Research article Special Issues

Drivers of diversification and pluriactivity among smallholder farmers—evidence from Nigeria

  • Received: 28 June 2020 Accepted: 03 August 2020 Published: 07 August 2020
  • JEL Codes: Q12, Q13, Q20, R11, R20

  • Diversification and pluriactivity have become a norm among farm business owners (FBOs) due to persistent low farm income. This study applies the resource-based theory to examine drivers of diversification and livelihood income-oriented towards a sustainable livelihood. Our framework develops hypotheses about the impact of internal and external resources on livelihood choices at the household level. We use a survey of 480 rural Nigerian farmers (agripreneurs), applying a Multivariate Tobit to test our framework. We find that education plays the most significant role in all types of employment options. The more FBOs are educated, the more the likelihood that they will choose non-farm or wage employment. This study revealed that while the agriculture sector's share of rural employment is declining, non-farm is on the increase. More so, there is a decline in farming among the young generation, marital status bias and gender influence in resource allocation. The socioeconomic (income and food security) and socio-cultural (employment and rural-urban migration) implications of rural sustainability linked to UN Development Goals have been highlighted and analysed in this article.

    Citation: Paul Agu Igwe, Mahfuzur Rahman, Kenny Odunukan, Nonso Ochinanwata, Obiamaka P. Egbo, Chinedu Ochinanwata. Drivers of diversification and pluriactivity among smallholder farmers—evidence from Nigeria[J]. Green Finance, 2020, 2(3): 263-283. doi: 10.3934/GF.2020015

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  • Diversification and pluriactivity have become a norm among farm business owners (FBOs) due to persistent low farm income. This study applies the resource-based theory to examine drivers of diversification and livelihood income-oriented towards a sustainable livelihood. Our framework develops hypotheses about the impact of internal and external resources on livelihood choices at the household level. We use a survey of 480 rural Nigerian farmers (agripreneurs), applying a Multivariate Tobit to test our framework. We find that education plays the most significant role in all types of employment options. The more FBOs are educated, the more the likelihood that they will choose non-farm or wage employment. This study revealed that while the agriculture sector's share of rural employment is declining, non-farm is on the increase. More so, there is a decline in farming among the young generation, marital status bias and gender influence in resource allocation. The socioeconomic (income and food security) and socio-cultural (employment and rural-urban migration) implications of rural sustainability linked to UN Development Goals have been highlighted and analysed in this article.


    Klebsiella pneumoniae is a Gram-negative, rod-shaped, non-motile, facultatively anaerobic, lactose-fermenting bacillus with a prominent capsule belonging to the family Enterobacteriaceae [1]. It is recognized as an opportunistic organism. It is the main cause of approximately 15% of all cases of community-acquired pneumonia in Africa and approximately 11.8% of all cases of hospital-acquired pneumonia in the world [2]. It is also one of the main sources of ventilator-related pneumonia (VAP) among patients in intensive care units (ICUs) [3], and causes 83% of hospital-acquired (HA) pneumonia [4]. Death rates in K. pneumoniae pneumonia have been accounted for as high as 50% [2].

    The increase of multi-drug resistant (MDR) Gram-negative bacteria and the decrease in the discovery of new antibiotics have forced clinicians to reuse colistin as the last resort to overcome these superbugs [5]. Colistin or polymyxin E is a cationic antibiotic effective against Gram-negative bacteria [6]. Neurotoxicity and nephrotoxicity, side effects of colistin use, have [7] limited its utility in 1970 [8].

    The cationic region of polymyxin interacts electrostatically with the negatively charged lipid A moieties of lipopolysaccharides (LPS) that are present on the outer membrane (OM) of Gram-negative bacteria. It replaces divalent cationic ions (e.g., Mg2+ and Ca2+), which affects the permeability of OM. This leads to cellular component leakage, followed by cell death [8],[9].

    Unfortunately, colistin resistance has emerged [10]. Colistin resistance results from the modification of lipid A by the addition of phosphoethanolamine (pETN), and/or 4-amino-L-arabinose (L-Ara4N) that leads to an increase in its positive charges reducing its affinity to colistin [11]. It is caused either by chromosomal mutation of the two-component regulatory system of bacteria PmrA/PmrB and PhoP-PhoQ [12] and its negative feedback mgrB gene [13],[14] or by expression of plasmid-encoded MCR enzymes that spread worldwide [15] after the emergence of mcr-1 in China for the first time in 2015 [16]. The presence of plasmid facilitates the dissemination of genes through the mechanism of horizontal gene transfer [17]. This is why finding effective combination therapy is crucial to get rid of colistin-resistant bacteria and slowing down its spread and prevalence.

    Eugenol is the major active essential component of clove oil that is obtained naturally from Eugenia aromatica. It has analgesic, local anesthetic, and anti-inflammatory effects. It is used in the form of a paste or mixture as dental cement, filler, and restorative material [18]. Eugenol has antibacterial action; it affects membrane permeability and interacts with protein and enzymes inside the cell leading to its destruction [19]. It has an antimicrobial activity against Escherichia coli, K. pneumoniae, Acinetobacter baumanni, Staphylococcus aureus, and Enterococcus faecalis.it also exhibited the best antibacterial activity against Streptococcus gordonii, Porphyromonas gingivalis and Streptococcus mutans [20]. Furthermore, the synergistic combinations with other EOs and conventional antimicrobials have also been highly publicized since the last decade [21]. Eugenol is safe in low doses with a few side effects other than local irritation, rare allergic reactions, and contact dermatitis. Exposure or ingestion of large amounts, as in overdose, can result in tissue injury and a syndrome of acute onset of seizures, coma, and damage to the liver and kidneys [22].

    To date, very few studies about colistin-resistant K. pneumoniae isolated from Egyptian patients are available So, our study aimed to investigate the characterization and prevalence of the colistin resistance gene mcr-1 in K. pneumoniae collected from human clinical specimens in Egypt, evaluate rapid polymyxin NP test, determine the transferability of mcr-1 gene, and study the synergistic activity of eugenol combined with colistin against a collection of clinical K. pneumoniae isolates.

    Eighty-two clinical isolates of K. pneumoniae were collected from the microbiology laboratory of Damanhour medical national institute and the Microbiology Department at El Mery Hospital. They were collected from different clinical specimens including blood, pus, sputum, urine, tracheal tube, and wound. The isolates were identified using biochemical testing and colistin-resistant isolates were confirmed by the Vitek system.

    The susceptibility of the clinical isolates to Gentamicin (GMN, 10 µg), Etrapemem (ETP: 10 µg), Aztreonam (ATM: 30 µg), Cefepime (CPM: 30 µg), Amikacin (AK: 30 µg), Tetracycline (TE: 30 µg), Ceftriaxone (CTR, 30 µg), Ciprofloxacin (CIP: 5 µg), Cefuroxime (CXM: 30 µg), Trimethoprim-sulfamethoxazole (COT: 1.25/23.75 µg), Ampicillin-sulbactam (SAM: 10/10 µg), Ampicillin (AMP: 10 µg), Piperacillin (PRL: 100 µg) was performed using the standard diffusion method according to Bauer et al. [23]with some modifications [24]. The diameter of each inhibition zone generated around the disc was measured in mm and compared to susceptibility tables of the Clinical and Laboratory Standards Institute (CLSI 2021) [25] to determine the susceptibility of isolates and interpretation of results either susceptible (S), intermediate (I) or resistant (R). The antibiotic disks used were purchased from Oxoid (Oxoid Ltd; Basingostok; Hampshire, England).

    The broth microdilution method (BMD) was performed according to the EUCAST/CLSI guidelines to quantify antibacterial resistance against colistin. Different dilutions of colistin (ACROS organics; Belgium) ranging from 0.125 to 128 mg/mL were made in cation-adjusted MH broth (HiMedia Laboratories Pvt., Mumbai, India) and inoculated with the tested organism giving a final concentration of 5 × 105 CFU/mL of bacteria in each well. This procedure was performed in triplicate for each tested organism. The bacterial cultures were incubated at 37 °C for 18–20 h and then visually examined for microbial growth to determine the MIC values as the lowest concentration of the antibiotic that inhibited the growth of the microorganism. The reference breakpoint for the interpretation of MIC against colistin was set as mentioned by CLSI 2021, a MIC ≤ 2 µg/mL was intermediate, and ≥4 µg/mL was categorized resistant [26],[27].

    The Rapid polymyxin NP test is based on the detection of bacterial metabolism in the presence of a 3.75 µg/mL colistin concentration in a cation-adjusted Müller-Hinton broth (MH) medium. The change in color of phenol red (pH indicator) from orange/red to yellow after incubation at 35 °C ± 2 °C for 2 hours indicates colistin resistance as it grows and forms acid metabolites consecutive to the glucose metabolism. Colistin-susceptible and colistin-resistant reference bacterial suspensions were used as a negative and positive control, respectively [28],[29].

    100 µL of an overnight culture of thirty sensitive clinical isolates were subcultured in 100 µL cation-adjusted MH broth containing 1/4 MIC of colistin for five consecutive days to induce colistin resistance. MIC value of the induced isolates to different concentrations of colistin was measured by the BMD method [30].

    The primers for mcr-1 and its amplicon size are listed in (Table 1). Plasmid DNA templates were obtained by using a QIAprep® Spin Miniprep kit (Qiagen, Hilden, Germany) to one colony grown overnight on LB medium.

    pmrAB and phoPQ and its negative regulator mgrB were screened and amplified using the primers described in table 1. The DNA was isolated with a QIAamp® DNA Mini kit (Qiagen, Hilden, Germany).

    Each PCR reaction consisted of 12.5 µL of My Taq™ HS Red Mix PCR master mix (Bioline, UK), 1 µL DNA extract, 1 µL forward primer (10 pmol/µL), 1 µL reverse primer (10 pmol/µL) and 9.5 µL water.

    The PCR cycling condition was as follows: 1 cycle of denaturation at 95 °C for 1 min, 35 cycles of denaturation at 95 °C for 15 seconds followed by annealing at 55 °C for 15 seconds and elongation at 72 °C for 10 seconds, and final elongation cycle at 72 °C for 10 minutes. The PCR products were loaded on a 2% agarose gel containing ethidium-bromide and visualized after 30 minutes of electrophoresis at 120 V.

    Table 1.  The sequences of the primers used in the study.
    Primer name Neucleotide sequence (5′–3)′ No. of bases Size of the amplicons (bps) Reference
    mcr-1-F AGTCCGTTTGTTCTTGTGGC 20 320 [31]
    mcr-1-R AGATCCTTGGTCTCGGCTTG 20 [31]
    phoP-F ATTGAAGAGGTTGCCGCCCGC 21 136 [13]
    phoP-R GCTTGATCGGCTGGTCATTCACC 23 [13]
    phoQ-F CTCAAGCGCAGCTATATGGT 20 177 [11]
    phoQ-R TCTTTGGCCAGCGACTCAAT 20 [11]
    pmrA-F GATGAAGACGGGCTGCATTT 20 104 [11]
    pmrA-R ACCGCTAATGCGATCCTCAA 20 [11]
    pmrB-F TGCCAGCTGATAAGCGTCTT 20 94 [11]
    pmrB-R TTCTGGTTGTTGTGCCCTTC 20 [11]
    mgrB-F CGGTGGGTTTTACTGATAGTCA 22 110 [14]
    mgrB-R ATAGTGCAAATGCCGCTGA 19 [14]

     | Show Table
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    Full nucleotide sequences of mgrB of four isolates that did not possess the mcr-1 gene were determined by direct DNA sequencing using primers listed in Table 1. Gene JET PCR Purification Kit (Thermo Scientific, K0701) was used for DNA purification after its amplification. ABI PRISM® 3100 Genetic Analyzer was applied for sequencing PCR products performed by Macrogen In. Seal, Korea. Gel documentation system (Geldoc-it, UVP, England), was applied for data analysis using Totallab analysis software, ww.totallab.com, (Ver.1.0.1). Aligned sequences were analyzed on the NCBI website (http://www.ncbi.nlm.nih.gov/webcite) using BLAST to confirm their identity. The Genetic distances and MultiAlignments were computed by the Pairwise Distance method using ClusteralW software analysis (www.ClusteralW.com). Nucleotide sequences were also compared with bacterial isolate sequences available in the GenBank.

    Nucleotide sequence accession numbers. The nucleotide sequences of the altered mgrB genes have been deposited at GenBank under the accession numbers LC720456 (isolate AG001), LC720457 (isolate AG002), LC720458 (isolate AG003), and LC720459 (isolate AG004).

    Colistin-resistant isolates of the K. pneumoniae were selected as the plasmid donor and mixed with the recipient (colistin-sensitive isolates) in a ratio of 2:1. They were spotted onto Luria-Bertani agar (LB agar) at 28 °C for 16 h after its harvest by centrifugation. Then 5 mL of LB broth was used to resuspend the cells followed by its culture onto non-selective and selective LB agar containing both 4 µg/mL colistin and 64 µg/mL amikacin and incubated at 37 °C [32]. The grown colonies were diluted and counted to determine the transfer frequencies by dividing the number of transconjugants by the number of donor cells [33].

    Plasmid extract selected from two different colistin-resistant isolates was transformed by heat shock technique into chemically competent E. coli DH5α and sensitive-isolate K. pneumoniae. The chemically competent cells were prepared by using CaCl2 and MgSO4 solutions after their sterilization by autoclaving at 121 °C for 15 min. The cells were mixed with 5 µL of plasmid extract and incubated on ice for 15 min followed by exposure to heat and transferred back on ice. Bacterial cells were regenerated by adding LB broth and incubation for 1 h then plated on selective LB agar containing 4 µg/mL colistin. The plates were checked for any transformants after its incubation for 24 h at 37 °C [34].

    The antibacterial effects of the combination of eugenol and colistin were evaluated by checkerboard test as described in previous studies [35]. The concentrations tested of each agent usually ranged from 4 times below the MIC to 2 times the MIC using the two-fold serial dilution method (i.e., from 1/16 to double the MIC).

    The MICs of the individual drugs, colistin, eugenol, and the combinations, were determined using the broth microdilution technique as recommended by the CLSI and described above. Each longitudinal column tube contained the same concentration of drug A and each horizontal row of tubes contained the same concentration of drug B. All tubes were inoculated with bacterial suspension giving a final concentration of approximately 5 × 105 CFU/mL. Colistin-free control tubes, eugenol-free control tubes, and blank control tubes were also set, and all tubes were incubated at 37 °C for 16 h under aerobic conditions. The experiment was triplicated.

    After the determination of the MICs of single drugs A and B (MICA and MICB) and in combination (MICAB and MICBA), the Fractional Inhibitory Concentration (FIC) index was calculated to deduce the antibacterial activity of each combination by using the formula:

    FICI=FICA+FICB

    where FICA equals the MIC of drug A in combination is divided by the MIC of drug A alone. FICB is the same as FICA but for drug B, the MIC of drug B in combination divided by the MIC of drug B alone.

    Combination efficacy should be determined as follows:

    Synergism was defined when FICI ≤ 0.5 while 0.5 < FICI ≤ 0.75 indicated partial synergy. Additivity was donated by 0.76 < FICI ≤ 1 while 1 < FICI ≤4 denoted Indifferently and antagonism in cases in which the FIC index > 4.

    The effect of eugenol on the expression of the mcr-1 gene at the mRNA level was estimated using Real-time PCR. Eugenol was mixed with bacterial cultures in the logarithmic phase to make a final concentration of sub-MIC (3/4 MIC). While LB broth was added instead of eugenol in the control group. The cells were grown at 37 °C with shaking at 160 rpm for 16 h. Total RNA was isolated using an RNeasy® Mini Kit (Qiagen, Hilden, Germany) according to the manufacturer's instructions.

    Real-time PCR performed in an Applied Biosystems step one Real-Time PCR System (USA) using TOPreal™ One-step RT qPCR Kit (SYBER Green with low ROX) (enzynomics, Daejeon, South Korea). Each PCR reaction tube contained 20 µL reaction mixtures consisting of the following:1 µL TOPreal ™ One-step RT qPCR Enzyme Mix, 10 µL TOPreal™ One-step RT qPCR Reaction Mix, 2 µL RNA extract, 1 µL of each primer and 5 µL RNAase free water. GapA [36] and rpoB [37]were used as reference genes to normalize expression levels.

    The reacting condition was set as one step method as follows: synthesize cDNA at 42 °C for 30 min, initial denaturation at 94 °C for 3 min, 30 cycles consisting of denaturation at 94 °C for 30 sec, annealing at 55 °C for 30 sec. Data were calculated using the Comparative CT method and expressed as the mean ± standard deviation.

    Among the 82 K. pneumoniae isolates analyzed, 53.6% were resistant to all antibiotics except colistin. The rate of antibiotic resistance among the tested isolates was studied and the percentage of resistant isolates towards each tested antibiotic is shown in Figure 1.

    Figure 1.  Resistance of K. pneumoniae isolates to the tested antibiotics.

    Thirty-two isolates were colistin-resistant, and fifty isolates were defined as colistin-intermediate according to the MIC breakpoints of colistin (CLSI 2021).

    Upon comparing the results of BMD method and polymyxin NP test, it was found that fifteen isolates defined as colistin-resistant according to the results of the BMD method were found susceptible by rapid polymyxin NP test as shown in Table 2.

    Table 2.  The MICs of colistin-resistant K. pneumoniae with performance evaluation of the rapid polymyxin NP test and its mechanism of resistance.
    MIC (µg/mL) No. of isolates (n = 82) Isolate code Mechanism of resistance Rapid polymyxin NP test CA*
    Resistant isolates 128 4 K14 mcr-1 positive R* 100%
    K22 mcr-1 positive R*
    K43 mcr-1 positive R*
    K44 mcr-1 positive R*
    64 2 K11 mcr-1 positive R* 100%
    K13 mcr-1 positive R*
    32 3 K9 mcr-1 positive R* 100%
    AG003 mcr-1 positive R*
    K55 mcr-1 positive R*
    16 6 K1 mcr-1 positive R* 83.3%
    K5 mcr-1 positive R*
    AG001 Chromosomal encoded S*
    K8 mcr-1 positive R*
    AG002 Chromosomal encoded R*
    K31 mcr-1 positive R*
    8 7 K2 mcr-1 positive S* 14.3%
    K3 mcr-1 positive R*
    K4 mcr-1 positive R*
    K18 mcr-1 positive S*
    K64 mcr-1 positive R*
    K61 mcr-1 positive S*
    AG004 Chromosomal encoded S*
    4 10 K17 mcr-1 positive S* 0
    K23 mcr-1 positive S*
    K62 mcr-1 positive S*
    K36 mcr-1 positive S*
    K39 mcr-1positive S*
    K67 mcr-1 positive S*
    K63 mcr-1 positive S*
    K65 mcr-1 positive S*
    K77 mcr-1 positive S*
    K71 Chromosomal encoded S*
    Susceptible isolates 2 19 S* 100%
    1 22 S* 100%
    0.5 9 S* 100%

    No. of ME = 0

    No. of VME = 15 (45.5%)

    S*, colistin-susceptible; R*, colistin-resistant; CA*, categorical agreement; ME, major errors; VME, very major errors. The data represents low-level resistance isolates (MICs 4 or 8 µg/mL), where the lowest categorical agreement was observed.

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    After five passages of thirty isolates in ¼ MIC of colistin, the MIC of 3.3 %, 33.3 %, 36.7%, 13.3%, 10%, and 3.3% of isolates increased by two-fold, four-fold, eight folds, 16 folds, 32 folds, and 64 folds, respectively (Figure 2).

    Figure 2.  Induction of resistance in the selected isolates by using ¼ MIC of colistin.

    The PCR protocol specifically amplified the fragments of the mcr-1 gene with 320 bp amplicon size It was found that twenty-seven isolates out of thirty-two harbor the mcr-1 gene that causes resistance to colistin. phoP, phoQ, pmrA, pmrB, and mgrB genes were detected in all isolates.

    The occurrence of mgrB alterations in colistin-resistant clinical isolates of AG001, AG002, AG003, and AG004 was detected by PCR mapping and sequencing strategy using primers described in Table 1. The amplification products found in the four isolates were inactivated by point mutation and small or even large deletion of nucleotides. The gene sequencing of the mgrB gene in isolate AG003 was modified by the insertion of additional nucleotides between nucleotide positions 116 and 126 as shown in Figure 3. The four isolates possess a premature stop codon leading to truncated proteins. All these alterations caused the substitution of amino acids that were probably leading to a non-functional MgrB protein, and thus were possibly the source of colistin resistance.

    Figure 3.  Sequence of the mgrB gene in isolate AG003 indicates the target site for insertion.

    Conjugation between three K. pneumoniae clinical isolates harboring the mcr-1 gene as a donor and colistin-sensitive K. pneumoniae isolates as a recipient was done to check the potential transfer of plasmid-mediated colistin resistance horizontally. After selection, variable numbers of transformants were observed (Figure 4). Their MIC values and transfer frequencies were calculated as shown in Table 3.

    Figure 4.  A: recipient in presence of colistin and amikacin; B: recipient in presence of colistin.
    Table 3.  Plasmid transfer frequencies and MIC of colistin against obtained transformants and recipient isolate.
    Isolate code Transfer frequency MIC of colistin (µg/mL) against
    recipient isolate obtained transformants
    K22 2.4 × 10-5 1 128
    K77 6.1 × 10-6 1 4
    K3 2.6 × 10-5 2 8

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    Plasmids harboring mcr-1 from K. pneumoniae isolate detected by PCR were successfully transformed in E. coli DH5α and sensitive strain K. pneumoniae using a heat shock technique. They grew in LB agar containing colistin and their MIC was 4 µg/L which confirms the functionality of the gene.

    The combination of colistin with eugenol was tested against 27 selected clinical isolates. The results of the antimicrobial activity showed that eugenol presented variable antimicrobial activity against all tested strains (MIC, 416 to 1664 µg/mL), and the FIC indices obtained ranged from 0.265–0.75. The obtained results showed that the combination was synergistic against 37.03%, and partial synergistic against 62.96%, as shown in Table 4.

    Table 4.  MIC and FICI of eugenol and colistin against K. pneumoniae isolates.
    Isolate code MIC colistin
    MIC eugenol
    FICI index Combination efficacy
    Alone In combination Alone In combination
    K1 16 2 832 416 0.625 Partial synergy
    K2 8 1 832 416 0.625 Partial synergy
    K3 8 1 1664 832 0.625 Partial synergy
    K4 8 2 1664 416 0.5 Synergy
    K5 16 2 832 208 0.37 Synergy
    K8 16 2 1664 832 0.625 Partial synergy
    K9 32 1 832 416 0.53 Partial synergy
    K11 64 2 832 416 0.531 Partial synergy
    K13 64 4 416 208 0.65 Partial synergy
    K14 128 4 832 416 0.53 Partial synergy
    K17 4 2 832 208 0.75 Partial synergy
    K18 8 1 832 416 0.625 Partial synergy
    K22 128 2 832 416 0.5 Synergy
    K23 4 2 832 104 0.625 Partial synergy
    K31 16 1 1664 832 0.56 Partial synergy
    K36 4 2 832 104 0.625 Partial synergy
    K39 4 2 832 104 0.625 Partial synergy
    K43 128 2 832 208 0.265 Synergy
    K44 128 8 832 208 0.312 Synergy
    K55 32 4 823 208 0.375 Synergy
    K61 8 2 832 104 0.375 Synergy
    K62 4 1 832 208 0.5 Synergy
    K63 4 1 832 416 0.75 Partial synergy
    K64 8 2 832 208 0.5 Synergy
    K65 4 1 1664 416 0.5 Synergy
    K74 4 2 832 104 0.625 Partial synergy
    K77 4 2 1664 416 0.75 Partial synergy

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    The expressions of mcr-1 were compared before and after the addition of eugenol to investigate if eugenol influences drug-resistant genes at the mRNA level. They were assessed using qPCR and using two housekeeping genes rpoB and gapA as reference standards. The addition of 3/4MIC of eugenol was able to decrease the expression of the mcr-1 gene in K. pneumoniae isolates. The results in Figure 5 presented differences in the mcr-1 gene before and after eugenol addition, which indicates that colistin resistance gene mcr-1 was down-regulated by additional eugenol when compared to untreated K. pneumonia.

    Figure 5.  Expression of mcr-1 gene in the presence and absence of 3/4MIC of eugenol. Data were expressed as mean ± S.D.

    Klebsiella pneumoniae is classified as one of the most serious ESKAPE organisms that effectively escape antibacterial drugs [38], even when colistin was the last choice for its treatment [39]. In the present study, the susceptibility test displayed that 53.6% of our isolates were resistant to all antibiotics used. It was found that 76.8–100% of tested isolates were resistant to β-lactam antibiotics. These results were in accordance with the results of Montso et al. where 66.7–100% of their isolates were resistant to β-lactams [40]. Moreover, our tested isolates showed 76.8% resistance to ertapenem, while a study by Oladipo et al. showed 91% of K. pneumoniae isolates were highly susceptible to ertapenem [41]. In contrast to a study by Kareem et al. where resistance for amikacin and gentamicin were 48.8% and 69.7%, respectively [42], our study showed high resistance to aminoglycosides where the resistance ranged from 65.9–80.4%. High resistance was observed towards ciprofloxacin at 90.2% which was in accordance with Karimi et al. who found resistance to be 80% [43].

    MIC values of colistin ranged from <0.5–128 µg/mL. Thirty-two (39%) isolates were resistant to colistin in our study. Zafer et al. reported 22 (4.9%) colistin-resistant K. pneumoniae isolated over 18 months from cancer patients in Egypt [44]. Colistin resistance was detected in 8 (7.5%) K. pneumoniae in Tanta University Hospitals according to Ezzat et al. [45]. Rabie et al. found that 17.2% of K. pneumoniae isolates were resistant to colistin at Zagazig University Hospitals [46]. The variability in susceptibility of K. pneumoniae isolates toward colistin in different studies from Egypt may be due to differences in geographical zones or using different protocols of antibiotics in these regions.

    Rapid polymyxin NP Test is a new phenotypic test which has been developed and evaluated worldwide to detect colistin resistance. Our study confirms that it was simple, easy to perform, and fast, as determined in other studies [47][49]. The specificity of the rapid polymyxin NP test was found to be 100% which was similar to the studies of [49][51], Dalmolin et al. (98%), Nordmann P et al. (95.4%) and Conceição-Neto et al. (94%) [28],[47],[48], though slightly different from the results of Malli E et al. (82%) [52]. The sensitivity of the rapid polymyxin NP test was 53.1% in our study which was different from other international studies poirel et al. (100%), Nordmann P et al. (99.3%), Malli E et al (99%), Dalmolin et al. (98%), Shoaib et al. (97.2%) [28],[47],[49],[51],[52]. The study performed by Simar S et al. showed low sensitivity 25% [50] which could be due to possible heteroresistant isolates in their study [51]. In our study, the MIC of 14 isolates out of 15 colistin-resistant isolates that showed false negative results in rapid polymyxin NP test were close to the breakpoint (4 and 8 µg/mL), which was comparable to Conceição-Neto et al study that emphasizes the difficulty of detecting resistance in isolates with low MICs [48].

    Regarding the study of the capability of colistin to prompt resistance against itself, it was found that colistin could induce resistance towards itself in all the selected isolates proved by increasing their MIC values by many folds ranging from 2–64 folds. This can be explained by mutations in the pmrAB and lpxACD genes [53], which have a role in colistin resistance. Also, mutations in several other genes were additionally observed (e.g., vacJ and pldA) that linked with the target of polymyxins; the outer membrane may be the reason [30].

    Contrary to mcr gene families (mcr-2 to mcr-5), The mcr-1 gene is the most commonly to cause colistin resistance in humans [54], so we focused on it in our study. According to the results of PCR, 27 of the resistant studied isolates (84.4%) were positive for the mcr-1 gene declared high prevalence rate of mcr-1 in Alexandria and El-Beheira, Egypt. Previous studies detected a low prevalence of mcr-1 positive isolates from human clinical samples [44],[46],[55]. The higher rates of mcr-1 carriage may be due to the high amount of livestock and poultry in El-Beheira.

    MgrB is a small regulatory transmembrane protein. It is produced after activation of the PhoQ/PhoP signaling system and exerts negative feedback on the same system. Inactivation of the mgrB gene in K. pneumoniae leads to the upregulation of signaling systems which modify the LPS by adding 4-amino-4-deoxy-L-arabinose to lipid A, which decreases its affinity to polymyxins [13],[14]. In this work, we found that the four isolates which didn't have the mcr-1 gene carried alterations of the mgrB gene that were possibly responsible for their colistin resistance. Several different genetic alterations were observed such as point mutations, small or even large deletions, and insertional inactivation that reflect several independent mutational events of mgrB. Our findings agree with Cannatelli et al. [14] study that found the same observation in addition to the inactivation of mgrB by IS5-like elements, which was the most common mechanism of mgrB alteration.

    The spread of the mcr-1 gene between K. pneumoniae and E. coli may generate pan-drug-resistant isolates such as those producing mcr-1 and carbapenemases, therefore it is important to recognize and monitor its transfer [56]. Plasmid-mediated transfer of the mcr-1 gene was investigated in our study through conjugation and heat shock transformation. Successful conjugative transfers were obtained between K. pneumoniae isolates in agreement with Dénervaud Tendon et al. [57]. Also, transformants were obtained by heat shock technique when E. coli DH5α and K. pneumoniae were used as recipients. These findings were in agreement with Ovejero et al. [58] and Zurfluh et al. [59].

    The dissemination and high transfer rate of the mcr-1 gene make it necessary to search for alternatives to substitute antibiotics. Essential oils (Eos) were proved to be one of these alternatives that have significant antimicrobial activity against a wide range of microorganisms [60]. Eugenol, the principal chemical component of clove oil is recognized as a safe compound with a recommended dose of 2.5 mg/kg body weight for humans according to Food and Agriculture Organization/WHO Expert Committee on Food Additives [61]. It has antibacterial activity against K. pneumoniae [62]. In the present study, Eugenol showed MIC of 416–1664 µg/mL among K. pneumoniae isolates. In Dhara et al. study, the MIC value of eugenol was 63–999 µg/mL [62]. Eugenol exhibited a synergistic effect on 11 out of 27 mcr-1 colistin-resistant isolates (FICI, 0.265 to 0.5), and a partial synergistic effect (FICI, 0.53–0.75) for the rest isolates. In general, the presence of eugenol decreased the MIC of colistin by 2 to 64-fold.

    Real-time PCR results revealed that eugenol inhibits mcr-1 gene expression as the expression of the mcr-1 gene in the synergy group was significantly lower than in the nonsynergy group. This result is in accordance with Wang et al study [63], which suggests the synergistic effect is due to the interactions between the phenolic hydroxyl group of eugenol and MCR-1 protein.

    In conclusion, there is a high prevalence of mcr-1 in Egypt due to its ability to transfer to other strains. Detection of colistin-resistant isolates with low values is difficult to be determined by rapid polymyxin NP test. Eugenol can promote health and reduce antibiotic resistance as it exerts a synergistic effect with colistin and improves its antimicrobial activity.



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