

    Figure 3.  Phase portrait of system (1.1) for the immunity-activated equilibrium E when R1>1.

    Following the numerical approach developed in [24], we simulate the optimal control system (4.2) with the following specifications: The terminal time is set to tf=50 as in [24], while other parameters such as b=0.32, λ=10, β1=0.0012, β2=0.001, μ=0.1, α=0.1, d=0.75, p=0.001, σ=0.25, q=0.1, k=13, γ=0.3, η=0.33, m1=m2=m3=0.1 are adopted from [17]. The control weights are uniformly set to A1=A2=A3=A4=10. For computational simplicity without loss of generality, we assume identical time delays τ1=τ2=τ3=τ.

    To systematically assess the influence of control strategies on the dynamic system described by the equations, we conduct a comparative analysis of the numerical simulations for the system with and without optimal control at τ=0.4. As depicted in Figure 4, which shows the trajectories of key variables over time:

    Figure 4.  The dynamics of the x(t),y(t),c(t),v(t), and z(t) under different delays.

    ● Uninfected CD4+ T cells (x(t)): Under the impact of control measures, the concentration of uninfected CD4+ T cells exhibits a notable upward trend. Specifically, the concentration increased from 66.0828 (without control) to 81.3165 (with control) at t=700, reflecting a 23.1% increase. This increase indicates that control effectively promotes the maintenance or growth of the population of uninfected immune cells.

    ● Infected CD4+ T cells (y(t)), viruses (v(t)), and CTL immune responsive cells (z(t)): The concentrations of infected cells, viruses, and immune responsive cells all decrease significantly when control is implemented. This suggests that the control strategies are successful in curbing the spread of infection and reducing the overall burden on the immune system.

    ● Inflammatory cytokines (c(t)): At t=700, the concentration of inflammatory cytokines exhibited a marked increase, reaching 5.9767 under controlled conditions compared to 4.9148 in the absence of intervention, representing a 21.61% elevation. This indicates that the control measures adopted (such as the use of certain drugs, the implementation of specific treatment regimens, etc.) have had an impact on the body's inflammation-related status.

    However, implementation of optimal HIV control strategies resulted in a marked increase in uninfected CD4+ cell populations, accompanied by rapid declines in infected cell counts, viral load, and immune effector cell numbers. Notably, inflammatory cytokines demonstrated only gradual reduction, exhibiting persistent resistance to therapeutic intervention. These findings align with established clinical evidence [29], confirming that while antiretroviral therapy (ART) can partially mitigate CD4+ T cell pyroptosis, complete suppression of the inflammatory cascade remains unattainable with current approaches.

    To systematically investigate the temporal effects on optimal control dynamics, we perform a comparative analysis of system variables x(t),y(t),c(t),v(t), and z(t) under distinct time-delay regimes τ=0.4, τ=4, and τ=10 in Figure 5. To demonstrate the time-delay effects more clearly, we analyze the system variables at t=300 under different delay conditions as follows:

    Figure 5.  The comparison graph for x(t),y(t),c(t),v(t), and z(t) with and without optimal control.

    ● Uninfected CD4+ T cells (x(t)): The concentration of uninfected CD4+ T cells exhibited a progressive increase from 52.2254 at τ=0.4 to 63.9181 at τ=10, which implies that prolonged time delays may create a more favorable microenvironment for preserving uninfected cells.

    ● Infected CD4+ T cells (y(t)): A contrasting decline was observed in infected CD4+ T cells, with concentrations decreasing from 0.8191 (τ=0.4) to 0.6862 (τ=10). This trend suggests that extended time delays may disrupt critical phases of the viral infection cycle, consequently reducing the population of infected cells.

    ● Inflammatory cytokines (c(t)): The levels of inflammatory cytokines decreased moderately, from 21.0851 when τ=0.4 to 19.4179 when τ=10, suggesting that prolonged time delays may attenuate inflammatory responses, potentially through delayed immune signaling pathways.

    ● Viruses (v(t)): Viral concentration demonstrated a dramatic decline from 42.9187 (τ=0.4) to 12.1682 (τ=10), highlighting the inhibitory effect of time delays on viral replication. Extended delays may impair essential lifecycle stages (e.g., reverse transcription, assembly, or release) and disrupt viral fitness.

    ● CTL immune responsive cells (z(t)): CTL cell populations plummeted from 3427 (τ=0.4) to 413.46 (τ=10), a 7.3-fold reduction. This sharp decline may stem from diminished antigenic stimulation due to lower viral loads under prolonged delays, leading to reduced clonal expansion of effector CTLs.

    Additionally, the fluctuation range of inflammatory cytokines remains minimal across different time delays in Figure 5. This is because ART fails to fully restore cytokine levels to baseline, leading to persistent low-grade secretion of inflammatory factors. Notably, our numerical simulations demonstrate that this constrained variation in inflammatory cytokines reflects effective management of systemic inflammation. Such control is critical for minimizing immune cell damage and fostering the recovery and proliferation of CD4+ T lymphocytes and other immune cells, ultimately enhancing the host's antiviral capacity.

    Numerical simulations illustrating the temporal evolution of optimal controls ui(t)(i=1,2,3,4) across different time-delay regimes are presented in Figure 6.

    Figure 6.  The behavior of the optimal controls ui(t)(i=1,2,3,4) under different delays (t[0,1000]).

    u1(t) and u2(t): As the time delay increases, the duration required to reach optimal control intensity decreases significantly: By 74.39% for u1(t) (from 449 days at τ=0.4 to 115 days at τ=10) and 60% for u2(t) (from 335 days at τ=0.4 to 134 days at τ=10). This delay-induced deceleration slows viral infection progression, immune activation, and viral replication, thereby granting the immune system additional time to mount an autonomous response against HIV infection and mitigating disease progression. Consequently, prolonged high-intensity application of u1(t) and u2(t) becomes unnecessary under extended delay conditions.

    u3(t) and u4(t): While the time required for u3(t) and u4(t) to achieve optimal control remains relatively unchanged, their optimal intensity values exhibit significant decreases. Quantitative analysis reveals a 61.58% reduction in peak value for u3(t) (from 4.7222×104 at τ=0.4 to 1.8142×104 at τ=10) and a 63.78% decrease in peak value for u4(t) (from 0.0185 at τ=0.4 to 0.0067 at τ=10). This substantial attenuation in control intensity requirements corresponds to the reduction in the virus's transmissibility under extended delay conditions.

    These findings suggest distinct clinical implications based on time-delay magnitude. Under minimal time-delay conditions (τ0.4), the observed viral replication activity necessitates immediate intensification of pharmacological intervention to effectively inhibit viral infection and reverse transcription during critical phases. Conversely, extended time-delay scenarios (τ10) permit gradual dose reduction or frequency modulation of therapeutic agents, mitigating potential adverse effects and drug-resistance development associated with prolonged high-intensity treatment.

    Figure 7 illustrates the temporal evolution of the optimal control ui(t)(i=1,2,3,4) over the restricted time domain t[0,6000]. Our analysis demonstrates that the values of ui(t)(i=1,2,3,4) are gradually approaching 0 as τ ranges from 0.4 to 10. This phenomenon emerges because sufficiently large time delays, coupled with the host's adaptive responses to therapeutic interventions and inherent feedback regulatory mechanisms, ultimately obviate the necessity for supplementary control measures during prolonged treatment. Notably, as the time delay τ increases, the peak value of u2(t) exhibits an initial increase followed by a subsequent decrease. Specifically, when τ=0.4, the peak magnitude of u2(t) is 0.1948. As τ rises to 4, the peak value increases to 0.3791, beyond which it declines and eventually converges to zero. This biphasic response likely reflects a clinically significant transitional phase in HIV treatment: the temporary intensification of control may compensate for emerging stress responses to prior therapy, while subsequent adaptation of both host and pathogen systems, along with disease progression dynamics, collectively permit gradual reduction of intervention intensity.

    Figure 7.  The behavior of the optimal controls ui(t)(i=1,2,3,4) under different delays (t[0,6000]).

    This study presents a comprehensive analysis of a cytokine-enhanced viral infection model incorporating three distributed delays. We derived two critical epidemiological thresholds—the basic reproduction number (R0) and CTL immune reproduction number (R1)—that fundamentally determine the system's dynamic behavior. Through rigorous mathematical analysis using Lyapunov functionals and LaSalle's Invariance Principle, we established precise conditions guaranteeing global asymptotic stability of all equilibrium points. Furthermore, by applying Pontryagin's Maximum Principle, we developed an optimal control framework that explicitly incorporates time-delay effects.

    Through numerical simulations, we verified the global asymptotic stability of three equilibrium points under distinct parameter conditions. Our systematic analysis elucidates the temporal evolution of crucial biological components—uninfected cells, infected cells, inflammatory cytokines, viral load, and immune effector cells—under both controlled and uncontrolled conditions. Furthermore, we performed detailed investigations into the time-dependent behavior of these components under varying time-delay conditions (τ=0.4, 4, and 10). Additionally, we simulated the time-dependent profiles of optimal control strategies ui(t)(i=1,2,3,4) across different delay conditions, examining both short-term [0,1000] and long-term [0,6000] dynamical behavior.

    Our findings conclusively demonstrate that control measures are indispensable in HIV treatment protocols, while also highlighting the critical role of inflammatory cytokine production delays in modeling HIV pathogenesis. Moreover, given the substantial inter-patient variability in time-delay parameters, our results underscore the importance of personalized disease monitoring strategies. Notably, under ideal conditions with sufficiently large time delays, the intensity of optimal control can asymptotically diminish to near-zero levels. This finding underscores two critical implications: (ⅰ) The essential role of incorporating time delays in HIV/AIDS treatment optimization, and (ⅱ) the clinical importance of precisely calibrating therapeutic interventions according to specific delay parameters. These insights not only deepen our theoretical comprehension of HIV pathogenesis but also provide a foundation for more effective, patient-specific treatment approaches.

    Cuifang Lv: Writing–original draft, formal analysis, software; Xiaoyan Chen: Methodology, formal analysis, writing–review and editing, funding acquisition; Chaoxiong Du: Writing–review and editing, supervision. All authors have read and approved the final version of the manuscript for publication.

    The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.

    This work was supported by the National Natural Science Foundation of China (12301186).

    The authors assert that no financial interest or personal relationships exist that could have affected the research presented in this paper.



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