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Research article

Existence of solutions for modified Kirchhoff-type equation without the Ambrosetti-Rabinowitz condition

  • Received: 22 December 2020 Accepted: 04 February 2021 Published: 24 February 2021
  • MSC : 35J20, 35J60

  • This paper is devoted to studying a class of modified Kirchhoff-type equations

    (a+bR3|u|2dx)Δu+V(x)uuΔ(u2)=f(x,u),in R3,

    where a>0,b0 are two constants and V:R3R is a potential function. The existence of non-trivial solution to the above problem is obtained by the perturbation methods. Moreover, when u>0 and f(x,u)=f(u), under suitable hypotheses on V(x) and f(u), we obtain the existence of a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma. The character of this work is that for f(u)|u|p2u we prove the existence of a positive ground state solution in the case where p(2,3], which has few results for the modified Kirchhoff equation. Hence our results improve and extend the existence results in the related literatures.

    Citation: Zhongxiang Wang, Gao Jia. Existence of solutions for modified Kirchhoff-type equation without the Ambrosetti-Rabinowitz condition[J]. AIMS Mathematics, 2021, 6(5): 4614-4637. doi: 10.3934/math.2021272

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  • This paper is devoted to studying a class of modified Kirchhoff-type equations

    (a+bR3|u|2dx)Δu+V(x)uuΔ(u2)=f(x,u),in R3,

    where a>0,b0 are two constants and V:R3R is a potential function. The existence of non-trivial solution to the above problem is obtained by the perturbation methods. Moreover, when u>0 and f(x,u)=f(u), under suitable hypotheses on V(x) and f(u), we obtain the existence of a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma. The character of this work is that for f(u)|u|p2u we prove the existence of a positive ground state solution in the case where p(2,3], which has few results for the modified Kirchhoff equation. Hence our results improve and extend the existence results in the related literatures.



    In the first part of this paper, we are dedicated to studying the following modified Kirchhoff-type problem with general nonlinearity:

    (a+bR3|u|2dx)ΔuuΔu2+V(x)u=f(x,u),xR3, (1.1)

    where a>0,b0 are two constants and V:R3R is a potential function satisfying:

    (V): V(x)C(R3), V0:=infxR3V(x)>0. Furthermore, for any M>0, there is r>0 such that Br(y) centered at y with radius r satisfying

     meas{xBr(y):V(x)M}0, as |y|. (1.2)

    In addition, we suppose that the function f(x,t) verifies:

    (f1): fC(R3×R,R), |f(x,t)|C1(1+|t|p1) for some C1>0 and p(4,12);

    (f2): f(x,t)=o(t) uniformly in x as t0;

    (f3): F(x,t)/t4 uniformly in x as |t|, where F(x,t)=t0f(x,s)ds;

    (f4): tf(x,t)/t3 is positive for t0, strictly decreasing on (,0) and strictly increasing on (0,).

    Clearly, (f1) and (f2) show that for any ε>0, there exists Cε>0 such that

    |f(x,t)|ε|t|+Cε|t|p1 for all tR and xR3. (1.3)

    And (f2) and (f4) tell that

    f(x,t)t>4F(x,t)>0,for t0, (1.4)

    which is weaker than the following Ambrosetti-Rabinowitz type condition:

    0<F(x,t):=t0f(x,s)ds1γtf(x,t), where γ>4. (A-R)

    As is well known, the (A–R) condition is very useful in verifying the Palais-Smale condition for the energy functional associated problem (1.1). This is very much crucial in the applications of critical point theory. However, although (A–R) is a quite natural condition, it is somewhat restrictive and eliminates many nonlinearities. For example, the function

    f(x,t)=t3log(1+|t|)

    does not satisfy (A–R) condition for any γ>4. But it satisfies our conditions (f1)(f4). For this reason, there have been efforts to remove (A–R) condition. For an overview of the relevant literature in this direction, we refer to the pioneering papers [1,2,3,4,5,6].

    Problem (1.1) is a nonlocal problem due to the presence of the term R3|u|2dx, and this fact indicates that (1.1) is not a pointwise identity. Moreover, problem (1.1) involves the quasilinear term uΔ(u2), whose natural energy functional is not well defined in H1(R3)D1,2(R3) and variational methods cannot be used directly. These cause some mathematical difficulties, and in the meantime make the study of such a problem more interesting.

    Some interesting results by variational methods can be found in [7,8,9] for Kirchhoff-type problem. Especially, in recent paper [10], Li and Ye studied the following problem:

    {(a+bR3|u|2dx)Δu+V(x)u=|u|p2u, in R3,uH1(R3),u>0, in R3, (K)

    where p(3,6). And they proved problem (K) has a positive ground state solution by using a monotonicity trick and a new version of global compactness lemma.

    Thereafter, Guo [11] generalized the result in [10] to the following Kirchhoff-type problem with general nonlinearity

    {(a+bR3|u|2dx)Δu+V(x)u=f(u), in R3,uH1(R3). (K1)

    Guo proved problem (K1) also has a positive ground state solution by using the similar way. But applying Guo's result to problem (K), the condition 3<p<6 in [10] can be weakened to 2<p<6.

    And two years later, Tang and Chen in [12] have obtained a ground state solution of Nehari-Pohozaev type for problem (K1) by using a more direct approach than [10,11]. Moreover, Tang and Chen in [12] found that it does not seems to be sufficient to prove the inequality cλ<mλ for λ[δ,1] in Lemma 3.3 of [11]. Then by referring to [12], we correct this problem in the following Lemma 5.11 of the present paper.

    In more recent paper [13], under more general assumptions on V(x) than [10,11,12], He, Qin and Tang have proved the existence of ground state solutions for problem (K1) by using variational method and some new analytical techniques. Moreover, under general assumptions on the nonlinearity f(u), He, Qin and Wu in [14] have obtained the existence of positive solution for problem (K1) by using property of the Pohozaev identity and some delicate analysis.

    When a=1 and b=0,(1.1) is reduced to the well known modified nonlinear Schrödinger equation

    Δu+V(x)uuΔu2=h(x,u),xRN. (1.5)

    Solutions of equation (1.5) are standing waves of the following quasilinear Schrödinger equation of the form:

    iψt+ΔψV(x)ψ+kΔ(α(|ψ|2))α(|ψ|2)ψ+g(x,ψ)=0,xRN, (1.6)

    where V(x) is a given potential, k is a real constant, α and g are real functions. The quasilinear Schrödinger Eq (1.6) is derived as models of several physical phenomena, such as [15,16,17]. In [18], Poppenberg firstly began with the studies for Eq (1.6) in mathematics. For Eq (1.5), there are several common ways to prove existence results, such as, the existence of a positive ground state solution has been studied in [19,20] by using a constrained minimization argument; the problem is transformed to a semilinear one in [21,22] by a change of variables (dual approach); Nehari method is used to get the existence results of ground state solutions in [23]. Especially, in [24], the following problem:

    {Nj=1Dj(aj(x,u)Diu)+12Nj=1Djaij(x,u)DjuDju=h(x,u), in Ω,u=0, on Ω

    was studied via a perturbation method, where ΩRN is a bounded smooth domain.

    Very recently, Huang and Jia in [25] studied the following autonomous modified Kirchhoff-type equation:

    (1+bR3|u|2dx)Δu+u12uΔu2=|u|p2u,xRN, (1.7)

    where b0, p>1. For p(1,2][12,), depending on the deduction of some suitable Pohozaev identity, they obtained the nonexistence result for Eq (1.7). And for p(3,4], they proved that the existence of ground state solution for Eq (1.7) by using the Nehari-Pohozaev manifold. But for p(2,3], they didn't give the existence of ground state solution for Eq (1.7). We refine the result in this paper.

    We point out that f(x,t) is C1 with respect to t and f(x,t) satisfies the Ambrosetti-Rabinowitz condition are very crucial in some related literatures. Since f(x,t) is not assumed to be differentiable in t, the Nehari manifold of the corresponding Euler-Lagrange functional is not a C1 functional. And if f(x,t) dose not satisfy the Ambrosetti-Rabinowitz condition, the boundedness of Palais-Smale sequence (or minimizing sequence) seems hard to prove. In this case, their arguments become invalid. The first part of this paper intends to deal with the existence of non-trivial solution to problem (1.1) by the perturbation methods when f(x,t) is C1 in t and (A–R) condition are not established.

    Now, we give our first main theorem as follows:

    Theorem 1.1. If (V) and (f1)(f4) hold, then problem (1.1) has a nontrivial solution.

    Remark 1.1. The condition (V) was firstly introduced by Bartsch and Wang [26] to guarantee the compactness of embeddings of the work space. The condition (V) can be replaced by one of the following conditions:

    (V1): V(x)C(R3), meas{xR3:V(x)M}< for any M>0;

    (V2): V(x)C(R3), V(x) is coercive, i.e., lim|x|V(x)=.

    Remark 1.2. Even though the condition (V) is critical to the proof of the compactness of the minimizing sequence for the energy functional, the existence result can also be obtained when V is a periodic potential because of the concentration-compactness principle.

    Suppose that problem (1.1) has a periodic potential V and V satisfies

    (V): V(x)C(R3) is 1-periodic in xi for 1i3, V0:=infxR3V(x)>0,

    and f(x,t) satisfies

    (f1): f(x,t)C(R3×R,R), f(x,t) is 1-periodic in xi for i=1,2,3 and |f(x,t)|C2(1+|t|p1) for some C2>0 and p(4,12).

    Our second main result is

    Theorem 1.2. Suppose (V), (f1) and (f2)(f4) hold. Then equation (1.1) has a nontrivial solution.

    In the last part of our paper, we are absorbed in the following modified Kirchhoff-type equations with general nonlinearity:

    {(a+bR3|u|2dx)ΔuuΔu2+V(x)u=f(u),in R3,u˜E,u>0,in R3, (1.8)

    where a>0,b0, ˜E is defined at the beginning of Section 5 and V(x) satisfies:

    (V1): VC1(R3,R) and there exists a positive constant A<a such that

    |(V(x),x)|A2|x|2 for all xR3{0},

    where(,) is the usual inner product in R3;

    (V2): there exists a positive constant V such that for all xR3,

    0<V(x)lim inf|y|+V(y):=V<+.

    Moreover, we assume that the function f(s)C1(R+,R) verifies:

    (f1): f(s)=o(s) as s0+;

    (f2): lims+f(s)s10=0;

    (f3): lims+f(s)s=+;

    (f4): f(s)s is strictly increasing in (0,+).

    Since we are only interested in positive solutions, we define f(s)0 for s0.

    Remark 1.3. There are a number of functions which satisfy (V1)(V2). For example, V(x)=VA8(1+|x|2), where 0<A<min{2a,8V} is a constant. Moreover, by Lemma 5.1 mentioned later, we know that |f(s)|ε(|s|+|s|11)+Cε|s|p1 for every ε>0 and p(2,12).

    The last main result is given below:

    Theorem 1.3. If (V1)(V2) and (f1)(f4) hold, then problem (1.8) has a positive ground state solution.

    In order to prove Theorem 1.3, we need to overcome several difficulties. First, since the Ambrosetti-Rabinowitz condition or 4-superlinearity does not hold, for 2<p<12, it is difficult to get the boundedness of any (PS) sequence even if a (PS) sequence has been obtained. To overcome this difficulty, inspired by [27,28], we use an indirect approach developed by Jeanjean. Second, the usual Nehari manifold is not suitable because it is difficult to prove the boundedness of the minimizing sequence. So we follow [29] to take the minimum on a new manifold, which is obtained by combining the Nehari manifold and the corresponding Pohozaev type identity. Third, since the Sobolev embedding H1V(R3)Lq(R3) for q[2,2) is not compact, it seems to be hard to get a critical point of the corresponding functional from the bounded (PS) sequence. To solve this difficulty, we need to establish a version of global compactness lemma [10].

    Remark 1.4. In Theorem 1.3, we especially give the existence result for the case where p(2,3], which has few results for this modified Kirchhoff problems and can be viewed as a partial extension of a main result in [10,30], which dealt with the cases of p(3,6) and p(4,2×2), respectively.

    This paper is organized as follows. In Section 2, we describe the related mathematical tools. Theorem 1.1 and Theorem 1.2 are proved in Section 3 and in Section 4, respectively. In Section 5 we give the proof of Theorem 1.3.

    In the whole paper, Ci, Cε and Cε always express distinct constants.

    Let Lp(R3) be the usual Lebesgue space with the norm up=(R3|u|pdx)1p. And H1(R3) is the completion of C0(R3) with respect to the norm uH=(R3(|u|2+u2)dx)1/2. Moreover, D1,2(R3) is the completion of C0(R3) with the norm uD1,2=(R3|u|2dx)1/2.

    In order to deal with the perturbation functional Iλ (see Eq (2.3)), the work space E is defined by

    E=W1,4(R3)H1V(R3),

    where

    H1V(R3):={uH1(R3):R3V(x)u2dx<+}

    endowed with the norm

    uHV=(R3(|u|2+V(x)u2)dx)1/2

    and W1,4(R3) endowed with the norm

    uW=(R3(|u|4+u4)dx)1/4.

    Moreover, when V(x)1, we define

    uH=(R3(|u|2+u2)dx)1/2.

    The norm of E is denoted by

    u=(u2W+u2HV)1/2.

    Notice that the embedding from H1V(R3) into L2(R3) is compact ([26]). Thus, by applying the interpolation inequality, we get that the embedding from E into Ls(R3) for 2s<12 is compact.

    A function uE is called a weak solution of problem (1.1), if for all φE, there holds

    (a+bR3|u|2dx)R3uφdx+2R3(|u|2uφ+u2uφ)dx+R3V(x)uφdxR3f(x,u)φdx=0, (2.1)

    which is formally associated to the energy functional given by

    I(u)=a2R3|u|2dx+b4(R3|u|2dx)2+12R3V(x)u2dx+R3u2|u|2dxR3F(x,u)dx, (2.2)

    for uE, where F(x,u)=u0f(x,s)ds.

    Remind that R3u2|u|2dx is not convex and well-defined in H1V(R3), we need to take a perturbation functional of (2.2) given by

    Iλ(u)=λ4R3(|u|4+u4)dx+I(u). (2.3)

    From condition (V), (1.3) and (1.4), it is normal to verify that IλC1(E,R) and

    Iλ(u),φ=λR3(|u|2uφ+u3φ)dx+(a+bR3|u|2dx)R3uφdx+2R3(|u|2uφ+u2uφ)dx+R3V(x)uφdxR3f(x,u)φdx,for all φE. (2.4)

    First of all, let us briefly describe the proof of Theorem 1.1. We first discuss the properties of the perturbed family of functionals Iλ on the Nehari manifold

    Nλ={uE{0}:Iλ(u),u=0}.

    Then we prove that Iλ(uλ)=infNλIλ is achieved. Moreover, since the Nehari manifold Nλ is not a C1-manifold, we use the general Nehari theory in [31] to prove that the minimizer uλ is a critical point of Iλ. Finally, solutions of problem (1.1) can be obtained as limits of critical points of Iλ.

    Lemma 3.1. Assume (V) and (f1)(f4) hold. Then, for λ(0,1], we get the following results:

    (1) For uE{0}, there exists a unique tu=t(u)>0 such that m(u):=tuuNλ and

    Iλ(m(u))=maxtR+Iλ(tu);

    (2) For all uNλ, there exists α0>0 such that uWα0;

    (3) There exists ρ>0 such that c:=infNλIλinfSρIλ>0, where Sρ:={uE:u=ρ};

    (4) If VE{0} is a compact subset, there exists R>0 such that Iλ0 on WBR(0), where W={R+u:uV}.

    Proof. (1) For any uE{0}, we define a function hu(t)=Iλ(tu) for t(0,), i.e.,

    hu(t)=λt44R3(|u|4+u4)dx+t22R3(a|u|2+V(x)u2)dx+bt44(R3|u|2dx)2+t4R3u2|u|2dxR3F(x,tu)dx. (3.1)

    And since the Sobolev embedding ELs(R3) for s[2,12] is continuous, combined with (1.3), for t>0 and small ε>0 one has

    hu(t)λt44u4W+min{a,1}t22u2HV+t4R3u2|u|2dx+bt44(R3|u|2dx)2εt22R3|u|2dxCεtppR3|u|pdxλt44u4W+min{a,1}t24u2HVC3tpupp,

    where the constant C3 is independent of t. Since u0 and p>4, then for t>0 small enough, we deduce hu(t)>0.

    On the other hand, noticing that |tu(x)| if u(x)0 and t, by (f3) and Fatou's lemma, we get

    hu(t)λt44u4W+max{a,1}t22u2HV+C4t4u4W+C5t4u4HVt4R3F(x,tu)|tu|4u4dx,as t.

    Hence, hu(t) has a positive maximum and there exists a tu=t(u)>0 such that hu(tu)=0 and tuuNλ.

    Next, we prove the uniqueness of tu. To this aim, we may suppose that there exists tu>0 with tutu such that hu(tu)=0. Then we obtain

    λu4W+1(tu)2(aR3|u|2dx+R3V(x)u2dx)+b(R3|u|2dx)2+4R3u2|u|2dx=R3f(x,tuu)(tuu)3u4dx.

    This together with

    λu4W+1(tu)2(aR3|u|2dx+R3V(x)u2dx)+b(R3|u|2dx)2+4R3u2|u|2dx=R3f(x,tuu)(tuu)3u4dx

    implies that

    (1(tu)21(tu)2)(aR3|u|2dx+R3V(x)u2dx)=R3(f(x,tuu)(tuu)3f(x,tuu)(tuu)3)u4dx,

    which contradicts with (f4).

    (2) By uNλ and (1.3), for ε>0 small enough, one has

    0λu4W+min{a,1}u2HVε2R3|u|2dxCεpR3|u|pdxλu4W+12min{a,1}u2HVC6upWλu4WC6upW,

    which implies that there exists a constant α0>0 such that uWα0>0 for all uNλ.

    (3) For some ρ>0 and uE{0} with uρ, there exists C>0 such that

    R3|u|2|u|2dxCρ4.

    By (V), (f1), (f2) and the Sobolev inequality, without loss of generality, we take ρ<1 small enough and ε=V04min{a,1}, then

    Iλ(u)λ4u4W+12min{a,1}u2HV+b4(R3|u|2dx)2+R3u2|u|2dxεR3|u|2dxCεR3|u|12dxλ4u4W+14min{a,1}u2HV+R3u2|u|2dxC7(R3u2|u|2dx)3λ4u4W+14min{a,1}u2HV18min{λ,a,1}u4, (3.2)

    whenever uρ. For any uNλ, Lemma 3.1-(1) implies that

    Iλ(u)=maxtR+Iλ(tu). (3.3)

    Take s>0 with suSρ. It follows from (3.2) and (3.3) that

    Iλ(u)Iλ(su)infvSρIλ(v)18min{λ,a,1}ρ4>0.

    Therefore

    c:=infNλIλinfSρIλ>0.

    (4) Arguing by contradiction, then there must exist unV and vn=tnun such that Iλ(vn)0 for all n and tn as n. Without loss of generality, we may assume that un=1 for every unV. Up to a subsequence, there exists uE with u=1 such that unu strongly in E. Since |vn(x)| if u(x)0, by (f3) and Fatou's lemma, then

    R3F(x,vn)v4nu4ndx, as n,

    which implies that

    0Iλ(vn)vn4=1vn4(λ4vn4W+a2R3|vn|2dx+12R3V(x)v2ndx+b4(R3|vn|2dx)2+R3v2n|vn|2dx)R3F(x,vn)v4nu4ndxC8R3F(x,vn)v4nu4ndx as n.

    This is a contradiction.

    Now we are ready to study the minimizing sequence for Iλ on Nλ.

    Lemma 3.2. For fixed λ(0,1], let {un}Nλ be a minimizing sequence for Iλ. Then {un} is bounded in E. Moreover, passing to a subsequence there exists uE(u0) such that unu in E.

    Proof. Let {un}Nλ be a minimizing sequence of Iλ, i.e.,

    Iλ(un)c:=infNλIλ and Iλ(un),un=0. (3.4)

    From (3.4), we have

    c+o(1)=Iλ(un)14Iλ(un),un=a4R3|un|2dx+14R3V(x)u2ndx+R3(14f(x,un)unF(x,un))dx14min{a,1}un2HV.

    Thus, we deduce {unHV} is bounded.

    Next, we need to prove that {unW} is also bounded. By contradiction, if {un} is unbounded in W1,4(R3), setting ωn=un1Wun, we have

    ωnω weakly in W1,4(R3), ωnω strongly in Lp(R3), ωnω a.e. on xR3.

    The proof is divided into two cases as follows:

    Case 1: ω=0. From Lemma 3.1-(1), we see

    Iλ(un)=maxtR+Iλ(tun).

    For any m>0 and setting vn=(8m)1/4ωn, since vn0 strongly in Lp(R3), we deduce from (1.3) that

    limnR3F(x,vn)dx=0. (3.5)

    So for n large enough, (8m)1/4un1W(0,1), and

    Iλ(un)Iλ(vn)=2λm+(2m)1/2min{a,1}un2HVun2W+2bm(R3|un|2dx)2un4W+8mR3u2n|un|2dxun4WR3F(x,vn)dxλm+o(1).

    That is, for fixed λ>0, from the arbitrariness of m, we get Iλ(un). This contradicts with Iλ(un)c>0.

    Case 2: ω0. Due to ω0, the set Θ={xR3:ω(x)0} has a positive Lebesgue measure. For xΘ, we have |un(x)|. This together with condition (f3), implies

    F(x,un(x))|un(x)|4|ωn(x)|4 as n.

    It follows from Iλ(un)c, (f3), Sobolev inequality and Fatou's Lemma that

    c+o(1)un4W=λ4+12un4W(aR3|un|2dx+R3V(x)u2ndx)+b4un4W(R3|un|2dx)2+1un4WR3u2n|un|2dx1un4WR3F(x,un)dxλ4+C9(ω0+ω=0)F(x,un(x))|un(x)|4|ωn(x)|4dxλ4+C9ω0F(x,un(x))|un(x)|4|ωn(x)|4dx, as n,

    where C9 is a constant independent on n. This is impossible.

    In both cases, we all get a contradiction. Therefore, {un} is bounded in W1,4(R3). It follows that {un} is bounded in E, so unu weakly in E after passing to a subsequence. If u=0, for n large enough and unNλ, we see as in (3.5) that

    c+1Iλ(un)Iλ(sun)C10s4R3F(x,sun)dxC10s4

    for all s>0, where C10=λ4(infuNλuW)4>0. It is a contradiction. Hence u0.

    Since the embedding H1V(R3)Lp(R3) is compact for each p[2,12), similar to Lemma 2.2 in [30], it is well known that unu strongly in E.

    Lemma 3.3. For fixed λ(0,1], there exists uNλ such that Iλ(u)=infNλIλ.

    Proof. Let {un}Nλ be a minimizing sequence of Iλ, then {un} is bounded in E by lemma {3.2}. Thus, up to a subsequence there exists uE(u0) such that unu in E and Iλ(u)=0. It follows that uNλ. Thus, Iλ(u)c>0. In order to complete the proof, it suffices to show that Iλ(u)c. Indeed, from (1.4), Fatou's lemma and the weakly lower semi-continuity of norm, we have

    c+o(1)=Iλ(un)14Iλ(un),una4R3|un|2dx+14R3V(x)|un|2dx+R3(14f(x,un)unF(x,un))dxa4R3|u|2dx+14R3V(x)|u|2dx+R3(14f(x,u)uF(x,u))dx+o(1)=Iλ(u)+o(1).

    The proof is completed.

    Let S be the unit sphere in E. Define a mapping m(ω):SNλ and a functional Jλ(ω):SR by

    m(ω)=tωω and Jλ(ω):=Iλ(m(ω)),

    where tω is as shown in Lemma 3.1-(1). As Proposition 2.9 and Corollary 2.10 in [31], the following proposition is a consequence of Lemma 3.1 and the above observation.

    Proposition 3.1. Assume (V) and (f1)(f4) hold. For fixed λ(0,1], then

    (1) JλC1(S,R), and

    Jλ(ω),z=m(ω)Iλ(m(ω)),z

    for any zTωS={vE:v,ω=0,ωS};

    (2) {ωn} is a Palais-Smale sequence for Jλ if and only if {m(ωn)} is a Palais-Smale sequence for Iλ;

    (3) ωS is a critical point of Jλ if and only if m(ω)N is a critical point of Iλ. Moreover, the corresponding critical values of Jλ, Iλ coincide and c=infSJλ=infNλIλ.

    Finally, for the proof of Theorem 1.1, we need to introduce the following result.

    Lemma 3.4. Assume the conditions (V) and (f1)(f4) hold. Let {λn}(0,1] be such that λn0. Let {un}E be a sequence of critical points of Iλn with Iλn(un)C for some constant C independent of n. Then, passing to a subsequence, we have un˜u in H1V(R3),unun˜u˜u in L2(R3),λnR3(|un|4+u4n)dx0, Iλn(un)I(˜u) and ˜u is a critical point of I.

    Proof. First, similar to Lemma 3.2, we can get {un} is bounded in E. Then, this together with Theorem 3.1 in [30] can complete the proof.

    Proof of Theorem 1.1 Let {ωn}S be a minimizing sequence for Jλ. As is mentioned above, we may assume Jλ(ωn)0 and Jλ(ωn)c by Ekeland's variational principle. From Proposition 3.1-(2), for un=m(ωn) we have Iλ(un)c and Iλ(un)0. Therefore, {un} is a minimizing sequence for Iλ on Nλ and from Lemma 3.3 there exists a minimizer u of Iλ|Nλ. Then m1(u)S is a minimizer of Jλ and a critical point of Jλ, thus by Proposition 3.1-(3) u is a critical point of Iλ, as required.

    Let λi(0,1] with λi0 as i. Let {ui}E be a sequence of critical points of Iλi with Iλi(ui)=cλiC. According to Lemma 3.4, there exists a critical point ˜u of I such that ˜uH1V(R3)L(R3). In the following, we will show that ˜u is a non-trivial critical point of I. Considering Iλi(ui),ui=0, it follows from Sobolev inequality, interpolation inequality, and Young's inequality that

    0=λiui4W+aR3|ui|2dx+R3V(x)u2idx+b(R3|ui|2dx)2+4R3u2i|ui|2dxR3f(x,ui)uidxmin{a,1}ui2HV+4R3u2i|ui|2dxε2R3|ui|2dxCεpR3|ui|pdx12min{a,1}ui2HV+C11ui4pC12uippC11ui4pC12uipp,

    which implies uip(C11C12)1/(p4). Recall that ui˜u strongly in Lp(R3) for 4p<12. Therefore, we see that ˜u0.

    The proof of Theorem 1.2 is similar to that made in Section 3. From Lemmas 3.1 and 3.2, it is clear that the functional Iλ on Nλ has a bounded minimizing sequence {un}. But we cannot ensure this sequence to be convergent in E:=W1,4(R3)H1(R3), which endowed with the norm

    uE=(u2W+u2H)1/2.

    Thus, we need to study some compact properties of the minimizing sequence for Iλ on the Nehari manifold Nλ, where

    Nλ={uE{0}:Iλ(u),u=0}.

    Firstly, we have the following result due to P.L. Lions ([32]):

    Lemma 4.1. Let r>0. If {un} is bounded in E and

    limnsupyR3Br(y)|un|2dx=0,

    we have un0 strongly in Ls(R3) for any s(2,12).

    Next, we are going to discuss the minimizing sequence for Iλ on Nλ.

    Lemma 4.2. Let {un}Nλ be a minimizing sequence for Iλ. Then {un} is bounded in E. Moreover, after a suitable Z3-translation, passing to a subsequence there exists uNλ such that unu and Iλ(u)=infNλIλ.

    Proof. Set c=infNλIλ. Remind that {un} is bounded by Lemma 3.2, unu weakly in E after passing to a subsequence. If

    limnsupyR3Br(y)|un|2dx=0,

    then un0 strongly in Ls(R3) for any s(2,12) due to Lemma 4.1. Then, by (1.3) it is easy to see that

    R3f(x,un)undx=o(unW).

    Therefore,

    o(unE)=Iλ(un),un=λun4W+aR3|un|2dx+R3V(x)u2ndx+b(R3|un|2dx)2+4R3u2n|un|2dxR3f(x,un)undxλun4Wo(unW),

    which implies unW0. This contradicts with Lemma 3.1-(2). Hence, there exist r,δ>0 and a sequence {yn}R3 such that

    limnBr(yn)|un|2dxδ>0,

    where we may assume ynZ3. Due to the invariance of Iλ on Nλ under translations, {yn} is bounded in Z3. Hence, passing to a subsequence we imply unu0 weakly in E and Iλ(u)=0. It follows that uNλ, and then Iλ(u)c>0.

    From (1.4), Fatou's lemma and the weakly lower semi-continuity of norm, we have

    c+o(1)=Iλ(un)14Iλ(un),un14min{a,1}un2HV+R3(14f(x,un)unF(x,un))dx14min{a,1}u2HV+R3(14f(x,u)uF(x,u))dx+o(1)=Iλ(u)+o(1),

    which implies Iλ(u)c. This completes the proof.

    Proof of Theorem 1.2 Combining Lemma 4.2 and the methods in proving Theorem 1.1, we can prove that the conclusion of Theorem 1.2 is true.

    In this section, we firstly need to consider the associated "limit problem" of (1.8):

    {(a+bR3|u|2dx)ΔuuΔu2+Vu=f(u),in R3,u˜E,u>0,in R3, (5.1)

    where a>0,b0, V is defined as shown in (V2).

    Since problem (5.1) involves the quasilinear term uΔ(u2) and the nonlocal term, its natural energy functional is not well defined in H1V(R3). To solve this difficulty, we set

    ˜E={uH1V(R3):R3u2|u|2dx<+}={u:u2H1V(R3)}.

    In addition, for convenience, we make use of the following notations:

    H1r(R3):={u:u˜E,u(x)=u(|x|)};

    P:={u˜E|u0} denotes the positive cone of ˜E and P+=P{0};

    u+:=max{u,0} and u=min{u,0};

    For any u˜E{0},ut is defined as

    ut(x)={0,t=0,tu(xt),t>0. (5.2)

    Now we give some preliminary results as follows.

    Lemma 5.1. Assume fC1(R+,R) satisfies (f1)(f4), then

    (i) For every ε>0 and p(2,12), there is Cε>0 such that

    |f(s)|ε(|s|+|s|11)+Cε|s|p1;

    (ii) F(s)>0,sf(s)>2F(s) and sf(s)>f(s) if s>0.

    Proof. It is easy to get the results by direct calculation, so we omit the proof.

    Lemma 5.2. (Pohozaev identity, [33]) Assume that (f1)(f4) hold. If u˜E is a weak solution to equation (5.1), then the following Pohozaev identity holds:

    P(u):=a2R3|u|2dx+32R3V|u|2dx+b2(R3|u|2dx)2+R3u2|u|2dx3R3F(u)dx=0. (5.3)

    Proof. The proof is standard, so we omit it.

    Lemma 5.3. Assume that (f3) holds. Then the functional

    IV(u):=a2R3|u|2dx+12R3V|u|2dx+b4(R3|u|2dx)2+R3u2|u|2dxR3F(u)dx

    is not bounded from below.

    Proof. For any uP+, we obtain

    IV(ut)=a2t2R3|u|2dx+12t4R3V|u|2dx+b4t4(R3|u|2dx)2+t3R3u2|u|2dxt4R3F(tu)(tu)2u2dx. (5.4)

    By (f3), it is clear that IV(ut) as t+.

    Lemma 5.4. Let C13,C14,C15 be positive constants and uP+. If fC1 satisfies (f1)(f4), then the function

    η(t)=C13t2+C14t3+C15t4t3R3F(tu)dxfort0

    has a unique positive critical point which corresponds to its maximum.

    Proof. The conclusion is easily obtained by elementary calculation.

    Now set

    M={u˜E{0}|uP+,G(u)=12IV(u),u+P(u)=0},

    where P(u) is given by (5.3). Then, by direct calculation we have

    G(u)=aR3|u|2dx+2R3V|u|2dx+b(R3|u|2dx)2+3R3u2|u|2dx3R3F(u)dx12R3f(u)udx=dIV(ut)dt|t=1.

    Lemma 5.5. For any uP+, there exists a unique ˜t>0 such that u˜tM. Moreover, IV(u˜t)=maxt>0IV(ut).

    Proof. For any uP+ and t>0, let γ(t):=IV(ut). By Lemma 5.4, γ(t) has a unique critical point ˜t>0 corresponding to its maximum, i.e., γ(˜t)=maxt>0γ(t) and γ(˜t)=0. It follows that G(u˜t)=˜tγ(˜t)=0. Thus, u˜tM.

    We define

    z1=infηΓmaxt[0,1]IV(η(t)),z2=infuP+maxt>0IV(ut(x)),

    and

    z3=infuMIV(u),z4=infuH1r(R3)MIV(u),

    where ut(x) is given by (5.2) and

    Γ={ηC([0,1],˜E)|η(0)=0,IV(η(1))0,η(1)0}.

    Lemma 5.6. z1=z2=z3=z4>0.

    Proof. We divide the proof into the following three steps:

    Step 1. z3>0. For any uM, by Lemma 5.1-(i), the continuous embedding ˜ELs(R3) for s[2,12) and Sobolev inequality, we get

    IV(u)=maxt>0IV(ut)a2t2R3|u|2dx+12t4R3V|u|2dx+b4t4(R3|u|2dx)2+t3R3u2|u|2dxt3R3F(tu)dxa2t2R3|u|2dx+12t4R3V|u|2dx+t3R3u2|u|2dxε2t4R3|u|2dxε12t9R3|u|12dxCεt6+p2R3|u|pdx,

    where Cε>0 is a constant depending on ε. Since u0 and p>2, then for ε,t>0 small enough, we deduce IV(u)>0. Furthermore, we get z3>0.

    Step 2. z1=z2=z3. The proof is similar to the argument of Nehari manifold method in [34]. One can make obvious modification by Lemma 5.4 and 5.5.

    Step 3. z3=z4. Since equation (5.1) is autonomous, the proof is standard by Schwartz symmetric arrangement.

    In the following discussion, for convenience, we set z=z1(=z2=z3=z4).

    Lemma 5.7. If z is attained at some uM, then u is a critical point of IV in ˜E.

    Proof. Since this proof is analogous to the proof of Lemma 2.7 in [11], we omit it.

    Lemma 5.8. Assume (f1)(f4) hold. Then problem (5.1) has a positive ground state solution.

    Proof. From Lemma 5.6 and Lemma 5.7, we only need to prove that z is achieved for some uH1r(R3)M.

    Letting {un}H1r(R3)M be a minimizing sequence of IV, then we have

    1+z>IV(un)=IV(un)14G(un)=a4R3|un|2dx+14R3u2n|un|2dx18R3[2F(un)f(un)un]dx,

    for n large enough. Therefore, {un22} and {(u2n)22} are bounded. In the following we prove {un22} is also bounded. By unM and Lemma 5.1-(ii) we obtain

    2R3V|un|2dx=3R3F(un)dx+12R3f(un)undxaR3|un|2dxb(R3|un|2dx)23R3u2n|un|2dxε(un22+un1212)+Cεunqq+C16,

    where q(2,12). According to the interpolation and Sobolev inequalities, we have

    unqqunqθ2unq(1θ)12C17unqθ2(u2n)q(1θ)22,

    where 1q=θ2+1θ12. Noting qθ<2, by Young's inequality, we derive for some Cε>0

    Cεunqqεun22+Cε(u2n)q(1θ)2qθ2.

    Hence we obtain {un22} is also bounded if we pick ε=12V. Therefore, {un} is bounded in ˜E.

    Recall the compact embedding H1r(R3)Lp(R3) for p(2,12). Thus, going if necessary to a subsequence, we may assume that there exists a function u˜E such that

    {unu in H1r(R3),unu in Ls(R3), s(2,12),unu a.e. on R3.

    It is easy to check u+0 and G(u)0. By Lemma 5.5, ut0M for some 0<t01. If t0(0,1), one can easily verify IV(ut0)<z. Hence t0=1 and z is attained at some uM.

    The strong maximum principle and standard argument [35] imply that u(x) is positive for all xR3. Therefore, u is a positive ground state solution of problem (5.1).

    So far, we have proved that the associated "limit problem" of (1.8) has a ground state solution. Next, on this basis, we are going to prove Theorem 1.3.

    Since V is not a constant, that is to say, problem (1.8) is no longer autonomous, the method to prove Lemma 5.8 cannot be applied. Moreover, due to the lack of the variant Ambrosetti-Rabinowitz condition, we could not obtain the boundedness of any (PS)c sequence. In order to overcome this difficulty, we make use of the monotone method due to L. Jeanjean.

    Proposition 5.1. ([36], Theorem 1.1) Let (˜E,HV) be a Banach space and TR+ be an interval. Consider a family of C1 functionals on ˜E of the form

    Φλ(u)=A(u)λB(u),λT,

    with B(u)0 and either A(u)+ or B(u)+ as uHV+. Assume that there are two points v1,v2˜E such that

    cλ=infγΓmaxt[0,1]Φλ(γ(t))>max{Φλ(v1),Φλ(v2)},λT,

    where

    Γ={γC([0,1],˜E)|γ(0)=v1,γ(1)=v2}.

    Then, for almost every λT, there is a bounded (PS)cλ sequence in ˜E.

    Letting T=[δ,1], where δ(0,1) is a positive constant, we investigate a family of functionals on ˜E with the following form

    IV,λ(u)=12R3(a|u|2+V(x)|u|2)dx+b4(R3|u|2dx)2+R3u2|u|2dxλR3F(u)dx,λ[δ,1].

    Then let IV,λ(u)=A(u)λB(u), where

    A(u)=12R3(a|u|2+V(x)|u|2)dx+b4(R3|u|2dx)2+R3u2|u|2dx,

    and

    B(u)=R3F(u)dx.

    It is easy to see that A(u) as uHV and B(u)0.

    Lemma 5.9. Under the assumptions of Theorem 1.3 we have

    (i) there exists v˜E{0} such that IV,λ(v)0 for all λ[δ,1];

    (ii) cλ=infγΓmaxt[0,1]IV,λ(γ(t))>max{IV,λ(0),IV,λ(v)} for all λ[δ,1], where

    Γ={γC([0,1],˜E)|γ(0)=0,γ(1)=v}.

    Proof. (i) For any λ[δ,1], t>0 and uP+, we get

    IV,λ(ut)IV,δ(ut)=at22R3|u|2dx+t42R3V|u|2dx+bt44(R3|u|2dx)2+t3R3u2|u|2dxδt4R3F(tu)(tu)2u2dx.

    Then by (f3), we infer that there exists t>0 such that IV,λ(ut)IV,δ(ut)<0.

    (ii) Depending on Lemma 5.1-(i), for ε>0 small enough and p(2,12), there exists Cε>0 such that

    IV,λ(u)12min{a,1}u2HV+R3u2|u|2dxR3F(u)dx12min{a,1}u2HV+R3u2|u|2dxR3[ε(|u|2+|u|12)+Cε|u|p]dx14min{a,1}u2HVCεR3|u|pdx.

    Then by standard argument there exists r>0 such that

    b=infuHV=rIV,λ(u)>0=IV,λ(0)>IV,λ(v),

    and hence cλ>max{IV,λ(0),IV,λ(ut)}. Then the conclusion follows with v=ut.

    Lemma 5.10. ([36], Lemma 2.3) Under the assumptions of Proposition 5.1, the map λcλ is non-increasing and left continuous.

    By Lemma 5.8, we infer that for any λ[δ,1], the "limit problem'' of the following type:

    {(a+b|u|2dx)Δu+VuΔ(u2)u=λf(u), in R3,u˜E,u>0,in R3 (5.5)

    has a positive ground state solution in ˜E. Thus we further derive that for any λ[δ,1], there exists

    uλMλ:={u˜E|u0,Gλ(u)=0}

    such that uλ(x)>0 for all xR3,IV,λ(uλ)=0 and

    IV,λ(uλ)=mλ:=infuMλIV,λ(u), (5.6)

    where

    Gλ(u)=aR3|u|2dx+2R3V|u|2dx+b(R3|u|2dx)2+3R3u2|u|2dx3λR3F(u)dxλ2R3uf(u)dx. (5.7)

    Lemma 5.11. Suppose that (V1)(V2), (f1)(f4) hold and V(x) Then there exists \bar{\lambda}\in[\delta, 1) such that c_{\lambda} < m_{\lambda} for any \lambda \in[\bar{\lambda}, 1] .

    Proof. First of all, for convenience, we set I_{V, \lambda}(u) = I_{V, 1}(u) , m_\lambda = m_1 and c_{\lambda} = c_1 when \lambda = 1 . And let u_\lambda, u_1 be the minimizer of I_{V, \lambda}, I_{V, 1} , respectively. By Lemma 5.3, we see that there exists K > 0 independent of \lambda such that I_{V, \lambda}((u_1)_{K}) < 0 for all \lambda\in[\delta, 1] . Moreover, It is easy to see that I_{V, \lambda}\left(\left(u_{1}\right)_{t}\right) is continuous on t \in[0, \infty). Hence for any \lambda \in \; [\delta, 1), we can choose t_{\lambda} \in(0, K) such that I_{V, \lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right) = \max\limits _{t \in[0, K]} I_{V, \lambda}\left(\left(u_{1}\right)_{t}\right) . Note that I_{V, \delta}\left((u_{1})_{t}\right) \rightarrow-\infty as t \rightarrow \infty, thus there exists K_{0} > 0 such that

    I_{V,\delta}\left(\left(u_{1}\right)_{t}\right) \leq I_{V,1}\left(u_{1}\right)-1, \quad \forall t \geq K_{0}.

    By the definition of t_{\lambda}, one has

    I_{V,1}\left(u_{1}\right) \leq I_{V,\lambda}\left(u_{1}\right) \leq I_{V,\lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right) \leq I_{V,\delta}\left(\left(u_{1}\right)_{t_{\lambda}}\right), \quad \forall \lambda \in[\delta,1].

    Then the above two inequalities implies t_{\lambda} < K_{0} for \lambda \in[\delta, 1]. Let \beta_{0} = \inf\limits _{\lambda \in[\delta, 1]} t_{\lambda}. If \beta_{0} = 0, then by contradiction, there exists a sequence \left\{\lambda_{n}\right\} \subset[\delta, 1] such that \lambda_{n} \rightarrow \lambda_{0} \in[\delta, 1] \; \text { and }\; t_{\lambda_{n}} \rightarrow 0. It follows that

    0 < c_{1} \leq c_{\lambda_{n}} \leq I_{\lambda_{n}}\left(\left(u_{1}\right)_{t_{\lambda_{n}}}\right) = o(1),

    which implies \beta_{0} > 0. Thus

    0 < \beta_{0} \leq t_{\lambda} < K_{0}, \quad \forall \lambda \in[\delta,1].

    Let

    \bar{\lambda}: = \max \left\{\delta, \; 1-\frac{\beta_{0}^{4} \min\limits _{\beta_{0} \leq s \leq T_{0}} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V(s x)\right]\left|u_{1}\right|^{2} \mathrm{d} x}{2 K_{0}^{3} \int_{\mathbb{R}^{3}} F\left(K_{0}^{1 / 2} u_{1}\right) \mathrm{d} x}\right\}.

    Then \delta\leq \bar{\lambda} < 1. From the definition of \bar{\lambda} and 0 < \beta_{0} \leq t_{\lambda} < K_{0} for \forall \lambda \in[\delta, 1] , we have

    \begin{aligned} m_{\lambda} & \geq m_{1} = I_{V_{\infty},1}\left(u_{1}\right) \geq I_{V_{\infty},1}\left(\left(u_{1}\right)_{t_{\lambda}}\right) \\ & = I_{V,\lambda}\left(\left(u_{1}\right)_{t_{\lambda}}\right)-(1-\lambda) t_{\lambda}^{3} \int_{\mathbb{R}^{3}} F\left(t_{\lambda}^{1 / 2} u_{1}\right) \mathrm{d} x+\frac{t_{\lambda}^{4}}{2} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V\left(t_{\lambda} x\right)\right]\left|u_{1}\right|^{2} \mathrm{d} x \\ & > c_{\lambda}-(1-\lambda) K_{0}^{3} \int_{\mathbb{R}^{3}} F\left(K_{0}^{1 / 2} u_{1}\right) \mathrm{d} x+\frac{\beta_{0}^{4}}{2} \min _{\beta_{0} \leq s \leq T_{0}} \int_{\mathbb{R}^{3}}\left[V_{\infty}-V(s x)\right]\left|u_{1}\right|^{2} \mathrm{d} x \\ & \geq c_{\lambda}, \quad \forall \lambda \in[\bar{\lambda}, 1]. \end{aligned}

    Next, we will introduce the following global compactness lemma, which is used for proving that the functional I_{V, \lambda} satisfies (PS)_{c_{\lambda}} condition for all \lambda \in[\bar{\lambda}, 1] .

    Lemma 5.12. Suppose that (V^{*}_{1})-(V^{*}_{2}) and (f^{*}_{1})-(f^{*}_{4}) hold. For c > 0 and \lambda \in[\delta, 1] , let \left\{u_{n}\right\} \subset \widetilde E be a bounded (PS)_{c} sequence for I_{V, \lambda} . Then there exists v_{0} \in \widetilde E and A \in \mathbb{R} such that J_{V, \lambda}^{\prime}\left(v_{0}\right) = 0, where

    \begin{align} J_{V, \lambda}(u) = \frac{a+b A^{2}}{2} \int_{\mathbb{R}^{3}}|\nabla u|^{2}dx+\frac{1}{2} \int_{\mathbb{R}^{3}} \left(V(x)|u|^{2}+2 |u|^{2}|\nabla u|^{2}\right)dx-\lambda \int_{\mathbb{R}^{3}} F(u)dx. \end{align} (5.8)

    Moreover, there exists a finite (possibly empty) set \left\{v_{1}, \ldots, v_{l}\right\} \subset \widetilde E of nontrivial solutions for

    \begin{align} -\left(a+b A^{2}\right) \Delta u+V_{\infty} u-\Delta (u^{2})u = \lambda f(u), \end{align} (5.9)

    and \left\{y_{n}^{k}\right\} \subset \mathbb{R}^{3} for k = 1, \ldots, l such that

    \begin{eqnarray*} &&\left|y_{n}^{k}\right| \rightarrow \infty,\; \left|y_{n}^{k}-y_{n}^{k^{\prime}}\right| \rightarrow \infty,\; k \neq k^{\prime}, n \rightarrow \infty, \\ &&c+\frac{b A^{4}}{4} = J_{V, \lambda}\left(v_{0}\right)+\sum\limits_{k = 1}^{l} J_{V_{\infty}, \lambda}\left(v_{k}\right), \\ &&\left\|u_{n}-v_{0}-\sum\limits_{k = 1}^{l} v_{k}\left(\cdot-y_{n}^{k}\right)\right\|_{H_V} \rightarrow 0, \\ &&A^{2} = \|\nabla v_{0}\|_{2}^{2}+\sum\limits_{k = 1}^{l}\|\nabla v_{k}\|_{2}^{2}. \end{eqnarray*}

    Proof. The proof is analogous to Lemma 5.3 in [10]. Here we only point out the difference. Since f satisfies (f^{*}_{1})-(f^{*}_{4}), for u_{n} \rightharpoonup u in \widetilde E , we have

    f\left(u_{n}\right)-f\left(u_{n}-u\right) \rightarrow f(u)\; \; \text { in }\; {\widetilde E}{'},

    where {\widetilde E}{'} is the conjugate space of {\widetilde E} . Moreover, by referring to Lemma 3.4-(12) in [23], we can get

    \int_{\mathbb{R}^{3}}|u_n|^2|\nabla u_n|^2dx-\int_{\mathbb{R}^{3}}|u_n-u|^2|\nabla u_n-\nabla u|^2dx \rightarrow \int_{\mathbb{R}^{3}}|u|^2|\nabla u|^2dx.

    Then the rest proof can be derived by obvious modification from line to line.

    Lemma 5.13. Suppose that (V^{*}_{1})-(V^{*}_{2}) and (f^{*}_{1})-(f^{*}_{4}) hold. For \lambda \in[\bar{\lambda}, 1], let \left\{u_{n}\right\} \subset \widetilde E be a bounded (P S)_{c_ \lambda} sequence of I_{V, \lambda}. Then there exists a nontrivial u_{\lambda} \in \widetilde E such that

    u_{n} \rightarrow u_{\lambda} \text \; \; { in }\; \widetilde E.

    Proof. According to Lemma 5.12 and referring to the proof of Lemma 3.5 in [10], we can easily complete this proof. So we omit the detailed proof.

    In order to prove that the problem (1.8) has a positive ground state solution, we define

    m = \inf\limits_{\mathcal{X}} I_{V}(u),

    where \mathcal{X} : = \left\{u \in \widetilde E \backslash\{0\}: I_{V}^{\prime}(u) = 0\right\} .

    Lemma 5.14. \mathcal{X}\neq \emptyset .

    Proof. Depending on Lemma 5.9 and Proposition 5.1, we see for almost everywhere \lambda \in[\bar{\lambda}, 1], there exists a bounded sequence \left\{u_{n}\right\} \subset \widetilde E such that

    I_{V, \lambda}\left(u_{n}\right) \rightarrow c_{\lambda},\; \; I_{V, \lambda}^{\prime}\left(u_{n}\right) \rightarrow 0.

    It follows from Lemma 5.13 that I_{V, \lambda} has a nontrivial critical point u_{\lambda} \in \widetilde E and I_{V, \lambda}\left(u_{\lambda}\right) = c_{\lambda} .

    Based on the above discussion, there exists a sequence \left\{\lambda_{n}\right\} \subset[\bar{\lambda}, 1] with \lambda_{n} \rightarrow 1^{-} and an associated sequence \left\{u_{\lambda_{n}}\right\} \subset \widetilde E such that I_{V, \lambda_{n}}\left(u_{\lambda_{n}}\right) = c_{\lambda_{n}}, I_{V, \lambda_{n}}^{\prime}\left(u_{\lambda_{n}}\right) = 0 .

    Next, we prove that \left\{u_{\lambda_{n}}\right\} is bounded in \widetilde E. By (V^{*}_{1}) and Hardy inequality, using the proof of Lemma 5.8, we can refer that \left\{\|\nabla u_{\lambda_{n}}\|_{2}\right\} and \left\{\|u_{\lambda_{n}}\|_{2}\right\} are bounded. Thus, \left\{u_{\lambda_{n}}\right\} is bounded in \widetilde E .

    Since \lambda_{n} \rightarrow 1^{-}, we claim that \left\{u_{\lambda_{n}}\right\} is a (P S)_{c_{1}} sequence of I_{V} = I_{V, 1}. Indeed, by Lemma 5.10 we obtain that

    \lim\limits_{n \rightarrow \infty} I_{V, 1}\left(u_{\lambda_{n}}\right) = \lim\limits_{n \rightarrow \infty}\left(I_{V, \lambda_{n}}\left(u_{\lambda_{n}}\right)+\left(\lambda_{n}-1\right) \int_{\mathbb{R}^{3}} F\left(u_{\lambda_{n}}\right)dx\right) = \lim\limits_{n \rightarrow \infty} c_{\lambda_{n}} = c_{1},

    and for all \varphi \in H^{1}(\mathbb{R}^{3}) \backslash\{0\} ,

    \begin{align*} \lim\limits_{n \rightarrow \infty} \frac{\left|\langle I_{V, 1}^{\prime}\left(u_{\lambda_{n}}\right), \varphi\rangle\right|}{\|\varphi\|_H} \leq \lim\limits_{n \rightarrow \infty} \frac{1}{\|\varphi\|_H}\left|\lambda_{n}-1\right| \int_{\mathbb{R}^{3}}\left(\left|u_{\lambda_{n}}\right|+C_{18}\left|u_{\lambda_{n}}\right|^{11}\right)dx \| \varphi ||_H = 0. \end{align*}

    Hence \left\{u_{\lambda_{n}}\right\} is a bounded (P S)_{c_{1}} sequence of I_{V} . Then by Lemma 5.13, I_{V} has a nontrivial critical point u_{0} \in \widetilde E and I_{V}\left(u_{0}\right) = c_{1} . Thus, \mathcal{X}\neq \emptyset .

    Proof of Theorem 1.3 Firstly, in order to get a nontrivial (P S)_{m} sequence, we need to prove m > 0 .

    For all u \in \mathcal{X}, we have \langle I_{V}^{\prime}(u), u\rangle = 0 . Thus by standard argument we see \|u\|_{H_V} \geq \xi for some positive constant \xi. On the other hand, the Pohozaev identity (5.3) holds, i.e., P_{V}(u) = 0 . Now by Lemma 5.1-(ⅱ) we can get

    \begin{aligned} I_{V}(u) & = I_{V}(u)-\frac{1}{8}\left[\langle I_{V}^{\prime}(u), u\rangle+2 P_{V}(u)\right] \geq\frac{1}{4} a \int|\nabla u|^{2}dx-\frac{1}{8} \int_{\mathbb{R}^{3}}\left(\nabla V(x), x\right) u^{2}dx. \end{aligned}

    Then from (V^{*}_{1}) and Hardy inequality, we infer

    \begin{align*} I_{V}(u) \geq C_{19} \int_{\mathbb{R}^{3}}|\nabla u|^{2}dx. \end{align*}

    Therefore, we obtain m \geq 0 .

    In the following let us rule out m = 0 . By contradiction, let \left\{u_{n}\right\} be a (P S)_{0} sequence of I_{V}. Then it is easy to show that \lim \limits_{n \rightarrow \infty}\left\|u_{n}\right\|_{H_V} = 0, which contradicts with \left\|u_{n}\right\|_{H_V} \geq \xi > 0 for all n \in \mathbb{N} .

    Next, we may assume that there exists a sequence \left\{u_{n}\right\} \subset P_{+} satisfying I_{V}^{\prime}\left(u_{n}\right) = 0 and I_{V}\left(u_{n}\right) \rightarrow m. Similar to the argument in the proofs of Lemma 5.14, we can conclude that \left\{u_{n}\right\} is a bounded (P S)_{m} sequence of I_{V} . Then by Lemma 5.13 and strong maximal principle, there exists a function u\in\widetilde E such that

    I_{V}(u) = m, \; \; I_{V}^{\prime}(u) = 0 \; \text { and } \; u(x) > 0 \; \; \text { for all }\; x \in \mathbb{R}^{3}.

    So u is a positive ground state solution for problem (1.8). The proof is completed.

    This work was supported by the National Natural Science Foundation of China (11171220).

    All authors declare no conflicts of interest in this paper.



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