In this paper, we study the following non-autonomous Schrödinger-Poisson equation with a critical nonlocal term and a critical nonlinearity:
{−Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5, in R3,−Δϕ=|u|5, in R3.
First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. Second, we consider the case that intV−1(0) is contained in a spherical shell. By using variational methods, we obtain the existence and asymptotic behavior of positive solutions.
Citation: Xinyi Zhang, Jian Zhang. On Schrödinger-Poisson equations with a critical nonlocal term[J]. AIMS Mathematics, 2024, 9(5): 11122-11138. doi: 10.3934/math.2024545
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In this paper, we study the following non-autonomous Schrödinger-Poisson equation with a critical nonlocal term and a critical nonlinearity:
{−Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5, in R3,−Δϕ=|u|5, in R3.
First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. Second, we consider the case that intV−1(0) is contained in a spherical shell. By using variational methods, we obtain the existence and asymptotic behavior of positive solutions.
The Schrödinger-Poisson equation
{−Δu+V(x)u+λϕu=f(x,u), in R3,−Δϕ=u2, in R3, | (1.1) |
arises in a physical context. It is introduced while describing the interaction of a charged particle with an electrostatic field. More details can be found in [3]. Also, it appears in other fields like semiconductor theory, nonlinear optics, and plasma physics. The readers may refer to [18] and the references therein for further discussion. When V≡1, λ=1, and f(x,u)=|u|p−2u, problem (1.1) has been studied sufficiently. We refer to [9] for p≤2 and p≥6, [7,8,10] for 4≤p<6, [2] for 3<p<6, and [22] for 2<p<6. In [31], the authors obtained an axially symmetric solution of the following Schrödinger-Poisson equation in R2:
{−Δu+V(x)u+ϕu=K(x)f(u), in R2,Δϕ=u2, in R2, |
where f∈C(R,R), and V and K are both axially symmetric functions. In [4,5], the almost necessary and sufficient condition (Berestycki-Lions type condition) for the existence of ground state solutions of the problem
−Δu=g(u), u∈H1(RN) |
was given by [4] when N=2 and [5] when N≥3. Precisely, they assumed g satisfies the following conditions:
(g1)g(s)∈C(R,R) is continuous and odd.
(g2) −∞<lim infs→0g(s)s≤lim sups→0g(s)s=−a<0 for N≥3, and lims→0g(s)s=−a<0 for N=2.
(g3) When N≥3, lim sups→∞g(s)|s|N+2N−2≤0; when N=2, for any α>0 there exists Cα>0 such that g(s)≤Cαexp(αs2) for all s>0.
(g4) There exists ξ0>0 such that G(ξ0)>0, where G(ξ0)=∫ξ00g(s)ds.
When g satisfies the above Berestycki-Lions type condition, the authors in [19] studied the problem
{−Δu+qϕu=g(u), in R3,−Δϕ=qu2, in R3. |
By using a truncation technique in [14], they proved that the problem admits a nontrivial positive radial solution for q>0 small. For the critical case, the authors in [30] studied the existence of positive radial solutions of the problem
{−Δu+u+ϕu=μQ(x)|u|q−2u+K(x)u5, in R3,−Δϕ=u2, in R3, |
where q∈(2,4), μ>0, and Q and K are radial functions satisfying the following conditions:
(h1) K∈C(R3,R), lim|x|→∞K(x)=K∞∈(0,∞) and K(x)≥K∞ for x∈R3.
(h2) Q∈C(R3,R), lim|x|→∞Q(x)=Q∞∈(0,∞) and Q(x)≥Q∞ for x∈R3.
(h3) |K(x)−K(x0)|=o(|x−x0|α), where 1≤α<3 and K(x0)=maxR3K(x).
In [25], we studied (1.1) with f satisfying the following Berestycki-Lions type condition with critical growth:
(f1) f∈C(R,R) is odd, limu→0+f(u)u=0 and limu→+∞f(u)u5=K>0.
(f2) There exist D>0 and 2<q<6 such that f(u)≥Ku5+Duq−1 for u≥0.
(f3) There exists θ>2 such that 1θf(u)u−F(u)≥0 for all u∈R+, where F(u)=∫u0f(s)ds.
When λ>0 is small, we obtained positive radial solutions for q∈(4,6), or q∈(2,4] with D>0 large. In [29], the authors removed (f3) by using a local deformation argument in [6]. It should be pointed out that, in [25,29], the problems were considered in a radial setting.
When the nonlocal term is of critical growth, that is, u2 is replaced by u5, problem (1.1) is reduced to
{−Δu+V(x)u+λϕu=f(x,u), in R3,−Δϕ=u5, in R3. | (1.2) |
These kind of equations are closely related with the Choquard-Pekar equation, which was proposed in [20] to study the quantum theory of a polaron at rest. Since the critical nonlocal term may cause the loss of compactness, problem (1.2) is quite different from the standard Schrödinger-Poisson equation. In [16], the authors considered the equation
{−Δu+bu+qϕ|u|3u=f(u), in R3,−Δϕ=|u|5, in R3, | (1.3) |
where b≥0, q∈R, and the subcritical nonlinearity f satisfies the following conditions:
(H1) f∈C(R+,R+) and limu→0+f(u)bu+u5=0.
(H2) limu→∞f(u)u5=0.
(H3) There is a function z∈H1r(R3) such that ∫R3F(z)>b∫R3z2, where F(z)=∫z0f(t)dt.
(H4) There exist r∈(4,6), A>0, B>0 such that F(t)≥Atr−Bt2 for t≥0.
For q≥0, they proved that there exists q0>0 such that for q∈[0,q0), and problem (1.2) has at least one positive radially symmetric solution if (H1)–(H3) hold. For q=−1, they proved that problem (1.2) has at least one positive radially symmetric solution if (H1)–(H2) and (H4) hold. In [17], the authors studied the existence, nonexistence, and multiplicity of positive radially symmetric solutions of the equation
{−Δu+u+λϕ|u|3u=μ|u|p−1u, in R3,−Δϕ=|u|5, in R3, | (1.4) |
where λ∈R, μ≥0, and p∈[1,5]. In [15], the author obtained positive solutions of the following equation with subcritical growth:
{−Δu+V(x)u−K(x)ϕ|u|3u=f(x,u), in R3,−Δϕ=K(x)|u|5, in R3, | (1.5) |
where V, K, and f are asymptotically periodic functions of x. If the nonlinearity is of critical growth, the author in [12] studied ground state solutions of the equation
{−Δu+V(x)u−ϕ|u|3u=f(u)+u5, in R3,−Δϕ=|u|5, in R3, | (1.6) |
where V(x)=1+x21+x22 with x=(x1,x2,x3)∈R3 and f is an appropriate nonlinear function.
In this paper, we study the following Schrödinger-Poisson equation with a critical nonlocal term:
{−Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5, in R3,−Δϕ=|u|5, in R3, | (1.7) |
where (u+)5 is a critical term with u+:=max{u,0} and λ>0 is a parameter. When we study (1.7) for the case λ<0, the boundedness of the Palais-Smale sequence can be derived directly. However, for the case λ>0, the problem is quite different. Since the term ∫R3ϕu|u|5dx is homogeneous of degree 10, the corresponding Ambrosetti-Rabinowitz condition on f is the following:
(f′) There exists θ≥10 such that tf(t)−θF(t)≥0 for any t∈R.
Obviously, this condition is not suitable for the problem in dimension three. To solve the problem, the authors in [16] used a truncation technique in [14]. However, the argument is invalid when we study non-autonomous problems in a non-radial setting. Motivated by the above considerations, we first study the non-autonomous problem (1.7) in a non-radial setting, where the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. We assume V satisfies the following conditions:
(V1) V∈C1(R3,R) and infR3V:=V0>0.
(V2) V(x)≤lim|x|→∞V(x):=V∞ for all x∈R3 and the inequality is strict in a set of positive Lebesgue measure.
(V3) There exists θ∈(0,1) such that t32V(tx)−t32V(x)−t3−16(∇V(x),x)≤θ(t−1)2(t+2)24|x|2 for x∈R3∖{0} and t∈R+.
The result is as follows.
Theorem 1.1. Assume that (V1)–(V3) and (f1)–(f2) hold. Then there exists λ0>0 such that for λ∈(0,λ0), problem (1.7) has a positive solution (uλ,ϕλ). Moreover, as λ→0, (uλ,ϕλ)→(u,0) in H1(R3)×D1,2(R3), where u is a ground state solution of the following limiting equation:
−Δu+V(x)u=f(u)+(u+)5 in R3. | (1.8) |
When V≡1, problem (1.7) is reduced to the following equation:
{−Δu+u+λϕ|u|3u=f(u)+(u+)5, in R3,−Δϕ=|u|5, in R3. | (1.9) |
Then we have the following result.
Corollary 1.1. Assume that (f1)–(f2) hold. Then there exists λ0>0 such that for λ∈(0,λ0), problem (1.9) has a positive solution (uλ,ϕλ). Moreover, as λ→0, (uλ,ϕλ)→(u,0) in H1(R3)×D1,2(R3), where u is a ground state solution of the following limiting equation:
−Δu+u=f(u)+(u+)5 in R3. | (1.10) |
Remark 1.1. Corollary 1.1 is still valid if we replace (f2) by (H3). So, we generalize the result in [16] to the critical case.
In the next, we consider the case that intV−1(0) is contained in a spherical shell. We assume the following conditions.
(V′1) V∈C(R3,R) and V(x)=V(|x|) for all x∈R3.
(V′2) V(x)=0 for x∈∧1 and there exists V0>0 such that V(x)≥V0 for x∉∧2, where ∧1:={x∈R3:r1<|x|<r2} and ∧2:={x∈R3:R1<|x|<R2} with 0<R1<r1<r2<R2.
(f′3) There exists θ>2 such that f(u)uθ−1 is increasing for all u>0.
To the best of our knowledge, there are no related results even for the case λ=0. We must face several difficulties. A main difficulty is how to get the compactness. In [11], del Pino and Felmer developed a penalization approach to deal with singularly perturbed problems. Motivated by [11], instead of studying (1.7) directly, we turn to consider a modified problem. By studying the influence of the potential on the compactness and the behavior of positive solutions at infinity, we solve the problem. When λ>0, we have to prove the boundedness of the Palais-Smale sequence for the modified problem. This is another difficulty. Now we state the result.
Theorem 1.2. Assume that (V′1)–(V′2), (f1)–(f2), and (f′3) hold. Then there exists R′>0 such that for R1>R′, there exists λ′>0 such that problem (1.7) has a positive solution (uλ,ϕλ) for λ∈(0,λ′). Moreover, as λ→0, (uλ,ϕλ)→(u,0) in H1(R3)×D1,2(R3), where u is a positive solution of (1.8).
Notations.
∙ Denote H1:=H1(R3) the Hilbert space with the norm ‖u‖2H1:=∫R3(|∇u|2+|u|2)dx.
∙ Denote D1,2:=D1,2(R3)={u∈L6(R3):|∇u|∈L2(R3)} the Sobolev space with the norm ‖u‖2D1,2:=∫R3|∇u|2dx.
∙ Denote the norm ‖u‖s:=(∫R3|u|sdx)1s, where 2≤s<∞.
∙ Denote C a universal positive constant (possibly different).
Without loss of generality, we assume that f(u)=0 for u≤0. Define the best Sobolev constant
S:=infu∈D1,2∖{0}∫R3|∇u|2dx(∫R3|u|6dx)13. | (2.1) |
By the Lax-Milgram theorem, for any u∈D1,2 there exists a unique ϕu∈D1,2 such that −Δϕu=|u|5. The function ϕu has the following properties.
Lemma 2.1. ([16])
(i) ϕu≥0, ϕtu=|t|5ϕu and ϕu(.t)=t2ϕu(.t) for all t>0.
(ii) ‖ϕu‖D1,2≤S−12‖u‖56.
(iii) If un⇀u weakly in L6(R3) and un→u a.e. in R3, then ϕun⇀ϕu weakly in D1,2 up to a subsequence.
(iv) Let J(u)=∫R3ϕu|u|5dx, where u∈D1,2. If un⇀u weakly in L6(R3) and un→u a.e. in R3, then
J(un)−J(u)−J(un−u)=on(1). |
Define X:={u∈H1: ∫R3V(x)|u|2dx<∞} as the Hilbert space with the norm ‖u‖=(∫R3|∇u|2+V(x)|u|2dx)12. Define the functional on X by
Iλ(u)=12‖u‖2+λ10∫R3ϕu|u|5dx−∫R3F(u)dx−16∫R3|u+|6dx, |
where F(u):=∫u0f(s)ds. Obviously, the functional Iλ is of class C1 and critical points of Iλ are weak solutions of (1.7). Let
m0:=inf{I0(u):u∈X∖{0},I′0(u)=0}. | (2.2) |
If I′0(u)=0, by the arguments in [16,21,24] we can derive the Pohozǎev type identity J0(u)=0, where
J0(u)=12‖∇u‖22+12∫R3[3V(x)+(∇V(x),x)]|u|2dx−3∫R3F(u)dx−12∫R3|u+|6dx. |
When V≡V∞, problem (1.8) is reduced to the following equation:
−Δu+V∞u=f(u)+(u+)5 in R3. | (2.3) |
The functional associated with (2.3) is
I∞0(u)=12‖∇u‖22+12∫R3V∞|u|2dx−∫R3F(u)dx−16∫R3|u+|6dx, u∈H1. |
Define
m∞0:=inf{I∞0(u):u∈H1∖{0},(I∞0)′(u)=0}. | (2.4) |
Define
c∞0:=infγ∈Γmaxt∈[0,1]I∞0(γ(t)), | (2.5) |
where Γ:={γ∈C([0,1],H1):γ(0)=0,I∞0(γ(1))<0}.
Lemma 2.2. Assume that (V1)–(V3) hold. Then, for all x∈R3∖{0},
3V∞−3V(x)−θ4|x|2≤(∇V(x),x)≤θ2|x|2. | (2.6) |
Proof. Let
g(t):=t32V(tx)−t32V(x)−t3−16(∇V(x),x)−θ(t−1)2(t+2)24|x|2. |
By (V3), we get g(0)≤0. Then (∇V(x),x)≤θ2|x|2 for all x∈R3∖{0}. By (V2)–(V3), we get limt→+∞g(t)t3≤0. Then (∇V(x),x)≥3V∞−3V(x)−θ4|x|2 for all x∈R3∖{0}.
Theorem 2.1. ([13]) Let X be a Banach space equipped with a norm ‖.‖X and let J⊂R+ be an interval. We consider a family (Iμ)μ∈J of C1 -functionals on X of the form
Iμ(u)=A(u)−μB(u), ∀ μ∈J, |
where B(u)≥0 for all u∈X, and either A(u)→+∞ or B(u)→+∞ as ‖u‖X→∞. We assume there are two points v1, v2 in X such that
cμ:=infγ∈Γmaxt∈[0,1]Iμ(γ(t))>max{Iμ(v1),Iμ(v2)}, ∀ μ∈J, |
where Γ:={γ∈C([0,1],X);γ(0)=v1,γ(1)=v2}. Then, for almost every μ∈J, there is a sequence {vn}⊂X such that {vn} is bounded, Iμ(vn)→cμ, and I′μ(vn)→0 in X−1. Moreover, the map μ→cμ is continuous from the left-hand side.
Lemma 2.3. Assume that (V1)–(V3) and (f1)–(f2) hold. Then m0∈(0,m∞0) is attained by a positive function.
Proof. Let μ0∈(0,1). Define the functionals on X by
I0,μ(u)=12‖u‖2−μ∫R3F(u)dx−μ6∫R3|u+|6dx, |
where μ∈[μ0,1]. Similar to the argument in [27], we can use Theorem 2.1 to derive that for almost every μ∈[μ0,1] there exists a positive function uμ∈X such that cμ=I0,μ(uμ) and I′0,μ(uμ)=0.
Choose μn↑1 such that I0,μn(uμn)=cμn and I′0,μn(uμn)=0. Then uμn satisfies the following Pohozǎev type identity:
12‖∇uμn‖22+12∫R3[3V(x)+(∇V(x),x)]|uμn|2dx=3μn∫R3F(uμn)dx+μn2∫R3|uμn|6dx. | (2.7) |
By (2.7), Lemma 2.2, and the Hardy inequality,
cμn=13‖∇uμn‖22−16∫R3(∇V(x),x)|uμn|2dx≥1−θ3‖∇uμn‖22, | (2.8) |
and
12‖∇uμn‖22+12∫R3[3V(x)+(∇V(x),x)]|uμn|2dx≥1−θ2‖∇uμn‖22+32∫R3V∞|uμn|2dx. | (2.9) |
By (2.7)–(2.9) and (f1), we get that ‖uμn‖ is bounded. Then I0(uμn)→c1 and I′0(uμn)→0. Similar to the argument in [27], we get that there exists a positive function u0∈X such that uμn→u0 in X, I0(u0)=c1, and I′0(u0)=0. Moreover, 0<m0≤c1 is attained. By [28], we get that m∞0=c∞0 is attained by a positive function u∞0. Then by (V1)-(V2) and a standard argument, we have c1<c∞0.
Let S0 be the set of ground states of (1.8). By Lemma 2.3, we have S0≠∅.
Lemma 2.4. Assume that (V1)–(V3) and (f1)–(f2) hold. Then S0 is compact in X.
Proof. By Lemma 2.3, for any {un}⊂S0 we have I0(un)=m0, I′0(un)=0, and J0(un)=0. Moreover, ‖un‖ is bounded. Assume that un⇀u0 weakly in X. Then I′0(u0)=0. Let vn=un−u0. By (V1), (f1), and the Brezis-Lieb lemma in [24], we have
m0−I0(u0)+on(1)=I∞0(vn), (I∞0)′(vn)=on(1). | (2.10) |
Since vn⇀0 weakly in X, by the Lions Lemma in [24], vn→0 in Lt(R3) for any t∈(2,6), or there exists {y1n}⊂R3 with |y1n|→∞ such that v1n:=vn(.+y1n)⇀v1≠0 weakly in X. If vn→0 in Lt(R3) for any t∈(2,6), by (f1) we get ∫R3F(vn)dx=on(1) and ∫R3f(vn)vndx=on(1). Then
m0+on(1)=I0(u0)+12‖vn‖2−16‖vn‖66, ‖vn‖2=‖vn‖66+on(1). | (2.11) |
By I′0(u0)=0, we have J0(u0)=0. By Lemma 2.2 and the Hardy inequality, we get I0(u0)≥0. Assume that limn→∞‖vn‖66=l. If l>0, by (2.11) and the definition of S, we get l≥S32. Then m0≥13S32, a contradiction. So, l=0, from which we get vn→0 in X. If there exists {y1n}⊂R3 with |y1n|→∞ such that v1n:=vn(.+y1n)⇀v1≠0 weakly in X, similar to the argument of Lemma 2.6 in [27] there exist k∈N∪{0}, {yin}⊂R3 and vi∈X for 1≤i≤k such that
|yin|→∞ and |yin−yjn|→∞, if i≠j, 1≤i,j≤k,vn(.+yin)⇀vi≠0 weakly in X and (I∞0)′(vi)=0, ∀ 1≤i≤k,‖vn−k∑i=1vi(.−yin)‖→0,m0=I0(u0)+k∑i=1I∞0(vi). | (2.12) |
Since (I∞0)′(vi)=0, we have I∞0(vi)≥m∞0. If k≥1, by I0(u0)≥0 and (2.12) we get m0≥m∞0, a contradiction. So, k=0, from which we get un→u0 in X.
Lemma 2.5. Assume that (V1)–(V3) and (f1) hold. If u∈S0, then m0=I0(u)>I0(u(.t)) for all t∈[0,1)∪(1,+∞). Also, there exists t0>1 independent of u∈S0 such that I0(u(.t0))≤−2.
Proof. By u∈S0, we have J0(u)=0. Then
I0(u(xt))−I0(u)=∫R3[t32V(tx)−t32V(x)−t3−16(∇V(x),x)]|u|2dx−(t−1)2(t+2)6‖∇u‖22. | (2.13) |
By (V3) and the Hardy inequality, we get I0(u)>I0(u(.t)) for all t≠1. By Lemma 2.2 and the Hardy inequality,
12‖∇u‖22+12∫R3[3V(x)+(∇V(x),x)]|u|2dx≥1−θ2‖∇u‖22+32∫R3V∞|u|2dx. | (2.14) |
Since J0(u)=0, by (f1) and (2.14) there exists ϱ>0 independent of u∈S0 such that ‖∇u‖22≥ϱ. So, by (V3), the Hardy inequality, and (2.13) we get there exists t0>1 independent of u∈S0 such that I0(u(.t0))≤−2.
Lemma 2.6. Assume that (V1)–(V3) and (f1) hold. Then there exist λ1, M0>0 independent of u∈S0 such that Iλ(u(.t0))≤−1, maxt∈[0,1]‖u(.tt0)‖≤M0 and ‖u‖≤M0 for all λ∈[0,λ1] and u∈S0.
Proof. If u∈S0, then m0=I0(u) and J0(u)=0. By the Hardy inequality and Lemma 2.2, we have m0≥1−θ3‖∇u‖22. Together with (2.14), J0(u)=0, and (f1), we derive that there exists σ1>0 independent of u∈S0 such that ‖u‖H1≤σ1. We note that
‖u(.tt0)‖2=tt0‖∇u‖22+(tt0)3∫R3V(tt0x)|u|2dx. | (2.15) |
Together with (V1) and ‖u‖H1≤σ1, we get
‖u‖2≤(1+maxR3V)σ21, maxt∈[0,1]‖u(.tt0)‖2≤(t0+t30maxR3V)σ21. | (2.16) |
By Lemma 2.1, we have
Iλ(u(.tt0))=I0(u(.tt0))+λ(tt0)510∫R3ϕu|u|5dx≤I0(u(.tt0))+λ(tt0)510S6‖∇u‖102. | (2.17) |
By Lemma 2.5 and (2.17), we derive that there exists λ1>0 independent of u∈S0 such that Iλ(u(.t0))≤−1 for λ∈(0,λ1) and u∈S0.
Choose U0∈S0. Define
bλ:=infg∈G0maxt∈[0,1]Iλ(g(t)), | (2.18) |
where G0:={g∈C([0,1],X):g(0)=0,g(1)=U0(.t0)} and λ∈(0,λ1). Define
Bλ:=maxt∈[0,1]Iλ(U0(.tt0)). | (2.19) |
Lemma 2.7. limλ→0bλ=limλ→0Bλ=m0.
Proof. By (2.17) and Lemmas 2.5–2.6, we get
bλ≤Bλ≤m0+λ(tt0)5M10010S6. |
Then lim supλ→0bλ≤lim supλ→0Bλ≤m0. On the other hand, for any g∈G0,
maxt∈[0,1]Iλ(g(t))≥maxt∈[0,1]I0(g(t))≥b0, |
where b0:=infg∈G0maxt∈[0,1]I0(g(t)). Then bλ≥b0. By Lemma 2.6, there exists μ0∈(0,1) such that I0,μ(g(1))≤−12 for μ∈(μ0,1). Define
cμ:=infg∈G0maxt∈[0,1]I0,μ(g(t)). |
By repeating the proof of Lemma 2.3, we get that cμ is a critical value. Moreover, we can prove that b0 is a critical value. Then b0≥m0. So, lim infλ→0bλ≥m0.
For η, d>0, define Iηλ:={u∈X:Iλ(u)≤η} and Sd0:={u∈X:infv∈S0‖u−v‖≤d}.
Lemma 2.8. Let {uλi}⊂Sd0 with limi→∞λi=0 be such that limi→∞Iλi(uλi)≤m0 and limi→∞I′λi(uλi)=0. Then for d>0 small, there exists u0∈S0 such that uλi→u0 in X up to a subsequence.
Proof. By the proof of Lemma 2.5, there exists ϱ>0 independent of u∈S0 such that ‖u‖2≥ϱ for u∈S0. Since {uλi}⊂Sd0, by choosing d>0 small we get ‖uλi‖2≥ϱ2. By Lemma 2.4, we have that ‖uλi‖ is bounded. Then limi→∞I0(uλi)≤m0 and limi→∞I′0(uλi)=0. By the argument of Lemma 2.4, there exists u0∈X such that uλi→u0 in X up to a subsequence. So, ‖u0‖2≥ϱ2, I0(u0)≤m0 and I′0(u0)=0, which implies that u0∈S0.
Lemma 2.9. Let d>0. Then there exists η>0 such that for small λ>0, Iλ(γ(t))≥bλ−η implies that γ(t)∈Sd20, where γ(0)=0 and γ(t)=U0(.tt0) for t∈(0,1].
Proof. By Lemma 2.5, if γ(t)∉Sd20, then there exists δ>0 such that |tt0−1|≥δ. Moreover, there exists η′>0 such that I0(γ(t))≤m0−η′. By Lemmas 2.1 and 2.6–2.7, there exists η>0 such that for small λ>0, it holds that Iλ(γ(t))<bλ−η.
Proof of Theorem 1.1. Recall that if u∈S0, then there exists ϱ>0 independent of u∈S0 such that ‖∇u‖22≥ϱ. So, we can choose d>0 small such that ‖u‖2≥ϱ2 for any u∈Sd0. We use the idea in [6,29] to claim that for small λ>0, there exists {un}⊂Sd0∩IBλλ such that I′λ(un)→0. Otherwise, there exists a(λ)>0 such that ‖I′λ(u)‖≥a(λ) for u∈Sd0∩IBλλ. By Lemmas 2.7–2.8, there exists ρ0>0 independent of λ>0 small such that ‖I′λ(u)‖≥ρ0 for u∈IBλλ∩(Sd0∖Sd20). We note that there exists a pseudo-gradient vector field Qλ on a neighborhood Zλ of Sd0∩IBλλ for Iλ. Let ηλ be a Lipschitz continuous function on X such that ηλ=1 on Sd0∩IBλλ, ηλ=0 on R3∖Zλ, and 0≤ηλ≤1 on R3. Let ξλ be a Lipschitz continuous function such that ξλ(t)=1 for |t−bλ|≤η2, ξλ(t)=0 for |t−bλ|≥η, and 0≤ξλ≤1 for t∈R+. Consider the initial value problem
{dψλ(u,t)dt=−ηλ(ψλ(u,t))ξλ(Iλ(ψλ(u,t)))Qλ(ψλ(u,t)),ψλ(u,0)=u. | (2.20) |
Then (2.20) has a unique global solution ψλ(u,t). Recall that limλ→0bλ=limλ→0Bλ=m0. Also, we have Lemma 2.9. By a standard argument, for any t∈[0,1] there exists s(t)≥0 such that ψλ(γ(t),s(t)) is continuous in t∈[0,1] and
maxt∈[0,1]Iλ(ψλ(γ(t),s(t)))≤bλ−η4, |
where γ is given in Lemma 2.9. Let γ0(.)=ψλ(γ(.),s(.)). Then γ0∈G0, from which we get
maxt∈[0,1]Iλ(ψλ(γ(t),s(t)))≥bλ, |
a contradiction. Since for λ>0 small there exists {un}⊂IBλλ∩Sd0 such that I′λ(un)→0, by Lemma 2.4 we get that ‖un‖ is bounded. Assume that un⇀uλ weakly in X. By Lemma 2.1, we have I′λ(uλ)=0. Let un=vn+wn, where vn∈S0 and ‖wn‖≤d. By Lemma 2.4, there exists vλ∈S0 such that vn→vλ in X. Assume that wn⇀wλ in X. Then ‖wλ‖≤d. So, uλ∈Sd0. Moreover, uλ is positive. Together with Lemma 2.8, we get the result.
Define Xr:={u∈H1r(R3): ∫R3V(x)|u|2dx<∞} as the Hilbert space with the norm ‖u‖=(∫R3|∇u|2+V(x)|u|2dx)12. By (V′2), we derive that for all u∈Xr,
‖u‖2H1≤∫∧2(|∇u|2+u2)dx+∫R3∖∧2(|∇u|2+V(x)V0u2)dx≤∫∧2|∇u|2dx+(∫∧2|u|6dx)13|∧|23+max{1,1V0}∫R3∖∧2(|∇u|2+V(x)u2)dx≤max{1+|∧2|23S,1V0}‖u‖2. | (3.1) |
Then the imbedding Xr↪H1r(R3) is continuous. Define g(u)=0 for u≤0 and g(u)=min{f(u)+(u+)5,V0uκ} for u>0, where κ>2. Let χ be the characteristic function such that χ(x)=1 for x∈∧2 and χ(x)=0 for x∈R3∖∧2. Consider the truncated problem of (1.8) as
−Δu+V(x)u=h(x,u) in R3, | (3.2) |
where h(x,u)=χ(x)[f(u)+(u+)5]+(1−χ(x))g(u). The functional associated with (3.2) is
ˆI0(u)=12‖u‖2−∫R3H(x,u)dx, u∈Xr, |
where H(x,u)=∫u0h(x,s)ds=χ(x)[F(u)+16(u+)6]+(1−χ(x))G(u) with G(u)=∫u0g(s)ds. In what follows, we look for critical points of ˆI0. Define
ˆc0:=infγ∈Γ0maxt∈[0,1]ˆI0(γ(t)), | (3.3) |
where Γ0:={γ∈C([0,1],Xr):γ(0)=0,ˆI0(γ(1))<0}.
Lemma 3.1. There exists a bounded sequence {un}⊂Xr such that ˆI0(un)→ˆc0∈(0,13S32) and ˆI′0(un)→0.
Proof. By (f1), for any ε>0 there exists Cε>0 such that
max{|h(x,u)u|,|H(x,u)|}≤ε|u|2+Cε|u|6, ∀ u∈R. | (3.4) |
Then there exist ρ, ϱ>0 such that ˆI0(u)≥ϱ for ‖u‖=ρ, in view of the definition of S. Also, ˆI0(0)=0 and limt→+∞ˆI0(tφ)=−∞ for any φ∈C∞0(∧2)∖{0}. By the mountain pass theorem in [1], there exists a sequence {un}⊂Xr such that ˆI0(un)→ˆc0≥ϱ and ˆI′0(un)→0. By (f′3), we get 1θf(u)u−F(u)≥0 for all u∈R. Then
ˆc0+on(1)+on(1)‖un‖=ˆI0(un)−1θ(ˆI′0(un),un)≥(12−1θ)‖un‖2+∫R3∖∧2[1θg(un)un−G(un)]dx≥(12−1θ)(1−1κ)‖un‖2. | (3.5) |
So, ‖un‖ is bounded. By [24], the function U(x):=314(1+|x|2)12 is a minimizer for S. Define Uε(x):=ε−12U(xε). Let x0∈∧1. Choose r>0 such that B2r(x0)⊂∧1. Define uε(x):=ψ(x)Uε(x), where ψ∈C∞0(B2r(x0)) such that ψ(x)=1 for x∈Br(x0), ψ(x)=0 for x∈R3∖B2r(x0), 0≤ψ(x)≤1, and |∇ψ(x)|≤C. By the definition of ˆc0, we get ˆc0≤supt≥0ˆI0(tuε). Moreover, by Lemma 2.1 in [28], we get ˆc0<13S32.
Lemma 3.2. ˆI0 admits a positive critical point u0 with ˆI0(u0)=ˆc0.
Proof. By Lemma 3.1, there exists a bounded sequence {un}⊂Xr such that ˆI0(un)→ˆc0∈(0,13S32) and ˆI′0(un)→0. Assume that un⇀u0 weakly in Xr. Then ˆI′0(u0)=0. For R>R2, define ψR∈C∞0(R3) such that ψR(x)=0 for |x|≤R, ψR(x)=1 for |x|≥2R, and 0≤ψR≤1 and |∇ψR|≤CR. By (ˆI′0(un),ψRun)=on(1),
∫R3(|∇un|2ψR+V(x)u2nψR)dx+on(1)≤∫R3g(un)unψRdx+∫R3|∇un||∇ψR||un|dx≤12∫R3V(x)u2nψRdx+CR. |
Then, for any δ>0, there exists Rδ>0 such that for R>Rδ,
limn→+∞∫|x|≥2R(|∇un|2+V(x)u2n)dx≤δ. | (3.6) |
Since h(x,u)u≤V0κu2 for x∈R3∖∧2, by the Lebesgue dominated convergence theorem
limn→+∞∫B2R∖∧2h(x,un)undx=∫B2R∖∧2h(x,u0)u0dx. | (3.7) |
By the argument of Lemma 2.1 in [26], we obtain that
limn→+∞∫∧2h(x,un)undx=∫∧2h(x,u0)u0dx. | (3.8) |
Combining (3.6)–(3.8), we have
limn→+∞∫R3h(x,un)undx=∫R3h(x,u0)u0dx. | (3.9) |
Let vn=un−u0. Then
on(1)=(ˆI′0(un),un)−(ˆI′0(u0),u0)=‖vn‖2+on(1), |
from which we derive that un→u0 in Xr, ˆI0(u0)=ˆc0 and ˆI′0(u0)=0. By (ˆI′0(u0),u−0)=0, we get u0≥0. The maximum principle implies that u0 is positive.
Let ˆm0:=inf{ˆI0(u):u∈Xr,ˆI′0(u)=0}.
Lemma 3.3. ˆm0∈(0,13S32) is attained.
Proof. By Lemmas 3.1–3.2, we get ˆm0≤ˆI0(u0)=ˆc0<13S32. By the definition of ˆm0, there exists {un}⊂Xr such that ˆI0(un)→ˆm0 and ˆI′0(un)=0. By (ˆI′0(un),un)=0, (3.4), and the definition of S, there exists C1>0 such that ‖un‖2≥C1S32. Similar to (3.5), we get ˆm0>0. Also, there exists C2>0 such that ‖un‖2≤C2S32. Assume that un⇀u0 weakly in Xr. Then ˆI′0(u0)=0. Similar to the argument of Lemma 3.2, we get un→u0 in Xr. So ˆm0=ˆI0(u0) and ˆI′0(u0)=0, that is, ˆm0 is attained.
Define by ˆS0 the set of ground states of (3.2). By Lemma 3.3, we get ˆS0≠∅.
Lemma 3.4. ˆS0 is compact and there exist C1, C2>0 such that C1S32≤‖u‖2≤C2S32 for all u∈ˆS0.
Proof. Similar to the argument of Lemma 3.3, we get C1S32≤‖u‖2≤C2S32 for all u∈ˆS0. For any {un}⊂ˆS0, since ‖un‖2≤C2S32, we assume that un⇀u weakly in Xr. By Lemma 3.3, we get ˆI0(un)=ˆm0∈(0,13S32). Similar to the argument of Lemma 3.2, we obtain that un→u in Xr. So, ˆS0 is compact.
Lemma 3.5. ([23]) There exists a constant C0>0 such that for all u∈H1r(R3), there holds |u(x)|≤C0|x|12‖u‖H1 for any x≠0.
By (f1), there exists C′>0 such that
|f(u)+(u+)5|≤V02κ|u|+C′|u|5, ∀ u∈R. | (3.10) |
Choose R′>0 such that for R1>R′,
2C2C20S32R1max{1+|∧2|23S,1V0}≤√V02κC′. | (3.11) |
Lemma 3.6. If u∈ˆS0, then ˆm0=ˆI0(u)>ˆI0(tu) for all t≠1. Also, there exists t0>1 independent of u∈ˆS0 such that ˆI0(t0u)≤−2.
Proof. We claim that
|suppu∩{x∈R3:χ(x)>0}|>0, ∀ u∈ˆS0. | (3.12) |
Otherwise, there exists u∈ˆS0 such that |suppu∩{x∈R3:χ(x)>0}|=0. By (ˆI′0(u),u)=0,
‖u‖2=∫{x∈R3:χ(x)=0}g(u)udx≤V0κ∫{x∈R3:χ(x)=0}u2dx≤12∫R3V(x)u2dx, |
a contradiction. Let l(t)=ˆI0(tu), where t≥0 and u∈ˆS0. Then l′(t)=ty(t), where
y(t)=‖u‖2−∫R3(1−χ(x))g(tu)utdx−∫R3χ(x)(f(tu)ut+t4|u|6)dx. |
Since l′(1)=0, we have y(1)=0. By (f′3), we get that y(t) is strictly decreasing on t>0. Then l′(t)>0 for t∈(0,1) and l′(t)<0 for t>1, from which we get ˆI0(u)>ˆI0(tu) for all t≠1. By (ˆI′0(u),u)=0, (3.4), and the definition of S, there exists δ0>0 independent of u∈ˆS0 such that ∫R3χ(x)|u|6dx≥δ0. Together with Lemma 3.4, we derive that there exists t0>1 independent of u∈ˆS0 such that ˆI0(t0u)≤−2.
We consider the following truncated problem of (1.7):
{−Δu+V(x)u+λϕ|u|3u=h(x,u), in R3,−Δϕ=|u|5, in R3. | (3.13) |
The functional associated with (3.13) is as follows:
ˆIλ(u)=12‖u‖2+λ10∫R3ϕu|u|5dx−∫R3H(x,u)dx, u∈Xr. |
Lemma 3.7. There exists λ′1>0 independent of u∈ˆS0 such that ˆIλ(t0u)≤−1 for λ∈(0,λ′1).
Proof. By Lemma 2.1, we have
ˆIλ(t0u)=ˆI0(t0u)+λt10010∫R3ϕu|u|5dx≤ˆI0(t0u)+λt10010S6‖∇u‖102. | (3.14) |
By Lemma 3.4, Lemma 3.6, and (3.14), we derive that there exists λ′1>0 independent of u∈ˆS0 such that ˆIλ(t0u)≤−1.
Choose V0∈ˆS0. Define
dλ:=infγ∈Γmaxt∈[0,1]ˆIλ(γ(t)), | (3.15) |
where Γ:={γ∈C([0,1],Xr):γ(0)=0,γ(1)=t0V0} and λ∈(0,λ′1). Define
Dλ:=maxt∈[0,1]ˆIλ(tt0V0). | (3.16) |
Lemma 3.8. limλ→0dλ=limλ→0Dλ=ˆm0.
Proof. By (3.14), Lemma 3.4, and 3.6, we get
dλ≤Dλ≤ˆm0+λt10010S6(C2S32)5. |
Then lim supλ→0dλ≤lim supλ→0Dλ≤ˆm0. By Lemma 3.6, for any γ∈Γ,
maxt∈[0,1]ˆIλ(γ(t))≥maxt∈[0,1]ˆI0(γ(t))≥ˆc0, |
from which we get dλ≥ˆc0. By Lemma 3.2, we have ˆc0≥ˆm0, which implies that lim infλ→0dλ≥ˆm0.
For η, d>0, define ˆIηλ:={u∈Xr:ˆIλ(u)≤η} and ˆSd0:={u∈Xr:infv∈S0‖u−v‖≤d}. By Lemma 3.4, we can choose d>0 small such that C12S32≤‖u‖2≤2C2S32 for all u∈ˆSd0.
Lemma 3.9. Let {uλi}⊂ˆSd0 with limi→∞λi=0 be such that limi→∞ˆIλi(uλi)≤ˆm0 and limi→∞ˆI′λi(uλi)=0. Then, for d>0 small, there exists u0∈ˆS0 such that uλi→u0 in Xr up to a subsequence.
Proof. Since {uλi}⊂ˆSd0, we have C12S32≤‖uλi‖2≤2C2S32. Moreover, limi→∞ˆI0(uλi)≤ˆm0 and limi→∞ˆI′0(uλi)=0. Similar to the argument of Lemma 3.2, we derive that there exists u0∈Xr such that uλi→u0 in Xr. So, ‖u0‖2≥C12S32, ˆI0(u0)≤ˆm0, and ˆI′0(u0)=0, from which we get u0∈ˆS0.
Lemma 3.10. Let d>0. Then there exists η>0 such that for small λ>0, ˆIλ(γ(t))≥dλ−η implies that γ(t)∈ˆSd20, where γ(t)=tt0V0 for t∈[0,1].
Proof. By Lemma 3.6, if γ(t)∉ˆSd20, then there exists δ>0 such that |tt0−1|≥δ. Moreover, there exists η′>0 such that ˆI0(γ(t))≤m0−η′. By Lemma 2.1, Lemma 3.4, and Lemma 3.8, there exists η>0 such that for small λ>0, it holds that ˆIλ(γ(t))<dλ−η.
Proof of Theorem 1.2. Similar to the proof of Theorem 1.1, we can use Lemmas 3.8–3.10 to derive that, for small λ>0, there exists {un}⊂ˆSd0∩ˆIDλλ such that ˆI′λ(un)→0. Then C12S32≤‖un‖2≤2C2S32. Assume that un⇀uλ weakly in Xr. Then ˆI′λ(uλ)=0. Let un=vn+wn, where vn∈ˆS0 and ‖wn‖≤d. By Lemma 3.4, there exists vλ∈ˆS0 such that vn→vλ in Xr. Assume that wn⇀wλ in Xr. Then ‖wλ‖≤d. So, uλ∈ˆSd0. Moreover, C12S32≤‖uλ‖2≤2C2S32. Together with (3.1) and Lemma 3.5, we have
|uλ(x)|2≤2C2C20S32max{1+|∧2|23S,1V0}1|x|, ∀x≠0. | (3.17) |
By (3.11), we get maxx∈¯∧2uλ(x)≤4√V02κC′. Let φ=(uλ−σ)+, where σ=4√V02κC′. By (ˆI′λ(uλ),φ)=0,
∫(R3∖∧2)∩{x∈R3:uλ(x)>σ}|∇uλ|2dx+∫R3∖∧2V(x)uλ(uλ−σ)+dx≤∫R3∖∧2g(uλ)(uλ−σ)+dx≤12∫R3∖∧2V(x)uλ(uλ−σ)+dx. | (3.18) |
Since V(x)≥V0 for x∈R3∖∧2, by (3.18), we get uλ(x)≤σ for x∈R3∖∧2. Then h(x,uλ)=f(uλ)+u5λ, from which we get I′λ(uλ)=0. Together with Lemma 3.9, we get the result.
In this paper, we study the existence and asymptotic behavior of positive solutions of a non-autonomous Schrodinger-Poisson equation with critical growth. First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. To the best of our knowledge, existing results on Schrodinger-Poisson equations are about radial solutions. However, the problem is quite different when we consider the problem in a non-radial setting. Second, we consider the case that the zero set of the potential is contained in a spherical shell. To the best of our knowledge, there are no results on this question. By developing some techniques in variational methods, we solve the problem successfully.
The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.
This project is supported by Natural Science Foundation of Shandong Province(ZR2023MA037) and NSFC(No. 12101192). The authors would like to thank the editors and referees for their useful suggestions and comments.
All authors declare no conflict of interest in this paper.
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