We consider the anomalous localized resonance induced by negative elastic metamaterials and its application in invisibility cloaking. We survey the recent mathematical developments in the literature and discuss two mathematical strategies that have been developed for tackling this peculiar resonance phenomenon. The first one is the spectral method, which explores the anomalous localized resonance through investigating the spectral system of the associated Neumann-Poincaré operator. The other one is the variational method, which considers the anomalous localized resonance via calculating the nontrivial kernels of a non-elliptic partial differential operator. The advantages and the relationship between the two methods are discussed. Finally, we propose some open problems for the future study.
Citation: Hongjie Li. Recent progress on the mathematical study of anomalous localized resonance in elasticity[J]. Electronic Research Archive, 2020, 28(3): 1257-1272. doi: 10.3934/era.2020069
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We consider the anomalous localized resonance induced by negative elastic metamaterials and its application in invisibility cloaking. We survey the recent mathematical developments in the literature and discuss two mathematical strategies that have been developed for tackling this peculiar resonance phenomenon. The first one is the spectral method, which explores the anomalous localized resonance through investigating the spectral system of the associated Neumann-Poincaré operator. The other one is the variational method, which considers the anomalous localized resonance via calculating the nontrivial kernels of a non-elliptic partial differential operator. The advantages and the relationship between the two methods are discussed. Finally, we propose some open problems for the future study.
Plasmon materials, also known as negative materials, are the artificially engineered exotic materials. The materials do not exist in nature and could exhibit negative parameters. There are many important applications for this plasmon materials, such as plasmon resonance, superlens and absorber. Theoretical analysis of the negative materials was firstly studied by Veselago [42] in 1968. Smith et. al. [41] was the first one to realize the negative material in laboratory. The existence of such negative materials can be found in [23] for the acoustic system, [39,40] for Maxwell system and [43] for the elastic system. Generally speaking, the exotic materials were fabricated by placing arrays of small physical units. Then for the frequency in a certain regime, the small structure could have the resonance phenomenon, which then could induce the negative properties for the corresponding materials. Such research can be found in [5,23,30,39,43].
Anomalous localized resonance (ALR) is associated with the approach to an essential singularity, which is different from the usual resonance. The ALR has the following characteristic features. Firstly, the corresponding wave field oscillates more and more highly as the loss of the material goes to certain value depending on the plasmonic configuration. Moreover, the oscillation only exists in a certain region and outside the region, the field converges to a smooth field. Thirdly, the resonance heavily depends on the location of the source term. Indeed, there is a critical radius. When the source is located inside the critical radius, then the ALR could occur. Otherwise, there is no such the resonance phenomenon. Due to these distinctive characteristics, the ALR could induce the cloaking effect; that is when the phenomenon of ALR occurs, then both the plasmonic configuration and the source term are invisible with respect to the observation outside certain region. This cloaking phenomenon is referred to as cloaking due to anomalous localized resonance (CALR). CALR was first observed and rigorously justified by Milton and Nicorovici in [32] and was further studied by Ammari et al in [3]. The CALR has been extensively investigated. We refer to [4,6,9,11,15,20,21,29] for the relevant study in acoustics, [8,10,17,18,19,27,28,24] for elastic system and [3,2,1,7,13,14,15,25,26,31,32,33,34,36,37,38] for the Maxwell system.
In this paper, we provide an overview of the recent progress on the mathematical study of anomalous localized resonance in linear elasticity. Mathematically, the ALR is caused by nontrivial kernels of a non-elliptic partial differential operator (PDO), which is the Lamé operator that governs the elastic wave propagation. The presence of the negative parameters of the plasmon material breaks the ellipticity of the corresponding PDO. Thus the nontrivial solutions of the non-elliptic PDE arise, which then induce the phenomenon of ALR. The nontrivial solutions are referred to as perfect polariton waves in the literature. Indeed, finding such nontrivial solutions is equivalent to investigating the spectrum of the boundary integral operator, called the Neumann-Poincaré (N-P) operator. Thus there are mainly two methods to explore the anomalous localized resonance. The first one is the spectral method (cf. [8,10,12,17,19,24]). With the help of potential theory, the wave field can be expressed by the boundary integral operators. Then by matching the transmission condition on the boundary, the problem is reduced to investigate the spectral system of the N-P operator. The other one is the variational approach (cf. [27,28]). One should first construct the variation principle for the original problem and then should find the nontrivial solutions of the corresponding non-elliptic PDE, namely the perfect plasmon waves. The two methods have their own advantages. For the spectral method, the CALR can occur for a general source
Let
Cijkl(x):=λ(x)δijδkl+μ(x)(δikδjl+δilδjk), x∈RN, | (1.1) |
where
i).μ>0andii).Nλ+2μ>0. | (1.2) |
Let
C0=CRN∖¯Ω,λ,μ+CΩ∖¯D,ˆλ,ˆμ+CD,˘λ,˘μ. | (1.3) |
{∇⋅C0∇su(x)+ω2u(x)=fin RN,u(x) satisfies the radiation condition, | (1.4) |
where
∇su:=12(∇u+∇ut), | (1.5) |
with
(∇×∇×u)(x)×x|x|−iks∇×u(x)=O(|x|1−N),x|x|⋅[∇(∇⋅u)](x)−ikp∇u(x)=O(|x|1−N), | (1.6) |
where
ks=ω/√μ,kp=ω/√λ+2μ, | (1.7) |
with
Next we introduce the following functional for
Pˆλ,ˆμ(w,v)=∫Ω∖¯D∇sw:C0¯∇sv(x)dx=∫Ω∖¯D(ˆλ(∇⋅w)¯(∇⋅v)(x)+2ˆμ∇sw:¯∇sv(x)) dx, | (1.8) |
where
E(u)=ℑPˆλ,ˆμ(u,u), | (1.9) |
which signifies the energy dissipation exists energy of the elastic system (1.4). We are now in a position to present the definition of CALR. We say that polariton resonance occurs if for any
E(u)≥M, | (1.10) |
where
|u|≤C,when|x|>˜R, | (1.11) |
for a certain
To ensure the phenomenon of CALR, the resonance condition (1.10) is crucial. For the bounded condition (1.11), the core-shell-matrix structure could generally fulfill this condition. However, if there is no core in the configuration, namely
To give a better description of the spectral method, we first present some preliminary knowledge for the elastic system. Set
Lλ,μw:=μ△w+(λ+μ)∇∇⋅w, | (2.1) |
for
∂νw=λ(∇⋅w)ν+2μ(∇sw)ν, | (2.2) |
where
Γω(x)=Γωs(x)+Γωp(x), | (2.3) |
where
Γωp(x)=−1μk2s∂i∂jΓωp(x), |
and
Γωp(x)=1μk2s(k2sI+∂i∂j)Γωp(x), |
with
Γωα(x)=Γω(kαx) |
with
Γω(x)={−i4H(1)0(kα|x|),N=2,−eikα|x|4π|x|,N=3, | (2.4) |
where
Then the single layer potential associated with the fundamental solution
Sω∂Ω[φ](x)=∫∂ΩΓω(x−y)φ(y)ds(y),x∈RN, | (2.5) |
for
∂Sω∂Ω[φ]∂ν|±(x)=(±12I+(Kω∂Ω)∗)[φ](x)x∈∂Ω, | (2.6) |
where
(Kω∂Ω)∗[φ](x)=p.v.∫∂Ω∂Γω∂ν(x)(x−y)φ(y)ds(y), | (2.7) |
with
Thus the elastic system (1.4) can be expressed as the following equation system
{L˘λ,˘μu(x)+ω2u(x)=0,in D,Lˆλ,ˆμu(x)+ω2u(x)=0,in Ω∖¯D,Lλ,μu(x)+ω2u(x)=f,in RN∖¯Ω,u|−=u|+,∂˘νu|−=∂ˆνu|+on ∂D,u|−=u|+,∂ˆνu|−=∂νu|+on∂Ω. | (2.8) |
In (2.8) and also in what follows,
With the help of the potential theory introduced before, the solution to the equation system (2.8) can be represented by
u(x)={˘Sω∂D[φ1](x),x∈D,ˆSω∂D[φ2](x)+ˆSω∂Ω[φ3](x),x∈Ω∖¯D,Sω∂Ω[φ4](x)+F(x),x∈RN∖¯Ω, | (2.9) |
where
F(x)=∫RNΓω(x−y)f(y)ds(y),x∈RN. |
One can easily see that the solution given (2.9) satisfies the first three condition in (2.8) and the last two conditions on the boundary yield that
{˘Sω∂D[φ1]=ˆSω∂D[φ2]+ˆSω∂Ω[φ3],on∂D,∂˘ν˘Sω∂D[φ1|−=∂ˆν(ˆSω∂D[φ2]+ˆSω∂Ω[φ3])|+,on∂D,ˆSω∂D[φ2]+ˆSω∂Ω[φ3]=Sω∂Ω[φ4]+F,on∂Ω,∂ˆν(ˆSω∂D[φ2]+ˆSω∂Ω[φ3])|−=∂ν(Sω∂Ω[φ4]+F)|+,on∂Ω. | (2.10) |
With the help of the jump formual in (2.6), one has that the equation system (2.10) is equivalent to the following integral system,
Aω[φ1φ2φ3φ4]=[00F∂νF], | (2.11) |
where
Aω=[˘Sω∂D−ˆSω∂D−ˆSω∂Ω0−12+(˘Kω∂D)∗−12−(ˆKω∂Ω)∗∂ˆνiˆSω∂Ω00ˆSω∂DˆSω∂Ω−Sω∂Ω0∂ˆνeˆSω∂D−12+(ˆKω∂Ω)∗−12−(Kω∂Ω)∗] |
From the equation (2.11), one can conclude that if the spectral system of the N-P operator
For the spectral method, Ammari et al [3] firstly apply this method to show the phenomenon of CALR in electrostatics governed by the Laplace equation in two dimensions. In this case, the corresponding N-P operator is compact and by introducing a new inner product, one can show that the corresponding N-P operator is symmetric in the new Hilbert space. Thus Hilbert-Schmidt theorem could be applied to investigate the spectrum of the N-P operator. However, for the elastostatic, the N-P operator
((K0∂Ω)∗)2−k20I, | (2.12) |
where
k0=μ2(λ+2μ). | (2.13) |
Here we would like to mention that the elastostatic denotes the case that the size of the scatter is small compared with the wavelength of the associated wave field, namely
ω⋅diam(Ω)≪1. | (2.14) |
We also call this quasi-static approximation. By the coordinate transformation, the quasi-static approximation is equivalent to the situation where the scatter
12,−λ2(λ+2μ),±k0, |
where
1.
(1,0)T,(0,1)T,(x2,−x1)T |
2.
(x1,x2)T, |
3.
[cosmθsinmθ],[−sinmθcosmθ],m=2,3,⋯, |
4.
[cosmθ−sinmθ],[sinmθcosmθ],m=1,2,3,⋯. |
When the domain
Whereas in three dimensions, the spectral system of the N-P operator
ξn1=34n+2,ξn2=3λ−2μ(2n2−2n−3)2(λ+2μ)(4n2−1),ξn3=−3λ+2μ(2n2+2n−3)2(λ+2μ)(4n2−1), | (2.15) |
where
Tmn(x)=∇SYmn(ˆx)×νx,Mmn(x)=∇SYmn(ˆx)+nYmn(ˆx)νx,Nmn(x)=amn2n−1(−∇SYmn−1(ˆx)+nYmn−1(ˆx)νx). | (2.16) |
From [35], one has that the function
ξn1=34n+2→0,asn→∞. |
Thus one may suspect that the corresponding polynomial compact operator in three dimensions should have the following form
(K0∂Ω)∗(((K0∂Ω)∗)2−k20I), |
with
∂νxΓ0(x−y)=−b1K1(x,y)+K2(x,y), | (2.17) |
where
K1(x,y)=νx(x−y)T−(x−y)νTx4π|x−y|3,K2(x,y)=b1(x−y)⋅νx4π|x−y|3I3+b2(x−y)⋅νx4π|x−y|5(x−y)(x−y)T, | (2.18) |
with
b1=μ2μ+λandb2=3(μ+λ)2μ+λ. | (2.19) |
Then by the definition of the N-P operator
(K0∂Ω)∗[φ](x)=−b1∫∂DK1(x,y)φ(y)ds(y)+∫∂DK2(x,y)φ(y)ds(y):=L1+L2. | (2.20) |
Since
(νx−νy)(x−y)t=(x−y)(νx−νy)t |
and thus
K1(x,y)=νx(x−y)t−(x−y)νtx4π|x−y|3,=(νx−νy+νy)(x−y)t−(x−y)(νx−νy+νy)t4π|x−y|3,=νy(x−y)t−(x−y)νty4π|x−y|3. | (2.21) |
Next, one can verify that
(x−y)⋅νy|x−y|3=−12r01|x−y|. | (2.22) |
By using vector calculus identity, (2.20) and (2.22), one can obtain that
L1=−b1∫∂Ω∇xΓ0(x−y)×νy×φ(y)+12r0Γ0(x−y)φ−∇xΓ0(x−y)(ν⋅φ)ds(y)=−b1(∇×SΩ[ν×φ](x)+12r0SΩ[φ](x)−∇SΩ[ν⋅φ](x)), | (2.23) |
where
SΩ[ϕ](x):=∫∂ΩΓ0(x−y)ϕ(y)dsy, |
with
K2(x,y)=−b12r0Γ0(x−y)I3+b22r0(x−y)(x−y)t4π|x−y|3=−b22r0α2Γ0(x−y)+(b2α12r0α2−b12r0)Γ0(x−y)I3. | (2.24) |
Hence, there holds
L2=−b22r0α2∫∂ΩΓ0(x−y)φ(y)ds(y)+(b2α12r0α2−b12r0)∫∂ΩΓ0(x−y)φ(y)ds(y)=−b22r0α2SΩ[φ](x)+(b2α12r0α2−b12r0)SΩ[φ](x). | (2.25) |
Finally, by combining (2.23) and (2.25), we have
(K0∂Ω)∗[φ](x)=−b1(∇×SΩ[ν×φ](x)−∇SΩ[ν⋅φ](x))−b22r0α2SΩ[φ](x)+(b2α12r0α2−b1r0)SΩ[φ](x). | (2.26) |
Moreover, the eigensystem of the operator
SΩ[Tmn]=−r02n+1Tmn,SΩ[Mmn]=−r0(2n−1)Mmn,SΩ[Nmn+1]=−r02n+3Nmn+1, | (2.27) |
where
As mentioned before, [8,10,17,27,28] consider the static case by directly taking
Recently, the paper [19] considers the CALR for the elastic system in three dimensions within finite frequency beyond the quasi-static approximation; that is the quasi-static approximation
(Kω∂Ω)∗[Tmn]=λ1,nTmn, | (2.28) |
(Kω∂Ω)∗[Umn]=λ2,nUmn, | (2.29) |
(Kω∂Ω)∗[Vmn]=λ3,nVmn, | (2.30) |
where
λ1,n=bn−1/2, |
and if
λ2,n=c1n+d2n−1+√(d2n−c1n)2+4d1nc2n2,λ3,n=c1n+d2n−1−√(d2n−c1n)2+4d1nc2n2,Umn=(c1n−d2n+√(d2n−c1n)2+4d1nc2n)Mmn−1+2d1nNmn+1,Vmn=(c1n−d2n−√(d2n−c1n)2+4d1nc2n)Mmn−1+2d1nNmn+1; |
if
λ2,n=c1n−1/2,λ3,n=d2n−1/2,Umn=Mmn−1,Vmn=c2nMmn−1+(d2n−c1n)Nmn+1, |
with
As aforementioned, the CALR results are different for the spectral method and the variational method. For the spectral method, the CALR results can be summarized for both the quasi-static approximation and beyond the quasi-static approximation as follows. Consider the configuration
In this section, we discuss the anomalous localized resonance for the linear elastic system from the variational perspective. The papers [27] and [28] apply this method to explore the ALR in two and three dimensions. To utilize the variational method, one needs to first establish the variational principles. For that purpose, the configuration
(A(x)+iδ)(λ,μ),x∈RN,N=2,3, | (3.1) |
where
A(x)={+1,x∈D,c,x∈Ω∖¯D,+1,x∈RN∖¯Ω, | (3.2) |
where
E(u)=δPλ,μ(u,u), |
where
u=v+i1δw. |
Then the system (1.4) is equivalent to solve the following equation system
LλA,μAv−Lλ,μw=f, | (3.3) |
LλA,μAw+δ2Lλ,μv=0, | (3.4) |
where
(λA(x),μA(x)):=A(x)(λ,μ),x∈RN | (3.5) |
with
S:={u∈H1loc(RN)N; ∇u∈L2(RN)N×N and ∫BR0u=0}, | (3.6) |
endowed with the Sobolev norm for
‖u‖S:=(∫RNN∑i=1‖∇ui‖2dV+∫BR0‖u‖2dV)1/2. | (3.7) |
Furthermore, we define the following two energy functionals
Iδ(v,w):=δ2Pλ,μ(v,v)+12δPλ,μ(w,w)for (v,w)∈S×S, | (3.8) |
Jδ(v,ψ):=∫R3f⋅ψ−δ2Pλ,μ(v,v)−δ2Pλ,μ(ψ,ψ) for (v,ψ)∈S×S. | (3.9) |
Then, we consider the following optimization problems:
Minimize I(v,w) over all pairs (v,w)∈S×S subject to the PDE constraint LλA,μAv−Lλ,μw=f; | (3.10) |
and
Maximize J(v,ψ) over all pairs (v,ψ)∈S×Ssubject to the PDE constraint LλA,μAψ+δLλ,μv=0. | (3.11) |
The optimization problems are referred to as (3.10) and (3.11), respectively, as the primal and dual variational problems for the elastostatic system (1.4), or equivalently (3.3)-(3.4). Then we have the following variational principles; see [27] and [28].
Theorem 3.1. There holds the primal variational principle that the problem (3.10) is equivalent to the elastic problem (1.4) in the following sense. The infimum
inf{I(˜v,˜w);LλA,μA˜v−Lλ,μ˜w=f} |
is attainable at a pair
E(u)=I(v,w). | (3.12) |
Similarly, there holds the dual variational principle that the problem (3.11) is equivalent to the elastic problem (1.4) in the following sense. The supremum
sup{J(˜v,˜ψ);LλA,μA˜ψ+δLλ,μ˜v=0} |
is attainable at a pair
E(u)=J(v,ψ). | (3.13) |
After establishing the variational principle, then one can apply the dual variational principle to show that ALR and primal variational principle to show none resonance result. The essential issue for applying the variational principle is to find the perfect plasmon waves, namely the nontrivial solution of a non-elliptic PDE as aforementioned. Indeed, the non-elliptic PDE has the following form:
{LλA,μAψ=0,ψ|−=ψ|+,∂νλA,μAψ|−=∂νλA,μAψ|+on ∂BR,ψ(x)=O(‖x‖−1)as‖x‖→∞, | (3.14) |
where the function
A(x)={c,‖x‖≤R,+1,‖x‖>R. | (3.15) |
In [27], the perfect plasmon waves in two dimensions are obtained. If
c:=−λ+μλ+3μ, | (3.16) |
then the perfect plasmon waves
ˆψk(x):={[rkcos(kθ)−rksin(kθ)],r≤R,R2k[kα(r2−R2)rk+2cos((k+2)θ)+1rkcos(kθ)kα(r2−R2)rk+2sin((k+2)θ)−1rksin(kθ)+],r>R; | (3.17) |
or
ˆψk(x):={[rksin(kθ)rkcos(kθ)],r≤R,R2k[1rksin(kθ)+kα(r2−R2)rk+2sin((k+2)θ)1rkcos(kθ)−kα(r2−R2)rk+2cos((k+2)θ)],r>R; | (3.18) |
where
α=−c. | (3.19) |
If
c=−λ+3μλ+μ, | (3.20) |
then the perfect plasmon waves
ˆψk(x):={[rkcos(kθ)−kα(r2−R2)rk−2cos((k−2)θ)rksin(kθ)+kα(r2−R2)rk−2sin((k−2)θ)]r≤R,R2k[r−kcos(kθ)r−ksin(kθ)]r>R; | (3.21) |
or
ˆψk(x):={[−rksin(kθ)+kα(r2−R2)rk−2cos((k−2)θ)rkcos(kθ)+kα(r2−R2)rk−2sin((k−2)θ)],r≤R,R2k[−r−ksin(kθ)r−kcos(kθ)],r>R; | (3.22) |
where
In three dimensions, the paper [28] presents the perfect plasmon waves. The same as the eigensystem of the N-P operator in three dimensions, the perfect plasmon waves in three dimensions are very complicated. The parameter
c1=−1−3n−1,c2=−(2n+2)((n−1)λ+(3n−2)μ)(2n2+1)λ+(2+2n(n−1))μ,c3=−(2n2+4n+3)λ+(2n2+6n+6)μ2n((n+2)λ+(3n+5)μ). | (3.23) |
The corresponding perfect plasmon waves are very complicated and we choose not to present them here. Please refer to [28].
As mentioned before, finding the perfect plasmon waves of the corresponding non-elliptic PDE is equivalent to investigate the spectral system of the N-P operator. Next, we elaborate the relationship between the perfect plasmon waves and the spectral system of the N-P operator. Let us consider the non-elliptic PDE in (3.14) again. With the help of the potential theory, the solution, namely the perfect plasmon waves can be written as
ψ=S0∂Ω[φ](x)=∫∂ΩΓ0(x−y)φ(y)ds(y),x∈RN, | (3.24) |
where
(K0∂Ω)∗[φ]=c+12(c−1)φ. | (3.25) |
Clearly, if we can choose the parameter
For the variational method, the CALR results can be summarized as follows. Consider the configuration
The paper [19] is the only research investigating the CALR for the system (1.4) within finite frequency beyond the quasi-static approximation. However, the authors only consider the radial geometry. Thus how to extend the phenomenon of CALR for the system (1.4) to the general geometry is still open. For the variational method, the papers [27] and [28] only establish the variational principle for the elastostatic system, namely the frequency
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