In this paper we study ergodic measures of intermediate entropy for affine transformations of nilmanifolds. We prove that if an affine transformation of nilmanifold has a periodic point, then for every there exists an ergodic measure of such that .
Citation: Wen Huang, Leiye Xu, Shengnan Xu. Ergodic measures of intermediate entropy for affine transformations of nilmanifolds[J]. Electronic Research Archive, 2021, 29(4): 2819-2827. doi: 10.3934/era.2021015
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In this paper we study ergodic measures of intermediate entropy for affine transformations of nilmanifolds. We prove that if an affine transformation of nilmanifold has a periodic point, then for every there exists an ergodic measure of such that .
Throughout this paper, by a topological dynamical system
Given a TDS
Define
where
It is interesting to consider the case when
(1.1) |
for any
Conjecture 1.1 (Katok). Let
We need to point out that Katok's conjecture implies that any positive entropy smooth system is not uniquely ergodic, though whether or not a smooth diffeomorphism of positive topological entropy can be uniquely ergodic is still in question (see [5] for Herman's example: positive entropy minimal
In this paper, we study intermediate entropy for affine transformations of nilmanifolds. Throughout this paper, by a nilmanifold
Theorem 1.2. Let
Following Lind [11], we say that an affine transformation of a nilmanifold is quasi-hyperbolic if its associated matrix has no eigenvalue 1. As an application of Theorem 1.2, one has the following.
Theorem 1.3. Let
The paper is organized as follows. In Section 2, we introduce some notions. In Section 3, we prove Theorem 1.2 and Theorem 1.3.
In this section, we recall some notions of entropy, nilmanifold and upper semicontinuity of entropy map.
We summarize some basic concepts and useful properties related to topological entropy and measure-theoretic entropy here.
Let
Definition 2.1. Let
where
where supremum is taken over all finite open covers of
A subset
Let
And the Bowen's topological entropy of a TDS
Next we define measure-theoretic entropy. Let
where
The basic relationship between topological entropy and measure-theoretic entropy is given by the variational principle [12].
Theorem 2.2 (The variational principle). Let
A factor map
(2.1) |
where
Let
The following is from [1,Theorem 19].
Theorem 2.3. Let
Remark 2.4. (1) In the above situation, Bowen shows that
(2.2) |
where
(2) If
(2.3) |
where
Given a TDS
We write
Theorem 2.5. Let
We say that the entropy map of
We say that a TDS
Here for each
The result of Misiurewicz [12,Corollary 4.1] gives a sufficient condition for upper semicontinuity of the entropy map.
Theorem 2.6. Let
The result of Buzzi [3] gives a sufficient condition for asymptotic entropy expansiveness.
Theorem 2.7. Let
In this section, we prove our main results. In the first subsection, we prove that Katok's conjecture holds for affine transformations of torus. In the second subsection, we show some properties of metrics on nilmanifolds. In the last subsection, we prove Theorem 1.2 and Theorem 1.3.
We say that a topological dynamical system
Theorem 3.1. Let
Proof. We think of
Let
By variational principle, there exists
Case 1.
Then
Case 2.
Then
This ends the proof of Theorem 3.1.
Let
If
We fix an
where
and
It is easy to see that
For each
(3.1) |
It is easy to see that
Lemma 3.2. For each
Proof. In Remark 2.4 (2), we let
This ends the proof of Lemma 3.2.
The following result is immediately from Lemma 3.2, (2.1) and Theorem 2.7.
Lemma 3.3. For
We have the following.
Corollary 3.4.
Proof. We prove the corollary by induction on
where we used Lemma 3.2. On the other hand, by Lemma 3.3 there exists
Remark 3.5. We remark that the topological entropy of
where
Lemma 3.6. For
Proof. We fix
We fix such
Then by property of ergodic decomposition, one has
Therefore, for
Hence by Theorem 2.5, one has
We notice that the equality holds only in the case
This ends the proof of Lemma 3.6.
Now we are ready to prove our main results.
Proof of Theorem 1.2. Firstly we assume that
Since
where we used the fact
Then for each
where we used the fact
Notice that
Thus
Now we assume that
This ends the proof of Theorem 1.2.
Proposition 3.7. Let
Proof. We prove the proposition by induction on
By induction, we end the proof of Proposition 3.7.
Proof of Theorem 1.3. This comes immediately from Proposition 3.7 and Theorem 1.2.
W. Huang was partially supported by NNSF of China (11731003, 12031019, 12090012). L. Xu was partially supported by NNSF of China (11801538, 11871188, 12031019) and the USTC Research Funds of the Double First-Class Initiative.
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