Instantaneous frequency can well track and reflect the transient information of signal, so it plays an important role in the analysis and processing of the non-stationary signal. In this paper, the single component signal is compared with the Second Order Differential Equation in polar coordinates. Based on this, a threshold segmentation instantaneous frequency calculation method is proposed. This method is mainly for characteristics of the non-stationary signal, use the change of the area around the signal and the x axis to determine the amplitude mutation point of each single component signal, and perform segmentation. Simulations, mathematical derivations and experimental tests are used to highlight the performance of the proposed method. It is not only simple in calculation, but also can reduce the unnecessary influence of non-stationary signal amplitude mutation on instantaneous frequency, and can effectively judge the fault of rolling bearing in fault diagnosis.
Citation: Zhibo Liu, Yu Yuan, Ling Yu, Yingjie Li, Jiyou Fei. A novel threshold segmentation instantaneous frequency calculation approach for fault diagnosis[J]. Mathematical Biosciences and Engineering, 2020, 17(5): 5395-5413. doi: 10.3934/mbe.2020291
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Abstract
Instantaneous frequency can well track and reflect the transient information of signal, so it plays an important role in the analysis and processing of the non-stationary signal. In this paper, the single component signal is compared with the Second Order Differential Equation in polar coordinates. Based on this, a threshold segmentation instantaneous frequency calculation method is proposed. This method is mainly for characteristics of the non-stationary signal, use the change of the area around the signal and the x axis to determine the amplitude mutation point of each single component signal, and perform segmentation. Simulations, mathematical derivations and experimental tests are used to highlight the performance of the proposed method. It is not only simple in calculation, but also can reduce the unnecessary influence of non-stationary signal amplitude mutation on instantaneous frequency, and can effectively judge the fault of rolling bearing in fault diagnosis.
1.
Introduction
The human heart is a powerful yet complex organ and its failure is the leading cause of death worldwide. It constitutes one of the most beautiful examples of self-organization (homeostasis) [1,2,3] as a result of various control and feedback mechanisms across scales from micro-scale sarcomere to macro-scale organ levels. One of the important feedback loops in cardiac function is the effect of mechanical activities on electric activity—the so-called mechano-electric feedback (MEF) [4,5,6,7,8,9,10,11,12]. MEF is complementary to the electric-contraction coupling (ECC) where the electric activity causes the heart contraction and mechanical deformation. MEF together with ECC closes the feedback loop between electric activity and mechanical activity.
MEF has been known to be crucial for a long time with its intriguing contradictory proarrhythmic and antiarrhythmic effects. An important example is Commotio cordis—lethal disruption of heart rhythm—due to a blow to the area directly over the heart, causing a sudden death [13,14]. In contrast, the termination of cardiac arrhythmia can be attempted with a precordial thump by hitting the middle of a person's sternum with a fist [15,16]. The impact of mechanical stimulus is complex and interestingly depends crucially on the timing relative to the cardiac cycle as well as the rate of rise of the mechanical stimulus (see [9] and references therein). For instance, diastolic stretch depolarises cardiac cells and tissues (e.g., [9,17,18] and references therein), which can in turn trigger ectopic excitation that may lead directly to ventricular fibrillation or to severe conduction abnormalities. On the other hand, there are situations where such mechanically-induced ectopic excitation is welcome with resuscitatory effect as in the case of triggering contraction in asystolic hearts. In comparison, systolic stretch reduces the amplitude of the action potential plateau [19] and shortens action potential duration or the early part of repolarisation depending on preparation and amplitude of stretch, potentially contributing to arrhythmias.
Although less studied than ECC, there have been various attempts to model MEF at different levels of sophistication including lumped parameter models evolving temporal dynamics of different variables (given by maps, or ordinary differential equations (ODEs)) [4,20,21,22] or temporal-spatial dynamics (given by partial differential equations) [10,23,24,25,26,27,28,29]. The possibility of controlling cardiac alternans and arrhythmia by MEF has also been demonstrated in [24,26,28] in both approaches. The advantage of temporal-spatial modeling (at the cost of high computational efforts) is the capability of addressing the effect of MEFs on wave propagations such as the spiral wave initiation [25], the influence of cardiac tissue deformation on re-entrant wave dynamics [27], the initiation of spatially inhomogeneous patterns of oscillations (discordant alternans) [21], etc. In particular, Amar, et al. [29] presented a MEF via stretch-activated ion channels in a three-dimensional (3D) spatial model of the contracting cardiac ventricle by including a considerable level of physiological detail and a non-continuum method to represent the myocardium and showed that the presence of heart failure had significant effect on excitation propagation, highlighting the importance of MEF in failing hearts with low ejection fraction. However, Amar, et al. [29] modelled neither cellular Ca dynamics nor the whole cardiac cycle.
In fact, the levels of details on modeling of various ions and calcium dynamics vary with the models [20,21,23,24,27,29,30,31,32,33]. Nevertheless, reduced models (maps, ODEs) have been shown to be useful in gaining a key insight. For instance, 2D maps were shown to be useful in uncovering the basic mechanism for discordant alternans [21]—beat-to-beat alternations, demonstrating alternans bifurcation depending on the strength of the stretch-activated current [22], and reproducing the restitution [20] predicted in a fuller model [23]. Furthermore, Knudsen. et al. [4] proposed four-variable system models in a cell by incorporating the overall effects of MEF and ECC due to the changes in calcium dynamics during the cross-bridge cycle or via mechanosensitive (stretch-activated) channels.
It is also worth noting that our previous experience with nonlinear dynamical/fluid systems suggests the merit of low-order systems (e.g. lumped parameter models) in capturing qualitatively similar behaviour in self-organization and its breakdown. For instance, Wright, et al. [2] reproduced the pathway to slow and fast heart rhythm through periodic doubling bifurcations in the non-autonomous Van der Pol oscillator, similar to those observed in a continuous model [34]. Furthermore, similar probability density functions were shown in the 2 dimensional fluids, 1 dimensional reduced system, and 0 dimensional (lumped parameter) model of self-organized shear flows [35].
The main aim of this paper is to present a simplest dynamical model which predicts various forms of arrhythmias, or alternans due to (dysfunction of) MEF in a beating heart by consistently evolving the myocyte contraction, electric activity and ventricle pressure-volume relation at the organ level at the same time over multiple cardiac cycles. Needless to say, it is absolutely crucial to include the coupling between mechanical and electric activities to understand MEF. In the traditional framework in which the ratio of the ventricular pressure to its volume is prescribed by a periodic function using the time-varying elastance model (e.g., [36,37,38,39,40]), it is simply impossible to include such coupling. Furthermore, the time-varying elastance model being largely based on (almost) physiological data, its validity has been questioned in pathological conditions or with a heart assist device see e.g., [40,41]. To face this challenge, we [42] recently proposed a paradigm shift from a time-varying elastance model to a synergistic model in which the ventricular pressure and volume relation is consistently determined through the coupling among mechanical, electric and chemical activity on micro-scale sarcomere and macro-scale heart and investigated the effect of an axial rotary pump [43] on a failing heart. The purpose of this paper is to investigate MEF and present various forms of heart arrhythmias due to (dysfunction of) MEF and the progression to fast and slow heart rhythm. We then present the utility of an axial rotary pump in assisting the inefficient pumping of the heart due to MEF. It cannot be overemphasized that these studies are simply impossible with the time-varying elastance model.
We note that lumped-parameter representation of the cardiovascular system [43] has the great advantage of permitting detailed investigation of different pathological scenarios at a very low cost and important clinical applications (see e.g., [44,45] and references therein). Our focus is thus on modeling MEF by coupling electric activity to the tension in the contractile element and/or left-ventricular volume at the simplest level and simulating multiple cardiac cycles. Our goal is to provide a better alternative to the time-varying elastance model which cannot address MEF. Thus, the precise form of restitution curves, spatio-temporal complexities associated with arrhythmias, or detailed dynamics of different ion channels [20,23,30,31] are not addressed within the framework of this paper. Such simplification is welcome in direct clinical application for patient's assessment and treatment optimization.
2.
Materials and methods
We summarize our two—basic and extended—models in [42], providing a list of our variables and their physiological meaning in Table 1. Both models have the same mechanical/chemical and electric activity set up, but the different (basic, extended) circulation models depend on the coupling between the left ventricle and the systemic arterial circulation.
Table 1.
Summary of variables and meanings from [42].
Variables
Physiological Meaning (Unit)
vc
Velocity of the contractile element (s−1)
ϵc
Strain of the contractile element
τc
Active tension of the contractile element (mmHg)
kc
Stiffness of the contractile element (mmHg)
σP
Passive stress (mmHg)
u
Chemical activity (s−1)
p
Slow electric variable
q
Fast electric variable
PV
Left ventricular pressure (mmHg)
V
Left ventricular volume (mL)
PR
Atrial pressure (mmHg)
PS
Arterial pressure (mmHg)
m
Aortic pressure (mmHg)
m0
Arterial pressure parameter for the basic model (mmHg)
A micro-scale dynamics of the contractile element is based on Bestel-Clement-Sorine (BCS) model [46,47] which evolves the active stress τc, stiffness kc, strain ϵc and its velocity vc=dϵcdt and where the active force derives from the chemical activity (e.g., ATP) modelled by u (measured in sec−1). The governing equations for vc, ϵc, τc and kc are then as follows:
dvcdt=−χvc−ω20ϵc−aτcd0(ϵc)+b(√V/V0−1),
(2.1)
dϵcdt=vc,
(2.2)
dτcdt=kcvc−(αl|vc|+|u|)τc+σ0uΘ(u),
(2.3)
dkcdt=−(αl|vc|+|u|)kc+k0uΘ(u),
(2.4)
d0(ϵ)=e−β0(ϵc)2.
(2.5)
Here, Θ(u) is a Heaviside function which takes the non-zero value of 1 for u>0 or 0 otherwise. From the left, the RHS of Eq (2.1) represents a damping force (χvc), a harmonic force (ω20ϵc), an active force (aτcd0(ϵc)) and a passive force (b(√V/V0−1)) based on a cylindrical heart; χ>0,a>0,b>0 are positive constants and ω0 is a micro-scale high oscillation frequency. The term involving αl|vc|+|u| in Eqs (2.3) and (2.4) represents the deactivation of contractile force while the term involving uΘ(u) represents its activation due to a chemical input u>0. d0(ϵc) in Eqs (2.1) and (2.5) represents the length-tension curve of the contractile element which we model by a Gaussian function for simplicity.
Micro-scale dynamics in Eqs (2.1)–(2.5) and macro-scale dynamics are related through the coupling between τc in Eqs (2.1) and (2.3) and the left ventricular pressure PV[42,47] as
PV=γV0V[d0(ϵc)τc+σp],
(2.6)
σp=k2k1[ek1(√VV0−1)−1].
(2.7)
In Eq (2.6), γ is a constant parameter proportional to the ratio of left ventricular wall thickness to its radius and its physiological meaning is provided in [42,47]. For the purpose of coupling micro-scale and macro-scale dynamics, we treated this constant as a parameter proportional to the above ratio and tuned it [42]. In Eq (2.7), σp represents the passive stress which is assumed to be exponential for simplicity; k1 and k2 are non negative parameters for the passive tension based on a cylindrical heart.
2.2. Electric activity model
As in [42], we use p and q as dimensionless slow and fast variables for the electric activity and assume that the chemical activity u in Eqs (2.3)–(2.4) is proportional to q with a proportional constant αu>0. We use constant parameters μ1 and μ2 to represent MEF [4,5,6,7]. Note that our variables p and q represent processes on different time scales and do not correspond to individual ionic currents [4]. The governing equations are then
dpdt=0.1(q−p+μ1τc),
(2.8)
dqdt=10q(1−q2)−10(2π)2p+μ2VΘ(V−V0)+10cos(2πt),
(2.9)
u=αuq.
(2.10)
Here, 10cos(2πt) in Eq (2.9) is chosen to model a control case with heart rate 1 Hz [42]; Θ(V−V0) is the Heaviside function which takes the non-zero value of 1 only for V>V0. MEF (μ1 or μ2) introduces the coupling among (p,q) and τc or V. Recall that μ1 mimics the effect of mechanical stress on the action potential during myocardial contraction (e.g., see [4]) where the contraction modulates the dynamics of the slow excitation variable (q in our case) while μ2 models the effect of stretch (e.g., through a stretch-activated ion channel) (e.g., see [10]). Since the mechanical stress on myocardial contraction is associated with systole in a cardiac cycle, μ1 mimics the effect of the systolic stretch in [9]. On the other hand, μ2 taking a non-zero value when the ventricular volume V exceeds the reference value V0 (modeled by Θ(V−V0) in Eq (2.9)), and thus mimics the diastolic stretch in [9]. Biologically, the over/under expression of an ion channel can affect the value of μ1 and μ2. The units of μ1 and μ2 are μ1=0.0024 kpa−1 and (s mL)−1, respectively. In [42], we calibrated the values of μ1 and μ2 as μ1=0.0024 kpa−1 and μ2=0 (s mL)−1 in order to reproduce the P-V loop for the control case, which is reasonable given the implicit role of MEF in a beating heart. In this paper, we vary μ1 for the control value μ2=0 (s mL)−1 and vary μ2 for the control value of μ1=0.0024 kpa−1, respectively to study MEF. From now on, for notational simplicity, we do not explicitly write the units of μ1 ((s mL)−1) and μ2 (kpa−1) when the values of μ1 and μ2 are given.
We note that there have been much more sophisticated modeling of electric activities involving up to a few dozens of different variables (e.g., see [29,48,49]). However, as noted in the introduction, our focus is on a simple, consistent lumped parameter model to investigate MEF and LVAD which enables us to overcome the limitations of the time-varying elastance model. Further extension of our model is left for future work.
2.3. Basic circulation model
Our basic circulation model ignores the dynamics of the systemic arterial circulation and employs the following evolution equations for the left ventricular volume V, aortic pressure m, and pump flow n through an axial rotary pump [43]:
dVdt=1RM(PR−PV)Θ(PR−PV)−1RA(PV−m)Θ(PV−m)−δpn,
(2.11)
dmdt=−m−m0RCCS+(PV−m)Θ(PV−m)CARA+δpnCA,
(2.12)
dndt=δpL∗[PV−m−R∗n+βω2].
(2.13)
Note that m0 in Eq (2.12) and PR in Eq (2.11) are constant, representing the fixed value of arterial and atrial pressure, respectively. RC, RM, RA and R∗ are resistances while CS and CA are compliances. L∗ is inertance. In Eq (2.13), the pump flow n through an axial pump—Left-ventricular Assist Device (LVAD)—is driven by βω2 where β is the pump parameter and ω is the pump speed (not angular frequency) (see [38,39,42,43]). The parameter values for the contractile component (σ0,kc,k1,k2) are taken from Sorine [46,47] while those for resistance, compliance, inertance, etc are taken from Simaan [38,39]. Table 2 (see also [42]) summarizes physiological meaning of all the parameters in Eqs (2.1)–(2.12) and their values.
Table 2.
Typical model parameters for control case.
As noted in [42], in our basic model, m in Eq (2.12) is not coupled to the aortic flow but instead has a parameter m0 which models a constant arterial pressure while PR in Eq (2.11) is the atrial pressure which we take as a constant value instead of treating it dynamically. Clinical implications of the basic model is to impose the arterial pressure PS to take the constant value m0 while imposing the atrial pressure PR to be also constant (that is, PS and PR are not dynamic variables). The basic model has the advantage that solutions are not too sensitive on initial conditions, allowing us to find (almost) unique solutions after initial transients disappear.
2.4. Extended circulation model
By incorporating the dynamics of the systemic arterial circulation based on Simaan [38,39], our extended circulation model includes the additional evolution equations for atrial pressure PR, arterial pressure PS, and aortic flow Fa while generalizing Eq (2.12) as follows:
dmdt=−FaCA+(PV−m)Θ(PV−m)CARA+δpnCA,
(2.14)
dFadt=m−PSLS−RcFaLS,
(2.15)
dPRdt=−PR+PSRSCR−(PR−PV)Θ(PR−PV)CRRM,
(2.16)
dPSdt=PR−PSRSCS+FaCS.
(2.17)
Here, RS is the systemic vascular resistance. In summary, for our extended model, we solve Eqs (2.1)–(2.11) and (2.14)–(2.17) using parameter values given in Table 2.
3.
Results
We first discuss MEF without pump support (δp=0) in the basic and extended models, respectively and then investigate the effect of an axial rotary pump on MEF by using δp=1. We again note that the parameter values for the control case are given in Table 2[42], in particular, μ1=0.0024 and μ2=0. To study MEF, we vary either μ1 or μ2. We try many different parameter values of μ1 or μ2, and in the following, we show the most interesting cases near the bifurcations where the period of systems changes (e.g., period doubling, quasi-periodicity, etc.). Since bifurcations do not occur uniformly in the parameter space, the chosen parameter values are not uniformly spaced. Also, we remove initial transients and show only stationary states wherever possible (apart from Figures 6 and 8).
For the basic model, we use the parameter values for the control case PR=9 mmHg and m0=70 mmHg and the initial condition V(0)=0.5V0[42].
3.1.1. Effect of μ1 (μ2=0)
In the absence of pump support, we first examine the effect of mechanical stress by increasing μ1 as μ1=0.0008×[9,15,18,31,200] for a fixed value of μ2=0. Figure 1 shows the time evolution of q (in blue) and p (in red), the time evolution of PV (in blue) and m (in red), and P-V loop from the left to the right panels; the value of μ1 increases from the top to the bottom panels as μ1=0.0008×[9,15,18,31,200]. In general, as μ1 increases, End Systolic Volume (ESV) increases and the Stroke Volume (SV = EDV-ESV) decreases where EDV is the End Diastolic Volume. Furthermore, as μ1 increases, the maximum value of the fast electric variable q in blue tends to decrease. In the bottom row, p is observed to rise very rapidly and then decrease very slowly. By linking p (the slow variable) to the action potential, this result is consistent with the previous findings in [5] that MEF due to contraction prolongs the action potential duration through the slower recovery [4]. This is also consistent with [7] where the effects of shortening of mammalian ventricular muscle led to the prolongation of the duration of the action potential (through myoplasmic calcium concentration). What is remarkable is the fact that our model is able to reproduce similar results without addressing calcium dynamics or any ionic current in detail.
Figure 1.
Basic model: μ2=0, μ1=0.0008×[9,15,18,31,200] from top to bottom. Note that μ1 is MEF mimicking the effect of (systolic) stretch on electric activity. Note also that PV-loops are shown on the different x-axis limits in the bottom panel so that the details can be seen.
More remarkable is the demonstration that a prolonged action potential comes about through a periodic doubling bifurcation (c.f., [2]) as μ1 increases (e.g., see [50] for bifurcations in nonlinear dynamical systems). Specifically, in Figure 1, the first periodic doubling is seen in the second row and then the transition to quasi-periodicity in the third row. Here, the quasi-periodicity refers to the appearance of a finite number (two or more) of incommensurable frequencies, driving quasi-periodicity [50]. This quasi-periodicity can be seen more clearly from a long time trace of q and its Fourier spectrum (Figure S1). In particular, the Fourier spectrum shows strong peaks not only at frequency 12 and its integer multiples but also in between due to the presence of incommensurable frequencies. We note that the Fourier spectrum would be almost continuous in the case of chaos.
It is intriguing to look in detail how this periodic doubling comes about. The first periodic doubling in the second row for μ1=0.0008×15 involves the decrease in the maximum value of the fast electric activity q, which in turn reduces the maximum value of PV and m. The total number of the oscillation in 20 secs at this stage remains 20. When μ1 is increased to μ1=0.0008×18 shown in the third row, around t∼3,9,15 secs, the maximum value of q becomes too small (∼0) to cause the heart contraction/beat, causing the missing oscillation peaks in PV and m at t∼3,9,15 secs. As μ1 is further increased from μ1=0.0008×18, we observe the appearance of period four (results not shown). For μ=0.008×31 shown in the fourth row, the maximum value of q at odd seconds are all too small (∼0), and consequently, the peaks at odd seconds completely disappear in PV and m, making the dominant frequency 12 Hz (the period two (2 secs)). Further increase in μ1 increases ESV such that in the last row, SV is reduced to a very small value <1 mL, with the significant reduction in the pumping power of the heart.
3.1.2. Effect of μ2 (μ1=0.0024)
Resetting μ1 to the control value μ1=0.0024, we now examine the effect of strain/stretch by increasing μ2 as μ2=0.18×[0.88,0.9,0.95,1,2,3,50] and show results in Figure 2. In Figure 2, the value of μ2 increases from the top to the bottom panels. Compared with the control case in [42] which has the oscillation period of 1 sec (10 oscillations per 10 secs), the top row in Figure 2 shows about 11 oscillations in 10 secs with the appearance of one additional (ectopic) oscillation around time t∼0.5 secs. This ectopic oscillation is caused by the appearance of a new incommensurable frequency, leading to a quasi-periodicity [50]. This can be seen more clearly from a long time trace of q and its Fourier spectrum (Figure S2). More ectopic peaks appear when μ2 is further increased. For instance, in the second and third row from the top, the total number of oscillations (in 10 secs) is about 12 and 13, respectively, with two and three additional oscillations appearing around time t∼8.5 secs and then 5.5 secs.
Figure 2.
Basic model: μ1=0.0024, μ2=0.18×[0.88,0.9,0.95,1,2,3,50] from the top to bottom. Note that μ2 is MEF mimicking the effect of (diastolic) stretch on electric activity.
These additional oscillations lead to complicated phase portraits, as seen in the last columns in Figure 2. The complexity somewhat decreases going from the third to the fourth rows. For μ2=0.18×3, the number of oscillations is 20 (twice the value for the control case μ2=0) in the sixth row. The bottom row shows further increase in the number of oscillations and complexity. What is important to notice is that the SV and thus pumping power of the heart degrades with increasing μ2. Interestingly, the appearance of ectopic peaks and shortening of the oscillation period are similar to the effect of stretch-activated ion channels, reported in previous works [6,8,9]. Our model allows us to demonstrate that the number of ectopic peaks increases systematically with an increasing μ2. Of interest is also that as μ2 increases, the maximum value of q (p) tends to increase (decrease), opposite to the behaviour noted above due to increasing μ1.
Two more points should be noted although no detailed results are shown here. First, when μ2<0, the opposite behavour of the slowing down of the heart rhythm is observed, the number of oscillations decreasing as |μ2| increases through a periodic doubling (results not shown here). This is similar to the effect of increasing μ1>0 shown in Figure 1. However, in contrast to μ1>0, μ2<0 does not significantly affect ESV and SV. Our finding of overactivation/underactivation of MEF leading to faster/slower oscillations are reminiscent of the effect of stretch-activated ion channel above/below a certain activation value in a continuous cardiac model in [10,11]. Second, we observe that for dilated cardiomyopathy (discussed in [42]), ectopic oscillations and transition to complex behaviour (quasi-periodicity) occur for smaller values of μ2 (results not shown here). Notably, this suggests the vulnerability of a pathological heart (e.g., after myocardial infarction) to arrhythmias, in agreement with [12].
3.2. MEF in the extended model (δp=0)
We recall that for the control case [42], initial conditions are PR(0)=10 mmHg, PR(0)=70 mmHg, m(0)=70 mmHg, Fa=90 mL/s, V(0)=0.9V0.
3.2.1. Effect of μ1 (μ2=0)
Figure 3 shows the results for μ2=0 and and μ1=0.0008×[15,20,30,1000,2000], μ1 increasing from the top to the bottom panels. We can see a periodic doubling in the first row, period three in the second row, and period four to period two bifurcation (again see [50] for bifurcations in nonlinear dynamical systems) in the third row. As observed in Figure 1 for the basic model, it is interesting to see that the missing heart beat is accompanied by the reduction in the maximum value of the electric activity q. The total number of oscillations in 20 secs decreases to 10 (from 20 in the control case) in the third row and then to 7 in the last row. Further increase in μ1 involves the mixture of what we see in Figure 3, that is, further missing oscillation peaks, the decrease in SV, and the significant degradation of the pumping power of the heart. These overall results are qualitatively similar to those found in the basic model although periodic doublings occur at different values of μ1 in the two models. This is why the values of μ1 shown in Figure 3 (for the extended model) are different from those in Figure 1 (for the basic model). In particular, the effect of μ1 tends to be more significant in the basic model compared with the extended model; for instance, the SV is <1 mL for μ1<0.0008×200 in the basic model while SV∼10 mL for μ1=0.0008×1000.
Figure 3.
Extended model: μ2=0, μ1=0.0008×[15,20,30,1000,2000] from the top to the bottom panels. μ1 mimicks the effect of (systolic) stretch on electric activity.
Resetting μ1 to the control value μ1=0.0024, we now increase μ2 as μ2=0.18×[0.85,0.88,0.94,2,10] and show results in Figure 4. As seen in Figure 2, ectopic peaks appear as μ2 increases. Specifically, in the first three rows from the top, the total number of oscillations per 10 secs is about 11, 12 and 13, respectively, with one, two and three additional oscillations. These additional oscillations lead to complex phase portrait. As μ2 is further increased, the number of oscillations keeps increasing. Similarly to the basic model, the pumping power of the heart degrades with increasing μ2, EDV (ESV) gradually decreasing (increasing). The opposite behavour of the slowing down of the heart rhythm is observed for μ2<0, the number of oscillations gradually decreasing as −μ2 increases (results not shown here). Again, these results are qualitatively similar to those found in the basic model.
Figure 4.
Extended model: μ1=0.0024, μ2=0.18×[0.85,0.88,0.94,2,10] from the top to the bottom panels. μ2 mimicks the effect of (diastolic) stretch on electric activity.
In [42], we considered a failing heart due to dilated cardiomyopathy where the heart becomes enlarged and cannot pump blood effectively and investigated the effect of an axial rotary pump on such a failing heart, for instance, showing the improvement of the aortic pressure and SV with pump support. In the previous subsections, we have demonstrated the inefficient heart pumping, in particular, due to a large μ1 (Figures 1 and 3). An intriguing question is then how this situation can be improved with pump support. To answer this question, we include a pump by letting δp=1 in Eqs (2.11)–(2.13) and investigate the effect of a pump in the basic and extended models, respectively.
For the basic model, we consider the case of μ1=0.0008×18 and μ2=0, shown in the third row in Figure 1, where the heart rhythm is very irregular (quasi-periodic) involving P-V loops with a small SV. We take an axial rotary pump speed (frequency) to be ω=13.3 krpm in Eq (2.13). The results with pump support (δp=1) are shown in Figure 5, showing how the behaviour in the thrid row in Figure 1 (without a pump) changes due to a pump. Compared with the case without the pump where electric oscillations q contain peaks that are too weak to cause missing peaks in pressure/volume oscillations, q in Figure 5 shows regular oscillations with period one. This means that pump support can help recover regular electric oscillations as well as regular contraction. Furthermore, with pump support, the left ventricular volume V in general decreases, but ESV is reduced more than EDV so that SV increases in comparison with the case without pump support (the bottom panel in Figure 1); the aortic pressure m increases and PV and m decouple. This is similar to the effect of a pump on dilated cardiomyopathy discussed in [42].
Figure 5.
Basic model: μ1=0.0008×18, μ2=0, pump speed ω=13.3 krpm (to be compared with the third row in Figure 1 without pump support).
Figure 6 is for the case where the pump speed linearly increases as ω=8000+200t3 rpm, as shown in the last panel; the four panels show how PV, m (aortic pressure), P-V loop, pump flow n, and pump speed ω evolve in time. As the pump speed linearly increases in time, irregular oscillations in PV, m, and pump flow n change into regular oscillations while PV (m) slowly decreases (increases), the P-V loops shifting to a smaller volume with a larger SV. We note that Figure 5 is shown for the value of ω at the final time t=80 in Figure 6.
For the extended model, we consider the extreme case of μ1=0.0008×1000 and μ2=0 shown in the second bottom row in Figure 3 and present the effect of a pump with ω=13.3 krpm in Figure 7. We observe that due to a pump, the left ventricular volume V in general decreases while the SV and aortic pressure m increase. The four panels in Figure 8 show PV, m (aortic pressure), P-V loop, pump flow n, and pump speed ω=8000+200t3 rpm against time t. As the pump speed ω shown in the last panel increases with time, PV (m) slowly decreases (increases), the P-V loops shifts to a smaller volume, and the pump flow n increases. Again, note that Figure 7 is for ω=13.3 krpm which is the value of ω at t=80 (the final time) in Figure 8.
Figure 7.
Extended model: μ1=0.0008×1000, μ2=0, pump speed ω=13.3 krpm (to be compared with the second bottom row in Figure 3 without a pump).
Therefore, in both basic and extended models, pump support increases the aortic pressure and assists a pathological heart due to MEF. Another important effect of pump support is to recover lost electric oscillations and heart beats. For instance, we observe 10 oscillations in 10 secs with pump support in Figure 7 while there are only 8 oscillations in 10 secs without pump support in the second bottom row in Figure 3.
As implied above in Figures 5–6, a further parameter scan reveals clearly that pump support delays the onset of periodic doublings as μ1 increases. For instance, for μ1=0.0008×15 and μ2=0, pump support makes it possible that the number of oscillations of the electric activity, left-ventricular pressure/volume, etc. remains normal (10 oscillations/10 secs) even at a pump speed (ω=11.333 krpm). This is shown in Figure S3 for the basic model and Figure S4 for the extended model, respectively. This can be understood to be a consequence of unloading of the left-ventricle by pump support due to the reduced left-ventricular pressure/tension/contraction. We also check that pump support improves the condition caused by too large μ2. Figure S5 is one example, showing that pump support reduces the number of ectopic oscillations and increases SV in comparison with the last panel in Figure 4 without pump support.
Finally, we remark that the main difference between the basic and extended models in Figures 6 and 8 lies in the behaviour of the pump flow n for a sufficiently large ω. Specifically, Figure 8 for the extended model shows the increase in the oscillation envelope of n towards smaller n around t∼60 secs when the pump speed ω∼12 krpm. This is similar to the onset of suction observed from in vivo data shown in Figure 79.13 in [38]. In comparison, such behaviour is not seen in Figure 6 for the basic model. These results are consistent with those from [42] where the extended model worked better for capturing the interaction between the pump and the circulation due to the inclusion of the peripheral circulation.
4.
Discussions
The application of mathematical models, lumped parameter models in particular, to clinical settings has the great advantage of permitting detailed investigation of different pathological scenarios at a very low cost (e.g., without damage to living bodies) [44,45]. Despite the popularity of the time-varying elastance, its validity for capturing cardiac self-organization and its breakdown has been questioned. Furthermore, MEF in a beating heart over multiple cardiac cycles by consistently evolving the myocyte contraction, electric activity and ventricle pressure-volume relation at the organ level is not well-studied/modelled as far as we are aware. Therefore, our aim was to undertake a systematic study of MEF in a synergistic cardiac model that include feedback mechanisms between mechanical and electric/chemical activities across microscale sarcomere and macroscale organ levels.
Using our synergistic model, we demonstrated various forms of heart arrhythmias due to (dysfunction of) MEF which would otherwise be impossible with the time-varying elastance concept or in real experiments (e.g. a subject would die in extreme conditions). We modeled MEF via systolic and diastolic stretch [9] by μ1 and μ2, respectively. Our basic and extended models revealed qualitatively similar results that positive μ1 and μ2 led to slow or fast heart beats through periodic doubling and ectopic excitations of incommensurable frequencies (quasi-periodic bifurcations), respectively. This resulted in a pathological condition, reminiscent of dilated cardiomyopathy, where a heart cannot contract or relax properly, with an ineffective pumping of a heart. Specifically, the increase in μ1 caused the disappearance of oscillations in electric activity, left-ventricular volume and pressure as well as the decrease in the stroke volume while the increase in μ2 leads to the appearance of ectopic peaks, in agreement with [6,8,9,10,11]. In particular, the increase in μ1 makes some of the electric oscillations too weak to cause heart contraction, causing the missing peaks in ventricular pressure/volume oscillations. For sufficiently large μ1 or μ2, the stroke volume (SV) becomes too small.
Such pathological condition was then shown to be improved by an axial rotary pump which helps recovering the normal electric and pressure/volume cycles, preventing progression towards pathological condition, and increasing the SV. While a heart assist device has been considered to provide a mechanical support only, our results highlighted its nontrivial effect on the electric activity of the heart (recovering missed electric oscillations) as a result of unloading of the left-ventricle by pump support due to the reduced left-ventricular pressure/tension/contraction.
Finally, we point out an interesting similarity in the overall bifurcations in heart rhythm in our models and in the forced Van der Pol oscillator in [2] and in a continuous model [34]. Specifically, [2] showed that the progression to slow and fast heart rhythm can be caused by stochasticity in the linear growth rate and nonlinear negative feedback, respectively. Comparing these with our results in this paper, we can see that μ1>0 is analogue to stochasticity in the linear growth rate in the Van der Pol oscillator while μ2>0 is reminiscent of stochasticity in the nonlinear negative feedback. However, given the complexity of our models in this paper, it is not immediately obvious why this would be the case mathematically.
Limitation of our study: Given the simplicity of our lumped parameter model based on a set of ordinary differential equations, our model cannot inform us how MEF affects the distribution of our variables in space (e.g., waves) and their inhomogeneity such as the precise form of spatio-temporal complexities associated with arrhythmias, detailed dynamics of different ion channels, or reconstitution curves. Our study is also limited to modeling the left-ventricle dynamics.
5.
Conclusions
Despite its simplicity, our model allowed us to study MEF and the effect of an axial rotary pump. It will be of interest to explore how MEF can help re-setting arrhythmias mechanically (e.g., by 'chest thump'). It will also be interesting to extend this work to incorporate ionic dynamics (e.g., calcium), atria [33], and the coupling between left-ventricle and right-ventricle. Our model could well become part of a software with direct clinical application for patient's assessment and treatment optimization where the clinician is the ultimate decision-maker.
Acknowledgments
EK acknowledges the Leverhulme Trust Research Fellowship (RF-2018-142-9). We are very grateful to Dr. Sorine and Dr. Simaan for valuable discussions.
Conflict of interest
We declare no conflict of interest.
Supplementary
Figure S1.
Basic model: The time trace (left) and Fourier spectrum (right) of q showing the presence of a quasi-periodicity for μ1=0.0008×18 and μ2=0, corresponding to the third row in Figure 1.
Figure S2.
Basic model: The time trace (left) and Fourier spectrum (right) of q showing the presence of a quasi-periodicity for μ1=0.0008×3 and μ2=0.18×0.88, corresponding to the top row in Figure 2.
Figure S3.
Basic model: μ1=0.0008×15, μ2=0, pump speed ω=11333 rpm, showing the normal 1 sec period of heart beat (to be compared with the second top row in Figure 1 without pump support).
Figure S4.
Extended model: μ1=0.0008×15, μ2=0, pump speed ω=11333 rpm, showing the normal 1 sec period of heart beat (to be compared with the top row in Figure 3 without pump support).
Figure S5.
Extended model: μ1=0.0008×3, μ2=0.18×10, pump speed ω=1.2 krpm with pump support (to be compared with the last row in Figure 4 without pump support).
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