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Research article

Fast, simultaneous and contactless assessment of intact mango fruit by means of near infrared spectroscopy

  • This study aims to apply near infrared technology as a fast, simultaneous and non-destructive method for quality assessment on intact mango fruit in form of total soluble solids (TSS) and vitamin C. Absorbance spectra of 186 intact mango fruits with four different cultivars were acquired and recorded in wavelength ranging from 1000–2500 nm. Spectra data were enhanced and corrected using three different methods namely moving average smoothing (MAS), extended multiplicative scatter correction (EMSC) and standard normal variate (SNV). In addition, they were divided into two datasets namely calibration (n = 143) and prediction (n = 43) datasets consisting all four mango cultivars. The models used to predict TSS and vitamin C were developed using partial least square regression (PLSR). Prediction performance were quantified using correlation coefficient (r), root mean square error (RMSE), ratio prediction to deviation (RPD) and range to error ratio (RER) indexes. The results showed that the best prediction models for TSS and vitamin C were achieved when the models were constructed using EMSC correction approach with r = 0.86, RMSE = 1.67 Brix, RPD = 2.34 and RER = 9.72 for TSS. Meanwhile, for vitamin C, r = 0.86, RMSE = 6.84 mg·100g1, RPD = 2.00 and RER = 8.87. From this study, it was concluded that near infrared technology combined with proper spectra enhancement method may be applied as a rapid, simultaneous and contactless method for quality assessment on intact mangoes.

    Citation: Kusumiyati, Agus Arip Munawar, Diding Suhandy. Fast, simultaneous and contactless assessment of intact mango fruit by means of near infrared spectroscopy[J]. AIMS Agriculture and Food, 2021, 6(1): 172-184. doi: 10.3934/agrfood.2021011

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  • This study aims to apply near infrared technology as a fast, simultaneous and non-destructive method for quality assessment on intact mango fruit in form of total soluble solids (TSS) and vitamin C. Absorbance spectra of 186 intact mango fruits with four different cultivars were acquired and recorded in wavelength ranging from 1000–2500 nm. Spectra data were enhanced and corrected using three different methods namely moving average smoothing (MAS), extended multiplicative scatter correction (EMSC) and standard normal variate (SNV). In addition, they were divided into two datasets namely calibration (n = 143) and prediction (n = 43) datasets consisting all four mango cultivars. The models used to predict TSS and vitamin C were developed using partial least square regression (PLSR). Prediction performance were quantified using correlation coefficient (r), root mean square error (RMSE), ratio prediction to deviation (RPD) and range to error ratio (RER) indexes. The results showed that the best prediction models for TSS and vitamin C were achieved when the models were constructed using EMSC correction approach with r = 0.86, RMSE = 1.67 Brix, RPD = 2.34 and RER = 9.72 for TSS. Meanwhile, for vitamin C, r = 0.86, RMSE = 6.84 mg·100g1, RPD = 2.00 and RER = 8.87. From this study, it was concluded that near infrared technology combined with proper spectra enhancement method may be applied as a rapid, simultaneous and contactless method for quality assessment on intact mangoes.


    In recent years, there has been growing interest in the study of virus dynamics model with delays [3,4,7,13,16,17,19,28,29]. And the following ordinary differential equations are usually formulated a general virus infection dynamical model with constant delays [7]

    {du1(t)dt=abu1(t)f(u1(t),u3(t))du2(t)dt=rf(u1(th1),u3(th1))pg(u2(t))du3(t)dt=kg(u2(th2))qu3(t), (1)

    where u1(t), u2(t),  and u3(t) represent the population of target cells, infected cells, and free viruses, respectively the positive b, p, and q are the respective death rates. The parameters a, r, and k are the rates at which new target cells, infected cells, and free viruses are generated, respectively. The function f(u1(t),u3(t)) represents the rate for the target cells to be infected by the mature viruses. pg(u2(t)) describes the death rate of the infected cells depending on the population of themselves. Once the virus contacts the target cell, such cell may survive the entire latent period h1. The delay h2 represents the time necessary for the newly produced viruses to be infectious.

    To be better understanding the dynamical behaviour of virus infection one introduces spatial coordinate xΩ and allows the unknowns to depend on it. The target cells, infected cells, and free viruses are assumed to follow the Fickian diffusion with the constant diffusion rate d1,d2, and d3. In earlier results where d1=d2=0  and d3>0 (see e.g., for model without delay [20,21] and [4,13] with constant delay), were investigated by many researchers. For the case di>0, i=1,2,3, a very interesting phenomenon was discovered in paper [1]. Although this phenomenon was first discovered in the vaccinia virus, the researchers showed that the similar phenomenon was found in some other kinds of virus. Recently, there have been some interesting research developments on such virus infection dynamics models, see, e.g., for model without delay [9,22,24] and [14,23,25] with constant delay. On the other hand, it is clear that the constancy of the delay is an extra assumption which essentially simplifies the analysis. Whereas, the state-dependent delay is taken to be a bounded function of the total population (target cells, infected cells, and free viruses), which is more appropriate to describe the real-world processes in biological problem. Moreover, introducing such state-dependent delays in modeling real phenomena results frequently from an attempt to better account for the actual behavior of the population. Therefore, different from the existing results [3,4,7,13,19,28,29], the diffusive virus dynamics model [17] with state-dependent delay is worthy of attention. And such topics have not been fully investigated, which remain a challenging issue.

    Motivated by the above observations, we modify the model (1) to (2) that also extends the model in [17]. And we mainly consider the asymptotic stability of the system (2) from a dynamical systems point of view.

    {u1(x,t)t=abu1(x,t)f(u1(x,t),u3(x,t))+d1u1(x,t)u2(x,t)t=rf(u1(x,tτ1(ut)),u3(x,tτ1(ut)))pg(u2(x,t))+d2u2(x,t)u3(x,t)t=kg(u2(x,tτ2(ut)))qu3(x,t)+d3u3(x,t), xΩ, t>0, (2)

    where u1(x,t), u2(x,t),  and u3(x,t) defined as earlier, also represent the population of target cells, infected cells, and free viruses, at position x at time t, respectively. Ω  is a fixed, connected bounded domain in Rn  with smooth boundary  Ω. Denote u=(u1,u2,u3) and the history segment ut(x,θ)u(x,t+θ), θ[h,0], hmax{h1,h2}. τ1(ut) and τ2(ut) where are taken to be some general functions of system populations with 0τj(ut)hj, j=1,2, represent the latent period that the cell survives once the virus contacts the target cell and the time that the newly produced viruses are infectious, respectively. di,i=1,2,3 is the constant diffusion rate.

    The rest of the paper is organized as follows. In section 2, we briefly recall some basic known results which will be used in the sequel. In section 3, we first present the positivity and boundedness results for the model (2). Next we mainly study the asymptotic stability of interior equilibria from a dynamical systems point of view. According to constructing a dynamical system on a nonlinear metric space, we apply [5,Theorem 4.1.4] and choose a novel Lyapunov functional to the model (2) and allow, but not require, diffusion terms in each state equation. In section 4, we generalize the method to such model with Logistic growth rate.

    In this section, we present some definitions, lemmas, and notations, which will be useful throughout this paper.

    Denote the linear operator A0=diag(d1, d2, d3) in C(ˉΩ,R3) with D(A0)D(d1)×D(d2)×D(d3). Let D(di){yC2(ˉΩ,R):yn|Ω=0} for di0, i=1,2,3. Omit the space coordinate x, we denote the unknown u(t)=(u1(t),u2(t),u3(t))X[C(ˉΩ,R)]3C(ˉΩ,R3). It is well-known that the closure A (in X) of the operator A0 generates a C0 semigroup eAt on X which is analytic and nonexpansive [12,p.4-p.5]. Further, A is the infinitesimal generator of the analytic compact semigroup eAt on X (see [27,Theorem 1.2.2] for more details). We denote the space of continuous functions by CC([h,0],X) equipped with the sup-norm φCsupθ[h,0]φ(θ)X.

    Now the system (2) is rewritten in the following abstract form

    ddtu(t)+Au(t)=F(ut), (3)

    where the nonlinear continuous mapping F:CX is defined by

    F(ϕ)(x)[abϕ1(x,0)f(ϕ1(x,0),ϕ3(x,0))rf(ϕ1(x,τ1(ϕ)),ϕ3(x,τ1(ϕ)))pg(ϕ2(x,0))kg(ϕ2(x,τ2(ϕ)))qϕ3(x,0)] (4)

    with ϕ(ϕ1,ϕ2,ϕ3)C.

    Set the initial value ψ=(ψ1,ψ2,ψ3)Lip([h,0],X) for the equation (3), where

    ψLip([h,0],X){ψC:supstψ(s)ψ(t)X|st|<, ψ(0)D(A)}. (5)

    In our study we use the standard (c.f. ([15,Def. 2.3,p.106]) and ([15,Def. 2.1,p.105])).

    Definition 2.1. A function u(t)C([h,tf), X) is a mild solution of initial value problem (3)(5) if u0=ϕ  and

    u(t)=eAtϕ(0)+t0eA(ts)F(us)ds, t[0,tf). (6)

    Definition 2.2. A function u(t)C([h,tf), X)C1([0,tf), X) is a classical solution of initial value problem (3)(5) if u(t)D(A) for t[0,tf) and (3)(5) are satisfied.

    Next we present the existence and uniqueness of solution for the initial value problem (3)(5).

    Throughout the paper, we assume that functions f:R2R and g:RR satisfy the following conditions:

    (H1) f and g are Lipschitz continuous.

    (H2) |f(u1,u3)|μu1  for u1, u30, and |g(u2)|λu2 for u20.

    We follow the streamline of the proof Lemma 1.2 in [10], (see also [8,Theorem 2]) established by [15,Theorem 3.1 and Corollary 3.3]. Moreover, the linear growth bounds of f  and g imply the global continuation of the classical solution. Then we obtain the result as follows.

    Lemma 2.3. Let the state-dependent delays τj:C[0,hj], (j=1,2) be locally Lipschitz. Suppose that (H1) and (H2) hold. Then initial value problem (3)(5) has a unique global classical solution for t0.

    The following lemma provides a theoretical foundation for the stability of the equilibrium in a dynamical system.

    Lemma 2.4. ([5,Theorem 4.1.4]) Let {S(t), t0} be a dynamical system on Z. Set 0 be an equilibrium point in Z. Assume V is a Lyapunov function on Z satisfying V(0)=0, V(y)α(y) for yZ, y=dist{y,0}, where α() is a continuous strictly increasing function, α(0)=0 and α(r)>0 for r>0. Then 0 is stable. Suppose in addition that V(y)β(y), where β() is continuous, increasing and positive, with β(0)=0. Then 0 is uniformly asymptotically stable.

    In the sequel, we mainly discuss the asymptotic stability of interior equilibria of system (2) on a metric space

    Xf={ϕC1([h,0],X):ϕ(0)D(A), ˙ϕ(0)+Aϕ(0)=F(ϕ)}

    endowed with

    ϕXf=maxθ[τ,0]ϕ(θ)X+maxθ[τ,0]˙ϕ(θ)X+Aϕ(0)X.

    We know that Xf is a complete metric space from [8,10].

    The following proposition offers some properties of a function, which will play an important role in construction of Lyapunov functionals.

    Proposition 2.5. A function v:[0, +)R is defined by v(s)s1ln(s), which is of the following properties.

    (i) v(s)0 for all s[0, +).

    (ii) ˙v(s)=11s, ˙v(s)<0 for s(0, 1) and ˙v(s)>0 for s(1, ).

    (iii) v(s)=0 if and only if s=1.

    (iv) (s1)22(1+ϵ)v(s)(s1)22(1ϵ), ϵ(0, 1) and s(1ϵ, 1+ϵ). It is checked that

    |dds(s1)22(1+ϵ)||˙v(s)||dds(s1)22(1ϵ)|,  ϵ(0,1)and s(1ϵ, 1+ϵ).

    In the subsection, we prove the positivity and boundedness of solutions for system (3).

    To get the results, we need further assumptions:

    (H3) g is increasing, g(0)=0 and g(u2)0 for u20.

    (H4) f(u1,u3)>0 for u1, u3>0 and f(u1,0)=f(0,u3)=0  for u1, u30.

    Set 0=(0,0,0)T  and M=(M1,M2,M3)T=(ab, g1(rμapb), rkμaqpb)T. Denote

    [0,M]X{ϕ=(ϕ1,ϕ2,ϕ3)X:0ϕi(x)Mi, xˉΩ},[0,M]C{ϕ=(ϕ1,ϕ2,ϕ3)Lip([h,0],X):ϕ(θ)[0,M]X, θ[h,0]}.

    Lemma 3.1. Let τj in Lemma 2.3 be valid. Assume that (H1)-(H4) are satisfied. Then [0,M]C is invariant i.e., for each initial value ϕ=(ϕ1,ϕ2,ϕ3)[0,M]C, the unique classical solution of initial value problem (3)(5) satisfies ut[0,M]C for all t0.

    Proof. The existence and uniqueness of solution is proven as above Lemma 2.3. Let K=[0,M]X, S(t,s)=eA(ts), B(t,ϕ)=F(ϕ). The proof of the invariance part follows the invariance result of ([12,Corollary 4] or [27,Corollary 8.1.3]) with the almost Lipschitz property of F by the nomenclature of [11]. Next we check the estimates for the subtangential condition. For any ϕ[0,M]C and any ϱ0, we obtain

    ϕ(x,0)+ρF(ϕ)(x)=[ϕ1(x,0)+ρaρbϕ1(x,0)ρf(ϕ1(x,0),ϕ3(x,0))ϕ2(x,0)+ρrf(ϕ1(x,τ1(ϕ)),ϕ3(x,τ1(ϕ)))ρpg(ϕ2(x,0))ϕ3(x,0)+ρkg(ϕ2(x,τ2(ϕ)))ρqϕ3(x,0)].

    Note that (H2). Thus, for any 0ρmin{1b+μ,1pλ,1q}, we have

    ϕ(x,0)+ρF(ϕ)(x)[ϕ1(x,0)ρbϕ1(x,0)ρμϕ1(x,0)ϕ2(x,0)ρpλϕ2(x,0)ϕ3(x,0)ρqϕ3(x,0)]=[[1ρ(b+μ)]ϕ1(x,0)(1ρpλ)ϕ2(x,0)(1ρq)ϕ3(x,0)][000]

    and

    ϕ(x,0)+ρF(ϕ)(x)[ϕ1(x,0)+ρaρbϕ1(x,0)ϕ2(x,0)+ρrμϕ1(x,τ1(ϕ))ρpg(ϕ2(x,0))ϕ3(x,0)+ρkg(ϕ2(x,τ2(ϕ)))ρqϕ3(x,0)][ab+ρaρbabg1(rμapb)+ρrμabρpg(g1(rμapb))rkμaqpb+ρkg(g1(rμapb))ρqrkμaqpb]=[abg1(rμapb)rkμaqpb]=M.

    Then we obtain ϕ(x,0)+ρF(ϕ)(x)[0,M]X. This implies that

    limρ0+1ρdist(ϕ(x,0)+ρF(ϕ)(x),[0,M]X)=0, ϕ[0,M]C.

    We complete the proof.

    Remark 3.2 It should be pointed out that K is a subset of X. However, such fact is often ignored in some works [13,17,29], where K had been chosen a subset of C.

    Let us discuss stationary solutions of (2). By such solutions we mean time independent u which, in general, may depend on x¯Ω. Since stationary solutions of (2) do not depend on the type of delay (state-dependent or constant) we have

    {0=abu1f(u1,u3)0=rf(u1,u3)pg(u2)0=kg(u2)qu3. (7)

    It is easy to see that the trivial stationary solution (ab, 0, 0) always exists if f(u1,0)=0 and g(0)=0. We are interested in nontrivial stationary solutions of (2). Based on (7), we have u2=g1((abu1)rp) and u3=k(abu1)rpq. This gives the condition on the coordinate u1 which should belong to (0, ab]. Denote

    Ef(z)f(z,k(abz)rpq)a+bz. (8)

    Incidentally, we assume that

    (Hf) Ef(z)=0 has at most finite roots on (0, ab].

    Remark 3.3. (i) Since Ω is a connected set, a function wC(ˉΩ) may take either one or continuum values. The assumption (Hf) implies u1(x)=u1, then (u1,u2,u3) is independent of x. Moreover, if (H4) holds, then we know exactly one root of Ef(s)=0, such as the DeAngelis-Bendington functional response [2,6]

    f(u1,u3)=k1u1u31+k2u1+k3u3, k1, k20 and k3>0, (9)

    the saturated functional response [3,26]

    f(u1,u3)=k1u1u31+k2u3, k10 and k2>0, (10)

    the Crowley-Martin functional response [19,30]

    f(u1,u3)=k1u1u3(1+k2u1)(1+k3u3), k10 and k2, k3>0. (11)

    And for more general class of f, under additional conditions, one has exactly one root of Ef(s)=0.

    (ii) It should be pointed out that in study of stability properties of stationary solutions for virus infection model one usually uses conditions on the so-called reproduction numbers. Then one can use such conditions to separate the case of a unique stationary solution. In this work, taking into account the state-dependence of the delay, the conditions on the reproduction numbers do not appear explicitly here, but could be seen as particular sufficient conditions for (Hf). As a consequence, such models admit of multiple equilibria. Then we believe this framework provides a way to model more complicated situations with rich dynamics.

    (iii) Based on (H2) and (Hf), we have

    abu1=f(u1,u3)μu1, for u1(0, ab].

    And then we know that the interior equilibrium (u1,u2,u3) belongs to the invariant set [0,M]C by (Hf) and the monotone property of g.

    In this subsection, we discuss the stability of the interior equilibrium (u1,u2,u3) from a dynamical systems point of view. Next we work out the stability of (3)(5) with smooth initial value belonging to Xf.

    In the following, we assume that

    (H5) f is increasing for u1, u3>0 and differentiable in a neighborhood of (u1,u3),

    (H6) (u3u3f(u1,u3)f(u1,u3))(f(u1,u3)f(u1,u3)1)>0 for u1, u3>0. The assumption (H6) implies that f(u1,u3)f(u1,u3) lies between u3u3 and 1 (c.f. with the non-strict property [13,p.74] and [17,p.8]). And it is easy to verify that the general class of nonlinear functional responses including (9), (10), and (11) is often appropriate for (H6).

    According to constructing a dynamical system on Xf, we prove the stability of the interior equilibrium of (2) by choosing a novel Lyapunov functional. Then we arrive at the following theorem.

    Theorem 3.4. Let τj, (j=1,2) be locally Lipschitz on C and be continuously differentiable in a neighbourhood of the equilibrium (u1,u2,u3). If (H1)(H6) and (Hf) hold, then the non-trivial steady-state solution (u1,u2,u3) is asymptotically stable (in Xf[0, M]C).

    Remark 3.5. For uC1([h,s),X), we get

    ddtτj(ut)=[(Dτj)(ut)](dutdt),t[0,s),

    where [(Dτj)()], j=1,2, is the Fréchet derivative of τj at point ut. Hence, for a solution in ε neighborhood of the stationary solution ψ, the estimate

    |ddtτj(ut)|(Dτj)(ut)C(C, R)dutdtCε(Dτj)(ut)C(C, R)

    guarantees

    |ddtτj(ut)|Mjε, with Mjε0 as ε0,

    due to Lemma 3.1 and the boundedness of (Dτj)(ψ)C(C, R) as ε0 (here ψψC<ε).

    Proof. Based on D(A)D(A12), we are sufficient to set D(A12)=X in [18]. Thus, according to [18,p.831], we get that (3)(5) is described a dynamical system on Xf. And then we use Lemma 2.4. Define a Lyapunov functional with state-dependent delays along a solution of (2)

    Vsd(t)=ΩVsd_x(x,t)dx,

    where

    Vsd_x(x,t)u1(x,t)u1u1(x,t)u1f(u1,u3)f(s,u3)ds+1r(u2(x,t)u2u2(x,t)u2g(u2)g(s)ds)+prku3v(u3(x,t)u3)+f(u1,u3)ttτ1(ut(x,θ))v(f(u1(x,s),u3(x,s))f(u1,u3))ds+prg(u2)ttτ2(ut(x,θ))v(g(u2(x,s))g(u2))ds, θ[h,0].

    According to Lemma 3.1, it follows that u1, u2,  and u3 are bounded and nonnegative. And then Lyapunov functional is well-define. Next we shall show that dVsd(t)dt is non-positive.

    Let us consider

    ddtVsd(t)=ΩtVsd_x(x,t)dx

    and start with the term tVsd_x(x,t).

    By computations, we have

    tVsd_x(x,t)=RDdiff_x(x,t)+(1f(u1,u3)f(u1(x,t),u3))[abu1(x,t)f(u1(x,t),u3(x,t))]+(1g(u2)g(u2(x,t)))(rf(u1(x,tτ1(ut)),u3(x,tτ1(ut)))pg(u2(x,t)))+(1u3u3(x,t))(kg(u2(x,tτ2(ut)))qu3(x,t))+f(u1,u3)Dsd(x,t)+f(u1,u3)dsd(x,t),

    where

    RDdiff_x(x,t)(1f(u1,u3)f(u1(x,t),u3))d1u1(x,t)+1r(1g(u2)g(u2(x,t)))d2u2(x,t)+prk(1u3u3(x,t))d3u3(x,t)Dsd(x,t)v(f(u1(x,t),u3(x,t))f(u1,u3))v(f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))+v(g(u2(x,t))g(u2))v(g(u2(x,tτ2(ut)))g(u2))dsd(x,t)v(f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))dτ1(ut)dt+v(g(u2(x,tτ2(ut)))g(u2))dτ2(ut)dt.

    From

    {u1=af(u1,u3)bpg(u2)=rf(u1,u3)u3=kg(u2)q,

    we get

    tVsd_x(x,t)=RDdiff_x(x,t)+bu1(1f(u1,u3)f(u1(x,t),u3))(1u1(x,t)u1)+f(u1,u3)Z(x,t)+f(u1,u3)Dsd(x,t)+f(u1,u3)dsd(x,t),

    where

    Z(x,t)(1f(u1,u3)f(u1(x,t),u3))(1f(u1(x,t),u3(x,t))f(u1,u3))+(1g(u2)g(u2(x,t)))(f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3)g(u2(x,t))g(u2))+(1u3u3(x,t))(g(u2(x,tτ2(ut)))g(u2)u3(x,t)u3). (12)

    After a simple computation, (12) is equivalent to

    Z(x,t)=3f(u1(x,t),u3(x,t))f(u1,u3)f(u1,u3)f(u1(x,t),u3)+f(u1,u3)f(u1(x,t),u3)f(u1(x,t),u3(x,t))f(u1,u3)+f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3)g(u2(x,t))g(u2)g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3)+g(u2(x,tτ2(ut)))g(u2)u3(x,t)u3u3u3(x,t)g(u2(x,tτ2(ut)))g(u2). (13)

    By the definition of v(s)=s1ln(s), (13) is rewritten as

    Z(x,t)=v(f(u1(x,t),u3(x,t))f(u1,u3))v(f(u1,u3)f(u1(x,t),u3))+v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))+v(f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))v(g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))+v(g(u2(x,tτ2(ut)))g(u2))v(u3(x,t)u3)v(g(u2(x,t))g(u2))v(u3u3(x,t)g(u2(x,tτ2(ut)))g(u2)).

    Then we obtain

    tVsd_x(x,t)=bu1(1f(u1,u3)f(u1(x,t),u3))(1u1(x,t)u1)+f(u1,u3){[v(u3(x,t)u3)v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))]v(g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))v(u3u3(x,t)g(u2(x,tτ2(ut)))g(u2))v(f(u1,u3)f(u1(x,t),u3))}+RDdiff_x(x,t)+f(u1,u3)dsd(x,t).

    Denote

    RDdiff(t)ΩRDdiff_x(x,t)dx.

    Based on the Divergence Theorem and the Neumann boundary condition, we have

    RDdiff(t)=ΩRDdiff_x(x,t)dx=d1f(u1,u3)Ω1[f(u1(x,t),u3)]2df(u1(x,t),u3)du1u12dxd2rg(u2)Ω1[g(u2(x,t))]2u22dxd3prku3Ω1(u3(x,t))2u32dx.

    According to df(u1,u3)du10, we obtain RDdiff(t)0.

    Thus we summarize what we have worked out as follows

    ddtVsd(t)=ΩtVsd_x(x,t)dx=RDdiff(t)+bu1Ω(1f(u1,u3)f(u1(x,t),u3))(1u1(x,t)u1)dx+f(u1,u3)Ω{[v(u3(x,t)u3)v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))]v(g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))v(u3u3(x,t)g(u2(x,tτ2(ut)))g(u2))v(f(u1,u3)f(u1(x,t),u3))}dx+f(u1,u3)Ωdsd(x,t)dx. (14)

    According to (H5), one gets

    Ω(1f(u1,u3)f(u1(x,t),u3))(1u1(x,t)u1)dx0.

    Based on (H6) and the monotonicity of the function v, we have

    Ω[v(u3(x,t)u3)v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))]ds0.

    Now we prove ddtVsd(t)0 in a small neighbourhood of the stationary solution with the equality only in case of (u1,u2,u3)=(u1,u2,u3). In the particular case of constant delay, one has dsd(x,t)=0 which may lead to the global stability of (u1,u2,u3).

    In the following, we rewrite (14) as

    ddtVsd(t)=f(u1,u3)Ω(Qsd(x,t)+dsd(x,t))dx+RDdiff(t)+bu1Ω(1f(u1,u3)f(u1(x,t),u3))(1u1(x,t)u1)dx,

    where

    Qsd(x,t)[v(u3(x,t)u3)v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))]+v(g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))+v(u3u3(x,t)g(u2(x,tτ2(ut)))g(u2))+v(f(u1,u3)f(u1(x,t),u3)).

    Let us consider the zero-set dVsd(t)dt. We start with Ω(1f(u1,u3)f(u1,u3))(1u1u1)dx=0 due to u1=u1. Note that v(s)=0 if and only if s=1. For Qsd(x,t)=0, we obtain u2=u2  and u3=u3. Then one sees f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))=f(u1,u3). Furthermore, RDdiff(t)=0 implies that u1, u2,  and u3 are independent of x. The zero set dsd(x,t)=0 includes g(u2(x,tτ2(ut)))=g(u2), f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))=f(u1,u3) or ddtτj(ut)=0 along a solution. Thus the zero-set consists of just the positive equilibrium (u1,u2,u3) which is also a subset of dsd(x,t)=0. We remind that Qsd(x,t)0, while the sign of dsd(x,t) is undefined. We would show that there is a small neighbourhood of (u1,u2,u3) such that |dsd(x,t)|<Qsd(x,t). In order to prove such result, we need the statement (ⅳ) in Proposition 2.5.

    The following discussions are in part analogous to [16,p.1559]. Based on Proposition 2.5 (ⅳ), let us first consider the following auxiliary functions Q(y) and D(y), defined on R6, where we simplify y=(y1,y2,y3,y4,y5,y6)R6 for y1=u1(x,t), y2=u2(x,t), y3=u3(x,t), y4=u1(x,tτ1), y5=u2(x,tτ2), y6=u3(x,tτ1),

    Q(y)(g(u2)g(y2)f(y4,y6)f(u1,u3)1)2+(u3y3g(y5)g(u2)1)2+(f(u1,u3)f(y1,u3)1)2,

    and

    D(y)α1v(g(y5)g(u2))+α2v(f(y4,y6)f(u1,u3)), α1,α20.

    According to Proposition 2.5 (ⅳ) and Remark 3.5, it is observed that Q(y)Qsd(x,t) and |dsd(x,t)|D(y). And it should be pointed out that Q(y)=0 if and only if y=(u1,u2,u3,u1,u2,u3). Now we change the coordinates in R6 to the spherical ones

    {y1=u1+rcosξ1y2=u2+rsinξ1cosξ2y3=u3+rsinξ1sinξ2cosξ3y4=u1+rsinξ1sinξ2sinξ3cosξ4y5=u2+rsinξ1sinξ2sinξ3sinξ4cosξ5y6=u3+rsinξ1sinξ2sinξ3sinξ4sinξ5

    r0, ξj[π2,π2], j=1, 4, ξ5[0,2π).

    One can check that Q(y)=r2Φ(r,ξ1,ξ5), where Φ(r,ξ1,ξ5) is continuous and Φ(r,ξ1,ξ5)0 for r0. It is proved by way of contradiction. If Φ(r,ξ1,ξ5)=0 for r0, then it is easy to see that this contradicts Proposition 2.5 (ⅳ). Hence the classical extreme value theorem shows that the continuous function on a closed neighborhood of (u1,u2,u3) has a minimum Φmin >0. It follows that Q(y)r2Φmin.

    According to Proposition 2.5 (ⅳ), we have

    D(y)α1(g(y5)g(u2)1)2+α2(f(y4,y6)f(u1,u3)1)2.

    Next we adopt the analogous procedure as in the discussion of Q(y). Remind that Remark 3.5. Then we obtain that D(y)βεr2 where the constant βε=max{α1, α2}0 as ε0. Finally, we choose a small enough ε such that βε<Φmin which proves ddtVsd(t)<0. We complete the proof.

    We now apply the above results to consider the following example.

    Example 3.6. Consider the system (2) with

    f(u1,u3)=k1u1u31+k2u1+k3u3, k1, k20and k3>0,g(u2)=k4u2, k4>0,τj(φ)=0hjwj(φ(s))ds, φCandhj>0, (j=1,2)  (15)

    where wj, j=1,2 is locally Lipschitz on X. We know that f and g are continuously differentiable on R2 and R, respectively. Moreover, f is increasing and nonnegative on R2+. And g is increasing on R. Then it is easy to see that (H1) and (H3)-(H5) are satisfied. By choosing μ=max{k1, b} and λ=k4+1, we get that for ui0, i=1,2,3

    |f(u1,u3)|=f(u1,u3)k1u31+k3u3u1k1u1μu1and|g(u2)|=g(u2)=k4u2λu2,

    which implies that (H2) holds. If 0<pq+ak3krbk3kr+k1krk2pqab, we know that the equation

    Ef(z)=f(z,k(abz)rpq)a+bz=(abz)[k1zkr(pq+k2pqz+k3k(abz)r)]pq+k2pqz+k3k(abz)r=0

    has two roots z=ab and z=pq+ak3krbk3kr+k1krk2pq. It follows that (Hf) is satisfied. Then we obtain the non-trivial steady-state solution

    (u1,u2,u3)=(pq+ak3krbk3kr+k1krk2pq, r(ak1krak2pqbpq)k4p(bk3kr+k1krk2pq), kr(ak1krak2pqbpq)pq(bk3kr+k1krk2pq))

    with 0<pq+ak3krbk3kr+k1krk2pqab and ak1krak2pqbpq>0. And we have

    f(u1,u3)f(u1,u3)=1+k2u1+k3u31+k2u1+k3u3u3u3

    lies between u3u3 and 1 for u1, u3>0, which means that (H6) holds. For τj, j=1,2, we get

    ddtτj(ut)=ddt0hjwj(ut(s))ds=ddttthjwj(u(θ))dθ=wj(u(t))wj(u(thj)).

    Thus, in the ε neighborhood of (u1,u2,u3), we have

    |ddtτj(ut)||wj(u(t))wj(u(thj))|2Lwjε=Mjε0 as ε0,

    where Lwj, j=1,2, is Lipschitz constant of wj.

    Based on the above analysis and Lemma 3.1, we have the invariant set

    [0,M]C={ϕ=(ϕ1,ϕ2,ϕ3)Lip([h,0],X):ϕ(θ)[0,M]X, θ[h,0]}

    where

    [0,M]X={ϕ=(ϕ1,ϕ2,ϕ3)X:0ϕi(x)Mi, xˉΩ}

    with M=(M1,M2,M3)T=(ab, rμak4pb, rkμaqpb)T. It is now evident to see that (u1,u2,u3) is asymptotically stable (in Xf[0, M]C) from Theorem 3.4.

    Next we perform numerical simulations of system (15) with the parameters a=0.8, b=0.2, r=0.1, p=0.1, k=0.3, q=0.2, d1=0.2, d2=0.1, d3=0.7, k1=0.3, k2=0.01, k3=0.5, and k4=0.8. By substituting the parameters, it follows that the non-trivial steady-state solution (u1,u2,u3)=(2.712, 0.322, 0.386) exists. According to choosing

    τ1(ut)=0.2033i=1(ui)t(s)dsandτ2(ut)=0.08023i=1(ui)t(s)ds,

    we have that τ1() and τ2() are locally Lipschitz in C and are continuously differentiable in a neighbourhood of the equilibrium (u1, u2, u3). Now one can check that (H1)-(H6) and (Hf) are satisfied. Consequently, based on Theorem 3.4, we infer that (u1,u2,u3)=(2.712, 0.322, 0.386) is asymptotically stable (in Xf[0, M]C) which is illustrated in Figure 1, where

    Xf={ϕC1([3,0],[C([0,π],R)]3):ϕ(0)D(A), ˙ϕ(0)+Aϕ(0)=F(ϕ)},[0,M]C={ϕ=(ϕ1,ϕ2,ϕ3)Lip([3,0],[C([0,π],R)]3):ϕ(θ)[0,M][C([0,π],R)]3, θ[3,0]}
    Figure 1.  Numerical simulations of system (15) with the initial value (ψ1, ψ2, ψ3)=(3cos2x+0.027, 0.5cos2x+0.032, 0.5cos2x+0.038). (a)-(c) The non-trivial steady-state solution (u1, u2, u3)=(2.712, 0.322, 0.386) is asymptotically stable. (d) Phase portrait of the asymptotically stable equilibrium (u1, u2, u3).

    with

    [0,M][C([0,π],R)]3={ϕ=(ϕ1,ϕ2,ϕ3)[C([0,π],R)]3:0ϕ1(x)4,0ϕ2(x)1.5, 0ϕ3(x)1.8,  x[0,π]}.

    In this section, we generalize the above type of Lyapunov functional to such model with Logistic growth rate. Then the model is described as follows:

    {u1(x,t)t=au1(x,t)(1bu1(x,t)R)f(u1(x,t),u3(x,t))+d1u1(x,t)u2(x,t)t=rf(u1(x,tτ1(ut)),u3(x,tτ1(ut)))pg(u2(x,t))+d2u2(x,t)u3(x,t)t=kg(u2(x,tτ2(ut)))qu3(x,t)+d3u3(x,t). (16)

    In the following, these results are completed by the method analogous to that used above.

    Lemma 4.1. Let τj in Lemma 2.3 be valid. Suppose (H1) and (H2) hold. Then initial value problem has a unique global classical solution for t0.

    Denote ˆM(Rb,g1(rμRpb),rkμRqpb)T.

    Lemma 4.2. Let τj in Lemma 2.3 be valid. Assume that (H1)-(H4) are satisfied. Then [0, ˆM]C is invariant i.e., for each initial value ϕ=(ϕ1,ϕ2,ϕ3)[0, ˆM]C, the unique classical solution of initial value problem satisfies ut[0, ˆM]C for all t0.

    Next we are interested in nontrivial stationary solutions of (16). Consider

    {0=au1(1bu1R)f(u1,u3)0=rf(u1,u3)pg(u2)0=kg(u2)qu3. (17)

    Then we have u2=g1(arpu1(1bu1R))  and u3=karpqu1(1bu1R). Set

    ˉEf(z)f(z,karpqz(1bzR))az(1bzR). (18)

    In the sequel the following assumption will be need.

    (ˉHf) ˉEf(z)=0 has at most finite roots on (0, Rb].

    We now obtain the following result.

    Theorem 4.3. Let τj, (j=1,2) be locally Lipschitz on C and be continuously differentiable in a neighbourhood of the equilibrium (u1, u2, u3). If (H1)(H6) and (ˉHf) hold, then the non-trivial steady-state solution (u1, u2, u3) is asymptotically stable (in Xf[0,ˆM]C).

    In the proof we use the following Lyapunov functional with state-dependent delay along a solution of (16). Choose the Lyapunov functional

    Vsd(t)=ΩVsd_x(x,t)dx

    where

    Vsd_x(x,t)u1(x,t)u1u1(x,t)u1f(u1,u3)f(s,u3)ds+1r(u2(x,t)u2u2(x,t)u2g(u2)g(s)ds)+prku3v(u3(x,t)u3)+f(u1,u3)ttτ1(ut(x,θ))v(f(u1(x,s),u3(x,s))f(u1,u3))ds+f(u1,u3)ttτ2(ut(x,θ))v(g(u2(x,s))g(u2))ds, θ[h,0].

    It is easy to verify that

    ddtVsd(t)=ΩtVsd_x(x,t)dx

    where

    tVsd_x(x,t)=(1f(u1,u3)f(u1(x,t),u3))d1u1(x,t)+1r(1g(u2)g(u2(x,t)))d2u2(x,t)+prk(1u3u3(x,t))d3u3(x,t)+(1f(u1,u3)f(u1(x,t),u3))ba(u1)2R(1u21(x,t)(u1)2)+(1f(u1,u3)f(u1(x,t),u3))au1(u1(x,t)u11)+f(u1,u3)[v(f(u1,u3)f(u1(x,t),u3))[v(u3(x,t)u3)v(f(u1(x,t),u3(x,t))f(u1(x,t),u3))]v(u3u3(x,t)g(u2(x,tτ2(ut)))g(u2))v(g(u2)g(u2(x,t))f(u1(x,tτ1(ut)),u3(x,tτ1(ut)))f(u1,u3))]+f(u1,u3)v(g(u2(x,tτ2(ut)))g(u2))dτ2(ut)dt+f(u1,u3)v(g(u2(x,tτ2(ut)))g(u2))dτ2(ut)dt.

    The next works are similar to the proof of Theorem 3.4. We do not repeat here detailed calculations.

    In this paper, we study a virus dynamics model with diffusion, a general nonlinear functional response and state-dependent delays. Such delays τ1(ut) and τ2(ut) which are both related to the number of system populations, represent the latent period that the cell survives once the virus contacts the target cell and the time that the newly produced viruses are infectious, respectively. We mainly establish asymptotic stability of the interior equilibrium by applying a novel Lyapunov functional. Moreover, we generalize such type of Lyapunov functional to such model with Logistic growth rate. More specifically, target cells, infected cells, and free viruses do not extinct and ultimately survive at the equilibrium level (u1,u2,u3) if the following conditions are satisfied:

    (Ⅰ) target cells and free viruses have strong intercellular infection, i.e., |f(u1,u3)|μu1, f(u1,u3)f(u1,u3) lies between u3u3 and 1 for u1, u3>0.

    (Ⅱ) the death rate of the infected cells is of a linear growth bound, i.e., |g(u2)|λu2 for u2>0.

    (Ⅲ) the rate of change with respect to time of the state-dependent delays is limited, i.e., |ddtτj(ut)|Mjε.

    We are extremely grateful to the critical comments and invaluable suggestions made by anonymous honorable reviewers. This research is supported by National Natural Science Foundation of China (No.11771109).

    The authors declared that they have no conflicts of interest.



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