Research article

On Schrödinger-Poisson equations with a critical nonlocal term

  • Received: 23 January 2024 Revised: 05 March 2024 Accepted: 11 March 2024 Published: 21 March 2024
  • MSC : 35A15, 35J60

  • In this paper, we study the following non-autonomous Schrödinger-Poisson equation with a critical nonlocal term and a critical nonlinearity:

    {Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5,  in    R3,Δϕ=|u|5,  in    R3.

    First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. Second, we consider the case that intV1(0) is contained in a spherical shell. By using variational methods, we obtain the existence and asymptotic behavior of positive solutions.

    Citation: Xinyi Zhang, Jian Zhang. On Schrödinger-Poisson equations with a critical nonlocal term[J]. AIMS Mathematics, 2024, 9(5): 11122-11138. doi: 10.3934/math.2024545

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  • In this paper, we study the following non-autonomous Schrödinger-Poisson equation with a critical nonlocal term and a critical nonlinearity:

    {Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5,  in    R3,Δϕ=|u|5,  in    R3.

    First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. Second, we consider the case that intV1(0) is contained in a spherical shell. By using variational methods, we obtain the existence and asymptotic behavior of positive solutions.



    The Schrödinger-Poisson equation

    {Δu+V(x)u+λϕu=f(x,u),    in    R3,Δϕ=u2,                                   in    R3, (1.1)

    arises in a physical context. It is introduced while describing the interaction of a charged particle with an electrostatic field. More details can be found in [3]. Also, it appears in other fields like semiconductor theory, nonlinear optics, and plasma physics. The readers may refer to [18] and the references therein for further discussion. When V1, λ=1, and f(x,u)=|u|p2u, problem (1.1) has been studied sufficiently. We refer to [9] for p2 and p6, [7,8,10] for 4p<6, [2] for 3<p<6, and [22] for 2<p<6. In [31], the authors obtained an axially symmetric solution of the following Schrödinger-Poisson equation in R2:

    {Δu+V(x)u+ϕu=K(x)f(u),  in    R2,Δϕ=u2,  in    R2,

    where fC(R,R), and V and K are both axially symmetric functions. In [4,5], the almost necessary and sufficient condition (Berestycki-Lions type condition) for the existence of ground state solutions of the problem

    Δu=g(u), uH1(RN)

    was given by [4] when N=2 and [5] when N3. Precisely, they assumed g satisfies the following conditions:

    (g1)g(s)C(R,R) is continuous and odd.

    (g2) <lim infs0g(s)slim sups0g(s)s=a<0 for N3, and lims0g(s)s=a<0 for N=2.

    (g3) When N3, lim supsg(s)|s|N+2N20; when N=2, for any α>0 there exists Cα>0 such that g(s)Cαexp(αs2) for all s>0.

    (g4) There exists ξ0>0 such that G(ξ0)>0, where G(ξ0)=ξ00g(s)ds.

    When g satisfies the above Berestycki-Lions type condition, the authors in [19] studied the problem

    {Δu+qϕu=g(u),  in    R3,Δϕ=qu2,  in    R3.

    By using a truncation technique in [14], they proved that the problem admits a nontrivial positive radial solution for q>0 small. For the critical case, the authors in [30] studied the existence of positive radial solutions of the problem

    {Δu+u+ϕu=μQ(x)|u|q2u+K(x)u5,  in    R3,Δϕ=u2,  in    R3,

    where q(2,4), μ>0, and Q and K are radial functions satisfying the following conditions:

    (h1) KC(R3,R), lim|x|K(x)=K(0,) and K(x)K for xR3.

    (h2) QC(R3,R), lim|x|Q(x)=Q(0,) and Q(x)Q for xR3.

    (h3) |K(x)K(x0)|=o(|xx0|α), where 1α<3 and K(x0)=maxR3K(x).

    In [25], we studied (1.1) with f satisfying the following Berestycki-Lions type condition with critical growth:

    (f1) fC(R,R) is odd, limu0+f(u)u=0 and limu+f(u)u5=K>0.

    (f2) There exist D>0 and 2<q<6 such that f(u)Ku5+Duq1 for u0.

    (f3) There exists θ>2 such that 1θf(u)uF(u)0 for all uR+, where F(u)=u0f(s)ds.

    When λ>0 is small, we obtained positive radial solutions for q(4,6), or q(2,4] with D>0 large. In [29], the authors removed (f3) by using a local deformation argument in [6]. It should be pointed out that, in [25,29], the problems were considered in a radial setting.

    When the nonlocal term is of critical growth, that is, u2 is replaced by u5, problem (1.1) is reduced to

    {Δu+V(x)u+λϕu=f(x,u),  in    R3,Δϕ=u5,  in    R3. (1.2)

    These kind of equations are closely related with the Choquard-Pekar equation, which was proposed in [20] to study the quantum theory of a polaron at rest. Since the critical nonlocal term may cause the loss of compactness, problem (1.2) is quite different from the standard Schrödinger-Poisson equation. In [16], the authors considered the equation

    {Δu+bu+qϕ|u|3u=f(u),  in    R3,Δϕ=|u|5,  in    R3, (1.3)

    where b0, qR, and the subcritical nonlinearity f satisfies the following conditions:

    (H1) fC(R+,R+) and limu0+f(u)bu+u5=0.

    (H2) limuf(u)u5=0.

    (H3) There is a function zH1r(R3) such that R3F(z)>bR3z2, where F(z)=z0f(t)dt.

    (H4) There exist r(4,6), A>0, B>0 such that F(t)AtrBt2 for t0.

    For q0, they proved that there exists q0>0 such that for q[0,q0), and problem (1.2) has at least one positive radially symmetric solution if (H1)(H3) hold. For q=1, they proved that problem (1.2) has at least one positive radially symmetric solution if (H1)(H2) and (H4) hold. In [17], the authors studied the existence, nonexistence, and multiplicity of positive radially symmetric solutions of the equation

    {Δu+u+λϕ|u|3u=μ|u|p1u,  in    R3,Δϕ=|u|5,  in    R3, (1.4)

    where λR, μ0, and p[1,5]. In [15], the author obtained positive solutions of the following equation with subcritical growth:

    {Δu+V(x)uK(x)ϕ|u|3u=f(x,u),  in    R3,Δϕ=K(x)|u|5,  in    R3, (1.5)

    where V, K, and f are asymptotically periodic functions of x. If the nonlinearity is of critical growth, the author in [12] studied ground state solutions of the equation

    {Δu+V(x)uϕ|u|3u=f(u)+u5,  in    R3,Δϕ=|u|5,  in    R3, (1.6)

    where V(x)=1+x21+x22 with x=(x1,x2,x3)R3 and f is an appropriate nonlinear function.

    In this paper, we study the following Schrödinger-Poisson equation with a critical nonlocal term:

    {Δu+V(x)u+λϕ|u|3u=f(u)+(u+)5,  in    R3,Δϕ=|u|5,  in    R3, (1.7)

    where (u+)5 is a critical term with u+:=max{u,0} and λ>0 is a parameter. When we study (1.7) for the case λ<0, the boundedness of the Palais-Smale sequence can be derived directly. However, for the case λ>0, the problem is quite different. Since the term R3ϕu|u|5dx is homogeneous of degree 10, the corresponding Ambrosetti-Rabinowitz condition on f is the following:

    (f) There exists θ10 such that tf(t)θF(t)0 for any tR.

    Obviously, this condition is not suitable for the problem in dimension three. To solve the problem, the authors in [16] used a truncation technique in [14]. However, the argument is invalid when we study non-autonomous problems in a non-radial setting. Motivated by the above considerations, we first study the non-autonomous problem (1.7) in a non-radial setting, where the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. We assume V satisfies the following conditions:

    (V1) VC1(R3,R) and infR3V:=V0>0.

    (V2) V(x)lim|x|V(x):=V for all xR3 and the inequality is strict in a set of positive Lebesgue measure.

    (V3) There exists θ(0,1) such that t32V(tx)t32V(x)t316(V(x),x)θ(t1)2(t+2)24|x|2 for xR3{0} and tR+.

    The result is as follows.

    Theorem 1.1. Assume that (V1)(V3) and (f1)(f2) hold. Then there exists λ0>0 such that for λ(0,λ0), problem (1.7) has a positive solution (uλ,ϕλ). Moreover, as λ0, (uλ,ϕλ)(u,0) in H1(R3)×D1,2(R3), where u is a ground state solution of the following limiting equation:

    Δu+V(x)u=f(u)+(u+)5  in  R3. (1.8)

    When V1, problem (1.7) is reduced to the following equation:

    {Δu+u+λϕ|u|3u=f(u)+(u+)5,  in    R3,Δϕ=|u|5,  in    R3. (1.9)

    Then we have the following result.

    Corollary 1.1. Assume that (f1)(f2) hold. Then there exists λ0>0 such that for λ(0,λ0), problem (1.9) has a positive solution (uλ,ϕλ). Moreover, as λ0, (uλ,ϕλ)(u,0) in H1(R3)×D1,2(R3), where u is a ground state solution of the following limiting equation:

    Δu+u=f(u)+(u+)5  in  R3. (1.10)

    Remark 1.1. Corollary 1.1 is still valid if we replace (f2) by (H3). So, we generalize the result in [16] to the critical case.

    In the next, we consider the case that intV1(0) is contained in a spherical shell. We assume the following conditions.

    (V1) VC(R3,R) and V(x)=V(|x|) for all xR3.

    (V2) V(x)=0 for x1 and there exists V0>0 such that V(x)V0 for x2, where 1:={xR3:r1<|x|<r2} and 2:={xR3:R1<|x|<R2} with 0<R1<r1<r2<R2.

    (f3) There exists θ>2 such that f(u)uθ1 is increasing for all u>0.

    To the best of our knowledge, there are no related results even for the case λ=0. We must face several difficulties. A main difficulty is how to get the compactness. In [11], del Pino and Felmer developed a penalization approach to deal with singularly perturbed problems. Motivated by [11], instead of studying (1.7) directly, we turn to consider a modified problem. By studying the influence of the potential on the compactness and the behavior of positive solutions at infinity, we solve the problem. When λ>0, we have to prove the boundedness of the Palais-Smale sequence for the modified problem. This is another difficulty. Now we state the result.

    Theorem 1.2. Assume that (V1)(V2), (f1)(f2), and (f3) hold. Then there exists R>0 such that for R1>R, there exists λ>0 such that problem (1.7) has a positive solution (uλ,ϕλ) for λ(0,λ). Moreover, as λ0, (uλ,ϕλ)(u,0) in H1(R3)×D1,2(R3), where u is a positive solution of (1.8).

    Notations.

    Denote H1:=H1(R3) the Hilbert space with the norm u2H1:=R3(|u|2+|u|2)dx.

    Denote D1,2:=D1,2(R3)={uL6(R3):|u|L2(R3)} the Sobolev space with the norm u2D1,2:=R3|u|2dx.

    Denote the norm us:=(R3|u|sdx)1s, where 2s<.

    Denote C a universal positive constant (possibly different).

    Without loss of generality, we assume that f(u)=0 for u0. Define the best Sobolev constant

    S:=infuD1,2{0}R3|u|2dx(R3|u|6dx)13. (2.1)

    By the Lax-Milgram theorem, for any uD1,2 there exists a unique ϕuD1,2 such that Δϕu=|u|5. The function ϕu has the following properties.

    Lemma 2.1. ([16])

    (i) ϕu0, ϕtu=|t|5ϕu and ϕu(.t)=t2ϕu(.t) for all t>0.

    (ii) ϕuD1,2S12u56.

    (iii) If unu weakly in L6(R3) and unu a.e. in R3, then ϕunϕu weakly in D1,2 up to a subsequence.

    (iv) Let J(u)=R3ϕu|u|5dx, where uD1,2. If unu weakly in L6(R3) and unu a.e. in R3, then

    J(un)J(u)J(unu)=on(1).

    Define X:={uH1: R3V(x)|u|2dx<} as the Hilbert space with the norm u=(R3|u|2+V(x)|u|2dx)12. Define the functional on X by

    Iλ(u)=12u2+λ10R3ϕu|u|5dxR3F(u)dx16R3|u+|6dx,

    where F(u):=u0f(s)ds. Obviously, the functional Iλ is of class C1 and critical points of Iλ are weak solutions of (1.7). Let

    m0:=inf{I0(u):uX{0},I0(u)=0}. (2.2)

    If I0(u)=0, by the arguments in [16,21,24] we can derive the Pohozǎev type identity J0(u)=0, where

    J0(u)=12u22+12R3[3V(x)+(V(x),x)]|u|2dx3R3F(u)dx12R3|u+|6dx.

    When VV, problem (1.8) is reduced to the following equation:

    Δu+Vu=f(u)+(u+)5  in  R3. (2.3)

    The functional associated with (2.3) is

    I0(u)=12u22+12R3V|u|2dxR3F(u)dx16R3|u+|6dx,  uH1.

    Define

    m0:=inf{I0(u):uH1{0},(I0)(u)=0}. (2.4)

    Define

    c0:=infγΓmaxt[0,1]I0(γ(t)), (2.5)

    where Γ:={γC([0,1],H1):γ(0)=0,I0(γ(1))<0}.

    Lemma 2.2. Assume that (V1)(V3) hold. Then, for all xR3{0},

    3V3V(x)θ4|x|2(V(x),x)θ2|x|2. (2.6)

    Proof. Let

    g(t):=t32V(tx)t32V(x)t316(V(x),x)θ(t1)2(t+2)24|x|2.

    By (V3), we get g(0)0. Then (V(x),x)θ2|x|2 for all xR3{0}. By (V2)(V3), we get limt+g(t)t30. Then (V(x),x)3V3V(x)θ4|x|2 for all xR3{0}.

    Theorem 2.1. ([13]) Let X be a Banach space equipped with a norm .X and let JR+ be an interval. We consider a family (Iμ)μJ of C1 -functionals on X of the form

    Iμ(u)=A(u)μB(u),    μJ,

    where B(u)0 for all uX, and either A(u)+ or B(u)+ as uX. We assume there are two points v1, v2 in X such that

    cμ:=infγΓmaxt[0,1]Iμ(γ(t))>max{Iμ(v1),Iμ(v2)},    μJ,

    where Γ:={γC([0,1],X);γ(0)=v1,γ(1)=v2}. Then, for almost every μJ, there is a sequence {vn}X such that {vn} is bounded, Iμ(vn)cμ, and Iμ(vn)0 in X1. Moreover, the map μcμ is continuous from the left-hand side.

    Lemma 2.3. Assume that (V1)(V3) and (f1)(f2) hold. Then m0(0,m0) is attained by a positive function.

    Proof. Let μ0(0,1). Define the functionals on X by

    I0,μ(u)=12u2μR3F(u)dxμ6R3|u+|6dx,

    where μ[μ0,1]. Similar to the argument in [27], we can use Theorem 2.1 to derive that for almost every μ[μ0,1] there exists a positive function uμX such that cμ=I0,μ(uμ) and I0,μ(uμ)=0.

    Choose μn1 such that I0,μn(uμn)=cμn and I0,μn(uμn)=0. Then uμn satisfies the following Pohozǎev type identity:

    12uμn22+12R3[3V(x)+(V(x),x)]|uμn|2dx=3μnR3F(uμn)dx+μn2R3|uμn|6dx. (2.7)

    By (2.7), Lemma 2.2, and the Hardy inequality,

    cμn=13uμn2216R3(V(x),x)|uμn|2dx1θ3uμn22, (2.8)

    and

    12uμn22+12R3[3V(x)+(V(x),x)]|uμn|2dx1θ2uμn22+32R3V|uμn|2dx. (2.9)

    By (2.7)–(2.9) and (f1), we get that uμn is bounded. Then I0(uμn)c1 and I0(uμn)0. Similar to the argument in [27], we get that there exists a positive function u0X such that uμnu0 in X, I0(u0)=c1, and I0(u0)=0. Moreover, 0<m0c1 is attained. By [28], we get that m0=c0 is attained by a positive function u0. Then by (V1)-(V2) and a standard argument, we have c1<c0.

    Let S0 be the set of ground states of (1.8). By Lemma 2.3, we have S0.

    Lemma 2.4. Assume that (V1)(V3) and (f1)(f2) hold. Then S0 is compact in X.

    Proof. By Lemma 2.3, for any {un}S0 we have I0(un)=m0, I0(un)=0, and J0(un)=0. Moreover, un is bounded. Assume that unu0 weakly in X. Then I0(u0)=0. Let vn=unu0. By (V1), (f1), and the Brezis-Lieb lemma in [24], we have

    m0I0(u0)+on(1)=I0(vn),   (I0)(vn)=on(1). (2.10)

    Since vn0 weakly in X, by the Lions Lemma in [24], vn0 in Lt(R3) for any t(2,6), or there exists {y1n}R3 with |y1n| such that v1n:=vn(.+y1n)v10 weakly in X. If vn0 in Lt(R3) for any t(2,6), by (f1) we get R3F(vn)dx=on(1) and R3f(vn)vndx=on(1). Then

    m0+on(1)=I0(u0)+12vn216vn66,    vn2=vn66+on(1). (2.11)

    By I0(u0)=0, we have J0(u0)=0. By Lemma 2.2 and the Hardy inequality, we get I0(u0)0. Assume that limnvn66=l. If l>0, by (2.11) and the definition of S, we get lS32. Then m013S32, a contradiction. So, l=0, from which we get vn0 in X. If there exists {y1n}R3 with |y1n| such that v1n:=vn(.+y1n)v10 weakly in X, similar to the argument of Lemma 2.6 in [27] there exist kN{0}, {yin}R3 and viX for 1ik such that

    |yin| and |yinyjn|, if ij, 1i,jk,vn(.+yin)vi0 weakly in X and (I0)(vi)=0,  1ik,vnki=1vi(.yin)0,m0=I0(u0)+ki=1I0(vi). (2.12)

    Since (I0)(vi)=0, we have I0(vi)m0. If k1, by I0(u0)0 and (2.12) we get m0m0, a contradiction. So, k=0, from which we get unu0 in X.

    Lemma 2.5. Assume that (V1)(V3) and (f1) hold. If uS0, then m0=I0(u)>I0(u(.t)) for all t[0,1)(1,+). Also, there exists t0>1 independent of uS0 such that I0(u(.t0))2.

    Proof. By uS0, we have J0(u)=0. Then

    I0(u(xt))I0(u)=R3[t32V(tx)t32V(x)t316(V(x),x)]|u|2dx(t1)2(t+2)6u22. (2.13)

    By (V3) and the Hardy inequality, we get I0(u)>I0(u(.t)) for all t1. By Lemma 2.2 and the Hardy inequality,

    12u22+12R3[3V(x)+(V(x),x)]|u|2dx1θ2u22+32R3V|u|2dx. (2.14)

    Since J0(u)=0, by (f1) and (2.14) there exists ϱ>0 independent of uS0 such that u22ϱ. So, by (V3), the Hardy inequality, and (2.13) we get there exists t0>1 independent of uS0 such that I0(u(.t0))2.

    Lemma 2.6. Assume that (V1)(V3) and (f1) hold. Then there exist λ1, M0>0 independent of uS0 such that Iλ(u(.t0))1, maxt[0,1]u(.tt0)M0 and uM0 for all λ[0,λ1] and uS0.

    Proof. If uS0, then m0=I0(u) and J0(u)=0. By the Hardy inequality and Lemma 2.2, we have m01θ3u22. Together with (2.14), J0(u)=0, and (f1), we derive that there exists σ1>0 independent of uS0 such that uH1σ1. We note that

    u(.tt0)2=tt0u22+(tt0)3R3V(tt0x)|u|2dx. (2.15)

    Together with (V1) and uH1σ1, we get

    u2(1+maxR3V)σ21,  maxt[0,1]u(.tt0)2(t0+t30maxR3V)σ21. (2.16)

    By Lemma 2.1, we have

    Iλ(u(.tt0))=I0(u(.tt0))+λ(tt0)510R3ϕu|u|5dxI0(u(.tt0))+λ(tt0)510S6u102. (2.17)

    By Lemma 2.5 and (2.17), we derive that there exists λ1>0 independent of uS0 such that Iλ(u(.t0))1 for λ(0,λ1) and uS0.

    Choose U0S0. Define

    bλ:=infgG0maxt[0,1]Iλ(g(t)), (2.18)

    where G0:={gC([0,1],X):g(0)=0,g(1)=U0(.t0)} and λ(0,λ1). Define

    Bλ:=maxt[0,1]Iλ(U0(.tt0)). (2.19)

    Lemma 2.7. limλ0bλ=limλ0Bλ=m0.

    Proof. By (2.17) and Lemmas 2.5–2.6, we get

    bλBλm0+λ(tt0)5M10010S6.

    Then lim supλ0bλlim supλ0Bλm0. On the other hand, for any gG0,

    maxt[0,1]Iλ(g(t))maxt[0,1]I0(g(t))b0,

    where b0:=infgG0maxt[0,1]I0(g(t)). Then bλb0. By Lemma 2.6, there exists μ0(0,1) such that I0,μ(g(1))12 for μ(μ0,1). Define

    cμ:=infgG0maxt[0,1]I0,μ(g(t)).

    By repeating the proof of Lemma 2.3, we get that cμ is a critical value. Moreover, we can prove that b0 is a critical value. Then b0m0. So, lim infλ0bλm0.

    For η, d>0, define Iηλ:={uX:Iλ(u)η} and Sd0:={uX:infvS0uvd}.

    Lemma 2.8. Let {uλi}Sd0 with limiλi=0 be such that limiIλi(uλi)m0 and limiIλi(uλi)=0. Then for d>0 small, there exists u0S0 such that uλiu0 in X up to a subsequence.

    Proof. By the proof of Lemma 2.5, there exists ϱ>0 independent of uS0 such that u2ϱ for uS0. Since {uλi}Sd0, by choosing d>0 small we get uλi2ϱ2. By Lemma 2.4, we have that uλi is bounded. Then limiI0(uλi)m0 and limiI0(uλi)=0. By the argument of Lemma 2.4, there exists u0X such that uλiu0 in X up to a subsequence. So, u02ϱ2, I0(u0)m0 and I0(u0)=0, which implies that u0S0.

    Lemma 2.9. Let d>0. Then there exists η>0 such that for small λ>0, Iλ(γ(t))bλη implies that γ(t)Sd20, where γ(0)=0 and γ(t)=U0(.tt0) for t(0,1].

    Proof. By Lemma 2.5, if γ(t)Sd20, then there exists δ>0 such that |tt01|δ. Moreover, there exists η>0 such that I0(γ(t))m0η. By Lemmas 2.1 and 2.6–2.7, there exists η>0 such that for small λ>0, it holds that Iλ(γ(t))<bλη.

    Proof of Theorem 1.1. Recall that if uS0, then there exists ϱ>0 independent of uS0 such that u22ϱ. So, we can choose d>0 small such that u2ϱ2 for any uSd0. We use the idea in [6,29] to claim that for small λ>0, there exists {un}Sd0IBλλ such that Iλ(un)0. Otherwise, there exists a(λ)>0 such that Iλ(u)a(λ) for uSd0IBλλ. By Lemmas 2.7–2.8, there exists ρ0>0 independent of λ>0 small such that Iλ(u)ρ0 for uIBλλ(Sd0Sd20). We note that there exists a pseudo-gradient vector field Qλ on a neighborhood Zλ of Sd0IBλλ for Iλ. Let ηλ be a Lipschitz continuous function on X such that ηλ=1 on Sd0IBλλ, ηλ=0 on R3Zλ, and 0ηλ1 on R3. Let ξλ be a Lipschitz continuous function such that ξλ(t)=1 for |tbλ|η2, ξλ(t)=0 for |tbλ|η, and 0ξλ1 for tR+. Consider the initial value problem

    {dψλ(u,t)dt=ηλ(ψλ(u,t))ξλ(Iλ(ψλ(u,t)))Qλ(ψλ(u,t)),ψλ(u,0)=u. (2.20)

    Then (2.20) has a unique global solution ψλ(u,t). Recall that limλ0bλ=limλ0Bλ=m0. Also, we have Lemma 2.9. By a standard argument, for any t[0,1] there exists s(t)0 such that ψλ(γ(t),s(t)) is continuous in t[0,1] and

    maxt[0,1]Iλ(ψλ(γ(t),s(t)))bλη4,

    where γ is given in Lemma 2.9. Let γ0(.)=ψλ(γ(.),s(.)). Then γ0G0, from which we get

    maxt[0,1]Iλ(ψλ(γ(t),s(t)))bλ,

    a contradiction. Since for λ>0 small there exists {un}IBλλSd0 such that Iλ(un)0, by Lemma 2.4 we get that un is bounded. Assume that unuλ weakly in X. By Lemma 2.1, we have Iλ(uλ)=0. Let un=vn+wn, where vnS0 and wnd. By Lemma 2.4, there exists vλS0 such that vnvλ in X. Assume that wnwλ in X. Then wλd. So, uλSd0. Moreover, uλ is positive. Together with Lemma 2.8, we get the result.

    Define Xr:={uH1r(R3): R3V(x)|u|2dx<} as the Hilbert space with the norm u=(R3|u|2+V(x)|u|2dx)12. By (V2), we derive that for all uXr,

    u2H12(|u|2+u2)dx+R32(|u|2+V(x)V0u2)dx2|u|2dx+(2|u|6dx)13||23+max{1,1V0}R32(|u|2+V(x)u2)dxmax{1+|2|23S,1V0}u2. (3.1)

    Then the imbedding XrH1r(R3) is continuous. Define g(u)=0 for u0 and g(u)=min{f(u)+(u+)5,V0uκ} for u>0, where κ>2. Let χ be the characteristic function such that χ(x)=1 for x2 and χ(x)=0 for xR32. Consider the truncated problem of (1.8) as

    Δu+V(x)u=h(x,u)  in  R3, (3.2)

    where h(x,u)=χ(x)[f(u)+(u+)5]+(1χ(x))g(u). The functional associated with (3.2) is

    ˆI0(u)=12u2R3H(x,u)dx,  uXr,

    where H(x,u)=u0h(x,s)ds=χ(x)[F(u)+16(u+)6]+(1χ(x))G(u) with G(u)=u0g(s)ds. In what follows, we look for critical points of ˆI0. Define

    ˆc0:=infγΓ0maxt[0,1]ˆI0(γ(t)), (3.3)

    where Γ0:={γC([0,1],Xr):γ(0)=0,ˆI0(γ(1))<0}.

    Lemma 3.1. There exists a bounded sequence {un}Xr such that ˆI0(un)ˆc0(0,13S32) and ˆI0(un)0.

    Proof. By (f1), for any ε>0 there exists Cε>0 such that

    max{|h(x,u)u|,|H(x,u)|}ε|u|2+Cε|u|6,   uR. (3.4)

    Then there exist ρ, ϱ>0 such that ˆI0(u)ϱ for u=ρ, in view of the definition of S. Also, ˆI0(0)=0 and limt+ˆI0(tφ)= for any φC0(2){0}. By the mountain pass theorem in [1], there exists a sequence {un}Xr such that ˆI0(un)ˆc0ϱ and ˆI0(un)0. By (f3), we get 1θf(u)uF(u)0 for all uR. Then

    ˆc0+on(1)+on(1)un=ˆI0(un)1θ(ˆI0(un),un)(121θ)un2+R32[1θg(un)unG(un)]dx(121θ)(11κ)un2. (3.5)

    So, un is bounded. By [24], the function U(x):=314(1+|x|2)12 is a minimizer for S. Define Uε(x):=ε12U(xε). Let x01. Choose r>0 such that B2r(x0)1. Define uε(x):=ψ(x)Uε(x), where ψC0(B2r(x0)) such that ψ(x)=1 for xBr(x0), ψ(x)=0 for xR3B2r(x0), 0ψ(x)1, and |ψ(x)|C. By the definition of ˆc0, we get ˆc0supt0ˆI0(tuε). Moreover, by Lemma 2.1 in [28], we get ˆc0<13S32.

    Lemma 3.2. ˆI0 admits a positive critical point u0 with ˆI0(u0)=ˆc0.

    Proof. By Lemma 3.1, there exists a bounded sequence {un}Xr such that ˆI0(un)ˆc0(0,13S32) and ˆI0(un)0. Assume that unu0 weakly in Xr. Then ˆI0(u0)=0. For R>R2, define ψRC0(R3) such that ψR(x)=0 for |x|R, ψR(x)=1 for |x|2R, and 0ψR1 and |ψR|CR. By (ˆI0(un),ψRun)=on(1),

    R3(|un|2ψR+V(x)u2nψR)dx+on(1)R3g(un)unψRdx+R3|un||ψR||un|dx12R3V(x)u2nψRdx+CR.

    Then, for any δ>0, there exists Rδ>0 such that for R>Rδ,

    limn+|x|2R(|un|2+V(x)u2n)dxδ. (3.6)

    Since h(x,u)uV0κu2 for xR32, by the Lebesgue dominated convergence theorem

    limn+B2R2h(x,un)undx=B2R2h(x,u0)u0dx. (3.7)

    By the argument of Lemma 2.1 in [26], we obtain that

    limn+2h(x,un)undx=2h(x,u0)u0dx. (3.8)

    Combining (3.6)–(3.8), we have

    limn+R3h(x,un)undx=R3h(x,u0)u0dx. (3.9)

    Let vn=unu0. Then

    on(1)=(ˆI0(un),un)(ˆI0(u0),u0)=vn2+on(1),

    from which we derive that unu0 in Xr, ˆI0(u0)=ˆc0 and ˆI0(u0)=0. By (ˆI0(u0),u0)=0, we get u00. The maximum principle implies that u0 is positive.

    Let ˆm0:=inf{ˆI0(u):uXr,ˆI0(u)=0}.

    Lemma 3.3. ˆm0(0,13S32) is attained.

    Proof. By Lemmas 3.1–3.2, we get ˆm0ˆI0(u0)=ˆc0<13S32. By the definition of ˆm0, there exists {un}Xr such that ˆI0(un)ˆm0 and ˆI0(un)=0. By (ˆI0(un),un)=0, (3.4), and the definition of S, there exists C1>0 such that un2C1S32. Similar to (3.5), we get ˆm0>0. Also, there exists C2>0 such that un2C2S32. Assume that unu0 weakly in Xr. Then ˆI0(u0)=0. Similar to the argument of Lemma 3.2, we get unu0 in Xr. So ˆm0=ˆI0(u0) and ˆI0(u0)=0, that is, ˆm0 is attained.

    Define by ˆS0 the set of ground states of (3.2). By Lemma 3.3, we get ˆS0.

    Lemma 3.4. ˆS0 is compact and there exist C1, C2>0 such that C1S32u2C2S32 for all uˆS0.

    Proof. Similar to the argument of Lemma 3.3, we get C1S32u2C2S32 for all uˆS0. For any {un}ˆS0, since un2C2S32, we assume that unu weakly in Xr. By Lemma 3.3, we get ˆI0(un)=ˆm0(0,13S32). Similar to the argument of Lemma 3.2, we obtain that unu in Xr. So, ˆS0 is compact.

    Lemma 3.5. ([23]) There exists a constant C0>0 such that for all uH1r(R3), there holds |u(x)|C0|x|12uH1 for any x0.

    By (f1), there exists C>0 such that

    |f(u)+(u+)5|V02κ|u|+C|u|5,   uR. (3.10)

    Choose R>0 such that for R1>R,

    2C2C20S32R1max{1+|2|23S,1V0}V02κC. (3.11)

    Lemma 3.6. If uˆS0, then ˆm0=ˆI0(u)>ˆI0(tu) for all t1. Also, there exists t0>1 independent of uˆS0 such that ˆI0(t0u)2.

    Proof. We claim that

    |suppu{xR3:χ(x)>0}|>0,   uˆS0. (3.12)

    Otherwise, there exists uˆS0 such that |suppu{xR3:χ(x)>0}|=0. By (ˆI0(u),u)=0,

    u2={xR3:χ(x)=0}g(u)udxV0κ{xR3:χ(x)=0}u2dx12R3V(x)u2dx,

    a contradiction. Let l(t)=ˆI0(tu), where t0 and uˆS0. Then l(t)=ty(t), where

    y(t)=u2R3(1χ(x))g(tu)utdxR3χ(x)(f(tu)ut+t4|u|6)dx.

    Since l(1)=0, we have y(1)=0. By (f3), we get that y(t) is strictly decreasing on t>0. Then l(t)>0 for t(0,1) and l(t)<0 for t>1, from which we get ˆI0(u)>ˆI0(tu) for all t1. By (ˆI0(u),u)=0, (3.4), and the definition of S, there exists δ0>0 independent of uˆS0 such that R3χ(x)|u|6dxδ0. Together with Lemma 3.4, we derive that there exists t0>1 independent of uˆS0 such that ˆI0(t0u)2.

    We consider the following truncated problem of (1.7):

    {Δu+V(x)u+λϕ|u|3u=h(x,u),  in    R3,Δϕ=|u|5,  in    R3. (3.13)

    The functional associated with (3.13) is as follows:

    ˆIλ(u)=12u2+λ10R3ϕu|u|5dxR3H(x,u)dx,  uXr.

    Lemma 3.7. There exists λ1>0 independent of uˆS0 such that ˆIλ(t0u)1 for λ(0,λ1).

    Proof. By Lemma 2.1, we have

    ˆIλ(t0u)=ˆI0(t0u)+λt10010R3ϕu|u|5dxˆI0(t0u)+λt10010S6u102. (3.14)

    By Lemma 3.4, Lemma 3.6, and (3.14), we derive that there exists λ1>0 independent of uˆS0 such that ˆIλ(t0u)1.

    Choose V0ˆS0. Define

    dλ:=infγΓmaxt[0,1]ˆIλ(γ(t)), (3.15)

    where Γ:={γC([0,1],Xr):γ(0)=0,γ(1)=t0V0} and λ(0,λ1). Define

    Dλ:=maxt[0,1]ˆIλ(tt0V0). (3.16)

    Lemma 3.8. limλ0dλ=limλ0Dλ=ˆm0.

    Proof. By (3.14), Lemma 3.4, and 3.6, we get

    dλDλˆm0+λt10010S6(C2S32)5.

    Then lim supλ0dλlim supλ0Dλˆm0. By Lemma 3.6, for any γΓ,

    maxt[0,1]ˆIλ(γ(t))maxt[0,1]ˆI0(γ(t))ˆc0,

    from which we get dλˆc0. By Lemma 3.2, we have ˆc0ˆm0, which implies that lim infλ0dλˆm0.

    For η, d>0, define ˆIηλ:={uXr:ˆIλ(u)η} and ˆSd0:={uXr:infvS0uvd}. By Lemma 3.4, we can choose d>0 small such that C12S32u22C2S32 for all uˆSd0.

    Lemma 3.9. Let {uλi}ˆSd0 with limiλi=0 be such that limiˆIλi(uλi)ˆm0 and limiˆIλi(uλi)=0. Then, for d>0 small, there exists u0ˆS0 such that uλiu0 in Xr up to a subsequence.

    Proof. Since {uλi}ˆSd0, we have C12S32uλi22C2S32. Moreover, limiˆI0(uλi)ˆm0 and limiˆI0(uλi)=0. Similar to the argument of Lemma 3.2, we derive that there exists u0Xr such that uλiu0 in Xr. So, u02C12S32, ˆI0(u0)ˆm0, and ˆI0(u0)=0, from which we get u0ˆS0.

    Lemma 3.10. Let d>0. Then there exists η>0 such that for small λ>0, ˆIλ(γ(t))dλη implies that γ(t)ˆSd20, where γ(t)=tt0V0 for t[0,1].

    Proof. By Lemma 3.6, if γ(t)ˆSd20, then there exists δ>0 such that |tt01|δ. Moreover, there exists η>0 such that ˆI0(γ(t))m0η. By Lemma 2.1, Lemma 3.4, and Lemma 3.8, there exists η>0 such that for small λ>0, it holds that ˆIλ(γ(t))<dλη.

    Proof of Theorem 1.2. Similar to the proof of Theorem 1.1, we can use Lemmas 3.8–3.10 to derive that, for small λ>0, there exists {un}ˆSd0ˆIDλλ such that ˆIλ(un)0. Then C12S32un22C2S32. Assume that unuλ weakly in Xr. Then ˆIλ(uλ)=0. Let un=vn+wn, where vnˆS0 and wnd. By Lemma 3.4, there exists vλˆS0 such that vnvλ in Xr. Assume that wnwλ in Xr. Then wλd. So, uλˆSd0. Moreover, C12S32uλ22C2S32. Together with (3.1) and Lemma 3.5, we have

    |uλ(x)|22C2C20S32max{1+|2|23S,1V0}1|x|,  x0. (3.17)

    By (3.11), we get maxx¯2uλ(x)4V02κC. Let φ=(uλσ)+, where σ=4V02κC. By (ˆIλ(uλ),φ)=0,

    (R32){xR3:uλ(x)>σ}|uλ|2dx+R32V(x)uλ(uλσ)+dxR32g(uλ)(uλσ)+dx12R32V(x)uλ(uλσ)+dx. (3.18)

    Since V(x)V0 for xR32, by (3.18), we get uλ(x)σ for xR32. Then h(x,uλ)=f(uλ)+u5λ, from which we get Iλ(uλ)=0. Together with Lemma 3.9, we get the result.

    In this paper, we study the existence and asymptotic behavior of positive solutions of a non-autonomous Schrodinger-Poisson equation with critical growth. First, we consider the case that the nonlinearity satisfies the Berestycki-Lions type condition with critical growth. To the best of our knowledge, existing results on Schrodinger-Poisson equations are about radial solutions. However, the problem is quite different when we consider the problem in a non-radial setting. Second, we consider the case that the zero set of the potential is contained in a spherical shell. To the best of our knowledge, there are no results on this question. By developing some techniques in variational methods, we solve the problem successfully.

    The authors declare they have not used Artificial Intelligence (AI) tools in the creation of this article.

    This project is supported by Natural Science Foundation of Shandong Province(ZR2023MA037) and NSFC(No. 12101192). The authors would like to thank the editors and referees for their useful suggestions and comments.

    All authors declare no conflict of interest in this paper.



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