This paper is devoted to studying a class of modified Kirchhoff-type equations
−(a+b∫R3|∇u|2dx)Δu+V(x)u−uΔ(u2)=f(x,u),in R3,
where a>0,b≥0 are two constants and V:R3→R is a potential function. The existence of non-trivial solution to the above problem is obtained by the perturbation methods. Moreover, when u>0 and f(x,u)=f(u), under suitable hypotheses on V(x) and f(u), we obtain the existence of a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma. The character of this work is that for f(u)∼|u|p−2u we prove the existence of a positive ground state solution in the case where p∈(2,3], which has few results for the modified Kirchhoff equation. Hence our results improve and extend the existence results in the related literatures.
Citation: Zhongxiang Wang, Gao Jia. Existence of solutions for modified Kirchhoff-type equation without the Ambrosetti-Rabinowitz condition[J]. AIMS Mathematics, 2021, 6(5): 4614-4637. doi: 10.3934/math.2021272
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This paper is devoted to studying a class of modified Kirchhoff-type equations
−(a+b∫R3|∇u|2dx)Δu+V(x)u−uΔ(u2)=f(x,u),in R3,
where a>0,b≥0 are two constants and V:R3→R is a potential function. The existence of non-trivial solution to the above problem is obtained by the perturbation methods. Moreover, when u>0 and f(x,u)=f(u), under suitable hypotheses on V(x) and f(u), we obtain the existence of a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma. The character of this work is that for f(u)∼|u|p−2u we prove the existence of a positive ground state solution in the case where p∈(2,3], which has few results for the modified Kirchhoff equation. Hence our results improve and extend the existence results in the related literatures.
In the first part of this paper, we are dedicated to studying the following modified Kirchhoff-type problem with general nonlinearity:
−(a+b∫R3|∇u|2dx)Δu−uΔu2+V(x)u=f(x,u),x∈R3, | (1.1) |
where a>0,b≥0 are two constants and V:R3→R is a potential function satisfying:
(V): V(x)∈C(R3), V0:=infx∈R3V(x)>0. Furthermore, for any M>0, there is r>0 such that Br(y) centered at y with radius r satisfying
meas{x∈Br(y):V(x)≤M}→0, as |y|→∞. | (1.2) |
In addition, we suppose that the function f(x,t) verifies:
(f1): f∈C(R3×R,R), |f(x,t)|≤C1(1+|t|p−1) for some C1>0 and p∈(4,12);
(f2): f(x,t)=o(t) uniformly in x as t→0;
(f3): F(x,t)/t4→∞ uniformly in x as |t|→∞, where F(x,t)=∫t0f(x,s)ds;
(f4): t→f(x,t)/t3 is positive for t≠0, strictly decreasing on (−∞,0) and strictly increasing on (0,∞).
Clearly, (f1) and (f2) show that for any ε>0, there exists Cε>0 such that
|f(x,t)|≤ε|t|+Cε|t|p−1 for all t∈R and x∈R3. | (1.3) |
And (f2) and (f4) tell that
f(x,t)t>4F(x,t)>0,for t≠0, | (1.4) |
which is weaker than the following Ambrosetti-Rabinowitz type condition:
0<F(x,t):=∫t0f(x,s)ds≤1γtf(x,t), where γ>4. | (A-R) |
As is well known, the (A–R) condition is very useful in verifying the Palais-Smale condition for the energy functional associated problem (1.1). This is very much crucial in the applications of critical point theory. However, although (A–R) is a quite natural condition, it is somewhat restrictive and eliminates many nonlinearities. For example, the function
f(x,t)=t3log(1+|t|) |
does not satisfy (A–R) condition for any γ>4. But it satisfies our conditions (f1)−(f4). For this reason, there have been efforts to remove (A–R) condition. For an overview of the relevant literature in this direction, we refer to the pioneering papers [1,2,3,4,5,6].
Problem (1.1) is a nonlocal problem due to the presence of the term ∫R3|∇u|2dx, and this fact indicates that (1.1) is not a pointwise identity. Moreover, problem (1.1) involves the quasilinear term uΔ(u2), whose natural energy functional is not well defined in H1(R3)∩D1,2(R3) and variational methods cannot be used directly. These cause some mathematical difficulties, and in the meantime make the study of such a problem more interesting.
Some interesting results by variational methods can be found in [7,8,9] for Kirchhoff-type problem. Especially, in recent paper [10], Li and Ye studied the following problem:
{−(a+b∫R3|∇u|2dx)Δu+V(x)u=|u|p−2u, in R3,u∈H1(R3),u>0, in R3, | (K) |
where p∈(3,6). And they proved problem (K) has a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma.
Thereafter, Guo [11] generalized the result in [10] to the following Kirchhoff-type problem with general nonlinearity
{−(a+b∫R3|∇u|2dx)Δu+V(x)u=f(u), in R3,u∈H1(R3). | (K1) |
Guo proved problem (K1) also has a positive ground state solution by using the similar way. But applying Guo's result to problem (K), the condition 3<p<6 in [10] can be weakened to 2<p<6.
And two years later, Tang and Chen in [12] have obtained a ground state solution of Nehari-Pohozaev type for problem (K1) by using a more direct approach than [10,11]. Moreover, Tang and Chen in [12] found that it does not seems to be sufficient to prove the inequality cλ<mλ for λ∈[δ,1] in Lemma 3.3 of [11]. Then by referring to [12], we correct this problem in the following Lemma 5.11 of the present paper.
In more recent paper [13], under more general assumptions on V(x) than [10,11,12], He, Qin and Tang have proved the existence of ground state solutions for problem (K1) by using variational method and some new analytical techniques. Moreover, under general assumptions on the nonlinearity f(u), He, Qin and Wu in [14] have obtained the existence of positive solution for problem (K1) by using property of the Pohozaev identity and some delicate analysis.
When a=1 and b=0,(1.1) is reduced to the well known modified nonlinear Schrödinger equation
−Δu+V(x)u−uΔu2=h(x,u),x∈RN. | (1.5) |
Solutions of equation (1.5) are standing waves of the following quasilinear Schrödinger equation of the form:
iψt+Δψ−V(x)ψ+kΔ(α(|ψ|2))α′(|ψ|2)ψ+g(x,ψ)=0,x∈RN, | (1.6) |
where V(x) is a given potential, k is a real constant, α and g are real functions. The quasilinear Schrödinger Eq (1.6) is derived as models of several physical phenomena, such as [15,16,17]. In [18], Poppenberg firstly began with the studies for Eq (1.6) in mathematics. For Eq (1.5), there are several common ways to prove existence results, such as, the existence of a positive ground state solution has been studied in [19,20] by using a constrained minimization argument; the problem is transformed to a semilinear one in [21,22] by a change of variables (dual approach); Nehari method is used to get the existence results of ground state solutions in [23]. Especially, in [24], the following problem:
{−∑Nj=1Dj(aj(x,u)Diu)+12N∑j=1Djaij(x,u)DjuDju=h(x,u), in Ω,u=0, on ∂Ω |
was studied via a perturbation method, where Ω⊂RN is a bounded smooth domain.
Very recently, Huang and Jia in [25] studied the following autonomous modified Kirchhoff-type equation:
−(1+b∫R3|∇u|2dx)Δu+u−12uΔu2=|u|p−2u,x∈RN, | (1.7) |
where b≥0, p>1. For p∈(1,2]∪[12,∞), depending on the deduction of some suitable Pohozaev identity, they obtained the nonexistence result for Eq (1.7). And for p∈(3,4], they proved that the existence of ground state solution for Eq (1.7) by using the Nehari-Pohozaev manifold. But for p∈(2,3], they didn't give the existence of ground state solution for Eq (1.7). We refine the result in this paper.
We point out that f(x,t) is C1 with respect to t and f(x,t) satisfies the Ambrosetti-Rabinowitz condition are very crucial in some related literatures. Since f(x,t) is not assumed to be differentiable in t, the Nehari manifold of the corresponding Euler-Lagrange functional is not a C1 functional. And if f(x,t) dose not satisfy the Ambrosetti-Rabinowitz condition, the boundedness of Palais-Smale sequence (or minimizing sequence) seems hard to prove. In this case, their arguments become invalid. The first part of this paper intends to deal with the existence of non-trivial solution to problem (1.1) by the perturbation methods when f(x,t) is C1 in t and (A–R) condition are not established.
Now, we give our first main theorem as follows:
Theorem 1.1. If (V) and (f1)−(f4) hold, then problem (1.1) has a nontrivial solution.
Remark 1.1. The condition (V) was firstly introduced by Bartsch and Wang [26] to guarantee the compactness of embeddings of the work space. The condition (V) can be replaced by one of the following conditions:
(V1): V(x)∈C(R3), meas{x∈R3:V(x)≤M}<∞ for any M>0;
(V2): V(x)∈C(R3), V(x) is coercive, i.e., lim|x|→∞V(x)=∞.
Remark 1.2. Even though the condition (V) is critical to the proof of the compactness of the minimizing sequence for the energy functional, the existence result can also be obtained when V is a periodic potential because of the concentration-compactness principle.
Suppose that problem (1.1) has a periodic potential V and V satisfies
(V′): V(x)∈C(R3) is 1-periodic in xi for 1≤i≤3, V0:=infx∈R3V(x)>0,
and f(x,t) satisfies
(f′1): f(x,t)∈C(R3×R,R), f(x,t) is 1-periodic in xi for i=1,2,3 and |f(x,t)|≤C2(1+|t|p−1) for some C2>0 and p∈(4,12).
Our second main result is
Theorem 1.2. Suppose (V′), (f′1) and (f2)−(f4) hold. Then equation (1.1) has a nontrivial solution.
In the last part of our paper, we are absorbed in the following modified Kirchhoff-type equations with general nonlinearity:
{−(a+b∫R3|∇u|2dx)Δu−uΔu2+V(x)u=f(u),in R3,u∈˜E,u>0,in R3, | (1.8) |
where a>0,b≥0, ˜E is defined at the beginning of Section 5 and V(x) satisfies:
(V∗1): V∈C1(R3,R) and there exists a positive constant A<a such that
|(∇V(x),x)|⩽A2|x|2 for all x∈R3∖{0}, |
where(⋅,⋅) is the usual inner product in R3;
(V∗2): there exists a positive constant V∞ such that for all x∈R3,
0<V(x)⩽lim inf|y|→+∞V(y):=V∞<+∞. |
Moreover, we assume that the function f(s)∈C1(R+,R) verifies:
(f∗1): f(s)=o(s) as s→0+;
(f∗2): lims→+∞f′(s)s10=0;
(f∗3): lims→+∞f(s)s=+∞;
(f∗4): f(s)s is strictly increasing in (0,+∞).
Since we are only interested in positive solutions, we define f(s)≡0 for s≤0.
Remark 1.3. There are a number of functions which satisfy (V∗1)−(V∗2). For example, V(x)=V∞−A8(1+|x|2), where 0<A<min{2a,8V∞} is a constant. Moreover, by Lemma 5.1 mentioned later, we know that |f(s)|≤ε(|s|+|s|11)+Cε|s|p−1 for every ε>0 and p∈(2,12).
The last main result is given below:
Theorem 1.3. If (V∗1)−(V∗2) and (f∗1)−(f∗4) hold, then problem (1.8) has a positive ground state solution.
In order to prove Theorem 1.3, we need to overcome several difficulties. First, since the Ambrosetti-Rabinowitz condition or 4-superlinearity does not hold, for 2<p<12, it is difficult to get the boundedness of any (PS) sequence even if a (PS) sequence has been obtained. To overcome this difficulty, inspired by [27,28], we use an indirect approach developed by Jeanjean. Second, the usual Nehari manifold is not suitable because it is difficult to prove the boundedness of the minimizing sequence. So we follow [29] to take the minimum on a new manifold, which is obtained by combining the Nehari manifold and the corresponding Pohozaev type identity. Third, since the Sobolev embedding H1V(R3)↪Lq(R3) for q∈[2,2∗) is not compact, it seems to be hard to get a critical point of the corresponding functional from the bounded (PS) sequence. To solve this difficulty, we need to establish a version of global compactness lemma [10].
Remark 1.4. In Theorem 1.3, we especially give the existence result for the case where p∈(2,3], which has few results for this modified Kirchhoff problems and can be viewed as a partial extension of a main result in [10,30], which dealt with the cases of p∈(3,6) and p∈(4,2×2∗), respectively.
This paper is organized as follows. In Section 2, we describe the related mathematical tools. Theorem 1.1 and Theorem 1.2 are proved in Section 3 and in Section 4, respectively. In Section 5 we give the proof of Theorem 1.3.
In the whole paper, Ci, Cε and C′ε always express distinct constants.
Let Lp(R3) be the usual Lebesgue space with the norm ‖u‖p=(∫R3|u|pdx)1p. And H1(R3) is the completion of C∞0(R3) with respect to the norm ‖u‖H=(∫R3(|∇u|2+u2)dx)1/2. Moreover, D1,2(R3) is the completion of C∞0(R3) with the norm ‖u‖D1,2=(∫R3|∇u|2dx)1/2.
In order to deal with the perturbation functional Iλ (see Eq (2.3)), the work space E is defined by
E=W1,4(R3)∩H1V(R3), |
where
H1V(R3):={u∈H1(R3):∫R3V(x)u2dx<+∞} |
endowed with the norm
‖u‖HV=(∫R3(|∇u|2+V(x)u2)dx)1/2 |
and W1,4(R3) endowed with the norm
‖u‖W=(∫R3(|∇u|4+u4)dx)1/4. |
Moreover, when V(x)≡1, we define
‖u‖H=(∫R3(|∇u|2+u2)dx)1/2. |
The norm of E is denoted by
‖u‖=(‖u‖2W+‖u‖2HV)1/2. |
Notice that the embedding from H1V(R3) into L2(R3) is compact ([26]). Thus, by applying the interpolation inequality, we get that the embedding from E into Ls(R3) for 2≤s<12 is compact.
A function u∈E is called a weak solution of problem (1.1), if for all φ∈E, there holds
(a+b∫R3|∇u|2dx)∫R3∇u∇φdx+2∫R3(|∇u|2uφ+u2∇u∇φ)dx+∫R3V(x)uφdx−∫R3f(x,u)φdx=0, | (2.1) |
which is formally associated to the energy functional given by
I(u)=a2∫R3|∇u|2dx+b4(∫R3|∇u|2dx)2+12∫R3V(x)u2dx+∫R3u2|∇u|2dx−∫R3F(x,u)dx, | (2.2) |
for u∈E, where F(x,u)=∫u0f(x,s)ds.
Remind that ∫R3u2|∇u|2dx is not convex and well-defined in H1V(R3), we need to take a perturbation functional of (2.2) given by
Iλ(u)=λ4∫R3(|∇u|4+u4)dx+I(u). | (2.3) |
From condition (V), (1.3) and (1.4), it is normal to verify that Iλ∈C1(E,R) and
⟨I′λ(u),φ⟩=λ∫R3(|∇u|2∇u∇φ+u3φ)dx+(a+b∫R3|∇u|2dx)∫R3∇u∇φdx+2∫R3(|∇u|2uφ+u2∇u∇φ)dx+∫R3V(x)uφdx−∫R3f(x,u)φdx,for all φ∈E. | (2.4) |
First of all, let us briefly describe the proof of Theorem 1.1. We first discuss the properties of the perturbed family of functionals Iλ on the Nehari manifold
Nλ={u∈E∖{0}:⟨I′λ(u),u⟩=0}. |
Then we prove that Iλ(uλ)=infNλIλ is achieved. Moreover, since the Nehari manifold Nλ is not a C1-manifold, we use the general Nehari theory in [31] to prove that the minimizer uλ is a critical point of Iλ. Finally, solutions of problem (1.1) can be obtained as limits of critical points of Iλ.
Lemma 3.1. Assume (V) and (f1)−(f4) hold. Then, for λ∈(0,1], we get the following results:
(1) For u∈E∖{0}, there exists a unique tu=t(u)>0 such that m(u):=tuu∈Nλ and
Iλ(m(u))=maxt∈R+Iλ(tu); |
(2) For all u∈Nλ, there exists α0>0 such that ‖u‖W≥α0;
(3) There exists ρ>0 such that c:=infNλIλ≥infSρIλ>0, where Sρ:={u∈E:‖u‖=ρ};
(4) If V⊂E∖{0} is a compact subset, there exists R>0 such that Iλ≤0 on W∖BR(0), where W={R+u:u∈V}.
Proof. (1) For any u∈E∖{0}, we define a function hu(t)=Iλ(tu) for t∈(0,∞), i.e.,
hu(t)=λt44∫R3(|∇u|4+u4)dx+t22∫R3(a|∇u|2+V(x)u2)dx+bt44(∫R3|∇u|2dx)2+t4∫R3u2|∇u|2dx−∫R3F(x,tu)dx. | (3.1) |
And since the Sobolev embedding E↪Ls(R3) for s∈[2,12] is continuous, combined with (1.3), for t>0 and small ε>0 one has
hu(t)≥λt44‖u‖4W+min{a,1}t22‖u‖2HV+t4∫R3u2|∇u|2dx+bt44(∫R3|∇u|2dx)2−εt22∫R3|u|2dx−Cεtpp∫R3|u|pdx≥λt44‖u‖4W+min{a,1}t24‖u‖2HV−C3tp‖u‖pp, |
where the constant C3 is independent of t. Since u≠0 and p>4, then for t>0 small enough, we deduce hu(t)>0.
On the other hand, noticing that |tu(x)|→∞ if u(x)≠0 and t→∞, by (f3) and Fatou's lemma, we get
hu(t)≤λt44‖u‖4W+max{a,1}t22‖u‖2HV+C4t4‖u‖4W+C5t4‖u‖4HV−t4∫R3F(x,tu)|tu|4u4dx→−∞,as t→∞. |
Hence, hu(t) has a positive maximum and there exists a tu=t(u)>0 such that h′u(tu)=0 and tuu∈Nλ.
Next, we prove the uniqueness of tu. To this aim, we may suppose that there exists t∗u>0 with t∗u≠tu such that h′u(t∗u)=0. Then we obtain
λ‖u‖4W+1(t∗u)2(a∫R3|∇u|2dx+∫R3V(x)u2dx)+b(∫R3|∇u|2dx)2+4∫R3u2|∇u|2dx=∫R3f(x,t∗uu)(t∗uu)3u4dx. |
This together with
λ‖u‖4W+1(tu)2(a∫R3|∇u|2dx+∫R3V(x)u2dx)+b(∫R3|∇u|2dx)2+4∫R3u2|∇u|2dx=∫R3f(x,tuu)(tuu)3u4dx |
implies that
(1(t∗u)2−1(tu)2)(a∫R3|∇u|2dx+∫R3V(x)u2dx)=∫R3(f(x,t∗uu)(t∗uu)3−f(x,tuu)(tuu)3)u4dx, |
which contradicts with (f4).
(2) By u∈Nλ and (1.3), for ε>0 small enough, one has
0≥λ‖u‖4W+min{a,1}‖u‖2HV−ε2∫R3|u|2dx−Cεp∫R3|u|pdx≥λ‖u‖4W+12min{a,1}‖u‖2HV−C6‖u‖pW≥λ‖u‖4W−C6‖u‖pW, |
which implies that there exists a constant α0>0 such that ‖u‖W≥α0>0 for all u∈Nλ.
(3) For some ρ>0 and u∈E∖{0} with ‖u‖≤ρ, there exists C>0 such that
∫R3|u|2|∇u|2dx≤Cρ4. |
By (V), (f1), (f2) and the Sobolev inequality, without loss of generality, we take ρ<1 small enough and ε=V04min{a,1}, then
Iλ(u)≥λ4‖u‖4W+12min{a,1}‖u‖2HV+b4(∫R3|∇u|2dx)2+∫R3u2|∇u|2dx−ε∫R3|u|2dx−Cε∫R3|u|12dx≥λ4‖u‖4W+14min{a,1}‖u‖2HV+∫R3u2|∇u|2dx−C7(∫R3u2|∇u|2dx)3≥λ4‖u‖4W+14min{a,1}‖u‖2HV≥18min{λ,a,1}‖u‖4, | (3.2) |
whenever ‖u‖≤ρ. For any u∈Nλ, Lemma 3.1-(1) implies that
Iλ(u)=maxt∈R+Iλ(tu). | (3.3) |
Take s>0 with su∈Sρ. It follows from (3.2) and (3.3) that
Iλ(u)≥Iλ(su)≥infv∈SρIλ(v)≥18min{λ,a,1}ρ4>0. |
Therefore
c:=infNλIλ≥infSρIλ>0. |
(4) Arguing by contradiction, then there must exist un∈V and vn=tnun such that Iλ(vn)≥0 for all n and tn→∞ as n→∞. Without loss of generality, we may assume that ‖un‖=1 for every un∈V. Up to a subsequence, there exists u∈E with ‖u‖=1 such that un→u strongly in E. Since |vn(x)|→∞ if u(x)≠0, by (f3) and Fatou's lemma, then
∫R3F(x,vn)v4nu4ndx→∞, as n→∞, |
which implies that
0≤Iλ(vn)‖vn‖4=1‖vn‖4(λ4‖vn‖4W+a2∫R3|∇vn|2dx+12∫R3V(x)v2ndx+b4(∫R3|∇vn|2dx)2+∫R3v2n|∇vn|2dx)−∫R3F(x,vn)v4nu4ndx≤C8−∫R3F(x,vn)v4nu4ndx→−∞ as n→∞. |
This is a contradiction.
Now we are ready to study the minimizing sequence for Iλ on Nλ.
Lemma 3.2. For fixed λ∈(0,1], let {un}⊂Nλ be a minimizing sequence for Iλ. Then {un} is bounded in E. Moreover, passing to a subsequence there exists u∈E(u≠0) such that un→u in E.
Proof. Let {un}⊂Nλ be a minimizing sequence of Iλ, i.e.,
Iλ(un)→c:=infNλIλ and ⟨I′λ(un),un⟩=0. | (3.4) |
From (3.4), we have
c+o(1)=Iλ(un)−14⟨I′λ(un),un⟩=a4∫R3|∇un|2dx+14∫R3V(x)u2ndx+∫R3(14f(x,un)un−F(x,un))dx≥14min{a,1}‖un‖2HV. |
Thus, we deduce {‖un‖HV} is bounded.
Next, we need to prove that {‖un‖W} is also bounded. By contradiction, if {un} is unbounded in W1,4(R3), setting ωn=‖un‖−1Wun, we have
ωn⇀ω weakly in W1,4(R3), ωn→ω strongly in Lp(R3), ωn→ω a.e. on x∈R3. |
The proof is divided into two cases as follows:
Case 1: ω=0. From Lemma 3.1-(1), we see
Iλ(un)=maxt∈R+Iλ(tun). |
For any m>0 and setting vn=(8m)1/4ωn, since vn→0 strongly in Lp(R3), we deduce from (1.3) that
limn→∞∫R3F(x,vn)dx=0. | (3.5) |
So for n large enough, (8m)1/4‖un‖−1W∈(0,1), and
Iλ(un)≥Iλ(vn)=2λm+(2m)1/2min{a,1}‖un‖2HV‖un‖2W+2bm(∫R3|∇un|2dx)2‖un‖4W+8m∫R3u2n|∇un|2dx‖un‖4W−∫R3F(x,vn)dx≥λm+o(1). |
That is, for fixed λ>0, from the arbitrariness of m, we get Iλ(un)→∞. This contradicts with Iλ(un)→c>0.
Case 2: ω≠0. Due to ω≠0, the set Θ={x∈R3:ω(x)≠0} has a positive Lebesgue measure. For x∈Θ, we have |un(x)|→∞. This together with condition (f3), implies
F(x,un(x))|un(x)|4|ωn(x)|4→∞ as n→∞. |
It follows from Iλ(un)→c, (f3), Sobolev inequality and Fatou's Lemma that
c+o(1)‖un‖4W=λ4+12‖un‖4W(a∫R3|∇un|2dx+∫R3V(x)u2ndx)+b4‖un‖4W(∫R3|∇un|2dx)2+1‖un‖4W∫R3u2n|∇un|2dx−1‖un‖4W∫R3F(x,un)dx≤λ4+C9−(∫ω≠0+∫ω=0)F(x,un(x))|un(x)|4|ωn(x)|4dx≤λ4+C9−∫ω≠0F(x,un(x))|un(x)|4|ωn(x)|4dx→−∞, as n→∞, |
where C9 is a constant independent on n. This is impossible.
In both cases, we all get a contradiction. Therefore, {un} is bounded in W1,4(R3). It follows that {un} is bounded in E, so un⇀u weakly in E after passing to a subsequence. If u=0, for n large enough and un∈Nλ, we see as in (3.5) that
c+1≥Iλ(un)≥Iλ(sun)≥C10s4−∫R3F(x,sun)dx→C10s4 |
for all s>0, where C10=λ4(infu∈Nλ‖u‖W)4>0. It is a contradiction. Hence u≠0.
Since the embedding H1V(R3)↪Lp(R3) is compact for each p∈[2,12), similar to Lemma 2.2 in [30], it is well known that un→u strongly in E.
Lemma 3.3. For fixed λ∈(0,1], there exists u∈Nλ such that Iλ(u)=infNλIλ.
Proof. Let {un}⊂Nλ be a minimizing sequence of Iλ, then {un} is bounded in E by lemma {3.2}. Thus, up to a subsequence there exists u∈E(u≠0) such that un⇀u in E and I′λ(u)=0. It follows that u∈Nλ. Thus, Iλ(u)≥c>0. In order to complete the proof, it suffices to show that Iλ(u)≤c. Indeed, from (1.4), Fatou's lemma and the weakly lower semi-continuity of norm, we have
c+o(1)=Iλ(un)−14⟨I′λ(un),un⟩≥a4∫R3|∇un|2dx+14∫R3V(x)|un|2dx+∫R3(14f(x,un)un−F(x,un))dx≥a4∫R3|∇u|2dx+14∫R3V(x)|u|2dx+∫R3(14f(x,u)u−F(x,u))dx+o(1)=Iλ(u)+o(1). |
The proof is completed.
Let S be the unit sphere in E. Define a mapping m(ω):S→Nλ and a functional Jλ(ω):S→R by
m(ω)=tωω and Jλ(ω):=Iλ(m(ω)), |
where tω is as shown in Lemma 3.1-(1). As Proposition 2.9 and Corollary 2.10 in [31], the following proposition is a consequence of Lemma 3.1 and the above observation.
Proposition 3.1. Assume (V) and (f1)−(f4) hold. For fixed λ∈(0,1], then
(1) Jλ∈C1(S,R), and
⟨J′λ(ω),z⟩=‖m(ω)‖⟨I′λ(m(ω)),z⟩ |
for any z∈TωS={v∈E:⟨v,ω⟩=0,∀ω∈S};
(2) {ωn} is a Palais-Smale sequence for Jλ if and only if {m(ωn)} is a Palais-Smale sequence for Iλ;
(3) ω∈S is a critical point of Jλ if and only if m(ω)∈N is a critical point of Iλ. Moreover, the corresponding critical values of Jλ, Iλ coincide and c=infSJλ=infNλIλ.
Finally, for the proof of Theorem 1.1, we need to introduce the following result.
Lemma 3.4. Assume the conditions (V) and (f1)−(f4) hold. Let {λn}⊂(0,1] be such that λn→0. Let {un}⊂E be a sequence of critical points of Iλn with Iλn(un)≤C for some constant C independent of n. Then, passing to a subsequence, we have un→˜u in H1V(R3),un∇un→˜u∇˜u in L2(R3),λn∫R3(|∇un|4+u4n)dx→0, Iλn(un)→I(˜u) and ˜u is a critical point of I.
Proof. First, similar to Lemma 3.2, we can get {un} is bounded in E. Then, this together with Theorem 3.1 in [30] can complete the proof.
Proof of Theorem 1.1 Let {ωn}⊂S be a minimizing sequence for Jλ. As is mentioned above, we may assume J′λ(ωn)→0 and Jλ(ωn)→c by Ekeland's variational principle. From Proposition 3.1-(2), for un=m(ωn) we have Iλ(un)→c and I′λ(un)→0. Therefore, {un} is a minimizing sequence for Iλ on Nλ and from Lemma 3.3 there exists a minimizer u of Iλ|Nλ. Then m−1(u)∈S is a minimizer of Jλ and a critical point of Jλ, thus by Proposition 3.1-(3) u is a critical point of Iλ, as required.
Let λi∈(0,1] with λi→0 as i→∞. Let {ui}⊂E be a sequence of critical points of Iλi with Iλi(ui)=cλi≤C. According to Lemma 3.4, there exists a critical point ˜u of I such that ˜u∈H1V(R3)∩L∞(R3). In the following, we will show that ˜u is a non-trivial critical point of I. Considering ⟨I′λi(ui),ui⟩=0, it follows from Sobolev inequality, interpolation inequality, and Young's inequality that
0=λi‖ui‖4W+a∫R3|∇ui|2dx+∫R3V(x)u2idx+b(∫R3|∇ui|2dx)2+4∫R3u2i|∇ui|2dx−∫R3f(x,ui)uidx≥min{a,1}‖ui‖2HV+4∫R3u2i|∇ui|2dx−ε2∫R3|ui|2dx−Cεp∫R3|ui|pdx≥12min{a,1}‖ui‖2HV+C11‖ui‖4p−C12‖ui‖pp≥C11‖ui‖4p−C12‖ui‖pp, |
which implies ‖ui‖p≥(C11C12)1/(p−4). Recall that ui→˜u strongly in Lp(R3) for 4≤p<12. Therefore, we see that ˜u≠0.
The proof of Theorem 1.2 is similar to that made in Section 3. From Lemmas 3.1 and 3.2, it is clear that the functional Iλ on Nλ has a bounded minimizing sequence {un}. But we cannot ensure this sequence to be convergent in E∗:=W1,4(R3)∩H1(R3), which endowed with the norm
‖u‖E∗=(‖u‖2W+‖u‖2H)1/2. |
Thus, we need to study some compact properties of the minimizing sequence for Iλ on the Nehari manifold N∗λ, where
N∗λ={u∈E∗∖{0}:⟨I′λ(u),u⟩=0}. |
Firstly, we have the following result due to P.L. Lions ([32]):
Lemma 4.1. Let r>0. If {un} is bounded in E∗ and
limn→∞supy∈R3∫Br(y)|un|2dx=0, |
we have un→0 strongly in Ls(R3) for any s∈(2,12).
Next, we are going to discuss the minimizing sequence for Iλ on N∗λ.
Lemma 4.2. Let {un}⊂N∗λ be a minimizing sequence for Iλ. Then {un} is bounded in E∗. Moreover, after a suitable Z3-translation, passing to a subsequence there exists u∈N∗λ such that un⇀u and Iλ(u)=infN∗λIλ.
Proof. Set c=infN∗λIλ. Remind that {un} is bounded by Lemma 3.2, un⇀u weakly in E∗ after passing to a subsequence. If
limn→∞supy∈R3∫Br(y)|un|2dx=0, |
then un→0 strongly in Ls(R3) for any s∈(2,12) due to Lemma 4.1. Then, by (1.3) it is easy to see that
∫R3f(x,un)undx=o(‖un‖W). |
Therefore,
o(‖un‖E∗)=⟨I′λ(un),un⟩=λ‖un‖4W+a∫R3|∇un|2dx+∫R3V(x)u2ndx+b(∫R3|∇un|2dx)2+4∫R3u2n|∇un|2dx−∫R3f(x,un)undx≥λ‖un‖4W−o(‖un‖W), |
which implies ‖un‖W→0. This contradicts with Lemma 3.1-(2). Hence, there exist r,δ>0 and a sequence {yn}⊂R3 such that
limn→∞∫Br(yn)|un|2dx≥δ>0, |
where we may assume yn∈Z3. Due to the invariance of Iλ on N∗λ under translations, {yn} is bounded in Z3. Hence, passing to a subsequence we imply un⇀u≠0 weakly in E∗ and I′λ(u)=0. It follows that u∈N∗λ, and then Iλ(u)≥c>0.
From (1.4), Fatou's lemma and the weakly lower semi-continuity of norm, we have
c+o(1)=Iλ(un)−14⟨I′λ(un),un⟩≥14min{a,1}‖un‖2HV+∫R3(14f(x,un)un−F(x,un))dx≥14min{a,1}‖u‖2HV+∫R3(14f(x,u)u−F(x,u))dx+o(1)=Iλ(u)+o(1), |
which implies Iλ(u)≤c. This completes the proof.
Proof of Theorem 1.2 Combining Lemma 4.2 and the methods in proving Theorem 1.1, we can prove that the conclusion of Theorem 1.2 is true.
In this section, we firstly need to consider the associated "limit problem" of (1.8):
{−(a+b∫R3|∇u|2dx)Δu−uΔu2+V∞u=f(u),in R3,u∈˜E,u>0,in R3, | (5.1) |
where a>0,b≥0, V∞ is defined as shown in (V∗2).
Since problem (5.1) involves the quasilinear term uΔ(u2) and the nonlocal term, its natural energy functional is not well defined in H1V(R3). To solve this difficulty, we set
˜E={u∈H1V(R3):∫R3u2|∇u|2dx<+∞}={u:u2∈H1V(R3)}. |
In addition, for convenience, we make use of the following notations:
∙H1r(R3):={u:u∈˜E,u(x)=u(|x|)};
∙P:={u∈˜E|u≥0} denotes the positive cone of ˜E and P+=P∖{0};
∙u+:=max{u,0} and u−=min{u,0};
∙ For any u∈˜E∖{0},ut is defined as
ut(x)={0,t=0,√tu(xt),t>0. | (5.2) |
Now we give some preliminary results as follows.
Lemma 5.1. Assume f∈C1(R+,R) satisfies (f∗1)−(f∗4), then
(i) For every ε>0 and p∈(2,12), there is Cε>0 such that
|f(s)|≤ε(|s|+|s|11)+Cε|s|p−1; |
(ii) F(s)>0,sf(s)>2F(s) and sf′(s)>f(s) if s>0.
Proof. It is easy to get the results by direct calculation, so we omit the proof.
Lemma 5.2. (Pohozaev identity, [33]) Assume that (f∗1)−(f∗4) hold. If u∈˜E is a weak solution to equation (5.1), then the following Pohozaev identity holds:
P(u):=a2∫R3|∇u|2dx+32∫R3V∞|u|2dx+b2(∫R3|∇u|2dx)2+∫R3u2|∇u|2dx−3∫R3F(u)dx=0. | (5.3) |
Proof. The proof is standard, so we omit it.
Lemma 5.3. Assume that (f∗3) holds. Then the functional
IV∞(u):=a2∫R3|∇u|2dx+12∫R3V∞|u|2dx+b4(∫R3|∇u|2dx)2+∫R3u2|∇u|2dx−∫R3F(u)dx |
is not bounded from below.
Proof. For any u∈P+, we obtain
IV∞(ut)=a2t2∫R3|∇u|2dx+12t4∫R3V∞|u|2dx+b4t4(∫R3|∇u|2dx)2+t3∫R3u2|∇u|2dx−t4∫R3F(√tu)(√tu)2u2dx. | (5.4) |
By (f∗3), it is clear that IV∞(ut)→−∞ as t→+∞.
Lemma 5.4. Let C13,C14,C15 be positive constants and u∈P+. If f∈C1 satisfies (f∗1)−(f∗4), then the function
η(t)=C13t2+C14t3+C15t4−t3∫R3F(√tu)dxfort≥0 |
has a unique positive critical point which corresponds to its maximum.
Proof. The conclusion is easily obtained by elementary calculation.
Now set
M={u∈˜E∖{0}|u∈P+,G(u)=12⟨I′V∞(u),u⟩+P(u)=0}, |
where P(u) is given by (5.3). Then, by direct calculation we have
G(u)=a∫R3|∇u|2dx+2∫R3V∞|u|2dx+b(∫R3|∇u|2dx)2+3∫R3u2|∇u|2dx−3∫R3F(u)dx−12∫R3f(u)udx=dIV∞(ut)dt|t=1. |
Lemma 5.5. For any u∈P+, there exists a unique ˜t>0 such that u˜t∈M. Moreover, IV∞(u˜t)=maxt>0IV∞(ut).
Proof. For any u∈P+ and t>0, let γ(t):=IV∞(ut). By Lemma 5.4, γ(t) has a unique critical point ˜t>0 corresponding to its maximum, i.e., γ(˜t)=maxt>0γ(t) and γ′(˜t)=0. It follows that G(u˜t)=˜tγ′(˜t)=0. Thus, u˜t∈M.
We define
z1=infη∈Γmaxt∈[0,1]IV∞(η(t)),z2=infu∈P+maxt>0IV∞(ut(x)), |
and
z3=infu∈MIV∞(u),z4=infu∈H1r(R3)∩MIV∞(u), |
where ut(x) is given by (5.2) and
Γ={η∈C([0,1],˜E)|η(0)=0,IV∞(η(1))≤0,η(1)≠0}. |
Lemma 5.6. z1=z2=z3=z4>0.
Proof. We divide the proof into the following three steps:
Step 1. z3>0. For any u∈M, by Lemma 5.1-(i), the continuous embedding ˜E↪Ls(R3) for s∈[2,12) and Sobolev inequality, we get
IV∞(u)=maxt>0IV∞(ut)≥a2t2∫R3|∇u|2dx+12t4∫R3V∞|u|2dx+b4t4(∫R3|∇u|2dx)2+t3∫R3u2|∇u|2dx−t3∫R3F(√tu)dx≥a2t2∫R3|∇u|2dx+12t4∫R3V∞|u|2dx+t3∫R3u2|∇u|2dx−ε2t4∫R3|u|2dx−ε12t9∫R3|u|12dx−Cεt6+p2∫R3|u|pdx, |
where Cε>0 is a constant depending on ε. Since u≠0 and p>2, then for ε,t>0 small enough, we deduce IV∞(u)>0. Furthermore, we get z3>0.
Step 2. z1=z2=z3. The proof is similar to the argument of Nehari manifold method in [34]. One can make obvious modification by Lemma 5.4 and 5.5.
Step 3. z3=z4. Since equation (5.1) is autonomous, the proof is standard by Schwartz symmetric arrangement.
In the following discussion, for convenience, we set z=z1(=z2=z3=z4).
Lemma 5.7. If z is attained at some u∈M, then u is a critical point of IV∞ in ˜E.
Proof. Since this proof is analogous to the proof of Lemma 2.7 in [11], we omit it.
Lemma 5.8. Assume (f∗1)−(f∗4) hold. Then problem (5.1) has a positive ground state solution.
Proof. From Lemma 5.6 and Lemma 5.7, we only need to prove that z is achieved for some u∈H1r(R3)∩M.
Letting {un}⊂H1r(R3)∩M be a minimizing sequence of IV∞, then we have
1+z>IV∞(un)=IV∞(un)−14G(un)=a4∫R3|∇un|2dx+14∫R3u2n|∇un|2dx−18∫R3[2F(un)−f(un)un]dx, |
for n large enough. Therefore, {‖∇un‖22} and {‖∇(u2n)‖22} are bounded. In the following we prove {‖un‖22} is also bounded. By un∈M and Lemma 5.1-(ii) we obtain
2∫R3V∞|un|2dx=3∫R3F(un)dx+12∫R3f(un)undx−a∫R3|∇un|2dx−b(∫R3|∇un|2dx)2−3∫R3u2n|∇un|2dx≤ε(‖un‖22+‖un‖1212)+Cε‖un‖qq+C16, |
where q∈(2,12). According to the interpolation and Sobolev inequalities, we have
‖un‖qq≤‖un‖qθ2‖un‖q(1−θ)12≤C17‖un‖qθ2‖∇(u2n)‖q(1−θ)22, |
where 1q=θ2+1−θ12. Noting qθ<2, by Young's inequality, we derive for some C′ε>0
Cε‖un‖qq≤ε‖un‖22+C′ε‖∇(u2n)‖q(1−θ)2−qθ2. |
Hence we obtain {‖un‖22} is also bounded if we pick ε=12V∞. Therefore, {un} is bounded in ˜E.
Recall the compact embedding H1r(R3)↪Lp(R3) for p∈(2,12). Thus, going if necessary to a subsequence, we may assume that there exists a function u∈˜E such that
{un→u in H1r(R3),un→u in Ls(R3), ∀s∈(2,12),un→u a.e. on R3. |
It is easy to check u+≠0 and G(u)≤0. By Lemma 5.5, ut0∈M for some 0<t0⩽1. If t0∈(0,1), one can easily verify IV∞(ut0)<z. Hence t0=1 and z is attained at some u∈M.
The strong maximum principle and standard argument [35] imply that u(x) is positive for all x∈R3. Therefore, u is a positive ground state solution of problem (5.1).
So far, we have proved that the associated "limit problem" of (1.8) has a ground state solution. Next, on this basis, we are going to prove Theorem 1.3.
Since V is not a constant, that is to say, problem (1.8) is no longer autonomous, the method to prove Lemma 5.8 cannot be applied. Moreover, due to the lack of the variant Ambrosetti-Rabinowitz condition, we could not obtain the boundedness of any (PS)c sequence. In order to overcome this difficulty, we make use of the monotone method due to L. Jeanjean.
Proposition 5.1. ([36], Theorem 1.1) Let (˜E,‖⋅‖HV) be a Banach space and T⊂R+ be an interval. Consider a family of C1 functionals on ˜E of the form
Φλ(u)=A(u)−λB(u),∀λ∈T, |
with B(u)⩾0 and either A(u)→+∞ or B(u)→+∞ as ‖u‖HV→+∞. Assume that there are two points v1,v2∈˜E such that
cλ=infγ∈Γmaxt∈[0,1]Φλ(γ(t))>max{Φλ(v1),Φλ(v2)},∀λ∈T, |
where
Γ={γ∈C([0,1],˜E)|γ(0)=v1,γ(1)=v2}. |
Then, for almost every λ∈T, there is a bounded (PS)cλ sequence in ˜E.
Letting T=[δ,1], where δ∈(0,1) is a positive constant, we investigate a family of functionals on ˜E with the following form
IV,λ(u)=12∫R3(a|∇u|2+V(x)|u|2)dx+b4(∫R3|∇u|2dx)2+∫R3u2|∇u|2dx−λ∫R3F(u)dx,∀λ∈[δ,1]. |
Then let IV,λ(u)=A(u)−λB(u), where
A(u)=12∫R3(a|∇u|2+V(x)|u|2)dx+b4(∫R3|∇u|2dx)2+∫R3u2|∇u|2dx, |
and
B(u)=∫R3F(u)dx. |
It is easy to see that A(u)→∞ as ‖u‖HV→∞ and B(u)≥0.
Lemma 5.9. Under the assumptions of Theorem 1.3 we have
(i) there exists v∈˜E∖{0} such that IV,λ(v)⩽0 for all λ∈[δ,1];
(ii) cλ=infγ∈Γmaxt∈[0,1]IV,λ(γ(t))>max{IV,λ(0),IV,λ(v)} for all λ∈[δ,1], where
Γ={γ∈C([0,1],˜E)|γ(0)=0,γ(1)=v}. |
Proof. (i) For any λ∈[δ,1], t>0 and u∈P+, we get
IV,λ(ut)≤IV∞,δ(ut)=at22∫R3|∇u|2dx+t42∫R3V∞|u|2dx+bt44(∫R3|∇u|2dx)2+t3∫R3u2|∇u|2dx−δt4∫R3F(√tu)(√tu)2u2dx. |
Then by (f∗3), we infer that there exists t>0 such that IV,λ(ut)≤IV∞,δ(ut)<0.
(ii) Depending on Lemma 5.1-(i), for ε>0 small enough and p∈(2,12), there exists Cε>0 such that
IV,λ(u)⩾12min{a,1}‖u‖2HV+∫R3u2|∇u|2dx−∫R3F(u)dx≥12min{a,1}‖u‖2HV+∫R3u2|∇u|2dx−∫R3[ε(|u|2+|u|12)+Cε|u|p]dx≥14min{a,1}‖u‖2HV−Cε∫R3|u|pdx. |
Then by standard argument there exists r>0 such that
b=inf‖u‖HV=rIV,λ(u)>0=IV,λ(0)>IV,λ(v), |
and hence cλ>max{IV,λ(0),IV,λ(ut)}. Then the conclusion follows with v=ut.
Lemma 5.10. ([36], Lemma 2.3) Under the assumptions of Proposition 5.1, the map λ→cλ is non-increasing and left continuous.
By Lemma 5.8, we infer that for any λ∈[δ,1], the "limit problem'' of the following type:
{−(a+b∫|∇u|2dx)Δu+V∞u−Δ(u2)u=λf(u), in R3,u∈˜E,u>0,in R3 | (5.5) |
has a positive ground state solution in ˜E. Thus we further derive that for any λ∈[δ,1], there exists
uλ∈Mλ:={u∈˜E|u≠0,Gλ(u)=0} |
such that uλ(x)>0 for all x∈R3,I′V∞,λ(uλ)=0 and
IV∞,λ(uλ)=mλ:=infu∈MλIV∞,λ(u), | (5.6) |
where
Gλ(u)=a∫R3|∇u|2dx+2∫R3V∞|u|2dx+b(∫R3|∇u|2dx)2+3∫R3u2|∇u|2dx−3λ∫R3F(u)dx−λ2∫R3uf(u)dx. | (5.7) |
Lemma 5.11. Suppose that (V∗1)−(V∗2), (f∗1)−(f∗4) hold and V(x)≢ Then there exists \bar{\lambda}\in[\delta, 1) such that c_{\lambda} < m_{\lambda} for any \lambda \in[\bar{\lambda}, 1] .
Proof. First of all, for convenience, we set I_{V, \lambda}(u) = I_{V, 1}(u) , m_\lambda = m_1 and c_{\lambda} = c_1 when \lambda = 1 . And let u_\lambda, u_1 be the minimizer of I_{V, \lambda}, I_{V, 1} , respectively. By Lemma 5.3, we see that there exists K > 0 independent of \lambda such that I_{V, \lambda}((u_1)_{K}) < 0 for all \lambda\in[\delta, 1] . Moreover, It is easy to see that I_{V, \lambda}\left(\left(u_{1}\right)_{t}\right) is continuous on t \in[0, \infty). Hence for any \lambda \in \; [\delta, 1), we can choose t_{\lambda} \in(0, K) such that I_{V, \lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right) = \max\limits _{t \in[0, K]} I_{V, \lambda}\left(\left(u_{1}\right)_{t}\right) . Note that I_{V, \delta}\left((u_{1})_{t}\right) \rightarrow-\infty as t \rightarrow \infty, thus there exists K_{0} > 0 such that
I_{V,\delta}\left(\left(u_{1}\right)_{t}\right) \leq I_{V,1}\left(u_{1}\right)-1, \quad \forall t \geq K_{0}. |
By the definition of t_{\lambda}, one has
I_{V,1}\left(u_{1}\right) \leq I_{V,\lambda}\left(u_{1}\right) \leq I_{V,\lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right) \leq I_{V,\delta}\left(\left(u_{1}\right)_{t_{\lambda}}\right), \quad \forall \lambda \in[\delta,1]. |
Then the above two inequalities implies t_{\lambda} < K_{0} for \lambda \in[\delta, 1]. Let \beta_{0} = \inf\limits _{\lambda \in[\delta, 1]} t_{\lambda}. If \beta_{0} = 0, then by contradiction, there exists a sequence \left\{\lambda_{n}\right\} \subset[\delta, 1] such that \lambda_{n} \rightarrow \lambda_{0} \in[\delta, 1] \; \text { and }\; t_{\lambda_{n}} \rightarrow 0. It follows that
0 < c_{1} \leq c_{\lambda_{n}} \leq I_{\lambda_{n}}\left(\left(u_{1}\right)_{t_{\lambda_{n}}}\right) = o(1), |
which implies \beta_{0} > 0. Thus
0 < \beta_{0} \leq t_{\lambda} < K_{0}, \quad \forall \lambda \in[\delta,1]. |
Let
\bar{\lambda}: = \max \left\{\delta, \; 1-\frac{\beta_{0}^{4} \min\limits _{\beta_{0} \leq s \leq T_{0}} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V(s x)\right]\left|u_{1}\right|^{2} \mathrm{d} x}{2 K_{0}^{3} \int_{\mathbb{R}^{3}} F\left(K_{0}^{1 / 2} u_{1}\right) \mathrm{d} x}\right\}. |
Then \delta\leq \bar{\lambda} < 1. From the definition of \bar{\lambda} and 0 < \beta_{0} \leq t_{\lambda} < K_{0} for \forall \lambda \in[\delta, 1] , we have
\begin{aligned} m_{\lambda} & \geq m_{1} = I_{V_{\infty},1}\left(u_{1}\right) \geq I_{V_{\infty},1}\left(\left(u_{1}\right)_{t_{\lambda}}\right) \\ & = I_{V,\lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right)-(1-\lambda) t_{\lambda}^{3} \int_{\mathbb{R}^{3}} F\left(t_{\lambda}^{1 / 2} u_{1}\right) \mathrm{d} x+\frac{t_{\lambda}^{4}}{2} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V\left(t_{\lambda} x\right)\right]\left|u_{1}\right|^{2} \mathrm{d} x \\ & > c_{\lambda}-(1-\lambda) K_{0}^{3} \int_{\mathbb{R}^{3}} F\left(K_{0}^{1 / 2} u_{1}\right) \mathrm{d} x+\frac{\beta_{0}^{4}}{2} \min _{\beta_{0} \leq s \leq T_{0}} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V(s x)\right]\left|u_{1}\right|^{2} \mathrm{d} x \\ & \geq c_{\lambda}, \quad \forall \lambda \in[\bar{\lambda}, 1]. \end{aligned} |
Next, we will introduce the following global compactness lemma, which is used for proving that the functional I_{V, \lambda} satisfies (PS)_{c_{\lambda}} condition for all \lambda \in[\bar{\lambda}, 1] .
Lemma 5.12. Suppose that (V^{*}_{1})-(V^{*}_{2}) and (f^{*}_{1})-(f^{*}_{4}) hold. For c > 0 and \lambda \in[\delta, 1] , let \left\{u_{n}\right\} \subset \widetilde E be a bounded (PS)_{c} sequence for I_{V, \lambda} . Then there exists v_{0} \in \widetilde E and A \in \mathbb{R} such that J_{V, \lambda}^{\prime}\left(v_{0}\right) = 0, where
\begin{align} J_{V, \lambda}(u) = \frac{a+b A^{2}}{2} \int_{\mathbb{R}^{3}}|\nabla u|^{2}dx+\frac{1}{2} \int_{\mathbb{R}^{3}} \left(V(x)|u|^{2}+2 |u|^{2}|\nabla u|^{2}\right)dx-\lambda \int_{\mathbb{R}^{3}} F(u)dx. \end{align} | (5.8) |
Moreover, there exists a finite (possibly empty) set \left\{v_{1}, \ldots, v_{l}\right\} \subset \widetilde E of nontrivial solutions for
\begin{align} -\left(a+b A^{2}\right) \Delta u+V_{\infty} u-\Delta (u^{2})u = \lambda f(u), \end{align} | (5.9) |
and \left\{y_{n}^{k}\right\} \subset \mathbb{R}^{3} for k = 1, \ldots, l such that
\begin{eqnarray*} &&\left|y_{n}^{k}\right| \rightarrow \infty,\; \left|y_{n}^{k}-y_{n}^{k^{\prime}}\right| \rightarrow \infty,\; k \neq k^{\prime}, n \rightarrow \infty, \\ &&c+\frac{b A^{4}}{4} = J_{V, \lambda}\left(v_{0}\right)+\sum\limits_{k = 1}^{l} J_{V_{\infty}, \lambda}\left(v_{k}\right), \\ &&\left\|u_{n}-v_{0}-\sum\limits_{k = 1}^{l} v_{k}\left(\cdot-y_{n}^{k}\right)\right\|_{H_V} \rightarrow 0, \\ &&A^{2} = \|\nabla v_{0}\|_{2}^{2}+\sum\limits_{k = 1}^{l}\|\nabla v_{k}\|_{2}^{2}. \end{eqnarray*} |
Proof. The proof is analogous to Lemma 5.3 in [10]. Here we only point out the difference. Since f satisfies (f^{*}_{1})-(f^{*}_{4}), for u_{n} \rightharpoonup u in \widetilde E , we have
f\left(u_{n}\right)-f\left(u_{n}-u\right) \rightarrow f(u)\; \; \text { in }\; {\widetilde E}{'}, |
where {\widetilde E}{'} is the conjugate space of {\widetilde E} . Moreover, by referring to Lemma 3.4-(12) in [23], we can get
\int_{\mathbb{R}^{3}}|u_n|^2|\nabla u_n|^2dx-\int_{\mathbb{R}^{3}}|u_n-u|^2|\nabla u_n-\nabla u|^2dx \rightarrow \int_{\mathbb{R}^{3}}|u|^2|\nabla u|^2dx. |
Then the rest proof can be derived by obvious modification from line to line.
Lemma 5.13. Suppose that (V^{*}_{1})-(V^{*}_{2}) and (f^{*}_{1})-(f^{*}_{4}) hold. For \lambda \in[\bar{\lambda}, 1], let \left\{u_{n}\right\} \subset \widetilde E be a bounded (P S)_{c_ \lambda} sequence of I_{V, \lambda}. Then there exists a nontrivial u_{\lambda} \in \widetilde E such that
u_{n} \rightarrow u_{\lambda} \text \; \; { in }\; \widetilde E. |
Proof. According to Lemma 5.12 and referring to the proof of Lemma 3.5 in [10], we can easily complete this proof. So we omit the detailed proof.
In order to prove that the problem (1.8) has a positive ground state solution, we define
m = \inf\limits_{\mathcal{X}} I_{V}(u), |
where \mathcal{X} : = \left\{u \in \widetilde E \backslash\{0\}: I_{V}^{\prime}(u) = 0\right\} .
Lemma 5.14. \mathcal{X}\neq \emptyset .
Proof. Depending on Lemma 5.9 and Proposition 5.1, we see for almost everywhere \lambda \in[\bar{\lambda}, 1], there exists a bounded sequence \left\{u_{n}\right\} \subset \widetilde E such that
I_{V, \lambda}\left(u_{n}\right) \rightarrow c_{\lambda},\; \; I_{V, \lambda}^{\prime}\left(u_{n}\right) \rightarrow 0. |
It follows from Lemma 5.13 that I_{V, \lambda} has a nontrivial critical point u_{\lambda} \in \widetilde E and I_{V, \lambda}\left(u_{\lambda}\right) = c_{\lambda} .
Based on the above discussion, there exists a sequence \left\{\lambda_{n}\right\} \subset[\bar{\lambda}, 1] with \lambda_{n} \rightarrow 1^{-} and an associated sequence \left\{u_{\lambda_{n}}\right\} \subset \widetilde E such that I_{V, \lambda_{n}}\left(u_{\lambda_{n}}\right) = c_{\lambda_{n}}, I_{V, \lambda_{n}}^{\prime}\left(u_{\lambda_{n}}\right) = 0 .
Next, we prove that \left\{u_{\lambda_{n}}\right\} is bounded in \widetilde E. By (V^{*}_{1}) and Hardy inequality, using the proof of Lemma 5.8, we can refer that \left\{\|\nabla u_{\lambda_{n}}\|_{2}\right\} and \left\{\|u_{\lambda_{n}}\|_{2}\right\} are bounded. Thus, \left\{u_{\lambda_{n}}\right\} is bounded in \widetilde E .
Since \lambda_{n} \rightarrow 1^{-}, we claim that \left\{u_{\lambda_{n}}\right\} is a (P S)_{c_{1}} sequence of I_{V} = I_{V, 1}. Indeed, by Lemma 5.10 we obtain that
\lim\limits_{n \rightarrow \infty} I_{V, 1}\left(u_{\lambda_{n}}\right) = \lim\limits_{n \rightarrow \infty}\left(I_{V, \lambda_{n}}\left(u_{\lambda_{n}}\right)+\left(\lambda_{n}-1\right) \int_{\mathbb{R}^{3}} F\left(u_{\lambda_{n}}\right)dx\right) = \lim\limits_{n \rightarrow \infty} c_{\lambda_{n}} = c_{1}, |
and for all \varphi \in H^{1}(\mathbb{R}^{3}) \backslash\{0\} ,
\begin{align*} \lim\limits_{n \rightarrow \infty} \frac{\left|\langle I_{V, 1}^{\prime}\left(u_{\lambda_{n}}\right), \varphi\rangle\right|}{\|\varphi\|_H} \leq \lim\limits_{n \rightarrow \infty} \frac{1}{\|\varphi\|_H}\left|\lambda_{n}-1\right| \int_{\mathbb{R}^{3}}\left(\left|u_{\lambda_{n}}\right|+C_{18}\left|u_{\lambda_{n}}\right|^{11}\right)dx \| \varphi ||_H = 0. \end{align*} |
Hence \left\{u_{\lambda_{n}}\right\} is a bounded (P S)_{c_{1}} sequence of I_{V} . Then by Lemma 5.13, I_{V} has a nontrivial critical point u_{0} \in \widetilde E and I_{V}\left(u_{0}\right) = c_{1} . Thus, \mathcal{X}\neq \emptyset .
Proof of Theorem 1.3 Firstly, in order to get a nontrivial (P S)_{m} sequence, we need to prove m > 0 .
For all u \in \mathcal{X}, we have \langle I_{V}^{\prime}(u), u\rangle = 0 . Thus by standard argument we see \|u\|_{H_V} \geq \xi for some positive constant \xi. On the other hand, the Pohozaev identity (5.3) holds, i.e., P_{V}(u) = 0 . Now by Lemma 5.1-(ⅱ) we can get
\begin{aligned} I_{V}(u) & = I_{V}(u)-\frac{1}{8}\left[\langle I_{V}^{\prime}(u), u\rangle+2 P_{V}(u)\right] \geq\frac{1}{4} a \int|\nabla u|^{2}dx-\frac{1}{8} \int_{\mathbb{R}^{3}}\left(\nabla V(x), x\right) u^{2}dx. \end{aligned} |
Then from (V^{*}_{1}) and Hardy inequality, we infer
\begin{align*} I_{V}(u) \geq C_{19} \int_{\mathbb{R}^{3}}|\nabla u|^{2}dx. \end{align*} |
Therefore, we obtain m \geq 0 .
In the following let us rule out m = 0 . By contradiction, let \left\{u_{n}\right\} be a (P S)_{0} sequence of I_{V}. Then it is easy to show that \lim \limits_{n \rightarrow \infty}\left\|u_{n}\right\|_{H_V} = 0, which contradicts with \left\|u_{n}\right\|_{H_V} \geq \xi > 0 for all n \in \mathbb{N} .
Next, we may assume that there exists a sequence \left\{u_{n}\right\} \subset P_{+} satisfying I_{V}^{\prime}\left(u_{n}\right) = 0 and I_{V}\left(u_{n}\right) \rightarrow m. Similar to the argument in the proofs of Lemma 5.14, we can conclude that \left\{u_{n}\right\} is a bounded (P S)_{m} sequence of I_{V} . Then by Lemma 5.13 and strong maximal principle, there exists a function u\in\widetilde E such that
I_{V}(u) = m, \; \; I_{V}^{\prime}(u) = 0 \; \text { and } \; u(x) > 0 \; \; \text { for all }\; x \in \mathbb{R}^{3}. |
So u is a positive ground state solution for problem (1.8). The proof is completed.
This work was supported by the National Natural Science Foundation of China (11171220).
All authors declare no conflicts of interest in this paper.
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