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Research article

On stability and instability of standing waves for the inhomogeneous fractional Schrodinger equation

  • Received: 15 June 2020 Accepted: 27 July 2020 Published: 06 August 2020
  • MSC : 35Q55, 35B44

  • In this paper, we consider the stability and instability of standing waves for the inhomogeneous fractional Schrödinger equation itψ=(Δ)sψ|x|b|ψ|2pψ. By applying the profile decomposition of bounded sequences in Hs and variational methods, in the L2-subcritical case, i.e., 0<p<4s2bN, we prove that the standing waves are orbitally stable. In the L2-critical case, i.e., p=4s2bN, we show that the standing waves are strongly unstable by blow-up.

    Citation: Jiayin Liu. On stability and instability of standing waves for the inhomogeneous fractional Schrodinger equation[J]. AIMS Mathematics, 2020, 5(6): 6298-6312. doi: 10.3934/math.2020405

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  • In this paper, we consider the stability and instability of standing waves for the inhomogeneous fractional Schrödinger equation itψ=(Δ)sψ|x|b|ψ|2pψ. By applying the profile decomposition of bounded sequences in Hs and variational methods, in the L2-subcritical case, i.e., 0<p<4s2bN, we prove that the standing waves are orbitally stable. In the L2-critical case, i.e., p=4s2bN, we show that the standing waves are strongly unstable by blow-up.


    Since pioneering works of Pecora and Carroll's [1], chaos synchronization and control have turned a hot topic and received much attention in various research areas. A number of literatures shows that chaos synchronization can be widely used in physics, medicine, biology, quantum neuron and engineering science, particularly in secure communication and telecommunications [1,2,3]. In order to realize synchronization, experts have proposed lots of methods, including complete synchronization and Q-S synchronization [4,5], adaptive synchronization [6], lag synchronization[7,8], phase synchronization [9], observer-based synchronization [10], impulsive synchronization [11], generalized synchronization [12,13], lag projective synchronization [14,15], cascade synchronization et al [16,17,18,19,20]. Among them, the cascade synchronization method is a very effective algorithm, which is characterized by reproduction of signals in the original chaotic system to monitor the synchronized motions.

    It is know that, because of the complexity of fractional differential equations, synchronization of fractional-order chaotic systems is more difficult but interesting than that of integer-order systems. Experts find that the key space can be enlarged by the regulating parameters in fractional-order chaotic systems, which enables the fractional-order chaotic system to be more suitable for the use of the encryption and control processing. Therefore, synchronization of fractional-order chaotic systems has gained increasing interests in recent decades [21,22,23,24,25,26,27,28,29,30,31]. It is noticed that most synchronization methods mentioned in [4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20] work for integer-order chaotic systems. Here, we shall extend to cascade synchronization for integer-order chaotic systems to a kind of general form, namely function cascade synchronization (FCS), which means that one chaotic system may be synchronized with another by sending a signal from one to the other wherein a scaling function is involved. The FCS is effective both for the fractional order and integer order chaotic systems. It constitutes a general method, which can be considered as a continuation and extension of earlier works of [13,16,19]. The nice feature of our method is that we introduce a scaling function for achieving synchronization of fractional-order chaotic systems, which can be chosen as a constant, trigonometric function, power function, logarithmic and exponential function, hyperbolic function and even combinations of them. Hence, our method is more general than some existing methods, such as the complete synchronization approach and anti-phase synchronization approach et al.

    To sum up, in this paper, we would like to use the FCS approach proposed to study the synchronization of fractional-order chaotic systems. We begin our theoretical work with the Caputo fractional derivative. Then, we give the FCS of the fractional-order chaotic systems in theory. Subsequently, we take the fractional-order unified chaotic system as a concrete example to test the effectiveness of our method. Finally, we make a short conclusion.

    As for the fractional derivative, there exists a lot of mathematical definitions [32,33]. Here, we shall only adopt the Caputo fractional calculus, which allows the traditional initial and boundary condition assumptions. The Caputo fractional calculus is described by

    dqf(t)dtq=1Γ(qn)t0f(n)(ξ)(tξ)qn+1dξ,n1<q<n. (2.1)

    Here, we give the function cascade synchronization method to fractional-order chaotic systems. Take a fractional-order dynamical system:

    dqxdtq=f(x)=Lx+N(x) (2.2)

    as a drive system. In the above x=(x1,x2,x3)T is the state vector, f:R3R3 is a continuous function, Lx and N(x) represent the linear and nonlinear part of f(x), respectively.

    Firstly, on copying any two equations of (2.2), such as the first two, one will obtain a sub-response system:

    dqydtq=L1y+N1(y,x3)+˜U (2.3)

    with y=(X1,Z)T. In the above, x3 is a signal provided by (2.2), while ˜U=(u1,u2)T is a controller to be devised.

    For the purpose of realizing the synchronization, we now define the error vector function via

    ˜e=y˜Q(˜x)˜x (2.4)

    where ˜e=(e1,e2)T, ˜x=(x1,x2)T and ˜Q(˜x)=diag(Q1(x1),Q2(x2)).

    Definition 1. For the drive system (2.2) and response system (2.3), one can say that the synchronization is achieved with a scaling function matrix ˜Q(˜x) if there exists a suitable controller ˜U such that

    limt||˜e||=limt||y˜Q(˜x)˜x||=0. (2.5)

    Remark 1. We would like to point out that one can have various different choices on the scaling function ˜Q(˜x), such as constant, power function, trigonometric function, hyperbola function, logarithmic and exponential function, as well as limited quantities of combinations and composite of the above functions. Particularly, when ˜Q(˜x)=I and I (I being a unit matrix), the problem is reducible to the complete synchronization and anti-phase synchronization of fractional-order chaotic systems, respectively. When ˜Q(˜x)=αI, it becomes to the project synchronization. And when ˜Q(˜x) = diag(α1,α2), it turns to the modified projective synchronization. Hence, our method is more general than the existing methods in [4,13].

    It is noticed from (2.5) that the system (2.3) will synchronize with (2.2) if and only if the error dynamical system (2.5) is stable at zero. For this purpose, an appropriate controller ˜U such that (2.5) is asymptotical convergent to zero is designed, which is described in the following theorem.

    Theorem 1. For a scaling function matrix ˜Q(˜x), the FCS will happen between (2.2) and (2.3) if the conditions:

    (i) the controller ˜U is devised by

    ˜U=˜K˜eN1(y,x3)+˜Q(˜x)N1(˜x)+˜P(˜x)˜x (2.6)

    (ii) the matrix ˜K is a 2×2 matrix such that

    L1+˜K=˜C, (2.7)

    are satisfied simultaneously. In the above, ˜P(˜x)=diag(˙Q1(x1)dqx1dtq,˙Q2(x2)dqx2dtq), ˜K is a 2×2 function matrix to be designed. While ˜C=(˜Cij) is a 2×2 function matrix wherein

    ˜Cii>0and˜Cij=˜Cji,ij. (2.8)

    Remark 2. It needs to point out that the construction of the suitable controller ˜U plays an important role in realizing the synchronization between (2.2) and (2.3). Theorem 2 provides an effective way to design the controller. It is seen from the theorem that the controller ˜U is closely related to the matrix ˜C. Once the condition (2.8) is satisfied, one will has many choices on the controller ˜U.

    Remark 3. Based on the fact that the fractional orders themselves are varying parameters and can be applied as secret keys when the synchronization algorithm is adopted in secure communications, it is believed that our method will be more suitable for some engineering applications, such as chaos-based encryption and secure communication.

    Proof: Let's turn back to the error function given in (2.4). Differentiating this equation with respect to t and on use of the first two equations of (2.2) and (2.3), one will obtain the following dynamical system

    dq˜edtq=dqydtq˜Q(˜x)dqxdtq˜P(˜x)˜x=L1y+N1(y,x3)+˜U˜Q(˜x)[L1˜x+N1(˜x)]˜P(˜x)˜x=L1˜e+N1(y,x3)˜Q(˜x)N1(˜x)˜P(˜x)˜x+˜K˜eN1(y,x3)+˜Q(˜x)N1(˜x)+˜P(˜x)˜x=(L1+˜K)˜e. (2.9)

    Assuming that λ is an arbitrary eigenvalue of matrix L1+˜K and its eigenvector is recorded as η, i.e.

    (L1+˜K)η=λη,η0. (2.10)

    On multiplying (2.10) by ηH on the left, we obtain that

    ηH(L1+˜K)η=ληHη (2.11)

    where H denotes conjugate transpose. Since ˉλ is also an eigenvalue of L1+˜K, we have that

    ηH(L1+˜K)H=ˉληH. (2.12)

    On multiplying (2.12) by η on the right, we derive that

    ηH(L1+˜K)Hη=ˉληHη (2.13)

    From (2.11) and (2.13), one can easily get that

    λ+ˉλ=ηH[(L1+˜K)H+(L1+˜K)]η/ηHη=ηH(˜C+˜CH)η/ηHη=ηHΛη/ηHη (2.14)

    with Λ=˜C+˜CH. Since ˜C satisfy the condition (2.8), one can know that Λ denotes a real positive diagonal matrix. Thus we have ηHΛη>0. Accordingly, we can get

    λ+ˉλ=2Re(λ)=ηHΛη/ηHη<0, (2.15)

    which shows

    |argλ|>π2>qπ2. (2.16)

    According to the stability theorem in Ref. [34], the error dynamical system (2.9) is asymptotically stable, i.e.

    limt||˜e||=limt||y˜Q(˜x)˜x||=0, (2.17)

    which implies that synchronization can be achieved between (2.2) and (2.3). The proof is completed.

    Next, on copying the last two equations of (2.2), one will get another sub-response system:

    dqzdtq=L2z+N2(z,X1)+ˉU (2.18)

    where X1 is a synchronized variable in (2.3), z=(X2,X3)T and ˉU=(u3,u4)T is the controller being designed.

    Here, we make analysis analogous to the above. Now we define the error ˉe via

    ˜e=zˉQ(ˉx)ˉx (2.19)

    where ˉe=(e3,e4)T, ˉx=(x2,x3)T and ˉQ(ˉx)=diag(Q3(x2),Q4(x3)). If devising the the controller ˉU as

    ˉU=ˉKˉeN2(z,X1)+ˉQ(ˉx)N2(ˉx)+ˉP(ˉx)ˉx (2.20)

    and L2+ˉK satisfying

    L2+ˉK=ˉC (2.21)

    where ˉP(ˉx)=diag(˙Q3(x2)dqx2dtq,˙Q4(x3)dqx3dtq), ˉC=(ˉCij) denotes a 2×2 function matrix satisfying

    ˉCii>0andˉCij=ˉCji,ij, (2.22)

    then the error dynamical system (2.19) satisfies

    limt||ˉe||=limt||zˉQ(ˉx)ˉx||=0. (2.23)

    Therefore, one achieve the synchronization between the system (2.2) and (2.18). Accordingly, from (2.5) and (2.23), one can obtain that

    {limt||X1Q1(x1)x1||=0,limt||X2Q3(x2)x2||=0,limt||X3Q4(x3)x3||=0. (2.24)

    which indicates the FCS is achieved for the fractional order chaotic systems.

    In the sequel, we shall extend the applications of FCS approach to the fractional-order unified chaotic system to test the effectiveness.

    The fractional-order unified chaotic system is described by:

    {dqx1dtq=(25a+10)(x2x1),dqx2dtq=(2835a)x1x1x3+(29a1)x2,dqx3dtq=x1x2a+83x3, (3.1)

    where xi,(i=1,2,3) are the state parameters and a[0,1] is the control parameter. It is know that when 0a<0.8, the system (3.1) corresponds to the fractional-order Lorenz system [35]; when a=0.8, it is the Lü system [36]; while when 0.8<a<1, it turns to the Chen system [37].

    According to the FCS method in section 2, we take (3.1) as the drive system. On copying the first two equation, we get a sub-response system of (3.1):

    {dqX1dtq=(25a+10)(ZX1)+u1,dqZdtq=(2835a)X1Zx3+(29a1)Z+u2, (3.2)

    where ˜U=(u1,u2)T is a controller to be determined. In the following, we need to devise the desired controller ˜U such that (3.1) can be synchronized with (3.2). For this purpose, we set the error function ˜e=(e1,e2) via :

    ˜e=(e1,e2)=(X1x1(x21+α1),Zx2tanhx2). (3.3)

    On devising the controller ˜U as (2.6), one can get that the error dynamical system is

    dq˜edtq=(L1+˜K)˜e, (3.4)

    where

    L1=(1025a1025a2835a29a1),N1(y,x3)=(0X1x3). (3.5)

    If choosing, for example, the matrix ˜K as

    ˜K=(λ1+25a+10x1+x1x225ax1x1x2+35a38λ229a+1), (3.6)

    where λ1>0 and λ2>0, then one can obtain that

    ˜C=(λ1x1+x1x2+10x1x1x210λ2). (3.7)

    Therefore the dynamical system (3.4) becomes

    dq˜edtq=(λ1x1+x1x2x1x1x2λ2)˜e. (3.8)

    According to Theorem 2, the synchronization is realized in the system (3.1) and (3.2).

    Subsequently, on copying the last two equations of (3.1), we get another sub-response system:

    {qX2tq=(2835a)X1X1X3+(29a1)X2+u3,qX3tq=X1X2a+83X3+u4, (3.9)

    where ˉU=(u3, u4)T is the controller needed. When choosing the error function ˉe=(e3,e4) as:

    ˉe=(e3,e4)=(X2α2x2,X3x3(α3+ex3)), (3.10)

    and the controller ˉU as (2.20), where

    L2=(29a100a+83),N2(z,X1)=(X1X3X1X2), (3.11)

    and the matrix ˉK is chosen by

    ˉK=(λ329a+11+x2x3+ex31x2x3ex3λ4a+83), (3.12)

    where λ3>0 and λ4>0. Calculations show that the error dynamical system (2.19) becomes

    dqˉedtq=(λ31+x2x3+ex31x2x3ex3λ4)ˉe. (3.13)

    which, according to the stability theorem, indicates that ˉe will approach to zero with time evolutions. Therefore, the FCS is realized for the fractional-order unified chaotic system.

    In the above, we have revealed that the FCS is achieved for the fractional-order unified chaotic system in theory. In the sequel, we shall show that the FCS is also effective in the numerical algorithm.

    For illustration, we set the fractional order q=0.98 and the parameters λi(i=1,,4) as (λ1,λ2,λ3,λ4)=(2,3,0.5,0.3). It is noticed that when the value of a[0,1] is given, the system (3.1) will be reduced to a concrete system. For example, when a=0.2, it corresponds to the fractional-order Lorenz system. The chaotic attractors are depicted in Figure 1. Time responses of states variables and synchronization errors of the Lorenz system are showed in Figures 2 and 3, respectively. When a=0.8, it is the fractional-order Lü system. The chaotic attractors, time responses of state variables and synchronization errors are exhibited in Figures 46, respectively. When a=0.95, it turns to the fractional-order Chen system. Numerical simulation results are depicted in Figures 79. From the chaotic attractors pictures marked by Figures 1, 4 and 5, one can easily see that the trajectories of the response system (colored red) display certain consistency to that of the drive system (colored black) because of the special scaling functions chosen. Meanwhile, one can also see the synchronization is realized from Figures 3, 6 and 9. Therefore, we conclude that the FCS is a very effective algorithm for achieving the synchronization of the fractional-order unified chaotic system.

    Figure 1.  FCS of the fractional-order Lorenz system. Here we choose (α1,α2,α3)=(0.2,2,1.5), initial values (x1,x2,x3)=(1,0.5,0.2) and (X1,X2,X3)=(0.2,0.3,0.1).
    Figure 2.  Time responses of state variables xi and Xi(i=1,2,3) for the fractional-order Lorenz system.
    Figure 3.  Synchronization errors of the Lorenz system.
    Figure 4.  FCS of the fractional-order Lü system with a=0.8. Here we choose (α1,α2,α3)=(0.5,2.5), initial values (x1,x2,x3)=(0.5,0.5,0.2) and (X1,X2,X3)=(0.15,0.1,0.1).
    Figure 5.  Time responses of state variables xi and Xi(i=1,2,3) for the Lü system.
    Figure 6.  Synchronization errors of the Lü system.
    Figure 7.  FCS of the fractional-order Chen system with a=0.95. Here we choose (α1,α2,α3)=(0.5,1.5,3), initial values (x1,x2,x3)=(1.5,0.02,0.01) and (X1,X2,X3)=(2,0.01,0.05).
    Figure 8.  Time evolutions of state variables xi and Xi(i=1,2,3) for the Chen system.
    Figure 9.  Synchronization errors of the Chen system.

    Chaos synchronization, because of the potential applications in telecommunications, control theory, secure communication et al, has attracted great attentions from various research fields. In the present work, via the stability theorem, we successfully extend the cascade synchronization of integer-order chaotic systems to a kind of general function cascade synchronization algorithm for fractional-order chaotic systems. Meanwhile, we apply the method to the fractional-order unified chaotic system for an illustrative test. Corresponding numerical simulations fully reveal that our method is not only accuracy, but also effective.

    It is worthy of pointing out that the scaling function introduced makes the method more general than the complete synchronization, anti-phase synchronization, modified projective synchronization et al. Therefore, in this sense, our method is applicable and representative. However, the present work just study the fractional-order chaotic system without time-delay. It is known that in many cases the time delay is inevitably in the real engineering applications. Lag synchronization seems to be more practical and reasonable. Hence, it will be of importance and interest to study whether the FCS method can be used to realize the synchronization of fractional-order chaotic systems with time-delay. We shall considered it in our future work.

    The authors would like to express their sincere thanks to the referees for their kind comments and valuable suggestions. This work is supported by the National Natural Science Foundation of China under grant No.11775116 and No.11301269.

    We declare that we have no conflict of interests.



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