We present an integral approach to Pogorelov's Hessian estimates for the Monge-Ampère equation, originally obtained via a pointwise argument.
Citation: Yu Yuan. A monotonicity approach to Pogorelov's Hessian estimates for Monge- Ampère equation[J]. Mathematics in Engineering, 2023, 5(2): 1-6. doi: 10.3934/mine.2023037
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We present an integral approach to Pogorelov's Hessian estimates for the Monge-Ampère equation, originally obtained via a pointwise argument.
Dedicated to Neil S. Trudinger on the occasion of his 80th birthday.
In this note, we present a mean value inequality approach to Pogorelov's Hessian estimates for the Monge-Ampère equation, derived via a pointwise argument [3].
Theorem 0.1. Let u be a smooth convex solution to detD2u=1 with Du(0)=0 on Dτ={x∈Rn:x⋅ux≤τ2} . Then
|D2u(0)|≤[2|B1|τn|Dτ||∂Dτ||Dτ|‖Du‖L∞(Dτ)]2n. | (0.1) |
The Hessian estimates for the (dual) potential equation of minimal Lagrangian surfaces, including the two dimensional Monge-Ampère equation detD2u=1, obtained in recent years, originate in Trudinger's classic mean value inequality proof of the gradient estimates for the minimal hypersurface equation, by Bombieri-De Giorgi-Miranda [2].
Taking the gradient of the both sides of the Monge-Ampère equation
lndetD2u=0, | (0.2) |
we have
n∑i,j=1gij∂ij(x,Du(x))=0, | (0.3) |
where (gij) is the inverse of the induced metric g=(gij)=D2u on the Lagrangian graph M=(x,Du(x))⊂(Rn×Rn,2dxdy) (for simplicity of notation, we drop the 2 in g=2D2u). Because of (0.2) and (0.3), the Laplace-Beltrami operator of the metric g also takes the non-divergence form △g=n∑i,j=1gij∂ij. Denote the extrinsic distance of the position vector (x,Du) to the origin by
z=(x1,⋯,xn)⋅Du=x⋅uxux(0)=0=x⋅(ux(x)−ux(0))u convex≥0. |
Then
|∇gz|2=n∑i,j=1gij∂iz∂jz=n∑i,j,k=1gij(ui+xkuki)(uj+xkukj)p=n∑i=1gii(u2i+x2iu2ii+2xiuiuii)≥4x⋅ux,△gz=x⋅△gux+ux⋅△gx+2⟨∇gx,∇gux⟩g=2n∑i,j,k=1gij∂ixk∂jukp=2n∑i=1giiuii=2n≤n2|∇gz|2z, |
where at any fixed point p, we assume that D2u is diagonalized, and we use (0.3) for △gz. In terms of s=√z, we have
|▽gs|≥1 and\ △gs≤(n−1)|▽gs|2/s. | (0.4) |
Following [2, p.392], set
ψ(s)χ=χ[0,1]=∫∞stχ(t/ρ)dt={12(ρ2−s2) 0≤s≤ρ0 s>ρ, |
actually in the following, χ is taken as a nonnegative smooth approximation of the characteristic function of (−∞,1)⊂(−∞,∞) with support in (−∞,1). We have
△gψ(s)=ψ′△gs+ψ′′|▽gs|2=−sχ(s/ρ)△gs−[χ(s/ρ)+sρχ′(s/ρ)]|▽gs|2≥−[nχ(s/ρ)+sρχ′(s/ρ)]|▽gs|2=ρn+1ddρ[ρ−nχ(s/ρ)]|▽gs|2, |
where we use (0.4) in the above inequality. Multiply both sides by any nonnegative superharmonic quantity q: q≥0 and △gq≤0, then integrate over the whole maximal surface M, one has
0≥∫Mψ△gqdvg=∫Mq△gψdvg≥ρn+1ddρ[∫Mqρ−nχ(s/ρ)|▽gs|2dvg]. |
Note 1≤|▽gs|x→0→1 by tedious asymptotic analysis and dvg=dx, after taking limit in the smooth approximation of the characteristic function, we obtain
|B1|q(0)≥τ−n∫Dτq|▽gs|2dvg≥τ−n∫Dτqdx. | (0.5) |
Lemma 0.1. Suppose u is a smooth convex solution to detD2u=1. Then
△glndet[I+D2u(x)]≥12n |▽glndet[I+D2u(x)]|2, | (0.6) |
or equivalently for q(x)={det[I+D2u(x)]}−12n
△gq≤0. | (0.7) |
To begin the proof of Lemma 0.1, we first denote b(x)=lndet[I+D2u(x)] and rewrite △gb only in terms of the second and third order derivatives of u, relying on the following equations for the first and second order derivatives of u:
0=∂αlndetD2u=n∑i,j=1gij∂ijuαp=n∑i=1giiuiiα, | (0.8) |
0=n∑i,j=1∂β(gij∂ijuα)=n∑i,j=1gij∂ijuαβ−n∑i,j,k,l=1gik∂βgklglj∂ijuα,△guαβ=n∑i,j=1gij∂ijuαβp=n∑k,l=1gkkglluklαuklβ, | (0.9) |
where at any fixed point p, we assume that D2u is diagonalized. The first and second derivatives of b are
∂αb=n∑i,j=1(I+g)ijuijα∂αβb=n∑i,j=1(I+g)ij∂αβuij−n∑i,j,k,l=1(I+g)ik∂β(δkl+gkl)(I+g)ljuijαp=n∑i=1(1+uii)−1∂αβuii−n∑k,l=1(1+ukk)−1(1+ull)−1uklαuklβ, |
where ((I+g)ij)=(I+g)−1. Coupled with (0.9), we arrive at
△gb=n∑α,β=1gαβ∂αβbp=n∑α=1gαα∂ααb=n∑i=1(1+uii)−1△guii−n∑α,k,l=1gαα(1+ukk)−1(1+ull)−1u2klα=n∑i,k,l=1(1+λi)−1gkkgllu2kli−n∑α,k,l=1gαα(1+λk)−1(1+λl)−1u2klα=n∑i,j,k=1[(1+λi)−1gjjgkku2ijk−(1+λi)−1(1+λk)−1gjju2ijk]=n∑i,j,k=1λi(1+λi)−1(1+λk)−1giigjjgkku2ijk=n∑i,j,k=1λi(1+λi)−1(1+λk)−1h2ijk, | (0.10) |
where we denote (the second fundamental form) √giigjjgkkuijk by hijk. Let μi=λi−1λi+1∈(−1,1), and regrouping those terms hijk with three repeated indices, two repeated ones, and none, we have
△gb=14n∑i,j,k=1(1+μi)(1−μk)h2ijk={14∑i[(1−μ2i)h2iii+∑j≠i(3−μ2j−2μiμj)h2ijj]+12∑i>j>k(3−μiμj−μjμk−μkμi)h2ijk}≥0. |
Accordingly at p, we have
|▽gb|2=n∑α,β=1gαβ∂αb∂βbp=n∑α=1gαα[n∑j=1(1+λj)−1ujjα]2=n∑α=1[n∑j=1(1+λj)−1λjgjj√gααujjα]2=14n∑i=1[n∑j=1(1+μj)hijj]2=14n∑i=1[n∑j=1(1−μj)hijj]2, |
where the last equality follows from (0.8) or ∑nj=1hijj=0, and the corresponding expressions with (1+μj) and (1−μj) for each μi<0 and μi≥0 respectively are used to justify the Jacobi inequality (0.6) in the following.
For each fixed i, case μi≥0:
12n(n∑j=1(1−μj)hijj)2≤12(1−μi)2h2iii+∑j≠i12(1−μj)2h2ijj≤(1+μi)(1−μi)h2iii+∑j≠i[1−μ2j+2(1−μiμj)]h2ijj, |
where in the last inequality we used
12(1−μj)2≤{1−μ2j for μj∈[0,1)2(1−μiμj) for μj∈(−1,0) and μi≥0; |
case μi∈(−1,0): Symmetrically we have
12n(n∑j=1(1+μj)hijj)2≤(1+μi)(1−μi)h2iii+∑j≠i[1−μ2j+2(1−μiμj)]h2ijj. |
We have proved the Jacobi inequality (0.6) in Lemma 0.1.
Plug in the superharmonic quantity from (0.7) to (0.5), we get
{det[I+D2u(0)]}12n=q−1(0)≤|B1|τn1∫Dτqdx. |
From
|Dτ|2=(∫Dτq1/2q−1/2dx)2≤∫Dτqdx∫Dτq−1dx, |
we have
1∫Dτqdx≤1|Dτ|2∫Dτq−1dx. |
Now
∫Dτq−1dx=∫Dτ[(1+λ1)⋯(1+λn)]12ndx<∫Dτ(1+λmax)dx1≤λmax≤∫Dτ2λmaxdx≤2∫Dτ△udx=2∫∂DτuγdA≤2|∂Dτ|‖Du‖L∞(Dτ). | (0.11) |
Therefore, we arrive at the claimed estimate in Theorem 0.1.
|D2u(0)|<det[I+D2u(0)]≤[2|B1|τn|Dτ||∂Dτ||Dτ|‖Du‖L∞(Dτ)]2n. |
Remark 0.1. Relying on a "rougher" superharmonic quantity q=λ−1/(n−1)max satisfying △gq≤0, repeat the above arguments, in particular, with (1+λmax) in (0.11) replaced by λmax, we have a sharper estimate
|D2u(0)|=λmax(0)≤[|B1|τn|Dτ||∂Dτ||Dτ|‖Du‖L∞(Dτ)]n−1. | (0.12) |
Remark 0.2. In addition to the conditions in Theorem 0.1, assuming u(0)=0, and the solution u(x) exists on {x∈Rn:u(x)≤τ2}, then we have
Γτ={x∈Rn:u(x)≤ε(n)τ2}⊂Dτ={x∈Rn:x⋅ux≤τ2}⊂Γτ/√ε(n) |
for a small dimensional constant ε(n), where the second inclusion follows from 0≤ur=(rur)r−rurr≤(rur)r for the convex function u; and the first inclusion follows from the fact that the gradient Du is small at low enough level set of u, which can be derived from the "separation" Corollary 1 in [1, p.40], of lower level set of the convex solution u from the boundary of the upper level set of u, combined with the invariance of the "extrinsic distance" x⋅ux(x) and the equation detD2u(x)=1 under affine transform v(x)=u(Ax) with detA=1: x⋅vx(x)=Ax⋅ux(Ax), detD2v(x)=1, and the invariance of the equation detD2u(x) under scaling v(x)=u(τx)/τ2: detD2v(x)=1.
We claim
|D2u(0)|=λmax(0)≤[C(n)|∂Γτ||Γτ|‖Du‖L∞(Γτ)]n−1, | (0.13) |
or a weaker estimate
|D2u(0)|≤[C(n)|∂Γτ||Γτ|‖Du‖L∞(Γτ)]2n. | (0.14) |
In fact, going with the sharper superharmonic quantity q=λ−1/(n−1)max, (0.5) becomes
|B1|q(0)≥τ−n∫Dτqdx≥τ−n∫Γτqdx. |
Repeating Step 0.3 Divergence of △u, with Dτ replaced by Γτ, we have
|D2u(0)|=λmax(0)≤[|B1|τn|Γτ||∂Γτ||Γτ|‖Du‖L∞(Γτ)]n−1. |
By John's lemma, there exists an ellipsoid E such that the convex set Γτ satisfies E⊂Γτ⊂nE. Alexandrov estimate and simple barrier argument combined with the equation detD2u=1 on Γτ and E respectively, lead to c(n)τn≤|Γτ|≤C(n)τn.
Consequently, we arrive at the sharper Hessian estimate (0.13) in terms of the level set of solution u.
For the weaker Hessian estimate (0.14) in terms of the level set u, just repeat the above argument with the weaker superharmonic quantity q={det[I+D2u]}−12n.
This work is partially supported by an NSF grant.
The author declares no conflict of interest.
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