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Research article Special Issues

Traces of certain integral operators related to the Riemann hypothesis

  • We prove the existence of a nontrivial singular trace τ defined on an ideal J closed with respect to the logarithmic submajorization such that τ(Aρ(α))=0, where Aρ(α):L2(0,1)L2(0,1), [Aρ(α)f](θ)=10ρ(αθ/x)f(x)dx, 0<α1. We also show that τ(Aρ(α))=0 for every τ nontrivial singular trace on J. Finally, we give a recursion formula from which we can evaluate all the traces Tr(Arρ(α)), rN, r2.

    Citation: Alfredo Sotelo-Pejerrey. Traces of certain integral operators related to the Riemann hypothesis[J]. AIMS Mathematics, 2023, 8(10): 24971-24983. doi: 10.3934/math.20231274

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  • We prove the existence of a nontrivial singular trace τ defined on an ideal J closed with respect to the logarithmic submajorization such that τ(Aρ(α))=0, where Aρ(α):L2(0,1)L2(0,1), [Aρ(α)f](θ)=10ρ(αθ/x)f(x)dx, 0<α1. We also show that τ(Aρ(α))=0 for every τ nontrivial singular trace on J. Finally, we give a recursion formula from which we can evaluate all the traces Tr(Arρ(α)), rN, r2.



    Let B(H) be the algebra of all bounded linear operators on a separable complex Hilbert space H. The adjoint of an operator TB(H) is denoted by T and the symbol I stands for identity maps. Denote by {sn(T)}n1 the sequence of singular values of a compact operator TB(H). If 0<p< we say that TSp(H) if n=1spn(T)<; the set Sp(H) is a two-side ideal in B(H). The sets S1(H) and S2(H) will denote, respectively, the set of nuclear and Hilbert-Schmidt operators. By an ideal we mean a two-sided ideal in B(H). A linear functional τ from the ideal J into C is said to be a trace if:

    i) τ(UTU)=τ(T) for every TJ and UB(H) unitary. Equivalently, τ(ST)=τ(TS) for every TJ and SB(H).

    ii) τ(T)0 for every TJ with T a non-negative operator. We denote by T0 when T is a non-negative operator.

    Then a trace is a positive unitarily invariant linear functional.

    Let TS1(H), and let {φn}n1 be an orthonormal system in H. By [13, p. 56], we have

    nj=1|Tφj,φj|nj=1sj(T),n1.

    Therefore,

    Tr(T):=n=1Tφn,φn

    is well-defined, since the right-hand series converges absolutely, and its value does not depend on the choice of the orthonormal basis {φn}n1. Clearly, this linear functional is a trace on the ideal S1(H). There is also the description of Tr as the sum of eigenvalues,

    Tr(T)=n=1λn(T), (1.1)

    where {λn(T)}n1 is the sequence of nonzero eigenvalues of T, ordered in such a way that |λn(T)||λn+1(T)|, nN and each one of them being counted according to its algebraic multiplicity. This result was shown by Von Neumann in [26] for self-adjoint operators and by Lidskii in [19] in general case. Formula (1.1) is called the Lidskii formula.

    A natural question concerning the extension of the Lidskii formula to other ideals and traces on these ideals has been addressed in [6,13,20,21,22]. Thus, the notion of spectral traces arises. A trace τ on an ideal J is called spectral if for every TJ, the value of τ(T) depends only on the eigenvalues of T and their multiplicities. For example, the classical trace Tr on the ideal S1(H) is spectral. Motivated by the problem of identifying spectral traces, it is shown in [12, Corollary 2.4] that every trace on a geometrically stable ideal is spectral. This result has been generalized in the setting of ideals closed with respect to the logarithmic submajorization (see [24]).

    A trace τ on an ideal J will be called singular if it vanishes on the set F(H) of finite rank operators. This definition makes sense, since by the Calkin Theorem [9], each proper ideal in B(H) contains the finite rank operators and is contained in the ideal K(H) of the compact linear operators on H.

    In 1966, J. Dixmier proved the existence of singular traces [11]. These traces are called Dixmier traces, and its importance is due to their applications in noncommutative geometry [10]. Other examples of singular traces appeared in [1,17,25].

    The question whether an operator belongs to the domain of some singular trace was answered in [15]. Motivated by this, we give a nontrivial singular trace taking the value of zero on certain integral operator related to the Riemann hypothesis.

    In [2], J. Alcántara-Bode has reformulated the Riemann hypothesis as a problem of functional analysis by means of the following theorem.

    Theorem 1.1. Let (Aρf)(θ)=10ρ(θx)f(x)dx, where ρ is the fractional part function, be considered as an operator on L2(0,1). Then the Riemann hypothesis holds if and only if Ker(Aρ)={0}, or if and only if hRan(Aρ) where h(x)=x.

    It follows from Theorem 1.1 that the problem of verifying the condition hRan(Aρ) is ill posed in the sense of Hadamard[16, Definition 2.1.2]. This leads to regularizing the ill posed problem replacing Aρ by

    (Aρ(α)f)(θ)=10ρ(αθx)f(x)dx,0<α1,fL2(0,1).

    Observe that Aρ(1)=Aρ. Since Aρ is nonnuclear (see [2, Theorem 6]), it was proved in [23, Theorem 4.3] that there exists a nontrivial singular trace τ with domain a geometrically stable ideal J such that AρJ and τ(Aρ)=0. It follows from [24, Lemma 35] that J is closed with respect to the logarithmic submajorization.

    Let J be as in the previous paragraph. We show that if 0<α1 then Aρ(α)J, and that each nontrivial singular trace on J takes the value of zero on Aρ(α). More precisely, our first main result of the paper is the following theorem.

    Theorem 1.2. If 0<α1 then τ(Aρ(α))=0 for every τ nontrivial singular trace on J, where J is the geometrically stable ideal in the above paragraph.

    The approach used to prove Theorem 1.2 is based on spectral traces and the fact that the operators α(Aρ+Qf1) and Aρ+Qfα, where α]0,1[, have the same nonzero eigenvalues with the same algebraic and geometric multiplicities. Here Qfg=g,fh, h(x)=x, fα(x)=α1ρ(αx).

    Finally, our second main result is a recursion formula to calculate the traces Tr(Arρ(α)), rN, r2.

    Theorem 1.3. If 0<α1 then for every rN with r2 we have

    Tr(Ar+1ρ(α))=(r+1)ar+1(α)αar(α)r1k=1ark(α)Tr(Ak+1ρ(α)), (1.2)

    where

    ar(α)={α,r=1(1)rαr(r+1)/2r!rr1l=1ζ(l+1),r2.

    In order to prove Theorem 1.3, we use the modified Fredholm determinant of IuAρ(α) (see [3]).

    Let l the space of all bounded sequence of complex numbers and w a dilation invariant extended limit on l, that is, w is an extended limit on l and

    w({x1,x2,})=w({x1,x1,x2,x2,}) for all x={x1,x2,}l.

    The Dixmier trace of TM1,(H) with T0 is the number

    Trw(T):=w({1log(n+1)nk=1sk(T)}n1),

    where

    M1,(H)={TK(H):T1,:=supn1{1log(n+1)nk=1sk(T)}<}.

    It was shown in [11] that the weight Trw defines a positive, unitarily invariant, additive and positive homogeneous function on the positive cone of M1,(H), that can uniquely be extended to a singular trace on all of M1(H), i.e., for an arbitrary TM1,(H), its Dixmier trace is defined by

    Trw(T):=w({1log(n+1)nk=1sk(T1)sk(T2)+isk(T3)isk(T4)}n1),

    where T=T1T2+iT3iT4, 0TjM1,(H), j=1,2,3,4. In addition to this, the Dixmier trace vanishes on the ideal S1(H) and is continuous in the norm 1,.

    The existence of a singular trace which is nontrivial on a compact operator T, i.e., on the two-sided ideal generated by T,

    (T)=r=1{ri=1XiTYi;Xi,YiB(H)}

    was studied by J. Varga [25], and it has been completely characterized in [1]. This leads to study irregular, eccentric and generalized eccentric operators.

    Definition 2.1. We say that a compact operator TB(H) is

    a) regular if nk=1sk(T)=O(nsn(T)) (n);

    b) irregular if it is not regular;

    c) eccentric if it is irregular but not nuclear;

    d) generalized eccentric if 1 is a limit point of the sequence {S2n(T)Sn(T)}n1, where

    Sn(T)={nk=1sk(T),TS1(H)nk=1sk(T)Tr(|T|),TS1(H).

    Remark 2.2. By [25, Lemma 1], the class of generalized eccentric operators which are not nuclear coincides with the class of eccentric operators.

    By [1, Lemma 2.6], that an operator is generalized eccentric can be reformulated as follows.

    Lemma 2.3. Let TB(H) be a compact operator. Then T is generalized eccentric if and only if there exists an increasing sequence of natural numbers {pn}n1 such that limk+Skpk(T)Spk(T)=1.

    In this context, the main result in [1] is the following.

    Theorem 2.4. Let TB(H) be a compact operator. Then the following are equivalent:

    a) There exists a singular trace τ such that 0<τ(|T|)<.

    b) T is generalized eccentric.

    The process to construct the singular trace given by a) is as follows:

    We introduce a triple Ω=(T,w,{nk}k1), where T is a generalized eccentric operator, w is an extended limit and nk=kpk, kN, where {pk}k1 is the sequence given in Lemma 2.3. Associated with the triple Ω, on the positive part of the ideal (T), we defined the functional

    τΩ(A):=w({Snk(A)Snk(T)}k1)

    and by [1, Theorem 2.11], this functional extends linearly to a singular trace on the ideal (T).

    Remark 2.5.

    a) By Theorem 2.4, finite rank operators cannot by generalized eccentric.

    b) The question whether an operator belongs to the domain of some singular trace is treated in [15]. By [15, Theorem 3.1 (i)], every compact operator A is in the kernel (hence in the domain) of some singular trace. The main idea for proving this theorem is the existence of a generalized eccentric operator B such that A(B)0(B). Here (B)0 denotes the kernel of (B) (see [15]).

    Example 2.6. Let V:L2(0,1)L2(0,1) be the integral operator

    (Vf)(t)=2it0f(s)ds.

    By [14, p. 250], sn(V)=4(2n1)π, n=1,2,. Therefore, by Remark 2.2, V is a generalized eccentric operator. Let Re(V) and Im(V) be the real and imaginary parts of V, respectively. Then

    (Re(V)f)(t)=i10sign(ts)f(s)ds

    and

    (Im(T)f)(t)=10f(s)ds.

    By [14, p. 172], sn(Re(V))=2(2n1)π, n=1,2,, it follows that Re(V) is a generalized eccentric operator. However, the operator Im(V) has rank one, and by Remark 2.5 (a), Im(V) is not an eccentric operator.

    Now we concentrate on the commutator subspace of geometrically stable ideals and ideals closed with respect to the logarithmic submajorization, terminologies used in [18,24], respectively.

    Definition 3.1. Let J an ideal in B(H). The subspace

    Com(J):=span{[A,B]:AJ,BB(H)},

    where [A,B]=ABBA, is called the commutator subspace of J.

    Definition 3.2. An ideal J of B(H) is called geometrically stable if a diagonal operator diag{s1,s2,}J, where s1s20, then diag{u1,u2,}J, where un=(s1s2sn)1/n.

    The following theorem [18, Theorem 3.3] characterizes in terms of arithmetic means the commutator subspace of geometrically stable ideals.

    Theorem 3.3. Suppose that J is a geometrically stable ideal of B(H). Then TCom(J) if and only if diag{1n(λ1(T)++λn(T))}J.

    In order to extend the previous result, ideals closed with respect to the logarithmic submajorization are introduced in [24].

    Definition 3.4. If A,CB(H), then the operator C is logarithmically submajorized by the operator A (written ClogA) if

    nk=1sk(C)nk=1sk(A),n1.

    Definition 3.5. An ideal J is said to be closed with respect to the logarithmic submajorization if ClogAJ implies CJ.

    Remark 3.6. By [24, Lemma 35], every geometrically stable ideal is closed with respect to the logarithmic submajorization. However, by [24, Theorem 36 (c)], the converse assertion fails.

    The following theorem [24, Theorem 7] extends Theorem 3.3 to ideals closed with respect to the logarithmic submajorization.

    Theorem 3.7. Let an ideal J be closed with respect to the logarithmic submajorization and let TJ. Then TCom(J) if and only if diag{1n(λ1(T)++λn(T))}J.

    A Lidskii-type formula holds for every trace defined on ideals closed with respect to the logarithmic submajorization (see [24, Theorem 8]), the statement is the following.

    Theorem 3.8. Let J be an ideal in B(H) and let τ be a trace on J. If J is closed with respect to the logarithmic submajorization, then τ is a spectral trace.

    Example 3.9.

    a) Let L1,(H) be the ideal

    L1,(H)={TK(H):supn1{nsn(T)}<}.

    Since L1,(H) is a quasi-Banach ideal with the complete quasi-norm TL1,(H)=supn1{nsn(T)} and every quasi-Banach ideal is geometrically stable (see [18, Proposition 3.2]), then by Remark 3.6, L1,(H) is closed with respect to the logarithmic submajorization.

    b) It can be shown that the integral operator V:L2(0,1)L2(0,1), (Vf)(t)=2it0f(s)ds has no eigenvalues ([14, p. 178]). Since VL1,(L2(0,1)), then by Theorem 3.7, VCom(L1,(L2(0,1))). Hence τ(V)=0 for every τ trace on L1,(L2(0,1)).

    If TS2(H) and {λn(T)}n1 is the sequence of non-zero eigenvalues of T, each repeated according to its algebraic multiplicity and ordered in such a way that |λn(T)||λn+1(A)|, nN then

    det2(IλT)=n=1[1λλn(T)]eλλn(T)

    is an entire function, known as the modified Fredholm determinant of IλT. By the formula of Plemelj-Smithies [13, p. 166], it follows that

    det2(IλT)=n=0dnλn,

    where d0=1 and

    dn=(1)nn!|0n1000σ2(T)0n200σn1(T)σn2(T)σn3(T)01σn(T)σn1(T)σn2(T)σ2(T)0|,n1

    and σn(T)=Tr(Tn)=j=1λnj(T), n2.

    In particular, for Hilbert-Schmidt integral operators of the form

    (Tf)(t)=bak(t,s)f(s)ds,

    where k is a measurable function and baba|k(t,s)|2dtds<, the modified Fredholm determinant of IλT is equal to its Hilbert-Carleman determinant (see [13, p. 176]). More precisely,

    det2(IλT)=1+n=2bnλn (4.1)

    where

    bn=1n!(a,b)n|0k(t1,t2)k(t1,tn)k(t2,t1)0k(t2,tn)k(tn,t1)k(tn,t2)0|dt1dtn,n2.

    To study the Riemann hypothesis, J. Alcántara-Bode [2] introduced the integral operator Aρ:L2(0,1)L2(0,1), (Aρf)(θ)=10ρ(θx)f(x)dx. By Theorem 1.1, the Riemann hypothesis holds if and only if Ker(Aρ)={0}, or if and only if hRan(Aρ) where h(x)=x.

    As we have seen in the introduction, the operators Aρ(α) arise from the attempt to verify the condition hRan(Aρ).

    We briefly summarize properties of Aρ(α) established in [2,3].

    i) Aρ(α), 0<α1, is Hilbert-Schmidt, but neither nuclear, nor normal, nor monotone.

    ii) λσ(Aρ(α)){0} (σ(Aρ(α)) is the spectrum of Aρ(α)), 0<α1, if and only if Tα(λ1)=0 where

    Tα(u)=1αu++r=1(1)r+1α(r+1)(r+2)/2(r+1)!(r+1)rl=1ζ(l+1)ur+1.

    iii) The modified Fredholm determinant of IuAρ(α) is

    det2(IuAρ(α))=eαuTα(u),uC.

    For a given compact operator TS1(H), where H is a separable complex Hilbert space, the following theorem shows the existence of a nontrivial singular trace defined on an ideal closed with respect to the logarithmic submajorization taking the value of zero on T.

    Theorem 6.1. For every compact operator TS1(H) there exists an ideal I closed with respect to the logarithmic submajorization and a nontrivial singular trace τ on I, such that TI and τ(T)=0.

    Proof. By Remark 2.5, there exists a generalized eccentric operator B such that T(B)0(B). As we explained in the construction of the singular trace in Theorem 2.4, we can take the triple Ω=(B,w,{nk}k1). Associated with Ω, on the positive part of (B), we have the functional

    tΩ(A)=w({Snk(A)Snk(B)}k1)

    that extends linearly to a singular trace on the ideal (B). We also denote this extension by tΩ. Clearly tΩ(|B|)=1. Since TS1(H), it follows that BS1(H) and then

    tΩ(A)=w({nki=1si(A)nki=1si(B)}k1). (6.1)

    It follows from (6.1) that tΩ is bounded with respect to the norm B, where

    AB=supn1{nk=1sk(A)nk=1sk(B)},

    so it extends by continuity to a singular trace ˜tΩ:¯(B)BC. Here ¯(B)B denotes the closure of (B) with respect to B. By [20, Lemma 5.5.9] and Remark 3.6 the ideal ¯(B)B is closed with respect to the logarithmic submajorization. Finally, it follows from [15, Proposition 2.7] that ˜τΩ(T)=0.

    Since AρS1(L2(0,1)), it follows from Theorem 6.1 that there exists an ideal J of B(L2(0,1)) closed with respect to the logarithmic submajorization that contains Aρ and a nontrivial singular trace τ on J such that τ(Aρ)=0. The following theorem shows that every nontrivial singular trace on J take the value of zero on Aρ.

    Theorem 6.2. τ(Aρ)=0 for every τ nontrivial singular trace on J.

    Proof. Let τ be a nontrivial singular trace on J (since AρS1(L2(0,1)), the existence of J and a nontrivial singular trace on J are guaranteed by Theorem 6.1. If 0<α<1, by [5], the operators α(Aρ+Qf1) and Aρ+Qfα have the same nonzero eigenvalues with the same algebraic and geometric multiplicities, where Qf(g)=g,fh, f1(x)=ρ(1x) and fα(x)=α1ρ(αx). It follows from Theorem 3.8 that τ is a spectral trace and, therefore,

    τ(α(Aρ+Qf1))=τ(Aρ+Qfα). (6.2)

    Hence, by definition of singular trace, it follows from (6.2) that τ(Aρ)=0.

    Remark 6.3.

    i) It follows from Theorem 3.8 that the singular trace given in Theorem 6.1 is spectral.

    ii) If 0<α<1, by [5], the kernel of the operators α(Aρ+Qf1) and Aρ+Qfα is trivial if and only if the Riemann hypothesis is true.

    iii) It is easily checked that if 0<α1 and Vα:L2(0,1)L2(0,1), (Vαf)(x)=f(xα)χ[0,α](x), then

    (Vαf)(x)=αf(αx)Aρ(α)=1αVαAρ (6.3)
    Aρ(α)Vα=αAρ. (6.4)

    The operator Vα was introduced in [4].

    We have from (6.4) that Aρ(α)J for every αJ.

    We are now ready to prove the first main result of the paper.

    Proof of Theorem 1.2. First, we prove that if 0<α,β1 then

    Aρ(α)=AρVα+α,χ[α,1]1hh, (6.5)

    where h(x)=x. Indeed, by the Müntz-Szasz Theorem [8, Theorem 2.2], it is sufficient to verify (6.5) for hr with rN. To this end, we use the identity [7, p. 312]

    10ρ(θx)xrdx=θrζ(r+1)r+1θr+1,Re(r)>1. (6.6)

    Evaluating the right-hand side of (6.5) we have

    AρVα(hr)(θ)+α(10hr(x)χ[α,1](x)1h(x)dx)h(θ)=αr+110ρ(θx)xrdx+αr(1αr)θ.

    It follows from (6.6) that

    αr+110ρ(θx)xrdx+αr(1αr)θ=αr+1(θrζ(r+1)r+1θr+1)+αr(1αr)θ=(Aρ(α)hr)(θ).

    Hence, (6.5) is true for hr.

    Let τ be a nontrivial singular trace on J. Applying τ in (6.5), we obtain

    τ(Aρ(α))=τ(AρVα).

    It follows from the definition of trace and (6.3) that

    τ(Aρ(α))=1ατ(VαAρ)=1ατ(AρVα).

    Thus, for 0<α<1, we have τ(AρVα)=0 and hence τ(Aρ(α))=0. Since τ(Aρ)=0 and Aρ(1)=Aρ, then τ(Aρ(α))=0 for every 0<α1.

    From now on, we concentrate on a recursion formula from which we can evaluate all the traces Tr(Arρ(α)), rN, r2 and 0<α1. First, we require a preliminary lemma.

    Lemma 6.4. Tr(A2ρ(α))=α2ζ(2)2α3.

    Proof. It follows from (4.1) that

    Tr(A2ρ(α))=1010ρ(αθx)ρ(αxθ)dxdθ.

    Since

    1010ρ(αθx)ρ(αxθ)dxdθ=10θ0ρ(αθx)ρ(αxθ)dxdθ+101θρ(αθx)ρ(αxθ)dxdθ

    and

    ρ(αxθ)=αxθ,0<xθρ(αθx)=αθx,θ<x1 (6.7)

    we get that

    Tr(A2ρ(α))=10θ0ρ(αθx)αxθdxdθ+101θαθxρ(αxθ)dxdθ. (6.8)

    It follows from (6.8) that

    Tr(A2ρ(α))=1010ρ(αθx)αxθdxdθ101θρ(αθx)αxθdxdθ+1010αθxρ(αxθ)dxdθ10θ0αθxρ(αxθ)dxdθ.

    Using (6.7) we obtain that

    Tr(A2ρ(α))=21010ρ(αθx)αxθdxdθα2.

    Finally, by (6.6) we conclude that

    Tr(A2ρ(α))=2α10αζ(2)2α2θdθα2=α2ζ(2)2α3.

    Proof of Theorem 1.3. By [3], we have

    det2(IuAρ(α))=eαuTα(u),uC (6.9)

    where

    Tα(u)=1αu+r=1(1)r+1α(r+1)(r+2)/2(r+1)!(r+1)rl=1ζ(l+1)ur+1

    is an entire function with an infinite number of zeros. It follows from [27, p. 349] that for u sufficiently small we have

    det2(IuAρ(α))det2(IuAρ(α))=r=1Tr(Ar+1ρ(α))ur. (6.10)

    Replacing (6.9) in (6.10), we get that

    Tα(u)=Tα(u)(αr=1Tr(Ar+1ρ(α))ur). (6.11)

    Moreover, we obtain from (6.11) and the Cauchy product formula that for r2 we have

    (r+1)ar+1(α)=αar(α)r1k=1ark(α)Tr(Ak+1ρ(α))Tr(Ar+1ρ(α)),

    where

    ar(α)={α,r=1(1)rαr(r+1)/2r!rr1l=1ζ(l+1),r2.

    This proves the assertion.

    Remark 6.5. Formula (1.2) is a recursion formula from which we can evaluate all the traces Tr(Arρ(α)), r2. For example, it follows from Lemma 6.4 and Theorem 1.3 that

    Tr(A3ρ(α))=3a3(α)αa2(α)a1(α)Tr(A2ρ(α))=α66ζ(2)ζ(3)3α44ζ(2)+α3.

    In this article we have shown the existence of a nontrivial singular trace τ defined on an ideal J closed with respect to the logarithmic submajorization such that τ(Aρ(α))=0, where Aρ(α):L2(0,1)L2(0,1), [Aρ(α)f](θ)=10ρ(αθ/x)f(x)dx, 0<α1. Based on the theory of spectral traces and the results of [5], we have also shown that τ(Aρ(α))=0 for every τ nontrivial singular trace on J.

    Finally, using the modified Fredholm determinant of IuAρ(α), a recursion formula is presented to calculate all the traces Tr(Arρ(α)), r2.

    The author declares he/she has not used Artificial Intelligence (AI) tools in the creation of this article.

    The author declares no conflicts of interest.



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