We investigate the resonance problem and prove the existence of multiple periodic solutions to a second order parameter-dependent equation x″+f(t,x)=sp(t). We weaken the usual requirement on the sublinearity of perturbations when |x| becomes large; and develop a more general method to investigate the rotational characterizations of the Landesman-Lazer conditions. Furthermore, f does not satisfy the common sign condition, and even the global existence of the solution is not guaranteed.
Citation: Chunlian Liu, Shuang Wang, Fanfan Chen. Resonance with Landesman-Lazer conditions for parameter-dependent equations: a multiplicity result via the Poincaré-Birkhoff theorem[J]. AIMS Mathematics, 2024, 9(10): 28320-28340. doi: 10.3934/math.20241374
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We investigate the resonance problem and prove the existence of multiple periodic solutions to a second order parameter-dependent equation x″+f(t,x)=sp(t). We weaken the usual requirement on the sublinearity of perturbations when |x| becomes large; and develop a more general method to investigate the rotational characterizations of the Landesman-Lazer conditions. Furthermore, f does not satisfy the common sign condition, and even the global existence of the solution is not guaranteed.
We are interested in the existence of multiple periodic solutions to the following equation:
x″+f(t,x)=sp(t). | (1.1) |
Here, f:R×R→R is assumed to be a continuous function, T-periodic in the first variable, and locally Lipschitz-continuous in the second variable. Moreover, p:R→R is assumed to be locally integrable and T-periodic, and s is a positive parameter. A similar result could be provided for s being negative. We investigate the case where xf(t,x) is sign-varying.
The study on such kind of parameter-dependent differential equations dates back to the contribution of Berger and Podolak [1], who investigated the following equation:
x″+g(x)=sw(t), | (1.2) |
or a more general elliptic PDE. g is assumed to be of class C2, for which g″>0, and g′(−∞)<λ1<g′(+∞)<λ2; and w(t)=sin(πt/T), which is the eigenfunction associated with λ1=(π/T)2, the first eigenvalue, for the corresponding Dirichlet problem on [0,T]. The research of this type of model has its physical background, which can be seen from the Lazer-McKenna model of oscillations in suspension bridges in [2]. What sets suspension bridges apart is their inherent nonlinearity. This form of nonlinearity, commonly referred to as asymmetric, arises from its differing behavior for positive and negative values of x. The fluctuation of sp(t) represents varying wind conditions, potentially causing different oscillation patterns in the bridge.
There have been significant advances in this field over the years. In particular, Fabry, Mawhin, and Nkashama [3] initiated the investigation of the corresponding problem with periodic boundary conditions. Lazer and McKenna [4] provided a multiplicity result for a periodic problem. Ortega [5] discussed the corresponding periodic problem for a damped Duffing equation from the point of view of the stability of the solutions. For additional contributions, concerning the existence and multiplicity of periodic solutions for second order equations, see for instance [6,7,8,9,10] and the references therein. Additionally, we refer to the works in [11,12] for equations with a singularity and the nonlinearity sign-varying, respectively; the work in [13] for weakly coupled parameter-dependent equations.
On the other hand, resonance problems are typical models in ordinary differential equations. There have been many interesting results in this field. It is well known that, under some resonance assumptions, the existence of the periodic solution to the considered problem is not guaranteed. In the last years, several conditions were produced in order to overcome this obstacle, such as Landesman-Lazer conditions, which can be traced back to the work of Landesman and Lazer in [14]. The power effects and classical definitions can be seen in [15,16,17]. We also refer to the works in [18,19,20] and the references therein. Boscaggin and Garrione [18] investigated the existence of multiple periodic solutions to a planar system under nonresonance conditions near zero, as well as resonance conditions at infinity. Garrione, Margheri, and Rebelo [19] investigated the periodic problem for the equation
x″+f(t,x)=0 | (1.3) |
under resonance conditions at zero and infinity. Moreover, Landesman-Lazer conditions possess rotational effects on small and large solutions in the phase-plane.
Furthermore, Fonda and Garrione [17] investigated the double resonance problem for a planar system
z′=F(t,z),z∈R2. | (1.4) |
Their result was later generalized by Liu, Qian and Torres [20].
From the research status of resonance problems described above, one can find that researches on resonance problems associated with parameter-dependent differential equations are relatively sparse. In sight of this, and motivated by the works in [9,10,17,18,19,20], a natural question arises: Whether second order parameter-dependent equations possess multiple periodic solutions under certain resonance conditions. Moreover, it is observed that there is a common point of the above works concerning resonance problems, which is that the sublinearity of the perturbation is required as |x| becomes large when discussing the rotational characterizations of Landesman-Lazer conditions. If one weakens the usual requirement on the sublinearity of the perturbations, the discussion of this issue will become more complex.
Therefore, we aim to explore a more general method and apply it to investigate the rotational characterizations of the corresponding Landesman-Lazer conditions; and investigate the multiple periodic solutions to (1.1) with nonresonance assumptions at positive infinity and resonance ones at infinity. Additionally, our analysis allows for the nonlinearity f to be sign-varying, and the global existence of the solution to Eq (1.1) may be destroyed within our framework. Our main tool is the Poincaré-Birkhoff theorem, which has broad applications in the multiplicity of periodic solutions (see for instance [8,10,19,21,22] and the references therein). Another power tool for studying multiple solutions is the variational method, see for instance [23,24] and the references therein, where Hamiltonian systems coupling resonant linear components with twisting components and first-order Hamiltonian random impulsive differential equations are studied, respectively.
In the following, standard notations are used, such as x+:=max{x,0} and x−:=max{−x,0}. Moreover, ρ(q) and ρ(ϕ) are used to denote rotation numbers, the exact definitions of which can be seen in Section 2. We introduce the following assumptions.
(H0) f:R×R→R is assumed to be continuous, T-periodic in the first variable, and locally Lipschitz-continuous in the second variable. Moreover, p:R→R is assumed to be locally integrable and T-periodic.
(H1) There is a function ϕ(t)∈L1([0,T]) such that
lim infx→−∞f(t,x)x⩾ϕ(t),uniformly for a.e.t∈[0,T]. |
(H2) There is a function q(t)∈L1([0,T]) such that
limx→+∞f(t,x)x=q(t),uniformly for a.e.t∈[0,T]. |
(H3) There exists an integer m⩾0 such that
m<ρ(q)<m+1. | (1.5) |
Here, ρ(q) represents the rotation number of x″+q(t)x=0. Furthermore, the only T-periodic solution of
x″+q(t)x=p(t) | (1.6) |
is strictly positive.
(H4) There exists an integer n⩾0 such that the rotation number ρ(ϕ) to the following equation:
x″+q(t)x+−ϕ(t)x−=0 | (1.7) |
satisfies ρ(ϕ)=n. Moreover, the argument function of every solution to (1.7) is 2π-periodic.
Furthermore, we assume the Landesman-Lazer condition as follows.
(H5) If u is a nontrivial T-periodic solution to (1.7), it holds
∫{u>0}lim infx→+∞(f(t,x)−q(t)x)u(t)dt+∫{u<0}lim supx→−∞(f(t,x)−ϕ(t)x)u(t)dt>0. | (1.8) |
Then our main result is as follows.
Theorem 1.1. Suppose that (H0)–(H5) hold and n>m. Then, there is a s0⩾0 such that Eq (1.1) has at least 2(n−m)+1 distinct T-periodic solutions, for every s⩾s0.
Remark 1.1. Regarding the conclusion presented in Theorem 1.1, the rotational characterization of the Landesman-Lazer condition (H5) plays a crucial role. Specifically, the application framework of the Poincaré-Birkhoff theorem requires a twist condition on the inner and outer boundaries of an appropriate annulus. However, the presence of the resonance assumption in (H4) can hinder the occurrence of the twist, so it is necessary to impose extra conditions to get "far away" from the resonance scenario. The Landesman-Lazer condition (H5) happens to be the extra "powerful" condition needed.
Remark 1.2. We prove Theorem 1.1 in Section 3. After two times of change of variables in Section 3, Eq (1.1) is changed into an equivalent equation. Then, we employ the Poincaré-Birkhoff theorem, and through the estimates of the T-rotation numbers (see the definition in Section 2), of the solutions that have a small amplitude and of those having a large amplitude. The rotational characterization of (H5) is used to provide the estimation to the T-rotation number of the solutions with a large amplitude.
Remark 1.3. In the nonresonance and resonance conditions (H1)–(H4), ϕ(t) and q(t) are sign-varying, which implies that sgn(x)f(t,x) could be sign-varying. The following is an interesting example regarding this. Two sign-varying functions are defined as follows:
q(t)={(2m+1)2,t∈[0,π],−λ2,t∈[π,2π],ϕ(t)={(2α+ϱ)2,t∈[0,π],−μ2,t∈[π,2π]. |
Here, m∈N+, α,ϱ∈R+, arctan|λ|⩽π/(2(2m+1)) and π−nπ/(2α+ϱ)−nπ/(2m+1)<max{2arctan|λ|,2arctan|μ|}. Furthermore, there is an integer n>0 satisfying
πm+πα⩽2πn. | (1.9) |
Then, it follows that (see the detailed proof in Section 4)
m<ρ(q)<m+1,ρ(ϕ)=n. | (1.10) |
The remainder of the paper is structured as follows. In Section 2, we present the rotational characterization of the Landesman-Lazer condition at infinity. In Section 3, we provide the proof of the main result. In Section 4, we prove several technical lemmas and discuss (1.10). Finally, some conclusions are given in Section 5.
We provide the rotational characterization of the Landesman-Lazer condition at infinity in this part. By utilizing the rotational characterizations, we can estimate of T-rotation numbers of the solutions, and then verify that the solution to the system (3.4) in the next section satisfies some twist condition on an appropriate annulus. This verification is a key step in applying the Poincaré-Birkhoff theorem.
First, we present the definitions of T-rotation numbers and rotation numbers. Consider the following system:
x′=y,y′=−h(t,x). | (2.1) |
Here, h:R×R→R is assumed to be continuous, T-periodic with respect to the first variable. Denote z=(x,y)∈R2, a solution to (2.1) satisfying the initial condition z(0)=z0 can be written as z(t;z0). If z(t;z0)≠0, switch to polar coordinates
x=rcosθ,y=rsinθ, |
it follows that
{θ′=−sin2θ−h(t,x)rcosθ,r′=rsinθcosθ−h(t,x)sinθ. | (2.2) |
In case that z(t;z0) exists in [0,T], the T-rotation number associated to z(t;z0) can be defined as
Roth(z0)=θ(0;z0)−θ(T;z0)2π=12π∫T0xh(t,x)+y2x2+y2dt. |
Here, θ(t;z0) represents the argument function of z(t;z0). Accordingly, Roth(z0) represents the total algebraic count of the clockwise rotations of the solution z(t;z0) around the origin during [0,T].
If (2.1) is assumed to be a system of the form
x′=y,y′=−a+(t)x++a−(t)x−, | (2.3) |
with a±(t)∈L1([0,T]), and θ(t;z0) satisfying
θ′=−a+(t)((cosθ)+)2−a−(t)((cosθ)−)2−sin2θ. | (2.4) |
θ(t;z0) depends the beginning moment t=0 as well as the initial value θ0∈S1=R/(2πZ).
Moreover, the function
a+(t)((cosθ)+)2+a−(t)((cosθ)−)2+sin2θ |
is T-periodic with respect to t and 2π-periodic with respect to θ. Therefore, Eq (2.4) is a equation on a torus. Hence, the rotation number of (2.4) can be defined as
ρ(a)=limt→∞θ0−θ(t;θ0)t, |
which exists independently of t0=0 and θ0. Expanding on this, we call ρ(a) the rotation number of (2.3).
Second, we provide rotational characterizations of Landesman-Lazer conditions. We first present the usual versions of Landesman-Lazer conditions at infinity [16,17,19]. Assume the validity of the conditions:
(Hl∞) There exist two functions a±∈L1([0,T]) such that
lim infx→±∞h(t,x)x⩾a±(t)uniformly a.e. int∈[0,T], |
and
(Hr∞) There exist two functions b±∈L1([0,T]) such that
lim supx→±∞h(t,x)x⩽b±(t)uniformly a.e. int∈[0,T], |
respectively, Landesman-Lazer conditions at infinity (LL+∞) and (LL−∞) are stated as follows.
(LL+∞) If u is a nonzero T-periodic solution of the following equation:
x″+a+(t)x+−a−(t)x−=0, | (2.5) |
it holds
∫{u>0}lim infx→+∞(h(t,x)−a+(t)x)u(t)dt+∫{u<0}lim supx→−∞(h(t,x)−a−(t)x)u(t)dt>0. | (2.6) |
(LL−∞) If u is a nonzero T-periodic solution of the following equation:
x″+b+(t)x+−b−(t)x−=0, | (2.7) |
it holds
∫{u>0}lim supx→+∞(h(t,x)−b+(t)x)u(t)dt+∫{u<0}lim infx→−∞(h(t,x)−b−(t)x)u(t)dt<0. | (2.8) |
Set H(t,z)=(y,−h(t,x)), L1(t,z)=(y,−a+(t)x++a−(t)x−), L2(t,z)=(y,−b+(t)x++b−(t)x−). Then, (2.1), (2.5) and (2.7) are equivalent to
z′=H(t,z),z′=L1(t,z), | (2.9) |
and
z′=L2(t,z), | (2.10) |
respectively.
Next, we list Lemmas 2.1–2.5 and some foundational conclusions in order to show the rotational characterization of the Landesman-Lazer conditions (LL±∞). However, we choose to omit the proofs of them in this part, so that we can arrive quickly at the proof of the main result (Theorem 1.1) in the next section. Lemma 2.1 is about the generalized polar coordinates based on solutions of the system z′=L(t,z), it comes from Lemma 5.2 in [20]. Lemma 2.5 will be proved similarly to the proof of Lemma 2.4. The missing proofs of Lemmas 2.2–2.4 are thus provided in the final section.
Lemma 2.1. Suppose that L:R×R2→R2 is an L1-Carathéodory function, and is T-periodic in the first variable and positive homogeneous with degree one with respect to the second vector variable. Assume that zω(t) is a solution of the system
z′=L(t,z) | (2.11) |
with zω(t0)=ω∈S1. Then any continuous function z(t) can be expressed as z(t)=r(t)zω(t)(t), with r(t) and ω(t) being continuous and r(t)⩾0.
Lemma 2.2. (i) For every ν∈S1, let zν(t)=(xν(t),yν(t))≢0 be a solution to (2.9) that satisfies zν(0)=ν. Then for every μ∈S1, condition (2.6) is equivalent to
∫T0lim inf(λ,ν)→(+∞,μ)(⟨JH(t,λzν(t)),zν(t)⟩|zν(t)|2−λ⟨JL1(t,zμ(t)),zμ(t)⟩|zμ(t)|2)dt>0. | (2.12) |
(ii) For every ν∈S1, let zν(t)=(xν(t),yν(t))≢0 be a solution to (2.10) that satisfies zν(0)=ν. Then for every μ∈S1, condition (2.8) is equivalent to
∫T0lim sup(λ,ν)→(+∞,μ)(⟨JH(t,λzν(t)),zν(t)⟩|zν(t)|2−λ⟨JL2(t,zμ(t)),zμ(t)⟩|zμ(t)|2)dt<0. | (2.13) |
Here, J=(0−110) represents a standard symplectic matrix.
Next, we give a lemma, aiming to find a truncated function of h, which plays a crucial role in the proof of Lemma 2.4.
Lemma 2.3. Suppose that h:R×R→R is continuous, T-periodic in the first variable. Moreover, assume the validity (Hl∞). Then there is a function ˆh, which can be expressed as
ˆh(t,x)=a+(t)x+−a−(t)x−+ˆr(t,x), | (2.14) |
such that ˆr(t,x) satisfies
lim|x|→+∞ˆr(t,x)x=0, | (2.15) |
and ˆh satisfies
xˆh(t,x)⩽xh(t,x), for everyx∈R anda.e.t∈[0,T]. | (2.16) |
Lemma 2.4. Suppose that h:R×R→R is continuous, T-periodic in the first variable, and (Hl∞) and (LL+∞) hold. Furthermore, let the rotation number of Eq (2.5) satisfy ρ(a)=k, and the argument function of every solution to Eq (2.5) is 2π-periodic. Then, there exists ˜R>0 such that
Roth(z0)>k |
is valid for each solution to (2.1) that satisfies |z(t;z0)|⩾˜R,∀t∈[0,T].
Furthermore, symmetrical to Lemma 2.4, replace (Hl∞) and (LL+∞) by (Hr∞) and (LL−∞), respectively, we get a result as follows.
Lemma 2.5. Suppose that h:R×R→R is continuous, T-periodic in the first variable, and (Hr∞) and (LL−∞) hold. Furthermore, let the rotation number of Eq (2.7) satisfy ρ(b)=k, and the argument function of every solution to Eq (2.7) is 2π-periodic. Then, there exists ˜R>0 such that
Roth(z0)<k |
is valid for each solution to (2.1) that satisfies |z(t;z0)|⩾˜R,∀t∈[0,T].
In this part, we provide the proof of the main result by applying the Poincaré-Birkhoff theorem. We now make a change of variables. In (1.1), let
u(t)=1sx(t). |
Then, Eq (1.1) is changed into
u″+f(t,su)s=p(t). | (3.1) |
Similar to Lemmas 3.3 in [12], we present an existence result as follows.
Lemma 3.1. Assume the validity of (H0)–(H3). Then, there is a s1⩾1, such that, for every s⩾s1, Eq (3.1) has a T-periodic solution ˜us that satisfies
c0⩽˜us(t)⩽C0, |
for each t∈[0,T], where c0 and C0 are two positive constants.
Next, we make the second change of variables. In (3.1), let
v(t)=u(t)−˜us(t), |
Eq (3.1) is thus changed into
v″+f(t,s(v+˜us(t)))−f(t,s˜us(t))s=0. | (3.2) |
We can see that v=0 is a solution of (3.2). Similar to Lemmas 3.4 in [12], we have the following lemma.
Lemma 3.2. Assume (H0), (H2) and (H3), then
lims→+∞f(t,s(v+˜us(t)))−f(t,s˜us(t))s=q(t)v |
holds uniformly for almost every t∈[0,T] and every v∈[−12c0,12c0].
Set
˜fs(t,v)=f(t,s(v+˜us(t)))−f(t,s˜us(t))s, |
then Eq (3.2) is changed into
v″+˜fs(t,v)=0. | (3.3) |
Consider the first order planar system
v′=w,w′=−˜fs(t,v), | (3.4) |
associated to Eq (3.3), where ˜fs(t,v) satisfies the following conditions, which can be deduced from (H0), (H1), (H2), and (H5) by some simple computations.
(H0)′ ˜fs:R×R→R is assumed to be continuous, T-periodic in the first variable, and locally Lipschitz-continuous in the second variable. Moreover, ˜fs(t,0)=0.
(H1)′ For ϕ(t)∈L1([0,T],R) in (H1), we have
lim infv→−∞˜fs(t,v)v⩾ϕ(t),uniformly for a.e.t∈[0,T]. | (3.5) |
(H2)′ For q(t)∈L1([0,T],R) in (H2), we have
limv→+∞˜fs(t,v)v=q(t),uniformly for a.e.t∈[0,T]. |
(H5)′ If u is a nonzero T-periodic solution to (1.7), it holds
∫{u>0}lim infv→+∞(˜fs(t,v)−q(t)v)u(t)dt+∫{u<0}lim supv→−∞(˜fs(t,v)−ϕ(t)v)u(t)dt>0. | (3.6) |
It is noted that the global existence of solutions for system (3.4) may be destroyed under the conditions (H0)′, (H1)′, and (H2)′. Global existence is essential in the application of the Poincaré-Birkhoff theorem. In this part, we provide a spiral property of the solutions for Eq (3.3) under the conditions (H0)′, (H1)′, and (H2)′, and modify system (3.4) using the spiral property below. We then obtain the global existence of solutions to the modified system.
Denote by ˜zs(t):=(vs(t),ws(t)) a solution to (3.4) that satisfies ˜z0:=˜zs(0)=(vs(0),ws(0)). By (H0)′, every solution to the initial value problem corresponding to (3.4) is unique. Because ˜zs(t)=0 is a solution to (3.4), by uniqueness, one has ˜zs(t)≠0 when ˜z0≠0. Switch to polar coordinates
v=rcosθ,w=rsinθ, |
then it follows that
{θ′=−sin2θ−˜fs(t,v)rcosθ,r′=rsinθcosθ−˜fs(t,v)sinθ. | (3.7) |
Let (˜θs(t),˜rs(t)):=(˜θs(t;˜z0),˜rs(t;˜z0)) denote a solution to (3.7) with (˜θs(0),˜rs(0))=(θ0,r0). Then, we have the spiral property of the solution for the system (3.4) as follows. Its proof is analogous to that of Lemma 4.1 in [12], and is therefore omitted here.
Lemma 3.3. Suppose that (H0)′, (H1)′ and (H2)′ hold, s⩾s1. For every fixed l,N0∈N and a r∗ large enough, there exist two strictly increasing functions ξ−N0, ξ+N0: [r∗,+∞)→R, such that
ξ±N0(r)→+∞⟺r→+∞. |
Furthermore, given any r0⩾r∗, then the solution (˜θs(t),˜rs(t)) of (3.4) satisfies that either
ξ−N0(r0)⩽˜rs(t)⩽ξ+N0(r0),t∈[0,lT], |
or there exists tN0∈(0,T) such that
θ0−˜θs(tN0;˜z0)=2N0π, |
and
ξ−N0(r0)⩽˜rs(t)⩽ξ+N0(r0),t∈[0,tN0]. |
We now introduce a modified system. To ensure the existence of global solutions to the associated initial value problems, we propose a truncated function as follows:
˜gs(t,v)={˜fs(t,−R),v<−R,˜fs(t,v),|v|⩽R,˜fs(t,R),v>R, |
where the positive parameter R satisfies R>c0/2, and its exact value will be provided when proving Theorem 1.1. Then the Hamiltonian system associated to ˜gs(t,v) is as follows:
v′=w,w′=−˜gs(t,v). | (3.8) |
We now give some basic properties of the modified system (3.8), containing uniqueness, global existence and rotational property. For convenience, we denote by ˜zs(t) a solution to (3.8) with an initial value ˜z0, and ˜θs(t) the argument function associated to ˜zs(t) satisfying ˜θs(0)=θ0.
Lemma 3.4. Assume (H0)′, then every solution to the initial value problem associated to (3.8) is unique and exists globally. If |˜zs(t)|⩽R, ˜zs(t) is also a solution of system (3.4).
Lemma 3.5. Nonzero solutions satisfy the rotational property. More precisely, if ˜zs(t) is a nontrivial solution of (3.8), then,
˜θs(t2)−˜θs(t1)<π,for anyt2>t1. |
Lemma 3.5 can be proven similarly to Lemma 4.1 in [25], so we omit it here. Before proving the main result, we present a lemma to determine the inner boundary of an appropriate annulus for applying the Poincaré-Birkhoff theorem, as follows [12].
Lemma 3.6. There exist three positive constants δ, ˜r and s2 that satisfy δ<˜r<12c0 and s2⩾s1, such that, for every s⩾s2, if |˜z0|=˜r, then we have
δ<|˜zs(t)|<12c0, |
for every t∈[0,T].
The proof will be divided into the following steps.
Step 1. Define a set
Ω:={z∈R2:δ<|z|<12c0}, |
and let
Γ−:={z:|z|=˜r}. |
Consider the solution ˜zs(t) of (3.8) with ˜z0∈Γ−. By Lemma 3.6, there is a s2 with s2⩾s1, for which ˜zs(t)∈Ω when s⩾s2, that is
δ<|˜zs(t)|<12c0,t∈[0,T]. |
Since 12c0<R, right now, ˜zs(t) is a solution to (3.4). By Lemma 3.2, it follows that
lims→+∞˜fs(t,v)=q(t)v |
holds uniformly for almost every t∈[0,T] and z=(v,w)∈Ω. Then we obtain
lims→+∞˜fs(t,v)v=q(t) | (3.9) |
holds uniformly for almost every t∈[0,T] and any z=(v,w)∈Ω. Additionally, it is observed that
s→+∞⟺s(v+˜us)→+∞,forv+˜us∈[12c0,12c0+C0]. |
Thus, from (H3) and Lemma 2.3 in [12], we can obtain
m<Rot˜fs(˜z0)<m+1. |
Thus,
m<Rot˜gs(˜z0)<m+1,for˜z0∈Γ−. | (3.10) |
Step 2. By (H1)′, (H2)′, we can deduce that (Hl∞) in Lemma 2.4 holds. Then by (H4) and (H5)′, and Lemma 2.4, for s⩾s2, there is a ˜R>0, so that for each solution ˜zs(t) of (3.4) that satisfies |˜zs(t)|⩾˜R, t∈[0,T], we have
Rot˜fs(˜z0)>n. | (3.11) |
Define
Γ+:={z:|z|=R∞}, |
and select R=R′∞, where
R∞>(ξ−n+1)−1(˜R),R′∞>ξ+n+1(R∞), |
as a result, (3.8) is equivalent to (3.4) when |˜zs(t)|⩽R.
Next, Let us focus on the solution to system (3.8) starting from ˜z0∈Γ+. If ˜R⩽|˜zs(t)|⩽R′∞, for every t∈[0,T], then by (3.11) we have
Rot˜gs(˜z0)>n,for˜z0∈Γ+. | (3.12) |
If for some t∗∈[0,T] it holds |˜zs(t∗)|⩾R′∞>ξ+n+1(R∞), it can be seen that
ξ−n+1(|˜z0|)⩽|˜zs(t)|⩽ξ+n+1(|˜z0|) |
is not valid for every t∈(0,T). Thus, applying Lemma 3.3, there exists ˉt∗∈(0,t∗] for which
θ0−˜θs(t′∗)=2(n+1)π. |
Furthermore, applying Lemma 3.5, it follows that
θ0−˜θs(T)=θ0−˜θs(ˉt∗)+˜θs(ˉt∗)−˜θs(T)⩾2(n+1)π−π>2nπ. |
Then,
Rot˜gs(˜z0)>n. | (3.13) |
Last, if for some t′∗∈(0,T) it holds that |z(t′∗)|⩽˜R<ξ−n+1(R∞), then
ξ−n+1(|z0|)⩽|z(t)|⩽ξ+n+1(|z0|) |
is not valid for every t∈(0,T). By the same discussion as above we have
Rot˜gs(˜z0)>n. | (3.14) |
Combined (3.12), (3.13) with (3.14), we have, if the solution of (3.8) begins from ˜z0∈Γ+,
Rot˜gs(˜z0)>n. | (3.15) |
Step 3. Give the definition of the Poincaré map
P:R2→R2,˜z0↦˜zs(T). |
Lemma 3.4 confirms the global existence of solutions, which implies that P is well-defined. Furthermore, the fact that solutions are unique guarantees that P is a homeomorphism, and (3.8) has a Hamiltonian structure, P is therefore an area-preserving homeomorphism.
Let k=m+1,m+2,⋯,n, then from (3.10) and (3.15) we have
Rot˜gs(˜z0)<k,for˜z0∈Γ−, |
Rot˜gs(˜z0)>k,for˜z0∈Γ+. |
Thus, by the Poincaré-Birkhoff theorem (see [21,26]), P possesses no fewer than n−m pairs of geometrically distinct fixed points ˜zi,j, i=1,⋯,n−m, j=1,2, which associate to n−m pairs of T-periodic solutions
˜zs(t;˜zi,j),i=1,⋯,n−m,j=1,2 |
of (3.8) with
Rot˜gs(˜zi,j)=k,i=1,⋯,n−m,j=1,2. | (3.16) |
Step 4. We aim to show that ˜zs(t;˜zi,j),i=1,⋯,n−m,j=1,2 are in fact T-periodic solutions to (3.4). Specifically, we will show that |˜zs(t;˜zi,j)|⩽R, for every t∈[0,T], i=1,⋯,n−m,j=1,2. Note that
0<|˜zi,j|<R∞,i=1,⋯,n−m,j=1,2. |
Take ˜zs(t;˜z1,1) as an example. Suppose by contradiction that there is t1∈(0,T) for which |˜zs(t1;˜z1,1)|>R=R′∞, as well as
|˜zs(t;˜z1,1)|⩽R′∞,fort∈[0,t1]. |
Applying Lemma 3.3, then it holds
˜θs(0;˜z1,1)−˜θs(t1;˜z1,1)=2(k+1)π. |
Moreover, by Lemma 3.5, we have
˜θs(0;˜z1,1)−˜θs(T;˜z1,1)=˜θs(0;˜z1,1)−˜θs(t1;˜z1,1)+˜θs(t1;˜z1,1)−˜θs(T;˜z1,1)⩾2(k+1)π−π>2kπ. |
Hence,
Rot˜gs(˜z1,1)>k, |
contradicting (3.16). Hence, we can obtain
|˜zs(t;˜z1,1)|⩽R,fort∈[0,T], |
so ˜zs(t;˜z1,1) is indeed a T-periodic solutions of (3.4). The same discussion is valid for other solutions.
Recalling the zero solution to (3.3) which corresponding to ˜us(t) of (3.1), we get 2(n−m)+1 distinct T-periodic solutions for (3.1), which means that Eq (1.1) has 2(n−m)+1 distinct T-periodic solutions. Therefore, the proof is completed.
Remark 3.1. To demonstrate the application of the main result, we give an example as follows. Consider a function f(t,x) defined by
f(t,x)={q(t)x,x>0,|ϕ(t)|x3,x≤0 |
with q(t) and ϕ(t) being defined as that in Remark 1.3. Then we have
lim infx→−∞f(t,x)x≥ϕ(t) uniformly for a.e.t∈[0,2π]; |
and
limx→+∞f(t,x)x=q(t) uniformly for a.e.t∈[0,2π]. |
Therefore, (H1) and (H2) hold. By (1.10) in Remark 3 and a similar discuss to that in Remark 3.1 in [12], we can verify (H3). Then, (H4) can be verified by applying Remark 1.33, and (H5) can be verified by a simple computation. Furthermore, let n>m. Then, by applying Theorem 1.1, there is a s0≥0 such that, for every s≥s0, the equation x″+f(t,x)=sp(t) with f(t,x) defined as above, has at least 2(n−m)+1 distinct 2π-periodic solutions.
This section is dedicated to proving Lemmas 2.2–2.4 and discussing (1.10).
Proof of Lemma 2.2. We present the proof of the first statement. The second one can be proved similarly. For every ν∈S1, since zν(t)=(xν(t),yν(t))≢0 is a solution to (2.9) that satisfies zν(0)=ν, from the continuous dependence of the solution on the initial value, it holds limν→μxν(t)=xμ(t) for t∈[0,T]. Therefore, (2.12) is equivalent to
∫T0lim inf(λ,ν)→(+∞,μ)(xν(t)h(t,λxν(t))|zν(t)|2−λa+(t)(x+ν(t))2+a−(t)(x−ν(t))2|zν(t)|2)dt>0. | (4.1) |
Then, we will prove that (2.6) is equivalent to (4.1).
In another perspective, it holds that
∫T0lim inf(λ,ν)→(+∞,μ)(xν(t)h(t,λxν(t))|zν(t)|2−λa+(t)(x+ν(t))2+a−(t)(x−ν(t))2|zν(t)|2)dt=∫T0lim inf(λ,ν)→(+∞,μ)1|zν(t)|2xν(t)(h(t,λxν(t))−λ(a+(t)x+ν(t)−a−(t)x−ν(t)))dt. | (4.2) |
Notice that {t∈[0,T]:x(t)=0} is a finite subset of [0,T], let
h_∞(t)=lim infx→+∞(h(t,x)−a+(t)x),¯h∞(t)=lim supx→−∞(h(t,x)−a−(t)x), |
and denote by x+μ(t)=xμ(t)+|xμ(t)|2, x−μ(t)=xμ(t)−|xμ(t)|2, we have
lim inf(λ,ν)→(+∞,μ)xν(t)(h(t,λxν(t))−λ(a+(t)x+ν(t)−a−(t)x−ν(t)))=h_∞(t)x+μ(t)+¯h∞(t)x−μ(t), |
for almost every t∈[0,T]. Therefore, we conclude that
∫T01|zμ(t)|2lim inf(λ,ν)→(+∞,μ)xν(t)(h(t,λxν(t))−λ(a+(t)x+ν(t)−a−(t)x−ν(t)))dt=∫{uμ>0}1|zμ(t)|2lim infx→+∞(h(t,x)−a+(t)x)uμ(t)dt+∫{uμ<0}1|zμ(t)|2lim supx→−∞(h(t,x)−a−(t)x)uμ(t)dt, | (4.3) |
this is because, under (Hl∞), every integral on the right hand side must be either finite or +∞. Furthermore, (2.6) is equivalent to that the right hand side of (4.3) is greater than zero. By (4.2), (2.6) is equivalent to (4.1). Therefore, the proof is completed.
Proof of Lemma 2.3. By (Hl∞), for arbitrary ε>0, there is a positive constant d>0 for which
h(t,x)x⩾a+(t)−ε,forx⩾d, | (4.4) |
and
h(t,x)x⩾a−(t)−ε,forx⩽−d. | (4.5) |
Focus on a certain t∈[0,T], it is noted that h(t,x)/x will fall into one of two cases as follows.
(ⅰ) h(t,x)/x∈[a+(t)+ε,+∞) for x⩾d, h(t,x)/x∈[a−(t)+ε,+∞) for x⩽−d;
(ⅱ) h(t,x)/x∈[a+(t)−ε,a+(t)+ε] for x⩾d, h(t,x)/x∈[a−(t)−ε,a−(t)+ε] for x⩽−d.
Case 1. h(t,x)/x∈[a+(t)+ε,+∞) for x⩾d, and h(t,x)/x∈[a−(t)+ε,+∞) for x⩽−d. In such a case, we see that
h(t,x)−a±(t)xx⩾ε>0,for|x|⩾d. |
Then, it holds
h(t,d)−a+(t)d>0,h(t,−d)+a−(t)d<0. | (4.6) |
Moreover, we have
limx→+∞h(t,d)−a+(t)dx=0,limx→−∞h(t,−d)+a−(t)dx=0. |
Thus, for the above ε>0, there is a positive constant d (which, for simplicity, we can take to be the same as before) such that
0<h(t,d)−a+(t)dx⩽ε,forx⩾d, | (4.7) |
and
0<h(t,−d)+a−(t)dx⩽ε,forx⩽−d. | (4.8) |
By (4.7), it holds
h(t,x)x⩾a+(t)+h(t,d)−a+(t)dx,forx⩾d, | (4.9) |
and by (4.8), it holds
h(t,x)x⩾a−(t)+h(t,−d)+a−(t)dx,forx⩽−d. | (4.10) |
We proceed to define a truncated function ˆh as follows:
ˆh(t,x)={a+(t)x+h(t,d)−a+(t)d,x⩾d,h(t,x),|x|<d,a−(t)x+h(t,−d)+a−(t)d,x⩽−d. |
We can conclude that: focusing on a certain t∈[0,T], if h(t,x)/x falls into Case 1, from (4.9) and (4.10), it follows that
h(t,x)x⩾ˆh(t,x)x,for|x|⩾d. | (4.11) |
Multiplying both sides of (4.11) by x2 and using the definition of ˆh yields
xh(t,x)⩾xˆh(t,x),forx∈Randa.e.t∈[0,T]. |
Hence, one can deduce the validity of (2.16). Furthermore, it can be obtained
ˆr(t,x)={h(t,d)−a+(t)d,x⩾d,h(t,x)−(a+(t)x+−a−(t)x−),|x|<d,h(t,−d)+a−(t)d,x⩽−d. |
As a result, ˆr(t,x) is bounded: a T-periodic function η(t), which belongs to L1([0,T]), exists such that for a.e. t∈[0,T] and any x∈R,
|ˆr(t,x)|⩽η(t). | (4.12) |
Therefore, we can also deduce the validity of (2.15).
Case 2. h(t,x)/x∈[a+(t)−ε,a+(t)+ε] for x⩾d, and h(t,x)/x∈[a−(t)−ε,a−(t)+ε] for x⩽−d. Now, we see that
|h(t,x)/x−a+(t)|⩽ε,forx⩾d, |
and
|h(t,x)/x−a−(t)|⩽ε,forx⩽−d. |
From the arbitrariness of ε, we have
lim|x|→+∞h(t,x)−a+(t)x++a−(t)x−x=0. | (4.13) |
For a certain time instant t∈[0,T], if h(t,x)/x falls into Case 2, let ˆh(t,x)=h(t,x), it is observed that (2.16) holds. Moreover, by (4.13), we can obtain
lim|x|→+∞ˆr(t,x)x=0. |
Thus, (2.15) holds.
From the discussions in the above two cases, we can conclude that regardless of which case h(t,x)/x falls into, we can find a function ˆh that satisfies (2.15) and (2.16). Furthermore, after the modification, it is observed that, ˆh lies within the interval [a+(t)−ε,a+(t)+ε] when x⩾d, and ˆh lies within the interval [a−(t)−ε,a−(t)+ε] when x⩽−d. The proof is completed.
We will prove Lemma 2.4 by contradiction in the next. Before this, we want to give some remarks. Based on the assumptions (Hl∞) and ρ(a)=k, one can conclude that Roth(z0)⩾k by Lemmas 2.1–2.3 in [22]. The Landesman-Lazer condition (LL+∞) serves to prevent the case where Roth(z0)=k, ensuring instead that Roth(z0)>k. This ensures that we can obtain some twist condition for an appropriate annulus when applying the Poincaré-Birkhoff theorem. When proved through contradiction, the sublinearity of the perturbation is critical in deriving the corresponding contradiction, which can be seen from (4.17) to (4.18) below. However, the sublinearity of the perturbation is not fully satisfied for the system (2.1). Therefore, we define a truncated system (4.14) based on Lemma 2.3, with its perturbation being sublinear and its solutions have a smaller angular velocity. We use the system (4.14) as a medium to deduce the corresponding contradiction.
Proof of Lemma 2.4. Assume, by way of contradiction, that there is a sequence (zn)n of solutions that satisfy zn(0)=z0n for which min{|zn(t)|:t∈[0,T]}→+∞ as n→∞, and Roth(z0n)⩽k.
Applying (Hl∞) and Lemma 2.3, we can find a truncated function ˆh that satisfies (2.15) and (2.16). Next, using this function ˆh, we define a truncated system
x′=y,y′=−ˆh(t,x), | (4.14) |
in which ˆh can be expressed as
ˆh(t,x)=a+(t)x+−a−(t)x−+ˆr(t,x). |
Therefore, system (4.14) is equivalent to
z′=L1(t,z)+ˆR(t,z), | (4.15) |
where L1(t,z)=(y,−a+(t)x++a−(t)x−), ˜R(t,z)=(0,−ˆr(t,x)).
Denote by (ˆzn)n a sequence of solutions to (4.14) with ˆzn(0)=z0n. Furthermore, employing the definition of T-rotation numbers, we can obtain
Rotˆh(z0n)⩽Roth(z0n)⩽k. | (4.16) |
Setting ˆwn=ˆzn/‖ˆzn‖∞, and substitute it into (4.15), we have
ˆw′n=L1(t,ˆwn)+ˆR(t,ˆzn)‖ˆzn‖∞. | (4.17) |
By the definition of ˆh, we can deduce that every solution to (4.14) exists globally. Consequently, the elastic property of solutions ensues. Furthermore, since min{|zn(t)|:t∈[0,T]}→+∞ as n→∞, it can be concluded that ‖z0n‖∞→+∞ as n→∞. As a result, it holds that ‖ˆzn‖∞→+∞ as n→∞.
Due to the boundedness of (ˆwn)n in L2(0,T), (4.17) yields the boundedness of (ˆwn)n in H1([0,T]). Thus, there is a ˆw∈H1([0,T]) for which, up to subsequence, ˆwn→ˆw uniformly, as well as ˆwn⇀ˆw weakly in H1([0,T]). Then, ‖ˆw‖∞=1. Taking the weak limit in (4.17) and noting that the last term disappears due to the sublinearity of ˆR(t,z), we can obtain
ˆw′=L1(t,ˆw). | (4.18) |
Moreover, since the argument function of ˆw(t) is 2π-periodic, so ˆw(t) performs k clockwise rotations around the origin in [0,T]. Thus, ˆw(t)=R0vμ(t) for proper R0>0 and vμ(t) is a solution to (4.18) that satisfies vμ(0)=μ∈S1. Thus, we obtain
∫T0⟨JL1(t,vμ(t)),vμ(t)⟩|vμ(t)|2dt=∫T0⟨JL1(t,R0vμ(t)),R0vμ(t)⟩|R0vμ(t)|2dt=k. | (4.19) |
Applying the generalized polar coordinates presented from Lemma 2.1, we have ˆzn(t)=rn(t)vμn(t)(t), where μn(t)∈S1 for each n. Therefore, by ˆwn→ˆw(t), it holds that
ˆzn(t)/‖ˆzn‖∞→R0vμ(t)uniformly asn→∞. |
Moreover, by ˆzn(t)=rn(t)vμn(t)(t), it holds that
rn(t)/‖ˆzn‖∞→R0,μn(t)→μuniformly whenn→∞. |
Let ˆH=(y,−ˆh(t,x)). By (4.16) and (4.19), it holds
∫T0⟨JˆH(t,ˆzn),ˆzn(t)⟩|ˆzn(t)|2dt⩽∫T0⟨JL1(t,vμ(t)),vμ(t)⟩|vμ(t)|2dt. |
This implies
∫T0R0‖ˆzn‖∞rn(t)(⟨JˆH(t,ˆzn(t)),ˆzn(t)rn(t)⟩|ˆzn(t)|2/(rn(t))2−⟨JL1(t,rn(t)vμ(t)),vμ(t)⟩|vμ(t)|2)dt⩽0. |
Formulas (2.14) and (4.12) enable us to use the Fatou's lemma now, so we have
∫T0lim infn→+∞R0‖ˆzn‖∞rn(t)(⟨JˆH(t,ˆzn(t)),ˆzn(t)rn(t)⟩|ˆzn(t)|2/(rn(t))2−⟨JL1(t,rn(t)vμ(t)),vμ(t)⟩|vμ(t)|2)dt⩽0. |
Applying the usual properties of the inferior limit and keeping in mind that
ˆzn(t)/(R0‖ˆzn‖∞)→vμ(t),andrn(t)/(R0‖ˆzn‖∞)→1, |
uniformly as n→∞, it can be assumed, without loss of generality, that μn(t)→μ uniformly. If needed, it can be passed to a subsequence. Therefore, for any given t∈[0,T], we are calculating the inferior limit appearing in (2.12) for H replaced by ˆH, along the specific subsequence (rn(t),μn(t)), for that μn(t)→μ and rn(t)→+∞. Then, it can be concluded that
∫T0lim inf(λ,ν)→(+∞,μ)(⟨JˆH(t,λvν(t)),vν(t)⟩|vν(t)|2−λ⟨JL1(t,vμ(t)),vμ(t)⟩|vμ(t)|2)dt⩽0. | (4.20) |
Furthermore, by Lemma 2.2 we can conclude that (4.20) is equivalent to
\begin{equation} \int\limits_{\{u > 0\}}\liminf\limits_{x\to+\infty}(\hat{h}(t, x)-a_+(t)x)u(t)dt+\int\limits_{\{u < 0\}} \limsup\limits_{x\to-\infty}(\hat{h}(t, x)-a_-(t)x)u(t)dt\leqslant0. \end{equation} | (4.21) |
When \hat{h}(t, x) = h(t, x) , (4.21) contradicts with the hypothesis (2.6). When \hat{h}(t, x) = a_+(t)x+h(t, d)-a_+(t)d for x\geqslant d , and \hat{h}(t, x) = a_-(t)x+h(t, -d)+a_-(t)d for x\leqslant -d , (4.21) is changed into
\begin{equation*} \int\limits_{\{u > 0\}}(h(t, d)-a_+(t)d)u(t)dt+\int\limits_{\{u < 0\}} (h(t, -d)+a_-(t)d)u(t)dt\leqslant0. \end{equation*} |
This is a contradiction. In fact, by the discussions in Lemma 3, we can conclude that
\begin{equation*} \int\limits_{\{u > 0\}}(h(t, d)-a_+(t)d)u(t)dt+\int\limits_{\{u < 0\}} (h(t, -d)+a_-(t)d)u(t)dt > 0. \end{equation*} |
Therefore, the proof is completed.
Finally, we discuss in detail on m < \rho(q) < m+1 and \rho(\phi) = n in (1.10). First of all, similar to the discuss of (1.15) in [12], we can prove m < \rho(q) < m+1 . Therefore, we mainly focus on the proof of \rho(\phi) = n in the following.
By (ⅱ) of Lemma 5.1 in [12] and (1.9), we have \rho(\phi)\geqslant n . Consider the system
\begin{equation} x' = y, \quad y' = -q(t)x^++\phi(t)x^-, \end{equation} | (4.22) |
associated to equations (1.7). If the following statement hold, we can conclude \rho(\phi) = n by Lemma 2.1 in [12].
(\ast) There is a solution z(t; z_0) to (4.22) with z(0;z_0) = z_0 such that
\begin{equation} \theta(2\pi)-\theta_0 = -2n\pi, \end{equation} | (4.23) |
with \theta(t) being the argument function corresponding to z(t; z_0) that satisfies \theta(0) = \theta_0 .
Denote by \theta(t) a nonzero 2\pi -periodic solution to the following equation:
\theta' = -q(t)((\cos\theta)^+)^2-\phi(t)((\cos\theta)^-)^2-\sin^2\theta |
associated to system (4.22), with \theta(0) = \theta_0 . Applying a simple calculation, we can obtain
\begin{equation} \theta(0)-\theta\bigg(\frac{n\pi}{2m+1}+\frac{n\pi}{2\alpha+\varrho}\bigg) = 2n\pi. \end{equation} | (4.24) |
Then, \theta(2\pi)-\theta\bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}\bigg) = 0 . Using a analogous approach to Lemma 4.5 [20], it follows that
\arctan |\lambda|+\arctan |\mu|-\pi < \theta(2\pi)-\theta(\pi) < \max\{2\arctan |\lambda|, \; 2\arctan |\mu|\}. |
Furthermore, since
\theta' = -\sin^2\theta-(2m+1)^2\cos^2\theta < -1, \quad\hbox{for}\quad t\in \bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}, \pi\bigg), |
then
\theta(\pi)-\theta\bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}\bigg) < \dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}-\pi. |
By the definitions of \lambda and \mu , we can find a nontrivial solution \hat{\theta}(t) with \hat{\theta}(0) = \hat{\theta}_0 such that \hat{\theta}(\pi)-\hat{\theta}\bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}\bigg) = \hat{\theta}(\pi)-\hat{\theta}(2\pi) . Thus, by (4.24), we have
\hat{\theta}(2\pi)-\hat{\theta}_0 = \hat{\theta}(2\pi)-\hat{\theta}\bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}\bigg)+ \hat{\theta}\bigg(\dfrac{n\pi}{2m+1}+\dfrac{n\pi}{2\alpha+\varrho}\bigg)-\hat{\theta}_0 = -2n\pi. |
Therefore, \rho(\phi) = n .
In this paper, we studied the resonance problems for the parameter-dependent equation (1.1) under Landesman-Lazer conditions and obtained the multiplicity of periodic solutions. It is formulated in an original way, relying on sufficiently general assumptions.
We weakened the usual requirement on the sublinearity of the perturbations, and developed a more general method to investigate rotational characterizations of the Landesman-Lazer conditions. Moreover, we address the challenges arising from the sign-changing nature of the nonlinearity and the lack of global existence of solutions.
Chunlian Liu: Investigation, Writing–original draft; Shuang Wang and Fanfan Chen: Writing–review and editing; Chunlian Liu, Shuang Wang and Fanfan Chen: Conceptualization, Methodology, Validation. All authors have read and agreed to the published version of the manuscript.
This study was supported by the National Natural Science Foundation of China (Grant Nos. 12101337, 11901507, and 12301213).
The authors declare that there is no conflicts of interest.
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