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Research article

Existence and concentration of homoclinic orbits for first order Hamiltonian systems

  • Received: 12 September 2023 Revised: 18 December 2023 Accepted: 12 January 2024 Published: 23 January 2024
  • 37J45, 70H05, 58E50

  • This paper is concerned with the following first-order Hamiltonian system

    ˙z=JHz(t,z),

    where the Hamiltonian function H(t,z)=12Lzz+A(ϵt)G(|z|) and ϵ>0 is a small parameter. Under some natural conditions, we obtain a new existence result for ground state homoclinic orbits by applying variational methods. Moreover, the concentration behavior and exponential decay of these ground state homoclinic orbits are also investigated.

    Citation: Tianfang Wang, Wen Zhang. Existence and concentration of homoclinic orbits for first order Hamiltonian systems[J]. Communications in Analysis and Mechanics, 2024, 16(1): 121-146. doi: 10.3934/cam.2024006

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  • This paper is concerned with the following first-order Hamiltonian system

    ˙z=JHz(t,z),

    where the Hamiltonian function H(t,z)=12Lzz+A(ϵt)G(|z|) and ϵ>0 is a small parameter. Under some natural conditions, we obtain a new existence result for ground state homoclinic orbits by applying variational methods. Moreover, the concentration behavior and exponential decay of these ground state homoclinic orbits are also investigated.



    In this paper, we are interested in the existence and some asymptotic properties of ground state homoclinic orbits for the following first-order Hamiltonian system

    ˙z=JHz(t,z), (1.1)

    with the Hamiltonian function

    H(t,z)=12Lzz+A(ϵt)G(|z|). (1.2)

    Here, z=(u,v)RN×RN=R2N, ϵ>0 is a parameter, L is a symmetric 2N×2N matrix-valued function, and

    J=(0II0).

    is the usual symplectic matrix with I being the identity matrix in RN. As usual, we refer to a solution z of system (1.1) as a homoclinic orbit if z(t)0 and z(t)0 as |t|.

    It is widely known that Hamiltonian systems are very important dynamical systems, which have many applications in several natural science areas such as relativistic mechanics, celestial mechanics, gas dynamics, chemical kinetics, optimization and control theory and so on. The complicated dynamical behavior of Hamiltonian systems has the attracted attention of many mathematicians and physicists ever since Newton wrote down the differential equations describing planetary motions and derived Kepler's ellipses as solutions. For more details on applications of Hamiltonian systems, one can refer to [1] and the monograph [2] of Mawhin and Willem. We also refer the readers to see [3] for the Stokes-Dirac structures of the port-Hamiltonian systems.

    In the past few decades, Hamiltonian systems have attracted a considerable amount of interest due to many powerful applications in different fields; the literature related to these systems is extensive and encompasses several interesting lines of research on the topic of nonlinear analysis, including the existence, nonexistence, multiplicity and finer qualitative properties of homoclinic orbits. Here we cannot provide a complete and fully detailed list of references, but rather we limit ourselves to mentioning the works which are closely related to the content of the present paper.

    A major breakthrough was the pioneering paper of Rabinowitz [4] from 1978 who, for the first time, obtained periodic solutions of system (1.1) by using variational methods. After the celebrated work of Rabinowitz [4], based on the dual action and mountain pass argument, Coti-Zelati et al. [5] obtained the existence and multiplicity of homoclinic orbits under the condition of strictly convexity. Later on, this result was further detailed by [6,7] in which the authors established the existence result for infinitely many homoclinic orbits. Without the convexity condition, Hofer and Wysocki [8] independently investigated the existence of homoclinic orbits by combining the Fredholm operator theory and the linking argument. Tanaka [9] employed a suitable subharmonic approach to obtain one homoclinic orbit by relaxing the convexity condition. In [10], Rashkovskiy studied the quantization process of Hamiltonian and non-Hamiltonian systems.

    The main unusual feature of the first-order Hamiltonian system is that the associated energy functional is strongly indefinite. Generally speaking, for the strongly indefinite functionals refined variational methods like the Nehari manifold method and mountain pass theorem still do not apply. Some general critical point theories like the generalized linking theorem and other weaker versions for strongly indefinite functionals were subsequently developed by Kryszewski and Szulkin in [11] and Bartsch and Ding in [12]. Since then, based on the critical point theorems from [11,12] for strongly indefinite functionals, many scholars have gradually begun to investigate the existence and multiplicity of homoclinic orbits for non-autonomous Hamiltonian systems under some different conditions. More precisely, under the conditions that H depends periodically on t and has super-quadratic growth in z, Arioli and Szulkin [13], Chen and Ma [14], and Ding and Willem [15] obtained the existence result. Ding [16], Ding and Girardi [17], and Zhang et al. [18] studied the multiplicity result for homoclinic orbits. Concerning the asymptotic quadratic growth case, we refer to the work done by Szulkin and Zou [19] and Sun et al. [20]. Here we would like to emphasize that the periodicity condition is used to resolve the issue stemming from the lack of compactness since system (1.1) is set on the whole space R.

    On the other hand, without the condition of periodicity, the non-periodic problem is quite different due to the lack of compactness of Sobolev embeddings. In an early paper [21], Ding and Li utilized the coercive property of L to establish a variational framework with compactness, and they proved the existence of homoclinic orbits for the super-quadratic growth case. Also under the framework of compactness, Zhang and Liu [22] studied the sub-quadratic growth case. Regarding the asymptotically quadratic case, based on the infinite-dimensional linking argument, Ding and Jeanjean [23] established a multiplicity result for homoclinic orbits. Moreover, they imposed a control on the size of G with respect to the behavior of L to recover sufficient compactness. For the existence and exponential decay of homoclinic orbits for system (1.1) with nonperiodic super-quadratic and lack of compactness, we refer the reader to [24]. We also mention the recent paper by Zhang et al. [25] in which the existence and decay of ground state homoclinic orbits for system (1.1) with asymptotic periodicity are explored. For other results related to the Hamiltonian systems with strongly variational structure, we refer the reader to [26,27,28,29,30,31,32] and the references therein.

    It is worth pointing out that, in all of the works mentioned above, the authors were concerned mainly with the study of the existence and multiplicity of homoclinic orbits, and there are no papers considering the asymptotic properties of homoclinic orbits. Inspired by this fact and the work done by Alves and Germano [33] in which the authors investigated the existence and concentration of ground state solutions for the Schrödinger equation; in the present paper we aim to further study the existence and some asymptotic properties of ground-state homoclinic orbits for system (1.1) with Hamiltonian function (1.2). This is a very interesting issue that has motivated the present work.

    To continue the discussion, we introduce the following notation

    S=(Jddt+L),

    then, system (1.1) takes the following form

    Sz=A(ϵt)g(|z|)z,tR. (1.3)

    Before stating our results, we suppose the following conditions hold for L, A and G.

    (L) L is a constant symmetric 2N×2N matrix such that σ(JL)iR=, where σ denotes the spectrum of operator JL.

    (A) AC(R,R) and 0<inftRA(t)A:=lim|t|A(t)<A(0)=maxtRA(t);

    (g1) Gz(|z|)=g(|z|)z, gC(R+,R+), and there exist p>2 and c0>0 such that

    |g(s)|c0(1+|s|p2)for allsR+;

    (g2) g(s)=o(1) as s0, and G(s)/s2+ as s+;

    (g3) g(s) is strictly increasing in s on (0,+).

    Next we state the main result of this paper as follows.

    Theorem 1.1. Assume that conditions (L), (A), and (g1)-(g3) hold. Then we have the following results:

    (a) there exists ϵ0>0 such that system (1.1) has a ground state homoclinic orbit zϵ for each ϵ(0,ϵ0);

    (b) |zϵ| attains its maximum at tϵ, then,

    limϵ0A(ϵtϵ)=A(0),

    moreover, zϵ(t+tϵ)z as ϵ0, where z is a ground state homoclinic orbit of the limit system

    Sz=A(0)g(|z|)z,tR;

    (c) additionally, if A,gC1, and g(s)s=o(1) as s0, then there exist constants c,C>0 such that

    |z(t)|Cexp(c|ttϵ|)for alltR.

    We would like to emphasize that since our problem is carried out in the whole space, then the strongly indefiniteness of energy functionals and the lack of compactness are two major difficulties that we encounter in order to guarantee the existence of homoclinic orbits. More precisely, one reason is that strongly indefinite functionals are unbounded from below and from above so that the classical methods from the calculus of variations do not apply. The other reason is that the lack of compactness leads to the energy functionals not satisfying the necessary compactness property.

    Let us now outline the methods involved to prove Theorem 1.1. Indeed, based on the above reasons, first, we will take advantage of the method of the generalized Nehari manifold developed by Szulkin-Weth [34] to handle system (1.1), this is because such a strategy helps to overcome the difficulty caused by strongly indefinite features. Second, we must verify that the energy functional possesses the necessary compactness property at some energy level. This target will be accomplished by applying the energy comparison argument to establish some precise comparison relationships for the ground-state energy value between the original problem and certain auxiliary problems. Finally, combining the compactness analysis technique, Kato's inequality, and the sub-solution estimate, we can obtain the concentration property and decay of homoclinic orbits. Then Theorem 1.1 follows naturally.

    This paper is organized as follows. In Section 2, we establish the functional analytic setting associated with system (1.1). In Section 3, we present some technical results, and obtain the existence result for ground-state homoclinic orbits for the autonomous system. Section 4 is devoted to proofs of Theorem 1.1.

    Throughout the present paper, we will use the following notations:

    s denotes the norm of the Lebesgue space Ls(R), 1s+;

    (,)2 denotes the usual inner product of the space L2(R);

    c, ci, Ci represent various different positive constants.

    In what follows, we will establish the variational framework to work for system (1.1).

    Recall that S=(Jddt+L) is a self-adjoint operator on the space L2:=L2(R,R2N) with the domain D(S)=H1(R,R2N); according to the discussion in [13], we can know that, under the condition (L), there exists a>0 such that (a,a)σ(S)= (see also [16,19]). Therefore, the space L2 has the following orthogonal decomposition

    L2=LL+,z=z+z+

    corresponding to the spectrum decomposition of S such that S is positive definite (resp. negative definite) in L+ (resp. L).

    We use |S| to denote the absolute value of S, and |S|1/2 denotes the square root of |S|. Let E=D(|S|1/2) be the domain of the self-adjoint operator |S|1/2, which is a Hilbert space equipped with the following inner product

    (z,w)=(|S|1/2z,|S|1/2w)2, for z,wE,

    and the norm z2=(z,z). Evidently, E possesses the following decomposition

    E=EE+,whereE±=EL±,

    which is orthogonal with respect to the two inner products (,)2 and (,). Moreover, by using the polar decomposition of S we can obtain that

    Sz=|S|z, Sz+=|S|z+for allz=z++zE.

    Furthermore, from [16] we have the embedding theorem, that is, E embeds continuously into Lq for each q2 and compactly into Lqloc for all q1. Hence, there exists a constant γq>0 such that for all zE

    zqγqzfor allq2. (2.1)

    From the assumptions (g1) and (g2), we can deduce that for any ϵ>0, there exists a positive constant Cϵ such that

    |g(s)|ϵ+Cϵ|s|p2and|G(s)|ϵ|s|2+Cϵ|s|pfor eachsR+. (2.2)

    Next, we define the corresponding energy functional of system (1.3) on E by

    Iϵ(z)=12RSzzdtRA(ϵt)G(|z|)dt

    Applying the polar decomposition of S, then the energy functional Iϵ has another representation as follows

    Iϵ(z)=12(z+2z2)RA(ϵt)G(|z|)dt.

    Evidently, according to condition (L), we can see that Iϵ is strongly indefinite. Furthermore, from conditions (g1) and (g2) we can infer that IϵC1(E,R), and we have

    Iϵ(z),ψ=(z+,ψ+)(z,ψ)RA(ϵt)g(|z|)zψdt,ψE.

    Making use of a standard argument we can check that critical points of Iϵ are homoclinic orbits of system (1.1).

    We shall make use of the techniques of the limit problem to prove the main results; in this section we introduce some related results for the autonomous system.

    For any constant μ>0, in what follows we consider the autonomous system given by

    Sz=μg(|z|)z,tR. (3.1)

    Similarly, following the above comments, we define the energy functional Iμ corresponding to system (3.1) as follows

    Iμ(z)=12(z+2z2)μRG(|z|)dt.

    Evidently, we have

    Iμ(z),ψ=(z+,ψ+)(z,ψ)μRg(|z|)zψdt,ψE.

    In order to obtain the ground state homoclinic orbits of system (3.1), we will use the method of the generalized Nehari manifold developed by Szulkin and Weth [34]. To do this, we first introduce the following generalized Nehari manifold

    Nμ={zEE:Iμ(z),z=0andIμ(z),v=0,vE},

    and we define the ground state energy value cμ of Iμ on Nμ

    cμ=infzNμIμ(z).

    Furthermore, for every zEE, we also need to define the subspace

    E(z)=ERz=ERz+,

    and the convex subset

    ˆE(z)=E[0,+)z=E[0,+)z+.

    We note that E(z) and ˆE(z) do not depend on μ, but depend on the operator S.

    The main result in this section is the following theorem:

    Theorem 3.1. Assume that condition (L) holds and let (g1)-(g3) be satisfied, then, problem (3.1) has at least a ground state homoclinic orbit zNμ such that Iμ(z)=cμ>0.

    In this subsection, we are going to prove some technical results which will be used in the proof of Theorem 3.1. The following result involves the translation that will be used frequently in this paper, the proof can be found in [33, Lemma 2.1].

    Lemma 3.1. For all u=u++uE and yR, if v(t):=u(t+y), then vE with v+(t)=u+(t+y) and v(t)=u(t+y).

    We give an important estimate, which plays a crucial role in the later proof.

    Lemma 3.2. Let zNμ, then, for each vH:={sz+w:s1,wE} and v0, we have the following energy estimate

    Iμ(z+v)<Iμ(z).

    Hence z is a unique global maximum of Iμ|ˆE(z).

    Proof. We follow the similar ideas explored in [34, Proposition 2.3.] to prove this lemma. Observe that, for any zNμ, we directly obtain

    0=Iμ(z),φ=(Az,φ)2μRg(|z|)zφdtfor allφE(z).

    Let v=sz+wH, then, z+v=(1+s)z+wˆE(z). By an elemental computation, we can get

    Iμ(z+v)Iμ(z)=12[(A(z+v),(z+v))2(Az,z)2]+μR[G(|z|)G(|z+v|)]dt=12[(A((1+s)z+w),(1+s)z+w)2(Az,z)2]+μR[G(|z|)G(|z+v|)]dt=w22+(Az,s(s2+1)z+(1+s)w)2+μR[G(|z|)G(|z+v|)]dt=w22+μR[g(|z|)z(s(s2+1)z(t)+(1+s)w(t))+G(|z|)G(|z+v|)]dt=w22+μR˜g(s,z,v)dt,

    where

    ˜g(s,z,v)=g(|z|)z(s(s2+1)z(t)+(1+s)w(t))+G(|z|)G(|z+v|).

    Using (g2) and (g3) and combining the arguments used in [35] (see also [36]), we can conclude that ˜g(s,z,v)<0. Therefore, we have

    Iμ(z+v)<Iμ(z).

    Evidently, we know that z is a unique global maximum of Iμ|ˆE(z).

    Lemma 3.3. Assume that (g1) and (g2) are satisfied, then, we have the following two conclusions:

    (i) there exists ρ>0 such that cμ=infNμIμinfSρIμ>0, where

    Sρ:={zE+:z=ρ};

    (ii) for any zNμ, then z+2max{z2,2cμ}>0.

    Proof. (ⅰ) Let zE+, we can deduce from (2.1) and (2.2) that

    Iμ(z)=12z2μRG(|z|)dt(12ϵμγ22)z2μγppCϵzp.

    Evidently, we can see that there is ρ>0, for z=ρ small enough such that infSρIμ>0.

    On the other hand, for each zNμ, there exists a positive constant s such that sz=ρ, then szˆE(z)Sρ. From Lemma 3.2, one can derive that

    Iμ(z)=maxvˆE(z)Iμ(v)Iμ(sz).

    Therefore, we have

    infNμIμinfSρIμ>0,

    which shows that the conclusion (ⅰ) holds.

    (ⅱ) First we note that, from (g3), it follows that

    12g(s)s2G(s)>0 for all sR+.

    For each zNμ, combining this with the definition of cμ, we have

    0<cμ12z+212z2μRG(|z|)dt12z+212z2.

    Hence, we can derive that z+2max{z2,2cμ}>0. The proof is finished.

    Lemma 3.4. Assume that ΩE+{0} is a compact subset, thus, there exists R>0 such that Iμ<0 on E(z)BR(0) for all zΩ.

    Proof. The proof follows as in [34, Lemma 2.5], here, we omit the details.

    Following the result in [34] (see [34, Lemma 2.6]), we can establish the uniqueness of maximum point of Iμ on the set ˆE(z).

    Lemma 3.5. For any zEE, then the set NμˆE(z) consists of precisely one point ˜mμ(z)0, which is the unique global maximum of Iμ|ˆE(z).

    Proof. On account of Lemma 3.2, it is sufficient to prove that NμˆE(z). Since ˆE(z)=ˆE(z+), without loss of generality, we can suppose that zE+ and z=1. By Lemma 3.3-(ⅰ), we obtain that Iμ(sz)>0 for s(0,+) small enough. Lemma 3.4 yields that Iμ(sz)<0 for szˆE(z)BR(0). Consequently, we can deduce that 0<supIμ(ˆE(z))<. Because ˆE(z) is convex and the functional Iμ is weakly supper semi-continuous on ˆE(z), we conclude that there exists ˆzˆE(z) such that Iμ(ˆz)=supIμ(ˆE(z)). This shows that ˆz is a critical point of Iμ|ˆE(z); therefore,

    Iμ(ˆz),ˆz=Iμ(ˆz),φ=0for allφˆE(z),

    hence, ˆzNμ. So, ˆzNμˆE(z). The proof is finished.

    Combining Lemma 3.2 with Lemma 3.5, we obtain the following conclusion.

    Lemma 3.6. For each zEE, then, there is a unique pair (s,φ) with s(0,+) and φE such that sz+φNμˆE(z) and

    Iμ(sz+φ)=maxwˆE(z)Iμ(w).

    Moreover, if zNμ, then we have that s=1 and φ=z.

    Lemma 3.7. Iμ is coercive on Nμ, that is, Iμ(z)+ as z+, zNμ.

    Proof. Seeking for a contradiction, assume that there exists {zn}Nμ such that

    Iμ(zn)ˆcfor someˆc[cμ,+)aszn+.

    Setting wn:=zn/zn, we obtain that z+nzn from Lemma 3.3(ⅱ), then, for every nN, we get that w+n2wn2 and w+n212. There exist {yn}Z, r>0 and δ>0 such that

    Br(yn)|w+n|2dtδ,nN. (3.2)

    If this is not true, then according to Lions' concentration-compactness principle, we can conclude that w+n0 in Lq(R) for q>2. Combining (2.1) and (2.2), we know that, for every s>0,

    μRG(|sw+n|)dtϵμγ22s2w+n2+μCϵγppspw+np0,

    then we get

    ˆcIμ(sw+n)=12s2w+n2μRG(|sw+n|)dts24μRG(|sw+n|)dts24.

    This yields a contradiction if s>4ˆc; hence we prove that (3.2) holds.

    Let us define ˜zn(t):=zn(t+yn), and ˜wn(t):=wn(t+yn), then, ˜w+n˜w+, and (3.2) yields that ˜w+0. Since ˜zn(t)=˜wn(t)˜zn, it follows that ˜zn(t)+ almost everywhere in R as ˜zn=zn+. Applying the Fatou's lemma, we can derive that

    RG(|zn|)zn2dt=RG(|˜zn|)˜zn2dt=RG(|˜zn|)|˜zn|2|˜wn|2dt[˜zn0]G(|˜zn|)|˜zn|2|˜wn|2dt+,

    where [˜zn0] is the Lebesgue measure of the set {tR:˜zn(t)0}. Therefore

    0Iμ(zn)zn2=12w+n212wn2μRG(|zn|)zn2dt12μRG(|˜zn|)|˜zn|2|˜wn|2dt,

    we get a contradiction. The proof is finished.

    We want to utilize the method of the generalized Nehari manifold to prove the main result. To do this, we set S+:={zE+:z=1} in E+, and we define the following mapping

    ˜mμ:E+{0}Nμandmμ=˜mμ|S+,

    and the inverse of mμ is

    m1μ:NμS+,m1μ(z)=z+/z+.

    Following from the proof of [34, Lemma 2.8], we can see that ˜mμ is continuous and mμ is a homeomorphism.

    We now consider the reduced functionals

    ˜Φμ(z)=Iμ(˜mμ(z))andΦμ=˜Φμ|S+.

    which is continuous since ˜mμ is continuous.

    The following results establish some crucial properties involving the reduced functionals ˜Φμ and Φμ, which play important roles in our arguments. And their proofs follow the proofs of [34, Proposition 2.9, Corollary 2.10].

    Lemma 3.8. The following conclusions are true:

    (a) ˜ΦμC1(E+{0},R) and for z,vE+ and z0,

    ˜Φμ(z),v=˜mμ(z)+zIμ(˜mμ(z)),v.

    (b) ΦμC1(S+,R) and for each zS+ and vTz(S+)={uE+:(z,u)=0},

    Φμ(z),v=˜mμ(z)+Iμ(˜mμ(z)),v.

    (c) {zn} is a (PS)-sequence for Φμ if and only if {˜mμ(zn)} is a (PS)-sequence for Iμ.

    (d) We have

    infS+Φμ=infNμIμ=cμ.

    Moreover, zS+ is a critical point of Φμ if and only if ˜mμ(z)Nμ is a critical point of Iμ and the corresponding critical values coincide.

    Based on the above preliminaries, in this subsection we give the complete proof of Theorem 3.1, and further study the monotonicity and continuity of the ground-state energy cμ.

    Proof of Theorem 3.1: According to Lemma 3.3, it is easy to see that cμ>0. We note that, if zNμ with Iμ(z)=cμ, then m1μ(z)S+ is a minimizer of Φμ; hence, it is a critical point of Φμ. Consequently, Lemma 3.8 yields that z is a critical point of Iμ. We have to prove that there exists a minimizer ˜zNμ such that Iμ(˜z)=cμ. Actually, Ekeland's variational principle yields that there exists a sequence {vn}S+ such that Φμ(vn)cμ and Φμ(vn)0 as n. For all nN, setting zn=˜mμ(vn)Nμ, then Iμ(zn)cμ and Iμ(zn)0 by Lemma 3.8. By virtue of Lemma 3.7, we can see that {zn} is bounded in E. Moreover, it satisfies

    lim_nsupyRB1(y)|zn|2dt>0.

    If this is not true, then Lions' concentration-compactness principle implies that zn0 in Lq(R) for any q>2. Therefore, from (2.1) and (2.2), we can derive that

    R[12g(|zn|)|zn|2G(|zn|)]dt=on(1).

    Then, we get

    cμ+on(1)=Iμ(zn)12Iμ(zn),zn=μR[12g(|zn|)|zn|2G(|zn|)]dt=on(1).

    Since cμ>0, obviously we get a contradiction. Thus, there exist {yn}Z and δ>0 such that

    B2(yn)|zn|2dtδ.

    Let us define ˜zn(t)=zn(t+yn), then, we have

    B2(0)|˜zn|2dtδ. (3.3)

    Observe that Iμ is the invariant under translation since (3.1) is autonomous, then, we have ˜zn=zn and

    Iμ(˜zn)cμandIμ(˜zn)0. (3.4)

    Passing to a subsequence, we may suppose that ˜zn˜z in E, ˜zn˜z in Lqloc(R) for q>2, and ˜zn(t)˜z(t) almost everywhere on R. According to (3.3) and (3.4), then we can derive that ˜z0 and Iμ(˜z)=0. This implies that ˜zNμ and Iμ(˜z)cμ. On the other hand, applying Fatou's lemma we can obtain

    cμ=limn(Iμ(˜zn)12Iμ(˜zn),˜zn)=limnμR(12g(|zn|)|zn|2G(|zn|))dtμRlimn(12g(|zn|)|zn|2G(|zn|))dt=Iμ(˜z)12Iμ(˜z),˜z=Iμ(˜z),

    that is, Iμ(˜z)cμ. Consequently, Iμ(˜z)=cμ and ˜z is a critical point of Iμ, which implies that ˜z is a ground-state homoclinic orbit of problem (3.1). So, we have completed the proof of Theorem 3.1.

    As a byproduct of the Theorem 3.1, we show the monotonicity and continuity of cμ.

    Lemma 3.9. The function μcμ is decreasing and continuous on (0,+).

    Proof. In what follows, let zμ1 and zμ2 be as ground state homoclinic orbits of Iμ1 and Iμ2, respectively. Assume that μ1>μ2. First of all, we want to verify that the function μcμ is decreasing. On account of Lemma 3.6 we can find that there exist s1>0 and φ1E such that

    Iμ1(s1zμ2+φ1)=maxzˆE(zμ2)Iμ1(z),

    then we have

    cμ1Iμ1(s1zμ2+φ1)=Iμ2(s1zμ2+φ1)+(μ2μ1)RG(|s1zμ2+φ1|)dtIμ2(zμ2)+(μ2μ1)RG(|s1zμ2+φ1|)dt=cμ2+(μ2μ1)RG(|s1zμ2+φ1|)dt.

    Combining the fact that

    RG(|s1zμ2+φ1|)dt0,

    with the inequality μ2μ1<0, we can infer that

    cμ1cμ2.

    We finish the proof by demonstrating that the function μcμ is decreasing on (0,+).

    In order to claim the continuity of cμ, we divide the proof into two steps:

    Step 1: Let {μn} be a sequence such that μ1μ2μnμ and μnμ.

    Claim 1: cμncμ as n.

    Indeed, let zμ be the ground state homoclinic orbit of system (3.1). On account of Lemma 3.6, we can see that there exist sn>0 and φnE such that

    Iμn(snzμ+φn)=maxzˆE(zμ)Iμn(z)for allnN.

    Note that, using (g3) and computing directly, we get

    Iμ1(z)Iμn(z)=(μnμ1)RG(|z|)dt0,

    so, for all nN and zE, we have that Iμ1(z)Iμn(z). Then by Lemma 3.4, it holds that there exists R>0 such that

    Iμn(z)Iμ1(z)0,zˆE(zμ)BR(0). (3.5)

    According to Lemma 3.3 and the monotonicity of cμ, we can obtain

    Iμn(snzμ+φn)=maxzˆE(zμ)Iμn(z)cμncμ>0,

    consequently, it follows that

    Iμn(snzμ+φn)>0. (3.6)

    From (3.5) and (3.6), one can check that snzμ+φnR; this shows that the sequence {snzμ+φn} is bounded in E. Hence, it is easy to see that

    RG(|snzμ+φn|)dtis also bounded,

    then we get

    cμnIμn(snzμ+φn)=Iμ(snzμ+φn)+(μμn)RG(|snzμ+φn|)dtIμ(zμ)+(μμn)RG(|snzμ+φn|)dt=cμ+on(1).

    On the other hand, since cμcμn for all nN, we can infer that

    cμncμ as n.

    Step 2: Let {μn} be a sequence such that μ1μ2μnμ and μnμ.

    Claim 2: cμncμ as n.

    In fact, let zn be the ground state homoclinic orbit of the system (3.1) with μ=μn, then, there exist sn>0 and φnE such that

    Iμ(snzn+φn)=maxzˆE(zn)Iμ(z).

    We can easily obtain that the sequence {zn} is bounded by Lemma 3.7. Moreover, we can find that there exist δ>0, r>0 and {yn}Z such that for each nN, we have

    Br(yn)|z+n|2dtδ. (3.7)

    Otherwise, using Lions' concentration-compactness principle we can deduce that z+n0 in Lq(R) for all q>2. Combining (2.1) with (2.2), it holds that

    Rg(|zn|)znz+ndt0.

    Therefore, we have

    0=Iμn(zn),z+n=z+n2μnRg(|zn|)znz+ndt=z+n2+on(1),

    this shows that z+n20, which is a contradiction to the inequality z+n22cμn>0 from Lemma 3.3. So, (3.7) holds.

    Setting ˜zn(t):=zn(t+yn), one can check that {˜zn} is bounded in E; passing to a subsequence, ˜z+n˜z+0 in E. Set V:={˜z+n}E+{0}; hence, V is bounded and the sequence does not weakly converge to zero in E. Then by Lemma 3.4, there exists R>0 such that for every zV, we obtain

    Iμ(w)<0,forwE(z)BR(0). (3.8)

    Define ˜φn(t):=φn(t+yn), we have

    Iμ(sn˜zn+˜φn)=Iμ(snzn+φn)=maxzˆE(zn)Iμ(z)cμ>0,nN. (3.9)

    In view of (3.8) and (3.9), we can conclude that sn˜zn+˜φnR for all nN, then, snzn+φnR, which implies that the sequence {snzn+φn} is bounded in E, and RG(|snzn+φn|)dt is also bounded. Thus, we obtain

    cμIμ(snzn+φn)=Iμn(snzn+φn)+(μnμ)RG(|snzn+φn|)dtIμn(zn)+(μnμ)RG(|snzn+φn|)dt=cμn+on(1).

    Combining this with the fact that cμcμn for all nN, then we have

    cμncμ as n.

    We have finished the proof of the lemma.

    In this subsection we will give the proof involving the existence result for ground state homoclinic orbits for system (1.1). As before, we define the associated generalized Nehari manifold

    Nϵ:={zEE:Iϵ(z),z=0andIϵ(z),φ=0,φE}

    and the ground state energy value

    cϵ=infNϵIϵ.

    Applying the same arguments explored in the Section 3, we can show that for every zEE the set NϵˆE(z) is a singleton set, and the element of this set is the unique global maximum of Iϵ|ˆE(z), that is, there exists a unique pair t>0 and φE such that

    Iϵ(tz+φ)=maxwˆE(z)Iϵ(w).

    Therefore, the following mapping is well-defined:

    ˜mϵ:E+{0}Nϵandmϵ=˜mϵ|S+,

    and the inverse of mϵ is

    m1ϵ:NϵS+,m1ϵ(z)=z+/z+.

    Accordingly, the reduced functional ˜Φϵ:E+{0}R and the restriction Φϵ:S+R can respectively be defined by

    ˜Φϵ(z)=Iϵ(˜mϵ(z))andΦϵ=˜Φϵ|S+.

    Moreover, from the above discussions in Section 3, we can check that all related conclusions in Section 3 hold for Iϵ, cϵ, Nϵ, ˜mϵ, mϵ, ˜Φϵ and Φϵ, respectively.

    Meanwhile, concerning the limit problem given by

    Sz=A(0)g(|z|)z,tR, (4.1)

    for the sake of simplicity, we will use the notations I0, c0 and N0 to denote IA(0), cA(0) and NA(0), respectively.

    Next, we will state the relationship of the ground state energy value between system (1.3) and limit system (4.1), and this is very significant in our following arguments.

    Lemma 4.1. The limit limϵ0cϵ=c0 holds.

    Proof. Let be ϵn0 as n. Evidently, using Lemma 3.9 we obtain that c0cϵn for all nN; thus, c0lim infncϵn.

    On the other hand, Theorem 3.1 shows that the limit system (4.1) has a ground state homoclinic orbit z0. Then, according to Lemma 3.6, we can find that there are sn(0,+) and φnE such that snz+0+φnNϵn, and

    Iϵn(snz+0+φn)cϵnc0>0,nN.

    As in the previous section, we can see that {snz+0+φn} is bounded in E. Thus, without loss of generality, we assume that sns0 and φnφ in E. Therefore, we can deduce from the weakly lower semi-continuity of the norm and Fatou's Lemma that

    c0=lim infncϵnlim supncϵnlim supnIϵn(snz+0+φn)lim supn[12s2nz+0212φn2RA(ϵnt)G(|snz+0+φn|)dt]12s20z+0212φ2A(0)RG(|s0z+0+φ|)dt=I0(s0z+0+φ)I0(z0)=c0.

    Obviously, we can get

    limncϵn=c0,

    finishing the proof.

    In view of the above discussion, we obtain that I0(s0z+0+φ)=I0(z0)=c0; then, both s0z+0+φ and z0 are the elements of N0ˆE(z0). But, according to Lemma 3.6, there is only one element in N0ˆE(z0), so we can conclude that s0z+0+φ=z0 and sns0=1, where φnφ=z0.

    As a byproduct of the Lemma 4.1, we can directly obtain the following result.

    Lemma 4.2. Assume that condition (A) holds, then, there is ϵ0>0 such that cϵ<cA for ϵ(0,ϵ0).

    Proof. From condition (A) we can see that A(0)>A. Then from Lemma 3.9 we have that c0<cA. Observe that, Lemma 4.1 yields that there exists ϵ0>0 small enough such that cϵ<cA for all ϵ(0,ϵ0). Therefore, we get that cϵ<cA for ϵ(0,ϵ0).

    Using similar arguments as for the proof of Lemma 3.7, one can easily check the following lemma.

    Lemma 4.3. The energy functional Iϵ is coercive on Nϵ for each ϵ0.

    Next we give the proof involving the existence result for ground state homoclinic orbits for system (1.1).

    Lemma 4.4. Assume that conditions (L), (A) and (g1)-(g3) are satisfied, then, system (1.1) has a ground-state homoclinic orbit for each ϵ(0,ϵ0).

    Proof. Following the proof of Theorem 3.1 and using Lemma 3.8, we must prove that there exists zNϵ such that Iϵ(z)=cϵ. Indeed, applying Ekeland's variational principle, there exists {un}S+ such that Φϵ(un)cϵ and Φϵ(un)0. Put zn=˜mϵ(un)Nϵ for all nN. Then from Lemma 3.8 we have that Iϵ(zn)cϵ and Iϵ(zn)0. Furthermore, in view of Lemma 4.3, we can prove that {zn} is bounded. Then, up to a subsequence, we can suppose that znz in E. Evidently, Iϵ(z)=0.

    In what follows we need to show that z0 and Iϵ(z)=cϵ. Combining the fact that znNϵ with Lemma 3.3, we have

    on(1)=Iϵ(zn),z+n=z+n2RA(ϵt)g(|zn|)znz+ndt2cϵRA(ϵt)g(|zn|)znz+ndt,

    which yields that

    RA(ϵt)g(|zn|)znz+ndt2cϵ>0.

    As in the previous section, we can check that there exists a sequence {yn}Z, r>0 and δ>0 such that

    Br(yn)|z+n|2dtδ,nN. (4.2)

    Now, we need to prove that the sequence {yn} is bounded in R. Arguing by contradiction we can suppose that {yn} is unbounded and |yn|+ as n. Setting wn(t):=zn(t+yn), then, wnw in E; we can obtain w0 from (4.2). By choosing the test function ψC0(R), we get

    on(1)=Iϵ(zn),ψ(tyn)=(z+n,ψ+(tyn))(zn,ψ(tyn))RA(ϵt)g(|zn|)znψ(tyn)dt=(w+n,ψ+)(wn,ψ)RA(ϵt+ϵyn)g(|wn|)wnψ(t)dt. (4.3)

    Letting n+, then we obtain

    (w+,ψ+)(w,ψ)RAg(|w|)wψ(t)dt=I(w),ψ=0. (4.4)

    This shows that w is a nontrivial solution of system (3.1) with μ=A and wNA.

    Employing the Fatou's lemma we can derive that

    cAIA(w)=IA(w)12IA(w),w=RA[12g(|w|)|w|2G(|w|)]dtlim infnRA(ϵt+ϵyn)[12g(|wn|)|wn|2G(|wn|)]dt=lim infnRA(ϵt)[12g(|zn|)|zn|2G(|zn|)]dt=lim infn[Iϵ(zn)12Iϵ(zn),zn]=cϵ.

    Therefore, it follows that

    cAcϵ,ϵ>0.

    However, Lemma 4.2 yields that cϵ<cA when ϵ<ϵ0, which leads to a contradiction. So, we can conclude that {yn} is bounded. Then for all nN, there exists r0>0 such that , it holds that

    Therefore, we obtain that in with . By repeating the steps in (4.3) and (4.4), we know that is a nontrivial solution for system (1.1), thus, .

    On the other hand, according to Fatou's lemma, we infer that

    Thus, . Evidently, it is easy to see that is a ground state homoclinic orbit of system (1.1). We complete the proof.

    Let

    be the set of all nontrivial critical points of . In order to describe some important properties of ground state homoclinic orbits, next, we get the following regularity result by taking advantage of the bootstrap argument (see [37] for the iterative steps), this result can also be found in [24, Lemma 2.3].

    Lemma 4.5. If with and ; then, for any , and , where depends only on and .

    Below, we use to denote the set of all ground state homoclinic orbits of system (1.1). Let , then, ; applying a standard argument we can show that is bounded in ; therefore, for all and some . Hence, making use of Lemma 4.5, we see that, for each , there exists such that

    (4.5)

    Moreover, combining the Sobolev embedding theorem, we can show that there exists such that

    (4.6)

    We now shall prove the concentration behavior of the maximum points of the ground state homoclinic orbit. Let be a ground state homoclinic orbit of system (1.1), which can be obtained by Lemma 4.4. Our aim is to show that if is a maximum point of , then,

    In other words, we must show that if , up to a subsequence, for some , where

    denotes the set of the maximum points of .

    Let with as and ; we write . Then, we have

    Evidently, in view of Lemma 4.3, we can easily check that is bounded in .

    Lemma 4.6. There exist a sequence and two constants , such that

    Proof. Arguing by contradiction, we suppose that for any ,

    Then, according to Lions' concentration-compactness principle, we conclude that in for all . Furthermore, by (2.1) and (2.2), we obtain

    Therefore, it follows that

    Evidently, this is impossible because (see Lemma 3.3). We complete the proof.

    Lemma 4.7. The sequence is bounded, and .

    Proof. Setting , up to a subsequence, it is easy to see that in with from Lemma 4.6. In what follows, we want to prove that the sequence is bounded. If this is not true, we can suppose that there is a subsequence such that as . Since is the ground state homoclinic orbit of system (1.1), solves the following system

    (4.7)

    and the energy

    Furthermore, for every , we have

    Since , given that and , we get

    Thereby, is a nontrivial homoclinic orbit of system (3.1) with and . In view of Lemma 4.1 and Fatou's lemma, we can conclude that

    (4.8)

    However, according to Lemma 4.2 we know that . Evidently, this is a contradiction. Therefore, is bounded in , and passing to a subsequence, we can assume that . According to the above argument, for , we get

    Obviously, we can see that is a ground state homoclinic orbit of the following system

    (4.9)

    and . Following to the proof of (4.8), we can get tht , then, using Lemma 3.9, it follows that ; together with condition , we can obtain that . Hence, we show that and . The proof is completed.

    According to Lemma 4.7, we see that is a ground state homoclinic orbit of system (4.7), then, and . Using Lemma 4.1 and Fatou's lemma, we directly obtain

    Hence, we have

    (4.10)

    Lemma 4.8. We have the convergence conclusion: in as .

    Proof. Let be a smooth function satisfying that if , and if . Define , then, for , one has

    (4.11)

    Setting , it is not difficult to verify that along a subsequence

    (4.12)

    and

    (4.13)

    uniformly in with . Using the fact that as uniformly on any bounded set of , and combining the decay of and (4.11) we can easily check the following result

    (4.14)

    Consequently, using (4.10), (4.11), (4.12) and (4.14) we infer that

    which implies that . Similarly, we also obtain

    which implies that . Therefore

    from which together with , we can infer that

    Notice that is bounded, thus,

    As a consequence, we obtain

    that is, , which together with (4.11) leads to in as .

    Lemma 4.9. We have that uniformly in as . Moreover, there exist such that for all , it holds that

    Proof. Firstly, we observe that if is a homoclinic orbit of system (1.1), then it satisfies the following relation

    Computing directly, we obtain

    with

    (4.15)

    Setting

    Applying Kato's inequality and (4.15), and using the real positivity of , we can find some such that

    (4.16)

    Hence, using (2.1), (4.6), (4.15) and (4.16) we conclude that there exists such that

    Then by the sub-solution estimate [38], there is a independent of ; we have the following estimate

    (4.17)

    Now we claim that uniformly in as . Indeed, if it is not true, then using (4.17) we can find that there exist and with such that

    this is because satisfies , then, the above processes still hold for . From Lemma 4.8, it follows that in . Therefore, we get

    which yields a contradiction. So, the claim holds.

    Note that and as ; then, we can find suitable constants and such that

    Combining the above relation and (4.16), we get

    Let be a fundamental solution of the following equation

    From the uniform boundedness, we may choose such that holds on for all . Let ; thus, we obtain

    The maximum principle yields that for , i.e., for . As we know that there exists such that

    Therefore, there are constants ; we obtain

    We complete the proof.

    Lemma 4.10. There exists such that for all .

    Proof. According to Lemma 4.6, we can see that there exist and such that

    Suppose by contradiction that as , then, it holds that

    which is absurd. This ends the proof.

    Finally, based on the above facts, next we give the completed proof of Theorem 1.1.

    Proof of Theorem 1.1 (completed). Suppose that is a global maximum point of for each , then,

    Since , we can see that is a maximum point of . Lemma 4.10 shows that there exists such that

    then we know that is bounded. So, we conclude from Lemma 4.7 that

    Consequently, it follows that

    Furthermore, from Lemma 4.7 and Lemma 4.8, it is easy to see that converges to a ground state homoclinic orbit of the following limit system

    From Lemma 4.9 and the boundedness of , we derive that

    for some and all .

    Finally, we observe that Lemma 4.2 shows that, there is ; system (1.1) has a ground state homoclinic orbit for each . So, the conclusion (a) of Theorem 1.1 holds. Moreover, according to the above discussions, we directly obtain the following conclusions:

    (b) let be the maximum point of , then,

    and in , where is a ground state homoclinic orbit of the limit system

    (c) there are two positive constants , such that

    We have finished the proof of all conclusions of Theorem 1.1.

    The authors declare that no artificial intelligence tools were used in the creation of this article.

    The research of Tianfang Wang was supported by the High Level Research Achievement Project-General Project of Natural Science of Baotou Teachers' College (BSYKJ2022-ZY09), the Youth Innovative Talent Project of Baotou City (2022). The research of Wen Zhang was supported by the Natural Science Foundation of Hunan Province (2022JJ30200), the Key project of Scientific Research Project of Department of Education of Hunan Province (22A0461), and Aid Program for Science and Technology Innovative Research Team in Higher Educational Institutions of Hunan Province.

    The authors declare that they have no competing interests.



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